TIDM0QCV TIDMBARC 
 
 

FORM 8.3

 

Amendment to Sales

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

 
  Name of person dealing (Note 1)           Barclays PLC. 
  Company dealt in                          ABBVIE INC 
  Class of relevant security to which the   ORD 
  dealings being disclosed relate (Note 2) 
  Date of dealing                           28 April 2020 
 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
Class of relevant security:               ORD 
                                          Long              Short 
                                          Number     (%)    Number     (%) 
(1)   Relevant securities 
                                          2,390,370  0.16%  4,110,808  0.28% 
 
(2)   Derivatives (other than options): 
                                          2,200,045  0.15%  722,501    0.05% 
 
(3)   Options and agreements to 
 purchase/sell:                           1,284,700  0.09%  1,306,200  0.09% 
 
(4)   TOTAL: 
                                          5,875,115  0.40%  6,139,509  0.42% 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                   Long           Short 
                                              Number    (%)  Number    (%) 
(1) Relevant securities 
 
 (2) Derivatives (other than options) 
 
 (3) Options and agreements to purchase/sell 
Total 
 
 

Ap20

 

1. DEALINGS (Note 4)

 

(a) Purchases and sales

 
Purchase/sale  Number of relevant securities  Price per unit 
Purchase       59                             83.6213 USD 
Purchase       60                             84.9000 USD 
Purchase       60                             84.6900 USD 
Purchase       100                            84.9700 USD 
Purchase       100                            82.9900 USD 
Purchase       100                            83.6450 USD 
Purchase       100                            82.6500 USD 
Purchase       100                            83.1600 USD 
Purchase       100                            83.3600 USD 
Purchase       100                            83.2500 USD 
Purchase       100                            82.9600 USD 
Purchase       100                            83.5300 USD 
Purchase       100                            83.3500 USD 
Purchase       120                            84.7950 USD 
Purchase       123                            83.2253 USD 
Purchase       189                            82.7200 USD 
Purchase       198                            84.9551 USD 
Purchase       199                            83.1602 USD 
Purchase       200                            83.2675 USD 
Purchase       200                            83.7125 USD 
Purchase       200                            83.2450 USD 
Purchase       200                            83.2400 USD 
Purchase       200                            83.2125 USD 
Purchase       200                            83.2100 USD 
Purchase       200                            82.7500 USD 
Purchase       200                            83.4950 USD 
Purchase       200                            83.2225 USD 
Purchase       200                            83.5950 USD 
Purchase       200                            83.3700 USD 
Purchase       201                            83.2692 USD 
Purchase       210                            84.9916 USD 
Purchase       211                            83.2300 USD 
Purchase       226                            83.4796 USD 
Purchase       279                            83.4105 USD 
Purchase       298                            84.9433 USD 
Purchase       300                            85.1281 USD 
Purchase       300                            85.1282 USD 
Purchase       300                            84.9833 USD 
Purchase       311                            83.2135 USD 
Purchase       338                            83.0984 USD 
Purchase       366                            83.2144 USD 
Purchase       396                            83.5756 USD 
Purchase       399                            84.9450 USD 
Purchase       400                            84.9462 USD 
Purchase       400                            83.7500 USD 
Purchase       444                            84.9559 USD 
Purchase       495                            84.9420 USD 
Purchase       500                            83.3740 USD 
Purchase       500                            83.0318 USD 
Purchase       600                            83.6666 USD 
Purchase       601                            83.8138 USD 
Purchase       686                            83.3933 USD 
Purchase       775                            83.2648 USD 
Purchase       800                            83.4537 USD 
Purchase       900                            83.3666 USD 
Purchase       945                            83.2205 USD 
Purchase       989                            84.8243 USD 
Purchase       1,000                          83.2420 USD 
Purchase       1,100                          83.4936 USD 
Purchase       1,144                          83.3946 USD 
Purchase       1,220                          83.2632 USD 
Purchase       1,247                          82.7676 USD 
Purchase       1,322                          83.4563 USD 
Purchase       1,509                          83.2810 USD 
Purchase       1,600                          84.9984 USD 
Purchase       2,405                          82.8719 USD 
Purchase       2,800                          83.8008 USD 
Purchase       3,262                          83.4429 USD 
Purchase       3,400                          83.8305 USD 
Purchase       3,567                          83.8141 USD 
Purchase       3,633                          83.3409 USD 
Purchase       3,709                          83.2956 USD 
Purchase       4,257                          83.5127 USD 
Purchase       4,400                          83.2940 USD 
Purchase       5,683                          85.1847 USD 
Purchase       10,803                         83.5758 USD 
Purchase       14,537                         82.7600 USD 
Purchase       14,600                         83.0700 USD 
Purchase       16,400                         83.2798 USD 
Purchase       17,091                         83.4747 USD 
Purchase       19,728                         82.8559 USD 
Purchase       30,821                         83.5952 USD 
Purchase       33,337                         83.5965 USD 
Purchase       43,962                         83.8296 USD 
Purchase       44,134                         83.4259 USD 
Purchase       50,900                         83.4751 USD 
Sale           6                              83.1800 USD 
Sale           13                             83.4900 USD 
Sale           15                             85.2800 USD 
Sale           20                             85.4100 USD 
Sale           84                             83.2100 USD 
Sale           100                            82.8050 USD 
Sale           100                            82.8100 USD 
Sale           100                            83.0800 USD 
Sale           114                            85.4038 USD 
Sale           200                            84.2175 USD 
Sale           240                            84.7950 USD 
Sale           279                            85.2523 USD 
Sale           285                            85.1201 USD 
Sale           300                            82.8366 USD 
Sale           300                            85.1281 USD 
Sale           325                            83.1630 USD 
Sale           338                            83.0984 USD 
Sale           400                            83.2000 USD 
Sale           523                            84.0496 USD 
Sale           600                            82.8933 USD 
Sale           600                            83.2050 USD 
Sale           700                            83.1767 USD 
Sale           700                            83.1764 USD 
Sale           700                            83.2514 USD 
Sale           771                            83.6192 USD 
Sale           775                            82.8801 USD 
Sale           908                            82.9248 USD 
Sale           916                            82.9121 USD 
Sale           1,150                          83.2129 USD 
Sale           1,200                          83.2262 USD 
Sale           1,286                          83.2178 USD 
Sale           1,427                          83.2102 USD 
Sale           1,666                          83.2257 USD 
Sale           1,700                          83.2769 USD 
Sale           1,850                          83.2154 USD 
Sale           2,300                          83.0686 USD 
Sale           3,568                          83.2173 USD 
Sale           4,444                          84.9708 USD 
Sale           4,482                          83.2186 USD 
Sale           5,248                          83.2642 USD 
Sale           5,501                          85.3516 USD 
Sale           6,048                          83.2151 USD 
Sale           14,600                         83.0700 USD 
Sale           16,390                         83.3313 USD 
Sale           19,800                         83.5545 USD 
Sale           23,405                         83.2092 USD 
Sale           28,840                         84.1761 USD 
Sale           30,700                         83.4265 USD 
Sale           31,375                         82.7600 USD 
Sale           46,000                         83.5066 USD 
Sale           108,648                        83.5660 USD 
 

