Wellington Management Group LLP Form 8.3 - Ball Corporation (5296C)
28 Junio 2016 - 9:02AM
UK Regulatory
TIDMREX TIDMTTM
RNS Number : 5296C
Wellington Management Group LLP
28 June 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Wellington Management Group LLP
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(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
------- --------------------------------------------------- --------------------------------------
(c) Name of offeror/offeree in relation to Ball Corporation
whose relevant securities this form relates:
Use a separate form for each offeror/offeree
------- --------------------------------------------------- --------------------------------------
(d) If an exempt fund manager connected with
an offeror/offeree, state this and specify
identity of offeror/offeree:
------- --------------------------------------------------- --------------------------------------
(e) Date position held/dealing undertaken: 27 June 2016
For an opening position disclosure, state
the latest practicable date prior to
the disclosure
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(f) In addition to the company in 1(c) above, YES
is the discloser making disclosures in Rexam PLC
respect of any other party to the offer?
If it is a cash offer or possible cash
offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing (if
any)
Class of relevant security: Common Stock (US0584981064)
--------------------------------------------- -----------------------------------------------------
Interests Short Positions
--------------------------- ------------------------
Number % Number %
----------------- -------- ------------ ----------
Relevant securities owned
(1) and/or controlled: 6,186,951 4.36 % 234 0.00 %
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(2) Cash-settled derivatives:
------- ------------------------------------ ----------------- -------- ------------ ----------
Stock-settled derivatives
(including options) and
(3) agreements to purchase/sell: 139 0.00 %
------- ------------------------------------ ----------------- -------- ------------ ----------
Total 6,187,090 * 4.36 % 234 0.00 %
------- ------------------------------------ ----------------- -------- ------------ ----------
*Wellington Management Group LLP does not have discretion regarding voting
decisions in respect of 780,519 shares that are included in the total above.
(b) Rights to subscribe for new securities (including directors' and other
executive options)
Class of relevant security
in relation to which subscription
right exists:
--------------------------------------------- -----------------------------------------------------
Details, including nature of
the rights concerned and relevant
percentages:
--------------------------------------------- -----------------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
Common Stock (US0584981064) Purchase 75,083 67.8131 USD
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
Common Stock (US0584981064) Purchase 2,240 68.5009 USD
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
Common Stock (US0584981064) Purchase 2,188 68.2472 USD
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
Common Stock (US0584981064) Purchase 790 68.2610 USD
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
Common Stock (US0584981064) Purchase 90 68.3400 USD
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
Common Stock (US0584981064) Sale 658 68.4347 USD
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of Price per
security e.g. CFD e.g. opening/closing reference unit
a long/short position, securities
increasing/reducing
a long/short position
------------------------- ------------------------------------- -------------------------------------- ------------------ -----------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option money
relevant description purchasing, securities price per American, date paid/
security e.g. call selling, to which unit European received
option varying option relates etc. per unit
etc.
---------------- -------------------- ---------------- ------------------------ ---------------- --------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ Number of securities Exercise price
security e.g. call option exercised against per unit
------------------------------------ ------------------------------- ------------------------ ---------------------- ----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
------------------------------------------ -------------------------------------- --------------------------------- ------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the person making the disclosure
and any party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------
None
---------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
---------------------------------------------------------------------------------------
None
---------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) YES
attached?
-------------------------------------------------- -----------------------------------
Date of disclosure 28 June 2016
-------------------------------------------------- -----------------------------------
Contact name Mark O'Brien
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Telephone number 44-20-7126-6310
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel?s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Wellington Management Group LLP
--------------------------------------------------------------------- ------------------------------------------
Name of offeror/offeree in relation to Ball Corporation
whose relevant securities the disclosure
relates:
--------------------------------------------------------------------- ------------------------------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant Product Written Number of securities Exercise Type e.g. Expiry
security description or purchased to which option price per American, date
e.g. call or derivative unit European
option relates etc.
-------------------- ------------- -------------- ----------------------- ----------- ------------- -------
Common Stock Equity Put Written 139 65.0000USD American 20 Jan
(US0584981064) Option 17
-------------------- ------------- -------------- ----------------------- ----------- ------------- -------
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
-----------------------------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------------------------
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives
The currency of all prices and other monetary amounts should be
stated.
monitoring@disclosure.org.uk. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel?s website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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