TIDMAWE

RNS Number : 5612X

Alphawave IP Group PLC

05 January 2022

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                      Alphawave IP Group PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         BlackRock, Inc. 
 City and country of registered office                        Wilmington, USA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           04/01/2022 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               05/01/2022 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               4.99%               2.70%                  7.69%           5,1228,273 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              9.10%               0.15%                  9.25% 
                          ==================  =====================  ==============  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                             % of voting rights 
  shares             (ix) 
  ISIN code (if 
  possible) 
                           Direct                   Indirect                     Direct                  Indirect 
                     (Art 9 of Directive       (Art 10 of Directive        (Art 9 of Directive     (Art 10 of Directive 
                         2004/109/EC)              2004/109/EC)           2004/109/EC) (DTR5.1)        2004/109/EC) 
                           (DTR5.1)                 (DTR5.2.1)                                          (DTR5.2.1) 
                                           -------------------------- 
 GB00BNDRMJ14                                      33,227,860                                             4.99% 
                   ----------------------  ==========================  =========================  ===================== 
 
 
 SUBTOTAL 8. A                         33,227,860                                            4.99% 
                   --------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                       Number of voting                  % of voting 
 financial           date         Conversion Period               rights that may                   rights 
 instrument          (x)          (xi)                            be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
                   -----------  ------------------------------  --------------------------------  --------------------- 
 Securities 
  Lending                                                        18,000,413                        2.70% 
                   ===========  ==============================  ================================  ===================== 
 
 
                                 SUBTOTAL 8. B 1                 18,000,413                        2.70% 
                                ------------------------------  ================================  ===================== 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/             Physical or           Number of             % of voting 
  financial     date (x)          Conversion            cash                  voting rights         rights 
  instrument                      Period (xi)           settlement 
                                                        (xii) 
              ----------------  --------------------  --------------------  -------------------- 
 
 
 
                                                       SUBTOTAL 8.B.2 
                                                      --------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                          X 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
    Name (xv)         % of voting rights       % of voting rights       Total of both if 
                        if it equals or         through financial        it equals or is 
                      is higher than the        instruments if it        higher than the 
                     notifiable threshold      equals or is higher     notifiable threshold 
                                               than the notifiable 
                                                    threshold 
                  -------------------------  ---------------------  ------------------------ 
 BlackRock, Inc.   Trident Merger, 
  (Chain 1)         LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Investment 
  (Chain 1)         Management, LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 2)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 2)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock International 
  (Chain 2)         Holdings, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BR Jersey International 
  (Chain 2)         Holdings L.P. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 2)         3, LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Cayman 
  (Chain 2)         1 LP 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Cayman 
  (Chain 2)         West Bay Finco Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Cayman 
  (Chain 2)         West Bay IV Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Group 
  (Chain 2)         Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Finance 
  (Chain 2)         Europe Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Investment 
  (Chain 2)         Management (UK) 
                    Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 3)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 3)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock International 
  (Chain 3)         Holdings, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BR Jersey International 
  (Chain 3)         Holdings L.P. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Australia 
  (Chain 3)         Holdco Pty. Ltd. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Investment 
  (Chain 3)         Management (Australia) 
                    Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 4)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 4)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 4)         4, LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 4)         6, LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Delaware 
  (Chain 4)         Holdings Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Institutional 
  (Chain 4)         Trust Company, National 
                    Association 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 5)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 5)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 5)         4, LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 5)         6, LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Delaware 
  (Chain 5)         Holdings Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Fund Advisors 
  (Chain 5) 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 6)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 6)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 7)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 7)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Capital 
  (Chain 7)         Holdings, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Advisors, 
  (Chain 7)         LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 8)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 8)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock International 
  (Chain 8)         Holdings, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BR Jersey International 
  (Chain 8)         Holdings L.P. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 8)         3, LLC 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Cayman 
  (Chain 8)         1 LP 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Cayman 
  (Chain 8)         West Bay Finco Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Cayman 
  (Chain 8)         West Bay IV Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Group 
  (Chain 8)         Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Finance 
  (Chain 8)         Europe Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Advisors 
  (Chain 8)         (UK) Limited 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Holdco 
  (Chain 9)         2, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock Financial 
  (Chain 9)         Management, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock International 
  (Chain 9)         Holdings, Inc. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BR Jersey International 
  (Chain 9)         Holdings L.P. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock (Singapore) 
  (Chain 9)         Holdco Pte. Ltd. 
                  =========================  ---------------------  ------------------------ 
 BlackRock, Inc.   BlackRock (Singapore) 
  (Chain 9)         Limited 
                  =========================  ---------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                             ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                             ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                             ----------------------------------------------- 
 
 11. Additional information (xvi) 
 BlackRock Regulatory Threshold Reporting Team 
 
  Jana Blumenstein 
 
  020 7743 3650 
 
 
 
 Place of completion   12 Throgmorton Avenue, London, EC2N 2DL, U.K 
 Date of completion    05/01/2022 
                      --------------------------------------------- 
 

Notes.

(i) Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

(ii) Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in the relevant section whether the issuer is a non UK issuer.

(iii) Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

(iv) This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of Directive 2004/109/EC; (c) all parties to the agreement referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of financial instruments referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1).

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 10 of that Directive (DTR5.2.1 (b)), the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 10 of that Directive (DTR5.2.1 (c)), the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 10 of that Directive (DTR5.2.1 (d)), the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 10 of that Directive (DTR5.2.1 (e)), the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 10 of that Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 10 of that Directive (DTR5.2.1 (g)), the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 10 of that Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

(v) Applicable in the cases provided for in Article 10 (b) to (h) of Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 10 of that Directive (DTR5.2) unless the percentage of voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with national practices (e.g. identification of funds managed by management companies).

(vi) The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

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January 05, 2022 11:59 ET (16:59 GMT)

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