Statement of Changes in Beneficial Ownership (4)
17 Noviembre 2021 - 05:41PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Jassy Andrew R |
2. Issuer Name and Ticker or Trading
Symbol AMAZON COM INC [ AMZN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
President and CEO |
|
(Last)
(First)
(Middle)
P.O. BOX 81226 |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/15/2021
|
|
(Street)
SEATTLE, WA 98108-1226
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock, par value $.01 per
share |
11/15/2021 |
|
M |
|
2153 |
A |
$0 |
88988 |
D |
|
|
Common Stock, par value $.01 per
share |
11/15/2021 |
|
S(1) |
|
124 |
D |
$3533.1371 (2) |
88864 |
D |
|
|
Common Stock, par value $.01 per
share |
11/15/2021 |
|
S(1) |
|
224 |
D |
$3535.0426 (3) |
88640 |
D |
|
|
Common Stock, par value $.01 per
share |
11/15/2021 |
|
S(1) |
|
300 |
D |
$3536.1867 (4) |
88340 |
D |
|
|
Common Stock, par value $.01 per
share |
11/15/2021 |
|
S(1) |
|
200 |
D |
$3537.06 (5) |
88140 |
D |
|
|
Common Stock, par value $.01 per
share |
|
|
|
|
|
|
|
3275 |
I |
In trust |
|
Common Stock, par value $.01 per
share |
|
|
|
|
|
|
|
491.41 |
I |
Amazon.com 401(k) plan
account |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Restricted Stock Unit Award |
$0 (6) |
11/15/2021 |
|
M |
|
|
2153 |
5/15/2017 (7) |
2/15/2022 |
Common Stock, par value $.01 per
share |
2153 |
$0 |
2154 |
D |
|
| Explanation of
Responses: |
| (1) |
This transaction was
effected pursuant to a Rule 10b5-1 trading plan adopted by the
reporting person. |
| (2) |
Represents the weighted
average sale price. The highest price at which shares were sold was
$3,533.50 and the lowest price at which shares were sold was
$3,533.05. |
| (3) |
Represents the weighted
average sale price. The highest price at which shares were sold was
$3,535.17 and the lowest price at which shares were sold was
$3,534.22. |
| (4) |
Represents the weighted
average sale price. The highest price at which shares were sold was
$3,536.43 and the lowest price at which shares were sold was
$3,535.91. |
| (5) |
Represents the weighted
average sale price. The highest price at which shares were sold was
$3,537.10 and the lowest price at which shares were sold was
$3,537.02. |
| (6) |
Converts into Common Stock
on a one-for-one basis. |
| (7) |
This award vests based upon
the following vesting schedule and the satisfaction of certain
business criteria intended to qualify the award as tax-deductible
compensation under Section 162(m) of the Internal Revenue Code: 494
shares on each of May 15, 2017, August 15, 2017, and November 15,
2017; 495 shares on February 15, 2018; 952 shares on each of May
15, 2018, August 15, 2018, November 15, 2018, and February 15,
2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August
15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on
each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792
shares on February 15, 2021; 2,153 shares on each of May 15, 2021,
August 15, 2021, and November 15, 2021; and 2,154 shares on
February 15, 2022. |
Remarks:
The reporting person undertakes to provide, upon request by the
staff of the SEC, the issuer, or a security holder of the issuer,
full information regarding the number of shares transacted at each
price, with respect to all transactions reported on this Form
4. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Jassy Andrew R
P.O. BOX 81226
SEATTLE, WA 98108-1226 |
X |
|
President and CEO |
|
Signatures
|
|
/s/ by Mark F. Hoffman as attorney-in-fact for
Andrew R. Jassy, President and CEO |
|
11/17/2021 |
| **Signature of Reporting
Person |
Date |
Amazon.com (NASDAQ:AMZN)
Gráfica de Acción Histórica
De Ene 2023 a Feb 2023
Amazon.com (NASDAQ:AMZN)
Gráfica de Acción Histórica
De Feb 2022 a Feb 2023
