Intermediate Capital Icg : Holding(s) In Company
23 Abril 2020 - 9:19AM
UK Regulatory
TIDMICP
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)(i)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached(ii)
: Intermediate Capital Group PLC
------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Non-UK issuer
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------
An acquisition or disposal of financial instruments X
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------
Other (please specify)(iii) :
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------
3. Details of person subject to the notification obligation(iv)
Name BlackRock, Inc.
City and country of registered office (if applicable) Wilmington, DE, USA
4. Full name of shareholder(s) (if different from
3.)(v)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Name
------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------
City and country of registered office (if applicable)
------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------
5. Date on which the threshold was crossed or reached(vi)
: 22/04/2020
------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 23/04/2020
------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
% of voting rights attached to shares (total of 8. % of voting rights through financial instruments Total of both in
A) (total of 8.B 1 + 8.B 2) % (8.A + 8.B) Total number of voting rights of issuer(vii)
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- --------------------------------------------
Resulting situation on the date on which threshold
was crossed or reached Below 5% Below 5% Below 5% 290,445,841
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- --------------------------------------------
Position of previous notification (if
applicable) 4.35% 0.64% 5.00%
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- --------------------------------------------
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if possible)
--------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
------------------------ -------------------------------------------- ------------------------------------------------- ----------------------------------------------------- ---------------------------------------------
GB00BYT1DJ19 Below 5% Below 5%
-------------------------- -------------------------------------------- ------------------------------------------------- ----------------------------------------------------- ---------------------------------------------
SUBTOTAL 8. A Below 5% Below 5%
-------------------------- ----------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting rights that may be acquired if the % of voting rights
instrument date(x) Conversion Period(xi) instrument is
exercised/converted.
-------------------------- ------------------------------------------ ------------------------------------------------- ------------------------------------------------------- ---------------------------------------------
Securities Lending Below 5% Below 5%
-------------------------- ------------------------------------------ ------------------------------------------------- ------------------------------------------------------- ---------------------------------------------
SUBTOTAL 8. B 1 Below 5% Below 5%
------------------------------------------------- ------------------------------------------------------- ---------------------------------------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Conversion Physical or cash Number of voting rights % of voting rights
instrument date(x) Period (xi) settlement(xii)
------------------------ -------------------------------------------- ----------------------------------------------- ---------------------- --------------------------------- ---------------------------------------------
CFD Cash Below 5% Below 5%
------------------------ -------------------------------------------- ----------------------------------------------- ---------------------- --------------------------------- ---------------------------------------------
SUBTOTAL 8.B.2 Below 5% Below 5%
---------------------- --------------------------------- ---------------------------------------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary)
---------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------
Name(xv) % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
the notifiable threshold it equals or is higher than the notifiable threshold threshold
---------- ------------------------------------------------- ----------------------------------------------------- -------------------------------------------------------------
See
Attachment
---------- ------------------------------------------------- ----------------------------------------------------- -------------------------------------------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------
The number and % of voting rights held
------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------
The date until which the voting rights will be held
------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------
11. Additional information(xvi)
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
BlackRock Regulatory Threshold Reporting Team
James Michael
020 7743 3650
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Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
------------------- ---------------------------------------------
Date of completion 23 April, 2020
------------------- ---------------------------------------------
Section 9 Attachment
Name(xv) % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
the notifiable threshold it equals or is higher than the notifiable threshold threshold
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 4,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 6,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Delaware
Holdings
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Institutional
Trust
Company,
National
Association
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
International
Holdings,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BR Jersey
International
Holdings
L.P.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 3,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman 1 LP
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay Finco
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay IV
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Group
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Finance
Europe
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Investment
Management
(UK) Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 4,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 6,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Delaware
Holdings
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Fund
Advisors
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
Trident
Merger, LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Investment
Management,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
International
Holdings,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BR Jersey
International
Holdings
L.P.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 3,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman 1 LP
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay Finco
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay IV
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Group
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Finance
Europe
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Investment
Management
(UK) Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Asset
Management
Deutschland
AG
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
International
Holdings,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BR Jersey
International
Holdings
L.P.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 3,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman 1 LP
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay Finco
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay IV
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Group
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Finance
Europe
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Advisors (UK)
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
International
Holdings,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BR Jersey
International
Holdings
L.P.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 3,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Canada
Holdings LP
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Canada
Holdings ULC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Asset
Management
Canada
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Capital
Holdings,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Advisors,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
International
Holdings,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BR Jersey
International
Holdings
L.P.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Australia
Holdco Pty.
Ltd.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Investment
Management
(Australia)
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 2,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Financial
Management,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
International
Holdings,
Inc.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BR Jersey
International
Holdings
L.P.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Holdco 3,
LLC
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman 1 LP
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay Finco
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Cayman West
Bay IV
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Group
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
Finance
Europe
Limited
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
BlackRock
(Netherlands)
B.V.
------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
(END) Dow Jones Newswires
April 23, 2020 10:19 ET (14:19 GMT)
Copyright (c) 2020 Dow Jones & Company, Inc.
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