Initial Statement of Beneficial Ownership (3)
03 Marzo 2021 - 10:02AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HOVORKA LUKAS |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2021
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3. Issuer Name and Ticker or Trading Symbol
BARNES GROUP INC [B]
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(Last)
(First)
(Middle)
BARNES GROUP INC., 123 MAIN STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP, Corporate Development / |
(Street)
BRISTOL, CT 06010
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 26898 (1) | D | |
Common Stock | 7677.44 | I | By Company's 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option-Right to Buy | (2) | 2/12/2024 | Common Stock | 3400.0 | $37.13 | D | |
Employee Stock Option-Right to Buy | (3) | 2/11/2025 | Common Stock | 4100.0 | $36.31 | D | |
Employee Stock Option-Right to Buy | (4) | 2/10/2026 | Common Stock | 4800.0 | $30.71 | D | |
Employee Stock Option-Right to Buy | (5) | 2/8/2027 | Common Stock | 4000.0 | $47.04 | D | |
Employee Stock Option-Right to Buy | (6) | 2/8/2028 | Common Stock | 4000.0 | $59.28 | D | |
Employee Stock Option-Right to Buy | (7) | 2/13/2029 | Common Stock | 3500.0 | $60.72 | D | |
Employee Stock Option-Right to Buy | (8) | 2/13/2030 | Common Stock | 3400.0 | $66.1 | D | |
Explanation of Responses: |
(1) | Includes the following balances of Restricted Stock Units ("RSUs") that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date: 433 RSUs granted 2/8/2018, all vesting on 8/8/2021; 8,361 RSUs granted 2/9/2018, all vesting 2/9/2023; 799 RSUs granted 2/13/2019, 400 vesting 8/13/2021 and 399 vesting 8/13/2022; 1,200 RSUs granted 2/13/2020, 401 vesting 8/13/2021, 400 vesting 8/13/2022 and 399 vesting 8/13/2023. |
(2) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2014 grant date. |
(3) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/11/2015 grant date. |
(4) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/10/2016 grant date. |
(5) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2017 grant date. |
(6) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2018 grant date. |
(7) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/13/2019 grant date. |
(8) | The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/13/2020 grant date. |
Remarks: EXHIBIT LIST: EX-24 Power of Attorney for Lukas Hovorka |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HOVORKA LUKAS BARNES GROUP INC. 123 MAIN STREET BRISTOL, CT 06010 |
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| SVP, Corporate Development |
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Signatures
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Patricia A. Bradley, pursuant to a Power of Attorney | | 3/3/2021 |
**Signature of Reporting Person | Date |
Barnes (NYSE:B)
Gráfica de Acción Histórica
De Feb 2024 a Mar 2024
Barnes (NYSE:B)
Gráfica de Acción Histórica
De Mar 2023 a Mar 2024