TIDMBHP

RNS Number : 0235Z

BHP Group PLC

07 January 2020

 
 Issued by:               BHP Group Plc 
 
 Date:                    7 January 2020 
 
 To:                      London Stock Exchange 
                          Australian Securities Exchange 
 
 Cc:                      JSE Limited 
                          New York Stock Exchange 
 
 For Release:             Immediately 
 
 Authorised for           Rachel Agnew 
  lodgement by:            Company Secretary 
                           +61 (3) 9609 3730 
 
              BHP Group Plc - Notification of Major Interest in Shares 
----------------------------------------------------------------------- 
 
 The attached notification was received on 4 January 2020 by 
  BHP Group Plc from Elliott International, L.P. relating to 
  a change in the ultimate disclosing entity of the major holdings 
  of shares in BHP Group Plc (formerly BHP Billiton Plc). 
 
 
 
 
 
 
 
 
 
 
 
 BHP Group Limited ABN 49 004      BHP Group Plc Registration number 
  028 077                           3196209 
  Registered in Australia           LEI 549300C116EOWV835768 
  LEI WZE1WSENV6JSZFK0JC28          Registered in England and Wales 
  Registered Office: 171 Collins    Registered Office: Nova South, 
  Street Melbourne Victoria         160 Victoria Street London, 
  3000 Australia                    SW1E 5LB United Kingdom 
  Tel +61 1300 55 4757 Fax +61      Tel +44 20 7802 4000 Fax +44 
  3 9609 3015                       20 7802 4111 
 
                 The BHP Group is headquartered in Australia 
 

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                         BHP Billiton PLC 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : New investment manager / organisational                                 X 
  change 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                         Paul Singer 
                                                               see section 9 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                         Elliott International, L.P 
                                                             -------------------------------------------- 
 City and country of registered office                        Grand Cayman, Cayman Islands 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           1(st) January, 2020 
  crossed or reached(vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               3(rd) January, 2020 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer(vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               4.66%               0.41%                  5.07%           2,112,071,796 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              4.66%               0.8%                   5.46% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of        Number of voting rights(ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                              Direct                      Indirect                      Direct                   Indirect 
                        (Art 9 of Directive         (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive 
                            2004/109/EC)                2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC) 
                              (DTR5.1)                   (DTR5.2.1)                                             (DTR5.2.1) 
                                               ----------------------------- 
 GB0000566504         98,325,953                -                              4.66% 
                     ------------------------  -----------------------------  -------------------------  ----------------------- 
 
 
 
 SUBTOTAL 8. A                              98,325,953                                               4.66% 
                     -------------------------------------------------------  -------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial    Expiration   Exercise/                            Number of voting                  % of voting 
  instrument           date(x)      Conversion Period(xi)                rights that may                   rights 
                                                                         be acquired if 
                                                                         the instrument 
                                                                         is 
                                                                         exercised/converted. 
                     -----------  -----------------------------------  --------------------------------  ----------------------- 
 
 
                                   SUBTOTAL 8. B 1 
                                  -----------------------------------  --------------------------------  ----------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of         Expiration        Exercise/               Physical or              Number of             % of voting 
 financial        date(x)           Conversion              cash                     voting rights         rights 
 instrument                         Period (xi)             settlement(xii) 
 Ordinary 
 Shares: 
 GB0000566504 
                ----------------  ----------------------  -----------------------  -------------------- 
 Equity swap     31/12/21                                  Cash                     8,614,768             0.41% 
                ----------------  ----------------------  -----------------------  --------------------                 -------- 
 
                                                           SUBTOTAL 8.B.2           8,614,768             0.41% 
                                                          -----------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
        Name(xv)            % of voting rights      % of voting rights       Total of both if 
                              if it equals or        through financial        it equals or is 
                             is higher than the      instruments if it        higher than the 
                            notifiable threshold    equals or is higher     notifiable threshold 
                                                    than the notifiable 
                                                         threshold 
                          ----------------------  ---------------------  ------------------------ 
 Paul Singer               4.66%                   0.41%                  5.07% 
                          ----------------------  ---------------------  ------------------------ 
 Elliott Investment 
  Management GP LLC        4.66%                   0.41%                  5.07% 
                          ----------------------  ---------------------  ------------------------ 
 Elliott Investment 
  Management L.P.          4.66%                   0.41%                  5.07% 
                          ----------------------  ---------------------  ------------------------ 
 Elliott International, 
  L.P.                     4.66%                   0.41%                  5.07% 
                          ----------------------  ---------------------  ------------------------ 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                  ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                                  ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                  ----------------------------------------------- 
 
 11. Additional information(xvi) 
 
 
 
 
 Place of completion   London, UK 
 Date of completion    02/01/2020 
                      ----------- 
 

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END

HOLSSFFEWESSEFF

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January 07, 2020 07:13 ET (12:13 GMT)

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