TIDMHSBA
RNS Number : 2672T
HSBC Holdings PLC
16 March 2023
HSBC HOLDINGS PLC
16 March 2023
Notification of Transactions by Persons Discharging Managerial
Responsibilities ("PDMRs")
1. Annual Incentive awards (Performance Year 2017)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the
"Shares") in HSBC Holdings plc (the "Company") were granted in 2018
as a part of variable pay for the performance year ended 31
December 2017.
On 14 March 2023, tranches of the Awards granted in 2018 vested
and the following transactions took place in London:
Directors
Name Total number of Number of Shares
Shares vested sold at GBP5.671041
per Share(1)
Noel Quinn 21,504 10,107
---------------- ---------------------
Other PDMRs
Name Total number of Number of Shares
Shares vested sold at GBP5.671041
per Share(1)
Colin Bell 14,943 7,024
---------------- ---------------------
Pam Kaur 15,631 7,347
---------------- ---------------------
Stephen Moss 13,664 3,781
---------------- ---------------------
Barry O'Byrne 7,694 2,725
---------------- ---------------------
Ian Stuart 13,488 6,340
---------------- ---------------------
(1) Includes shares sold to cover withholding tax .
The PDMRs are required to retain a number of Shares equivalent
in value to those that vested under the Awards (net of tax
liabilities) for twelve months from the original vesting date, with
the exception of Stephen Moss and Barry O'Byrne who are subject to
a six-month retention period.
2. Annual Incentive awards (Performance Year 2020)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the
"Shares") in HSBC Holdings plc (the "Company") were granted in 2021
as a part of variable pay for the performance year ended 31
December 2020.
On 14 March 2023, tranches of the Awards granted in 2021 vested
and the following transactions took place in London:
Name Total number of Number of Shares
Shares vested sold at GBP5.671041
per Share(1)
David Liao 18,753 -
---------------- ---------------------
Stephen Moss 19,168 394
---------------- ---------------------
Michael Roberts 46,879 23,932
---------------- ---------------------
Surendra Rosha 23,395 3,510
---------------- ---------------------
(1) Includes shares sold to cover withholding tax .
The PDMRs are required to retain a number of Shares equivalent
in value to those that vested under the Awards (net of tax
liabilities) for twelve months from the original vesting date, with
the exception of David Liao who is subject to a six-month retention
period.
3. Annual Incentive awards (Performance Year 2021)
Deferred awards (the "Awards") of US$0.50 ordinary shares (the
"Shares") in HSBC Holdings plc (the "Company") were granted in 2022
as a part of variable pay for the performance year ended 31
December 2021.
On 15 March 2023, the first tranche of the Awards granted in
2022 vested and the following transactions took place in
London:
Name Total number of Number of Shares
Shares vested sold at GBP5.60841
per Share(1)
David Liao 27,591 -
---------------- --------------------
Stephen Moss 17,241 -
---------------- --------------------
Michael Roberts 43,415 22,164
---------------- --------------------
Surendra Rosha 27,591 -
---------------- --------------------
(1) Includes shares sold to cover withholding tax .
The PDMRs are required to retain a number of Shares equivalent
in value to those that vested under the Awards (net of tax
liabilities) for twelve months from the original vesting date.
For the purpose of the below disclosures, the value of the
Awards which vested on 14 and 15 March 2023 has been calculated
using the closing Share price on the London Stock Exchange on 10
March 2023 of GBP5.9260.
The following disclosures are made in accordance with the UK
version of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Noel Quinn
2 - Reason for the notification
Position/status Group Chief Executive
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------- -------- ---------------
GBP5.93 21,504 GBP127,432.70
----------------------------- ------------- -------- ---------------
Aggregated GBP5.926 21,504 GBP127,432.70
----------------------------------------- ----------------------------- ------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Disposal
------------- -------- ---------------
GBP5.67 10,107 GBP57,317.21
----------------------------- ------------- -------- ---------------
Aggregated GBP5.671 10,107 GBP57,317.21
----------------------------------------- ----------------------------- ------------- -------- ---------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Colin Bell
2 - Reason for the notification
Position/status Chief Executive, HSBC Bank plc
and HSBC Europe
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------------- -------------- -------------------- --------------------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------------- ------------ ----------------
GBP5.93 14,943 GBP88,552.22
-------------------- ------------------- ------------ ----------------
Aggregated GBP5.926 14,943 GBP88,552.22
--------------------------------------- -------------------- ------------------- ------------ ----------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
----------------------- -------------- -------------------- --------------------------------- ----------------
Nature of Transaction: Price Volume Total
Disposal
------------------- ------------ ----------------
GBP5.67 7,024 GBP39,833.39
-------------------- ------------------- ------------ ----------------
Aggregated GBP5.671 7,024 GBP39,833.39
--------------------------------------- -------------------- ------------------- ------------ ----------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Pam Kaur
2 - Reason for the notification
Position/status Group Chief Risk and Compliance
Officer
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------- -------- ---------------
GBP5.93 15,631 GBP92,629.31
----------------------------- ------------- -------- ---------------
Aggregated GBP5.926 15,631 GBP92,629.31
----------------------------------------- ----------------------------- ------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Disposal
------------- -------- ---------------
GBP5.67 7,347 GBP41,665.14
----------------------------- ------------- -------- ---------------
Aggregated GBP5.671 7,347 GBP41,665.14
----------------------------------------- ----------------------------- ------------- -------- ---------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person David Liao
2 - Reason for the notification
Position/status Co-Chief Executive, Asia-Pacific
- The Hongkong and Shanghai Banking
Corporation Limited
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Acquisitions under
the HSBC Share Plan
2011
-------------- -------- ---------------
GBP5.93 18,753 GBP111,130.28
---------------------------- -------------- -------- ---------------
Aggregated GBP5.926 18,753 GBP111,130.28
