TIDMCHAL

RNS Number : 6619Z

Challenger Acquisitions Limited

13 January 2020

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                  Challenger Acquisitions Limited 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer                                                                                         X 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                         YA II PN, Ltd. 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                         Jarvis Investment Management Ltd.* 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           9 January 2020 
  crossed or reached(vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               9 January 2020 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer(vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               6.19%                                      6.19%           315,537,248 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              0%                                         0% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of        Number of voting rights(ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                              Direct                      Indirect                      Direct                  Indirect 
                        (Art 9 of Directive         (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive 
                            2004/109/EC)                2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC) 
                              (DTR5.1)                   (DTR5.2.1)                                            (DTR5.2.1) 
                                               ----------------------------- 
 Ordinary Shares 
  (GG00BV0LCK35)      19,535,676                                               6.19% 
                     ------------------------  -----------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                              19,535,676                                              6.19% 
                     -------------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial    Expiration   Exercise/                            Number of voting                  % of voting 
  instrument           date(x)      Conversion Period(xi)                rights that may                   rights 
                                                                         be acquired if 
                                                                         the instrument 
                                                                         is 
                                                                         exercised/converted. 
                     -----------  -----------------------------------  --------------------------------  --------------------- 
 
 
 
                                   SUBTOTAL 8. B 1 
                                  -----------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of        Expiration         Exercise/               Physical or              Number of             % of voting 
  financial      date(x)            Conversion              cash                     voting rights         rights 
  instrument                        Period (xi)             settlement(xii) 
               -----------------  ----------------------  -----------------------  -------------------- 
 
 
 
                                                           SUBTOTAL 8.B.2 
                                                          -----------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                             X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
          Name(xv)              % of voting rights      % of voting rights       Total of both if 
                                  if it equals or        through financial        it equals or is 
                                 is higher than the      instruments if it        higher than the 
                                notifiable threshold    equals or is higher     notifiable threshold 
                                                        than the notifiable 
                                                             threshold 
                              ----------------------  ---------------------  ------------------------ 
 Yorkville Advisors 
  Global II, LLC (General 
  Partner of the Investment 
  Manager)                     6.19%                                          6.19% 
                              ----------------------  ---------------------  ------------------------ 
 Yorkville Advisors 
  Global, LP (Investment 
  Manager of YA II 
  PN, Ltd.)                    6.19%                                          6.19% 
                              ----------------------  ---------------------  ------------------------ 
 YA II PN, Ltd.                6.19%                                          6.19% 
                              ----------------------  ---------------------  ------------------------ 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                      ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                                      ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                      ----------------------------------------------- 
 
 11. Additional information(xvi) 
 *Ordinary Shares are held by Jarvis Investment Management in CREST for 
  the benefit of YA II PN, Ltd. 
 
 
 
 Place of completion   Mountainside, New Jersey, USA 
 Date of completion    9 January 2020 
                      ------------------------------ 
 

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END

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