ProPhotonix Limited ProPhotonix Notification of Major Holdings

Fecha : 31/05/2019 @ 05:59
Fuente : UK Regulatory (RNS & others)
Emisora : Prophotonix Limited (PPIX)
Cotización : 1.75  0.0 (0.00%) @ 02:00
Prophotonix Cotización de acciones Gráfica

ProPhotonix Limited ProPhotonix Notification of Major Holdings

TIDMPPIX

RNS Number : 7833A

ProPhotonix Limited

31 May 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                          PROPHOTONIX LIMITED 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                         --------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer                                                                                           X 
                                                                                                ------------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                             X 
                                                                                                ------------------ 
 An acquisition or disposal of financial instruments 
                                                                                                ------------------ 
 An event changing the breakdown of voting rights 
                                                                                                ------------------ 
 Other (please specify)(iii) : 
                                                                                                ------------------ 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                     CANACCORD GENUITY GROUP INC 
 City and country of registered office                    VANCOUVER, CANADA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                     DISCRETIONARY CLIENTS 
                                                         --------------------------------------------------------- 
 City and country of registered office                    As above 
  (if applicable) 
                                                         --------------------------------------------------------- 
 5. Date on which the threshold was                       24 MAY 2019 
  crossed or reached(vi) : 
                                                         --------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):           29 MAY 2019 
                                                         --------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                                      % of voting         % of voting rights    Total of both    Total number 
                                     rights attached      through financial      in % (8.A +      of voting rights 
                                    to shares (total         instruments             8.B)         of issuer(vii) 
                                        of 8. A)            (total of 8.B 
                                                              1 + 8.B 2) 
                                -----------------------  -------------------  ----------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                     4.3408                                        4.3408            93,150,402 
                                -----------------------  -------------------  ----------------  ------------------ 
 Position of 
  previous notification 
  (if 
  applicable)                    5.4979                                        5.4979 
                                -----------------------  -------------------  ----------------  ------------------ 
 
 
 
 8. Notified details of the resulting situation on the date on which the threshold 
  was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of     Number of voting rights(ix)                  % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                         Direct                Indirect                        Direct                         Indirect 
                   (Art 9 of Directive   (Art 10 of Directive            (Art 9 of Directive            (Art 10 of Directive 
                      2004/109/EC)           2004/109/EC)               2004/109/EC) (DTR5.1)               2004/109/EC) 
                        (DTR5.1)              (DTR5.2.1)                                                     (DTR5.2.1) 
                                        --------------------- 
 US7434651060                            4,043,492                                                      4.3408 
                  --------------------  ---------------------  --------------------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                     4,043,492                                               4.3408 
                  -------------------------------------------  ------------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of           Expiration            Exercise/              Number of voting                        % of voting 
 financial          date(x)              Conversion              rights that may                         rights 
 instrument                              Period(xi)              be acquired if the 
                                                                 instrument is 
                                                                 exercised/converted. 
                  --------------------  ---------------------  --------------------------------------  --------------------- 
 
 
 
                                         SUBTOTAL 8. B 1 
                                        ---------------------  --------------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to Art. 
  13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of          Expiration             Exercise/              Physical or       Number of             % of voting 
 financial        date(x)                Conversion             cash              voting rights          rights 
 instrument                              Period (xi)            settlement(xii) 
                 ---------------------  ---------------------  ----------------  -------------------- 
 
 
 
                                                                SUBTOTAL 8.B.2 
                                                               ----------------  -------------------- 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                                           X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
    Name(xv)                   % of voting rights                 % of voting                  Total of both if 
                                 if it equals or                    rights                      it equals or is 
                               is higher than the                   through                     higher than the 
                              notifiable threshold                 financial                 notifiable threshold 
                                                                instruments if 
                                                                      it 
                                                                 equals or is 
                                                                    higher 
                                                                   than the 
                                                                  notifiable 
                                                                   threshold 
                  -------------------------------------------  ----------------  ------------------------------------------- 
 Canaccord 
  Genuity 
  Group Inc.       4.3408                                                         4.3408 
                  -------------------------------------------  ----------------  ------------------------------------------- 
 Canaccord 
  Genuity 
  Wealth Group 
  Holdings 
  Limited          4.3408                                                         4.3408 
                  -------------------------------------------  ----------------  ------------------------------------------- 
 Canaccord 
  Genuity 
  Wealth Group 
  Holdings 
  (Jersey) 
  Limited          4.3408                                                         4.3408 
                  -------------------------------------------  ----------------  ------------------------------------------- 
 Canaccord 
  Genuity 
  Wealth Group 
  Limited          4.3408                                                         4.3408 
                  -------------------------------------------  ----------------  ------------------------------------------- 
 Hargreave Hale 
  Ltd              4.3408                                                         4.3408 
                  -------------------------------------------  ----------------  ------------------------------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                               ------------------------------------------------------------- 
 The number and % of voting rights 
  held 
                                                               ------------------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                               ------------------------------------------------------------- 
 
 11. Additional information(xvi) 
 
 
 
 
 Place of completion   BLACKPOOL, ENGLAND 
 Date of completion    29 MAY 2019 
                      ------------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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