TIDMWAND

RNS Number : 4092D

WANdisco Plc

19 February 2020

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
 
 1. Identity of the issuer or the underlying                    WANdisco PLC 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
                                                     ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
 An acquisition or disposal of voting rights                                       X 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  ---------------------------------------------------------  ------- 
 3. Full name of person(s) subject               Jon D. and Linda W. Gruber Revocable 
  to the                                                         Trust 
  notification obligation: (iii) 
                                              ----------------------------------------- 
 4. Full name of shareholder(s)                             Jon D. Gruber 
  (if different from 3.):(iv) 
                                              ----------------------------------------- 
 5. Date of the transaction and                                2/14/20 
  date on 
  which the threshold is crossed 
  or 
  reached: (v) 
                                              ----------------------------------------- 
 6. Date on which issuer notified:                             2/18/20 
                                              ----------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached: (vi, vii)                                             3.7% 
                                              ----------------------------------------- 
 
 
 
 8. Notified details: 
 A: Voting rights attached to shares (viii, ix) 
 Class/type      Situation previous                   Resulting situation after the triggering 
 of               to the triggering                    transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
                -----------------------------------  --------------------------------------------------------------------- 
                 Number           Number              Number        Number of voting          % of voting rights 
                  of               of                  of shares     rights                    (x) 
                  Shares           Voting 
                                   Rights 
                ---------------  ------------------  ------------  ------------------------  ----------------------------- 
                                                      Direct        Direct         Indirect   Direct         Indirect 
                                                                     (xi)           (xii) 
                  ----  -------  ------  -----  ---  ------------  -------------  ---------  -------------  -------------- 
 Ordinary 
 Shares 
 (ticker WAND, 
 ISIN 
 JE00B6Y3DV84) 
 and             369,600          SAME                1,485,000     1,485,000                 4.0% 
                ---------------  ------------------  ------------  -------------  ---------  -------------  -------------- 
 Ordinary 
 Shares 
 (ticker WAN2, 
 ISIN 
 JE00BYPG6G89) 
                  ----  -------  ------  -----  ---  ----------    ----  -------  ---------      ---  ----     ----------- 
 
 B: Qualifying Financial Instruments 
 Resulting situation after the triggering transaction 
 Type of financial       Expiration       Exercise/                       Number of voting             % of voting 
  instrument              date (xiii)      Conversion Period               rights that may              rights 
                                           (xiv)                           be 
                                                                           acquired if the 
                                                                           instrument is 
                                                                           exercised/ converted. 
                        ---------------  ------------------------------  ---------------------------  -------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying 
  Financial Instruments (xv, xvi) 
 Resulting situation after the triggering transaction 
 Type of           Exercise       Expiration     Exercise/          Number of voting              % of voting 
 financial          price          date (xvii)    Conversion         rights instrument             rights (xix, 
 instrument                                       period             refers to                     xx) 
                                                  (xviii) 
                  -------------  -------------  -----------------  ----------------------------  ------------------------- 
                                                                                                  Nominal       Delta 
                  -------------  -------------  -----------------  ----------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
 Number of voting rights                                          Percentage of voting rights 
                                                                 --------------------------------------------------------- 
 1,485,000                                                        4.0% 
                                                                 --------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held, if applicable: (xxi) 
 
 
 Proxy Voting: 
 10. Name of the proxy holder:                                   Jon D Gruber 
                                                   -------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
                                                   -------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
                                                   -------------------------- 
 
 
  13. Additional information: 
 14. Contact name:                                   Jon D Gruber 
                                        ------------------------------------- 
 15. Contact telephone number:                      1-415-891-3670 
                                        ------------------------------------- 
 
 

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END

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February 19, 2020 02:00 ET (07:00 GMT)

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