----------------------------------------- ---------------------------- -------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Acquisitions under
the HSBC Share Plan
2011
-------------- -------- ---------------
GBP5.93 27,591 GBP163,504.27
---------------------------- -------------- -------- ---------------
Aggregated GBP5.926 27,591 GBP163,504.27
----------------------------------------- ---------------------------- -------------- -------- ---------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Stephen Moss
2 - Reason for the notification
Position/status Regional Chief Executive, Middle
East, North Africa and Türkiye
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
-------------- -------- ---------------
GBP5.93 32,832 GBP194,562.43
---------------------------- -------------- -------- ---------------
Aggregated GBP5.926 32,832 GBP194,562.43
----------------------------------------- ---------------------------- -------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Disposal
-------------- -------- ---------------
GBP5.67 4,175 GBP23,676.60
---------------------------- -------------- -------- ---------------
Aggregated GBP5.671 4,175 GBP23,676.60
----------------------------------------- ---------------------------- -------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
-------------- -------- ---------------
GBP5.93 17,241 GBP102,170.17
---------------------------- -------------- -------- ---------------
Aggregated GBP5.926 17,241 GBP102,170.17
----------------------------------------- ---------------------------- -------------- -------- ---------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Barry O'Byrne
2 - Reason for the notification
Position/status Chief Executive, Global Commercial
Banking
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------- -------- ---------------
GBP5.93 7,694 GBP45,594.64
----------------------------- ------------- -------- ---------------
Aggregated GBP5.926 7,694 GBP45,594.64
----------------------------------------- ----------------------------- ------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Disposal
------------- -------- ---------------
GBP5.67 2,725 GBP15,453.59
----------------------------- ------------- -------- ---------------
Aggregated GBP5.671 2,725 GBP15,453.59
----------------------------------------- ----------------------------- ------------- -------- ---------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Michael Roberts
2 - Reason for the notification
Position/status Chief Executive, HSBC USA and
Americas
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------- -------- ---------------
GBP5.93 46,879 GBP277,804.95
----------------------------- ------------- -------- ---------------
Aggregated GBP5.926 46,879 GBP277,804.95
----------------------------------------- ----------------------------- ------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Disposal
------------- -------- ---------------
GBP5.67 23,932 GBP135,719.35
----------------------------- ------------- -------- ---------------
Aggregated GBP5.671 23,932 GBP135,719.35
----------------------------------------- ----------------------------- ------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------- -------- ---------------
GBP5.93 43,415 GBP257,277.29
----------------------------- ------------- -------- ---------------
Aggregated GBP5.926 43,415 GBP257,277.29
----------------------------------------- ----------------------------- ------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Disposal
------------- -------- ---------------
GBP5.61 22,164 GBP124,304.80
----------------------------- ------------- -------- ---------------
Aggregated GBP5.608 22,164 GBP124,304.80
----------------------------------------- ----------------------------- ------------- -------- ---------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Surendra Rosha
2 - Reason for the notification
Position/status Co-Chief Executive, Asia-Pacific
- The Hongkong and Shanghai Banking
Corporation Limited
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
-------------- -------- ---------------
GBP5.93 23,395 GBP138,638.77
---------------------------- -------------- -------- ---------------
Aggregated GBP5.926 23,395 GBP138,638.77
----------------------------------------- ---------------------------- -------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Disposal
-------------- -------- ---------------
GBP5.67 3,510 GBP19,905.35
---------------------------- -------------- -------- ---------------
Aggregated GBP5.671 3,510 GBP19,905.35
----------------------------------------- ---------------------------- -------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-15 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ---------------------------- ------------------------ ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
-------------- -------- ---------------
GBP5.93 27,591 GBP163,504.27
---------------------------- -------------- -------- ---------------
Aggregated GBP5.926 27,591 GBP163,504.27
----------------------------------------- ---------------------------- -------------- -------- ---------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
Name of natural person Ian Stuart
2 - Reason for the notification
Position/status Chief Executive, HSBC UK Bank
plc
Initial notification/amendment Initial Notification
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
Full name of the entity HSBC Holdings plc
Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39
4 - Details of the transaction(s)
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition under
the HSBC Share Plan
2011
------------- -------- ---------------
GBP5.93 13,488 GBP79,929.89
----------------------------- ------------- -------- ---------------
Aggregated GBP5.926 13,488 GBP79,929.89
----------------------------------------- ----------------------------- ------------- -------- ---------------
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
2023-03-14 Ordinary GB0005405286 London Stock GBP - British
shares Exchange, Main Pound
of US$0.50 Market (XLON)
each
------------------------- -------------- ----------------------------- ----------------------- ---------------
Nature of Transaction: Price Volume Total
Disposal
------------- -------- ---------------
GBP5.67 6,340 GBP35,954.40
----------------------------- ------------- -------- ---------------
Aggregated GBP5.671 6,340 GBP35,954.40
----------------------------------------- ----------------------------- ------------- -------- ---------------
For any queries related to this notification, please
contact:
Bayo Adeyeye
Corporate Governance & Secretariat
+44 (0) 203 359 2160
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END
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March 16, 2023 12:30 ET (16:30 GMT)
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