(b) Derivatives transactions (other than options transactions)

 
Product name,  Nature of transaction  Number of relevant        Price per unit 
 e.g. CFD       (Note 6)              securities (Note 7)        (Note 5) 
 
 

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

 
Product    Writing,     Number      Exercise  Type      Expiry      Option 
Name 
           purchasing,  of          price               date        money 
           selling,     securities                                  paid/ 
           varying etc  to which                                    received 
                        option 
                        relates 
Call       Purchasing   200         90 USD    American  21 Aug      2.7800 USD 
Option                                                  2020 
Call       Purchasing   500         110 USD   American  15 Jan      1.1500 USD 
Option                                                  2021 
Call       Selling      600         88 USD    American  15 May      1.0633 USD 
Option                                                  2020 
Call       Selling      200         88 USD    American  19 Jun      2.3000 USD 
Option                                                  2020 
Call       Selling      1,100       95 USD    American  19 Jun      0.6272 USD 
Option                                                  2020 
Put        Purchasing   100         70 USD    American  18 Sep      2.7500 USD 
Option                                                  2020 
Put        Purchasing   200         80 USD    American  21 Aug      5.0500 USD 
Option                                                  2020 
Put        Purchasing   100         85 USD    American  15 May      3.0500 USD 
Option                                                  2020 
Put        Purchasing   200         90 USD    American  19 Jun      8.3000 USD 
Option                                                  2020 
Put        Selling      100         60 USD    American  19 Jun      0.3600 USD 
Option                                                  2020 
Put        Selling      100         70 USD    American  15 May      0.3000 USD 
Option                                                  2020 
Put        Selling      1,800       70 USD    American  21 Aug      2.4300 USD 
Option                                                  2020 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 5) 
 e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

