Statement of Changes in Beneficial Ownership (4)
16 Febrero 2021 - 08:14AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Dempsey Patrick |
2. Issuer Name and Ticker or Trading Symbol
BARNES GROUP INC
[
B
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
BARNES GROUP INC., 123 MAIN STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/11/2021 |
(Street)
BRISTOL, CT 06010
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/11/2021 | | A(1) | | 17300 | A | $0 | 410693 (2) | D | |
Common Stock | | | | | | | | 4268.23 | I | By Company's 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option-Right to Buy | $52.79 | 2/11/2021 | | A | | 76300 | | (3) | 2/11/2031 | Common Stock | 76300.0 | $0 | 76300 | D | |
Explanation of Responses: |
(1) | Reporting Person has received 17,300 Restricted Stock Units that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. |
(2) | Includes balances of 3,919 Restricted Stock Units ("RSUs") granted 2/8/2018, 9,220 RSUs granted 2/13/2019, and 13,077 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. |
(3) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dempsey Patrick BARNES GROUP INC. 123 MAIN STREET BRISTOL, CT 06010 | X |
| President and CEO |
|
Signatures
|
Patricia A. Bradley, pursuant to a Power of Attorney | | 2/16/2021 |
**Signature of Reporting Person | Date |
Barnes (NYSE:B)
Gráfica de Acción Histórica
De Feb 2024 a Mar 2024
Barnes (NYSE:B)
Gráfica de Acción Histórica
De Mar 2023 a Mar 2024