NOT FOR RELEASE, PUBLICATION OR
DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN OR
INTO OR FROM THE UNITED STATES, ANY MEMBER STATE OF THE EUROPEAN
ECONOMIC AREA (OTHER THAN THE REPUBLIC OF IRELAND), AUSTRALIA,
CANADA, SOUTH AFRICA OR ANY OTHER JURISDICTION WHERE IT IS UNLAWFUL
TO DO SO.
THIS ANNOUNCEMENT IS AN
ADVERTISEMENT FOR THE PURPOSES OF THE PROSPECTUS REGULATION RULES
OF THE UNITED KINGDOM'S FINANCIAL CONDUCT AUTHORITY AND NOT A
PROSPECTUS. NEITHER THIS ANNOUNCEMENT NOR ANYTHING CONTAINED HEREIN
SHALL FORM THE BASIS OF, OR BE RELIED UPON IN CONNECTION WITH, ANY
OFFER OR COMMITMENT WHATEOEVER IN ANY JURISDICTION. INVESTORS
SHOULD NOT SUBSCRIBE FOR OR PURCHASE ANY SECURITIES REFERRED TO IN
THIS ADVERTISMENT EXCEPT ON THE BASIS OF THE INFORMATION CONTAINED
IN THE PROSPECTUS. COPIES OF THE PROSPECTUS WILL SHORTLY BE
AVAILABLE FROM THE COMPANY'S WEBSITE (WWW.EJFI.COM), SUBJECT TO
APPLICABLE SECURITIES LAWS.
23 April 2025
EJF
Investments Ltd
Publication of a Prospectus
The Board of EJF Investments Ltd
("EJFI" or the
"Company") is pleased to
announce that further to its announcement earlier today, it has
published a prospectus approved by the FCA and the JFSC (the
"Prospectus") in relation
to the Rollover Offer to convert existing 2025 ZDP Shares into 2029
Rollover ZDP Shares, an Initial Placing of up to 28 million new
2029 ZDP Shares (to be reduced for the number of 2029 ZDP Shares
arising upon conversion of 2025 ZDP Shares pursuant to the Rollover
Offer) alongside a placing programme of up to a further 28 million
2029 ZDP Shares (to be reduced for the number of: (i) 2029 ZDP
Shares arising upon conversion of 2025 ZDP Shares pursuant to the
Rollover Offer, and (ii) 2029 Initial Placing ZDP Shares issued
pursuant to the Initial Placing).
A copy of the Prospectus will
shortly be submitted to the National Storage Mechanism and will
available for inspection at https://data.fca.org.uk/#/nsm/nationalstoragemechanism
and also on the Company's website:
https://www.ejfi.com/.
Terms used and not defined in this
announcement bear the meaning given to them in the
Prospectus.
ENQUIRIES
For the Investment
Manager
EJF Investments Manager
LLC
Mungo Hargreaves / Jay
Ghatalia
MHargreaves@ejfcap.com /
jghatalia@ejfcap.com
+44 20 3752 6775 / +44 203 752
6776
For the Company Secretary and
Administrator
Apex Financial Services (Alternative
Funds) Limited
ejficosec@apexgroup.com
+44 204 549 0721
For the Broker
Panmure Liberum Limited
Darren Vickers / Ashwin
Kohli
+44 203 100 2222
About EJF Investments Limited
EJFI's objective is to provide
shareholders with attractive risk adjusted returns through regular
dividends and capital growth over the long term. EJFI generates
exposure primarily to a diversified portfolio of loans issued by
financial institutions and related or similar assets in the U.S.,
U.K. and Europe.
EJFI currently invests primarily in
CDO Equity Tranches structured by an affiliate of EJF Capital LLC,
providing levered exposure to a highly diversified portfolio of
securities issued by U.S. financial institutions (banks and
insurance companies), these being Risk Retention
Investments.
EJFI is a registered closed-ended
limited liability company incorporated in Jersey under the
Companies (Jersey) Law 1991, as amended, on 20 October 2016 with
registered number 122353. The Company is regulated by the Jersey
Financial Services Commission (the "JFSC"). The JFSC is protected by both
the Collective Investment Funds (Jersey) Law 1988 and the Financial
Services (Jersey) Law 1998, as amended, against liability arising
from the discharge of its functions under such laws.
LEI: 549300XZYEQCLA1ZAT25
Investor information &
warnings
The latest available information on
the Company can be accessed via its website
at www.ejfi.com.
This communication has been issued
by, and is the sole responsibility of, the Company and is for
information purposes only. It is not, and is not intended to be an
invitation, inducement, offer or solicitation to deal in the shares
of the Company. The price and value of shares in the Company and
the income from them may go down as well as up and investors may
not get back the full amount invested on disposal of shares in the
Company. An investment in the Company should be considered only as
part of a balanced portfolio of which it should not form a
disproportionate part. Prospective investors are advised to seek
expert legal, financial, tax and other professional advice before
making any investment decision.
Panmure Liberum Limited
("Panmure Liberum"), which
is authorised and regulated in the United Kingdom by the FCA, is
acting exclusively for the Company and no one else in connection
with the Initial Placing, the Initial Placing Admission, the
Rollover Offer, Rollover Admission, any Subsequent Placing or any
Subsequent Placing Admission and the other transactions and
arrangements referred to in the Prospectus. Panmure Liberum will
not regard any other person (whether or not a recipient of the
Prospectus) as its client in relation to each Admission, Placing or
the Rollover Offer and will not be responsible to anyone other than
the Company for providing the protections afforded to its clients
or for providing any advice in relation to any Admission, Placing,
the Rollover Offer, the contents of the Prospectus or any other
transactions or arrangements referred to therein. Apart from the
responsibilities and liabilities, if any, which may be imposed on
Panmure Liberum by the FSMA or the regulatory regime established
thereunder, or under the regulatory regime of any jurisdiction
where the exclusion of liability under the relevant regulatory
regime would be illegal, void or unenforceable, Panmure Liberum
does not accept any responsibility whatsoever for, and makes no
representation or warranty, express or implied, as to the contents
of the Prospectus or for any other statement made or purported to
be made by it, or on its behalf, in connection with the Company,
the Shares, any Admission, Placing, the Rollover Offer or Rollover
Admission and nothing in the Prospectus will be relied upon as a
promise or representation in this respect, whether or not to the
past or the future. Panmure Liberum accordingly, to the fullest
extent permitted by law, disclaims all and any responsibility or
liability, whether arising in tort, contract or otherwise (save as
referred to above), which it might otherwise have in respect of the
Prospectus or any such statement.