 
Nature of transaction  Details  Price per unit 
 (Note 8)                        (if applicable) (Note 5) 
 
 

Ap21

 

2. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

None

 
Is a Supplemental Form 8 (Open 
Positions) attached?                      YES 
Date of disclosure:                       30 Apr 2020 
Contact name:                             Large Holdings Regulatory Operations 
Telephone number:                         020 3134 7213 
If a connected EFM, name of 
 offeree/offeror with which connected 
If a connected EFM, state nature of 
 connection 
 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

 

OPEN POSITIONS (Note 1)

 
Product name   Written or   Number of         Exercise  Type      Expiry 
                            relevant 
               purchased    securities        price               date 
                            to which the 
                            option 
                            or derivative 
                            relates 
Put Options    Written      2,400             70.0000   American  Sep 18, 2020 
Call Options   Purchased    1,700             87.5000   American  May 15, 2020 
Call Options   Purchased    5,500             97.5000   American  Jan 15, 2021 
Put Options    Written      2,100             80.0000   American  May 15, 2020 
Put Options    Written      90,000            60.0000   American  Jun 19, 2020 
Call Options   Purchased    2,800             115.0000  American  Sep 18, 2020 
Put Options    Purchased    -10,200           50.0000   American  Jan 15, 2021 
Call Options   Written      -800              90.0000   American  Aug 21, 2020 
Put Options    Purchased    -5,000            47.5000   American  Jun 19, 2020 
Put Options    Purchased    -1,500            50.0000   American  Jan 21, 2022 
Put Options    Purchased    -3,000            135.0000  American  Jan 15, 2021 
Put Options    Purchased    -6,600            60.0000   American  Jun 19, 2020 
Put Options    Purchased    -48,100           85.0000   American  May 15, 2020 
Call Options   Written      -1,100            82.5000   American  Jan 21, 2022 
Call Options   Written      -2,800            120.0000  American  Jan 15, 2021 
Call Options   Written      -3,700            130.0000  American  Jan 15, 2021 
Call Options   Written      -1,900            135.0000  American  Jan 15, 2021 
Call Options   Written      -5,000            80.0000   American  Jan 21, 2022 
Put Options    Written      300,000           60.0000   American  Jan 15, 2021 
Call Options   Purchased    5,900             95.0000   American  Sep 18, 2020 
Put Options    Written      5,200             75.0000   American  Sep 18, 2020 
Call Options   Purchased    2,800             72.5000   American  Jun 19, 2020 
Put Options    Written      5,700             57.5000   American  Jan 15, 2021 
Put Options    Purchased    -4,200            55.0000   American  Jan 15, 2021 
Put Options    Purchased    -20,100           85.0000   American  Sep 18, 2020 
Call Options   Written      -6,700            105.0000  American  May 15, 2020 
Call Options   Written      -20,600           110.0000  American  Jan 15, 2021 
Call Options   Written      -6,400            125.0000  American  Aug 21, 2020 
Put Options    Purchased    -30,000           62.5000   American  Jan 15, 2021 
Put Options    Purchased    -34,500           95.0000   American  Jun 19, 2020 
Put Options    Written      34,400            90.0000   American  Aug 21, 2020 
Call Options   Purchased    1,400             97.5000   American  Sep 18, 2020 
Call Options   Purchased    4,300             70.0000   American  Jun 19, 2020 
Call Options   Written      -5,700            110.0000  American  Jun 19, 2020 
Put Options    Purchased    -4,700            40.0000   American  Jan 21, 2022 
Put Options    Purchased    -6,000            90.0000   American  Sep 18, 2020 
Call Options   Written      -700              75.0000   American  Jan 15, 2021 
Put Options    Purchased    -2,600            110.0000  American  Jan 15, 2021 
Put Options    Purchased    -3,700            50.0000   American  Jun 19, 2020 
Put Options    Purchased    -1,600            50.0000   American  Sep 18, 2020 
Put Options    Written      175,200           80.0000   American  Jan 15, 2021 
Call Options   Purchased    3,000             67.5000   American  Jan 15, 2021 
Put Options    Written      600               85.0000   American  May 15, 2020 
Put Options    Written      26,900            57.5000   American  Jun 19, 2020 
