Intermediate Capital Icg : Notification Of Major Holdings
19 Febrero 2021 - 5:15AM
UK Regulatory
TIDMICP
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)
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1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: Intermediate Capital Group plc
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1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments X
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Details of person subject to the notification obligation
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Name Wellington Management Company LLP
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City and country of registered office (if applicable) Boston, USA
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4. Full name of shareholder(s) (if different from
3.)
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BBH ISL NOMINEES LTD
BNY Mellon Nominees Limited
GOLDMAN SACHS INTERNATIONAL
JP Morgan Chase Nominees Limited
Mellon Nominees (UK) Ltd.
Nortrust Nominees Limited
ROY Nominees Limited
State Street Nominees Limited
Name VIDACOS NOMINEES LIMITED
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or reached: 18/02/2021
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6. Date on which issuer notified (DD/MM/YYYY): 19/02/2021
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7. Total positions of person(s) subject to the notification
obligation:
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Total number
of voting
% of voting rights attached to shares % of voting rights through financial instruments Total of both in % rights of
(total of 8.A) (total of 8.B.1 + 8.B.2) (8.A + 8.B) issuer
----------------------------------------------------- ------------------------------------- ------------------------------------------------ ------------------ -------------
Resulting situation on the date on which threshold
was crossed or reached 5.15% 0.05% 5.20% 290,527,475
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Position of previous notification (if applicable) 4.96% 0.05% 5.01%
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8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached:
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A: Voting rights attached to shares
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Class/type of
shares ISIN
code (if
possible) Number of voting rights % of voting rights
---------------- -------------------------------------------------------------- --------------------------------------------------------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------- ------------ ------------------------------------------------ ---------------------------------------------------------- --------------------
GB00BYT1DJ19
Common Stock 14,972,722 5.15%
---------------- ------------ ------------------------------------------------ ---------------------------------------------------------- --------------------
SUBTOTAL 8.A 14,972,722 5.15%
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B 1: Financial Instruments DTR5.3.1R (1) (a)
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Type of
financial Expiration Exercise/ Conversion Number of voting rights that may be acquired if the
instrument date Period instrument is exercised/converted % of voting rights
---------------- ------------ -------------------------- -------------------------------------------------------------------------------- --------------------
SUBTOTAL 8.B.1
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B 2: Financial Instruments with similar economic effect
DTR5.3.1R (1) (b)
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Type of
financial Expiration Exercise/ Conversion Physical or cash
instrument date Period settlement Number of voting rights % of voting rights
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
74,688 Equity Swap shares or 74,688 votes on a converted
Equity Swap 22/05/2023 10/06/2020 to 22/05/2023 Cash settlement basis 0.03%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
21,454 Equity Swap shares or 21,454 votes on a converted
Equity Swap 22/05/2023 09/02/2021 to 22/05/2023 Cash settlement basis 0.01%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
19,965 Equity Swap shares or 19,965 votes on a converted
Equity Swap 22/05/2023 19/02/2021 to 22/05/2023 Cash settlement basis 0.01%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
1,077 Index Future shares or 11,398 votes on a converted
Index Future 18/02/2021 01/01/1900 to 18/02/2021 Cash settlement basis 0.00%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
9,834 Equity Swap shares or 9,834 votes on a converted
Equity Swap 22/05/2023 18/02/2021 to 22/05/2023 Cash settlement basis 0.00%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
6,208 Equity Swap shares or 6,208 votes on a converted
Equity Swap 22/05/2023 15/06/2020 to 22/05/2023 Cash settlement basis 0.00%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
4,546 Equity Swap shares or 4,546 votes on a converted
Equity Swap 15/05/2023 15/02/2021 to 15/05/2023 Cash settlement basis 0.00%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
2,915 Equity Swap shares or 2,915 votes on a converted
Equity Swap 22/05/2023 06/01/2021 to 22/05/2023 Cash settlement basis 0.00%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
773 Equity Swap shares or 773 votes on a converted
Equity Swap 22/05/2023 24/08/2020 to 22/05/2023 Cash settlement basis 0.00%
---------------- ------------ -------------------------- -------------------- ---------------------------------------------------------- --------------------
SUBTOTAL 8.B.2 151,781 0.05%
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9. Information in relation to the person subject to
the notification obligation (please mark the applicable
box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer
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Full chain of controlled undertakings through which
the voting rights and/or the financial instruments
are effectively held starting with the ultimate controlling
natural person or legal entity (please add additional
rows as necessary) X
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% of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
Name the notifiable threshold it equals or is higher than the notifiable threshold threshold
-------------- --------------------------------------------------- ------------------------------------------------------- -------------------------------------------------------------
Wellington
Management
Company LLP 5.15% 5.20%
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional information:
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Wellington Management Company LLP has now crossed
above 5% notification threshold in its own right in
respect to Type 1 instruments. Wellington Management
Company LLP is an investment management entity that
manages the assets of certain funds and/or managed
accounts and Wellington Management Company LLP is
a direct controlled undertaking of Wellington Investment
Advisors Holdings LLP, which, in turn, is a direct
controlled undertaking of Wellington Group Holdings
LLP, which, in turn, is a direct controlled undertaking
of Wellington Management Group LLP.
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Place of London
completion
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Date of 19/02/2021
completion
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(END) Dow Jones Newswires
February 19, 2021 06:15 ET (11:15 GMT)
Copyright (c) 2021 Dow Jones & Company, Inc.
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