Petropavlovsk PLC TR1 Notification (2742L)
05 Septiembre 2019 - 1:01AM
UK Regulatory
TIDMPOG
RNS Number : 2742L
Petropavlovsk PLC
05 September 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Petropavlovsk PLC
underlying issuer of existing shares Company Number: 4343841
to which voting rights are attached:
----------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify):
------------------
3. Details of person subject to the notification obligation
Name Sothic Capital European Opportunities
Master Fund Limited
Gertjan Koomen
City and country of registered office Grand Cayman, Cayman Islands
(if applicable) UK
4. Full name of shareholder(s) (if different from 3.)
Name
----------------------------------------------------------
City and country of registered office
(if applicable)
----------------------------------------------------------
5. Date on which the threshold was 02 September 2019
crossed or reached:
----------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 04 September 2019
----------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer
of 8. A) (total of 8.B
1 + 8.B 2)
----------------------- -------------------- ---------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 9.36% 0.60% 9.96% 3,310,210,281
----------------------- -------------------- ---------------- ------------------
Position of
previous notification
(if
applicable) 9.98% 0.60% 10.58%
----------------------- -------------------- ---------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------
309,757,863 9.36%
-------------------- --------------------- ---------------------------------- ---------------------
SUBTOTAL 8. A 309,757,863 9.36%
------------------------------------------- ---------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument be acquired if
the instrument
is
exercised/converted.
-------------------- --------------------- ---------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- ---------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date Conversion cash voting rights rights
instrument Period settlement
--------------------- --------------------- --------------- -----------------
Total Rate
Return Swap NR NR NR 19,789,287 0.60%
--------------------- --------------------- --------------- -----------------
SUBTOTAL 8.B.2 19,789,287 0.60%
--------------- -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary)
Name % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
------------------------- ----------------------- ----------------------
Gertjan Koomen 9.36% 0.6% 9.96%
------------------------- ----------------------- ----------------------
Sothic Capital Management
(Cayman) Ltd 9.36% 0.6% 9.96%
------------------------- ----------------------- ----------------------
Sothic Capital Management
LLP 9.36% 0.6% 9.96%
------------------------- ----------------------- ----------------------
Sothic Capital European
Opportunities Master
Fund Limited 9.36% 9.36%
------------------------- ----------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information
Certain financial instruments are held by an investment fund for which
Sothic Capital Management LLP is the discretionary investment manager,
and certain financial instruments are held by Mr Gertjan Koomen in his
personal capacity.
Sothic Capital Management (Cayman) Ltd is the parent undertaking of Sothic
Capital Management LLP, and Mr Gertjan Koomen is the ultimate parent
of Sothic Capital Management LLP through his ownership of Sothic Capital
Management (Cayman) Ltd.
Mr Koomen and Sothic Capital Management LLP are therefore making an aggregated
disclosure of their combined holdings.
Place of completion London
Date of completion 04/09/2019
-----------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
HOLLFFVIAEISIIA
(END) Dow Jones Newswires
September 05, 2019 02:01 ET (06:01 GMT)
Petropavlovsk (LSE:POG)
Gráfica de Acción Histórica
De Mar 2024 a Abr 2024
Petropavlovsk (LSE:POG)
Gráfica de Acción Histórica
De Abr 2023 a Abr 2024
Real-Time news about Petropavlovsk Plc (London Stock Exchange): 0 recent articles
Más de Petropavlovsk Plc Artículos de Noticias