Put Options    Written      800               70.0000   American  Aug 21, 2020 
Put Options    Written      6,600             77.5000   American  Jan 15, 2021 
Call Options   Purchased    3,200             87.5000   American  Jun 19, 2020 
Call Options   Purchased    3,200             55.0000   American  Jan 15, 2021 
Call Options   Purchased    1,400             65.0000   American  Sep 18, 2020 
Put Options    Written      150,000           65.0000   American  Jun 19, 2020 
Call Options   Purchased    1,200             92.5000   American  Sep 18, 2020 
Put Options    Purchased    -100              90.0000   American  Jun 19, 2020 
Put Options    Purchased    -14,000           67.5000   American  Sep 18, 2020 
Put Options    Purchased    -351,800          87.5000   American  Jan 15, 2021 
Put Options    Purchased    -2,200            40.0000   American  Sep 18, 2020 
Call Options   Written      -50,000           92.5000   American  Jan 15, 2021 
Call Options   Written      -75,900           70.0000   American  Jan 15, 2021 
Put Options    Purchased    -5,000            42.5000   American  Jun 19, 2020 
Call Options   Purchased    7,400             87.5000   American  Sep 18, 2020 
Call Options   Purchased    1,100             60.0000   American  Jan 15, 2021 
Call Options   Purchased    14,200            75.0000   American  Sep 18, 2020 
Call Options   Written      -5,200            130.0000  American  Jun 19, 2020 
Put Options    Purchased    -2,300            35.0000   American  Jan 15, 2021 
Put Options    Purchased    -11,100           95.0000   American  Jan 15, 2021 
Call Options   Written      -2,600            60.0000   American  Aug 21, 2020 
Put Options    Purchased    -70,000           67.5000   American  Jan 15, 2021 
Put Options    Purchased    -600              77.5000   American  Jan 15, 2021 
Call Options   Written      -2,500            125.0000  American  Jan 15, 2021 
Put Options    Purchased    -5,000            55.0000   American  May 15, 2020 
Put Options    Purchased    -2,100            100.0000  American  Jan 15, 2021 
Call Options   Written      -2,800            115.0000  American  Jun 19, 2020 
Call Options   Purchased    3,900             95.0000   American  Jun 19, 2020 
Put Options    Written      90,000            50.0000   American  Jun 19, 2020 
Put Options    Written      1,500             57.5000   American  Sep 18, 2020 
Put Options    Written      1,300             62.5000   American  May 15, 2020 
Put Options    Written      300               75.0000   American  Jan 15, 2021 
Put Options    Purchased    -100,000          92.5000   American  Jan 15, 2021 
Call Options   Written      -1,200            72.5000   American  Sep 18, 2020 
Put Options    Purchased    -1,900            40.0000   American  Jan 15, 2021 
Put Options    Purchased    -9,300            72.5000   American  Jan 15, 2021 
Put Options    Written      7,800             87.5000   American  Jun 19, 2020 
Put Options    Written      275,000           70.0000   American  Jan 15, 2021 
Put Options    Written      9,300             72.5000   American  Sep 18, 2020 
Put Options    Written      22,400            90.0000   American  Jan 15, 2021 
Call Options   Written      -100              95.0000   American  Aug 21, 2020 
Call Options   Written      -15,800           105.0000  American  Jan 15, 2021 
Put Options    Written      9,600             72.5000   American  May 15, 2020 
Call Options   Purchased    1,700             57.5000   American  Jan 15, 2021 
Put Options    Written      2,900             92.5000   American  Jan 15, 2021 
Call Options   Written      -6,100            120.0000  American  Jun 19, 2020 
Put Options    Purchased    -250,000          85.0000   American  Jan 15, 2021 
Call Options   Written      -60,000           87.5000   American  Jan 15, 2021 
Call Options   Written      -1,200            82.5000   American  Jan 15, 2021 
Call Options   Written      -3,800            95.0000   American  Jan 15, 2021 
Call Options   Written      -6,200            80.0000   American  Jun 19, 2020 
Call Options   Written      -6,000            140.0000  American  Jan 15, 2021 
Call Options   Written      -4,200            110.0000  American  May 15, 2020 
 

Notes

 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2. For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20200430005553/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2020 
 

(END) Dow Jones Newswires

April 30, 2020 09:33 ET (13:33 GMT)

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