TIDMPHC

RNS Number : 3278T

Plant Health Care PLC

13 November 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                         Plant Health Care Plc 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                         --------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                ------------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                ------------------ 
 An acquisition or disposal of financial instruments 
                                                                                                ------------------ 
 An event changing the breakdown of voting rights 
                                                                                                ------------------ 
 Other (please specify)(iii) : Dilution on placing of shares                                             X 
                                                                                                ------------------ 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                     Richard Griffiths and controlled 
                                                           undertakings 
 City and country of registered office                    Jersey, Channel Islands 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3)(v) 
 Name 
                                                         --------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                         --------------------------------------------------------- 
 5. Date on which the threshold was                       12 November 2019 
  crossed or reached(vi) : 
                                                         --------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY): 
                                                            13 November 2019 
                                                         --------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                                      % of voting         % of voting rights    Total of both    Total number 
                                     rights attached      through financial      in % (8.A +      of voting rights 
                                    to shares (total         instruments             8.B)         of issuer(vii) 
                                        of 8. A)            (total of 8.B 
                                                              1 + 8.B 2) 
                                -----------------------  -------------------  ----------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                             30.59%                 0.00%              30.59%            207,387,381 
                                -----------------------  -------------------  ----------------  ------------------ 
 Position of 
  previous notification 
  (if 
  applicable)                            36.71%                 0.00%              36.71% 
                                -----------------------  -------------------  ----------------  ------------------ 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of             Number of voting rights(ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                          Direct                Indirect                       Direct                       Indirect 
                    (Art 9 of Directive   (Art 10 of Directive           (Art 9 of Directive          (Art 10 of Directive 
                       2004/109/EC)           2004/109/EC)              2004/109/EC) (DTR5.1)             2004/109/EC) 
                         (DTR5.1)              (DTR5.2.1)                                                  (DTR5.2.1) 
                                         --------------------- 
 Ordinary 
  GB0009067447          63,447,432                                             30.59% 
                   --------------------  ---------------------  -----------------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                      63,447,432                                            30.59% 
                   -------------------------------------------  ---------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration            Exercise/              Number of voting                     % of voting 
  financial          date(x)              Conversion              rights that may                      rights 
  instrument                              Period(xi)              be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
                   --------------------  ---------------------  -----------------------------------  --------------------- 
 
 
 
                                          SUBTOTAL 8. B 1 
                                         ---------------------  -----------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of           Expiration             Exercise/              Physical or       Number of          % of voting 
  financial         date(x)               Conversion             cash               voting rights      rights 
  instrument                              Period (xi)            settlement(xii) 
                  ---------------------  ---------------------  ----------------  ----------------- 
 
 
 
                                                                 SUBTOTAL 8.B.2 
                                                                ----------------  ----------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                   X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
            Name(xv)                 % of voting        % of voting rights         Total of both 
                                     rights if it        through financial          if it equals 
                                     equals or is          instruments if           or is higher 
                                      higher than         it equals or is        than the notifiable 
                                    the notifiable        higher than the             threshold 
                                       threshold        notifiable threshold 
                                  -----------------  ------------------------  --------------------- 
 Serendipity Capital Limited                 10.17%                                           10.17% 
                                  -----------------  ------------------------  --------------------- 
 Sarossa Plc                                  5.27%                                            5.27% 
                                  -----------------  ------------------------  --------------------- 
 Blake Holdings Limited                      14.67%                                           14.67% 
                                  -----------------  ------------------------  --------------------- 
 Other cumulative holdings 
  < 3%                                        0.48%                                            0.48% 
                                  -----------------  ------------------------  --------------------- 
 
 Totals                                      30.59%                                           30.59% 
                                  -----------------  ------------------------  --------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                             NA 
                                                     ----------------------------------------------- 
 The number and % of voting rights held               NA 
                                                     ----------------------------------------------- 
 The date until which the voting rights               NA 
  will be held 
                                                     ----------------------------------------------- 
 
 11. Additional information(xvi) 
 
 
 
 
 Place of completion   Jersey, Channel Islands 
 Date of completion    13 November 2019 
                      ------------------------ 
 

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END

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November 13, 2019 11:08 ET (16:08 GMT)

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