Barclays PLC Holding(s) in Company (6944Y)
10 Mayo 2019 - 6:15AM
UK Regulatory
TIDMBARC
RNS Number : 6944Y
Barclays PLC
10 May 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Barclays PLC
underlying issuer of existing shares
to which voting rights are attached(ii)
:
---------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
-------------------------------------------
2. Reason for the notification (please mark the appropriate box or
boxes with an "X")
An acquisition or disposal of voting rights X
-------------------------------------------
An acquisition or disposal of financial instruments X
-------------------------------------------
An event changing the breakdown of voting rights
-------------------------------------------
Other (please specify)(iii) :
-------------------------------------------
3. Details of person subject to the notification obligation(iv)
Name (i) Edward Bramson
(ii) Stephen Welker
(iii) Sherborne Investors Management
GP, LLC
(iv) Sherborne Investors Management
LP
City and country of registered office 135 East 57th Street
(if applicable) Floor 32
New York, NY 10022
United States of America
4. Full name of shareholder(s) (if different from 3.)(v)
Name (i) SIGC, LP (Incorporated), as
a counterparty to the investment
management agreement with Sherborne
Investors Management (Guernsey)
LLC
(ii) Whistle Investors LLC, as a
counterparty to the investment management
agreement with Sherborne Investors
Management LP
(iii) Whistle Investors II LLC,
as a counterparty to the investment
management agreement with Sherborne
Investors Management LP
---------------------------------------------
City and country of registered office SIGC, LP (Incorporated):
(if applicable) 1 Royal Plaza
Royal Avenue
St Peter Port
Guernsey GY1 2HL
Whistle Investors LLC and Whistle
Investors II LLC:
c/o Corporation Service Company
251 Little Falls Drive
Wilmington, DE 19808
United States of America
---------------------------------------------
5. Date on which the threshold was 7 May 2019
crossed or reached(vi) :
6. Date on which issuer notified 9 May 2019
(DD/MM/YYYY):
-------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ------------------- -------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 1.95% 3.52% 5.48% 17,240,956,167
------------------ ------------------- -------------- ------------------
Position of
previous notification
(if
applicable) 5.10% 0.41% 5.51%
------------------ ------------------- -------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10 of
2004/109/EC) Directive 2004/109/EC) 2004/109/EC) Directive
(DTR5.1) (DTR5.2.1) (DTR5.1) 2004/109/EC)
(DTR5.2.1)
------------------------
GB0031348658 336,897,956 1.95%
--------------------- ------------------------ --------------------- --------------
SUBTOTAL 8. A 336,897,956 1.95%
----------------------------------------------- -------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion Period(xi) rights that may rights
be acquired if the
instrument is
exercised/converted
------------ ------------------------- ---------------------------------- ------------
Right to recall 22 July
lent shares 2021 607,051,133 3.52%
--------------------------------------- ---------------------------------- ------------
SUBTOTAL 8. B
1 607,051,133 3.52%
------------------------- ---------------------------------- ------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical or Number of % of voting
instrument date(x) Conversion cash voting rights rights
Period (xi) settlement(xii)
------------- ------------------------ ------------------ ---------------
SUBTOTAL 8.B.2
--------------------------------------------------------------- ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting X
rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity(xiv) (please
add additional rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if higher than the
the notifiable it equals or is notifiable threshold
threshold higher than the
notifiable threshold
--------------------- ----------------------- ----------------------
Edward Bramson N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Stephen Welker N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Sherborne Investors
Management GP,
LLC N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Sherborne Investors
Management LP N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Intentionally left Intentionally left Intentionally left Intentionally left
blank blank blank blank
--------------------- ----------------------- ----------------------
Edward Bramson N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Stephen Welker N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Sherborne Investors
Management GP,
LLC N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Sherborne Investors
Management LP N/A N/A 5.48%
--------------------- ----------------------- ----------------------
Sherborne Investors N/A N/A N/A
Management (Guernsey)
LLC
--------------------- ----------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion London
Date of completion 9 May 2019
-----------
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END
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