UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 9, 2016
Celladon Corporation
(Exact name of registrant as specified in its charter)
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Delaware |
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001-36183 |
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33-0971591 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
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12707 High Bluff Drive, Suite 200
San Diego, CA |
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92130 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code: (858) 350-4355
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the
following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
As previously announced, on November 18, 2015, Celladon Corporation (Celladon), Celladon Merger Sub, Inc.
(Merger Sub) and Eiger BioPharmaceuticals, Inc. (Eiger) entered into an Agreement and Plan of Merger and Reorganization (Merger Agreement), pursuant to which, among other things, subject to
the satisfaction or waiver of the conditions set forth in the Merger Agreement, Merger Sub will merge with and into Eiger, with Eiger becoming a wholly-owned subsidiary of Celladon and the surviving corporation of the merger.
Attached hereto and incorporated herein by reference as Exhibit 99.1 is a press release issued by Celladon on March 9, 2016 entitled
ISS and Glass Lewis Recommend Celladon Corporation Shareholders Vote FOR Proposed Merger.
Additional Information about the
Merger and Where to Find It
In connection with the proposed merger, Celladon has filed a registration statement on Form S-4 with the Securities and Exchange Commission (the SEC) including a proxy statement/prospectus/information statement. The registration statement was declared effective by the SEC on
February 12, 2016. The proxy statement/prospectus/information statement and any other relevant documents filed by Celladon with the SEC may be obtained free of charge at the SEC web site at www.sec.gov. In addition, investors and security
holders may obtain free copies of the documents filed with the SEC by Celladon by directing a written request to: Celladon Corporation, 12707 High Bluff Dr. #200, San Diego, CA 92130, Attention: Investor Relations. Investors and security
holders are urged to read the proxy statement/prospectus/information statement and the other relevant materials before making any voting or investment decision with respect to the proposed merger.
This communication shall not constitute an offer to sell or the solicitation of an offer to sell or the solicitation of an offer to buy any
securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of
securities in connection with the proposed merger shall be made except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933, as amended.
Participants in the Solicitation
Celladon and its directors and executive officers and Eiger and its directors and executive officers may be deemed to be participants in the
solicitation of proxies from the stockholders of Celladon in connection with the proposed transaction. Information regarding the special interests of these directors and executive officers in the merger is included in the proxy
statement/prospectus/information statement referred to above. Additional information regarding the directors and executive officers of Celladon is also included in Celladons Annual Report on Form 10-K for the year ended December 31, 2014
and the proxy statement for Celladons 2015 Annual Meeting of Stockholders. These documents are available free of charge at the SEC web site at www.sec.gov and from Investor Relations at Celladon at the address described above.
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Item 9.01 Financial Statements and Exhibits.
Reference is made to the Exhibit Index included with this Current Report on Form 8-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Celladon Corporation |
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Dated: March 9, 2016 |
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By: |
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/s/ Andrew C. Jackson |
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Andrew C. Jackson |
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Chief Financial Officer |
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EXHIBIT INDEX
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Exhibit No. |
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Description |
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99.1 |
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Press release issued by Celladon Corporation on March 9, 2016 entitled ISS and Glass Lewis Recommend Celladon Corporation Shareholders Vote FOR Proposed Merger. |
Exhibit 99.1
ISS and Glass Lewis Recommend Celladon Corporation Shareholders Vote FOR Proposed Merger
SAN DIEGO, CA March 9, 2016 Celladon Corporation (CLDN) announced today that Institutional Shareholder Services (ISS) and Glass
Lewis & Co., two of the leading independent U.S. proxy advisory firms, have both recommended that the Companys shareholders vote FOR the proposals in its proxy statement for the special meeting of shareholders to be held
on March 21, 2016. The special meeting will be held at 9:00 a.m., local time, on March 21, 2016 at 12255 El Camino Real, Suite 300, San Diego, California 92130. Celladon stockholders of record as of the close of business on
February 12, 2016 are entitled to receive notice of, and to vote at, the special meeting.
At the special meeting, Celladon Corporations
shareholders will be asked to consider and vote on the approval of the Agreement and Plan of Merger and Reorganization, dated as of November 18, 2015, by and among Celladon, Celladon Merger Sub, Inc. and Eiger BioPharmaceuticals, Inc.
Stockholders are also being asked to approve the amendment to the amended and restated certificate of incorporation of Celladon to effect a reverse stock split of Celladon common stock, at a ratio of 1-for-15; to approve the amendment to the amended
and restated certificate of incorporation of Celladon to change the name Celladon Corporation to Eiger BioPharmaceuticals, Inc. and to consider and vote upon an adjournment of the Celladon special meeting, if necessary, to
solicit additional proxies if there are not sufficient votes in favor of Celladon Proposal Nos. 1, 2 and 3.
Approval of the Merger and Adjournment
proposals require the affirmative vote of the holders of a majority of the shares of Celladon common stock having voting power present in person or represented by proxy at the Celladon special meeting. Approval of the reverse stock split and name
change proposals requires the affirmative vote of holders of a majority of the Celladon common stock having voting power outstanding on the record date for the Celladon special meeting. Abstentions will be counted towards the vote total for each
proposal and will have the same effect as AGAINST votes. Broker non-votes will have the same effect as AGAINST votes for the Merger proposal. Each of Proposal Nos. 1, 2 and 3 are conditioned upon each other. Therefore, the
merger cannot be consummated without the approval of Proposal Nos. 1, 2 and 3.
The merger has been unanimously approved by the boards of directors of
both companies, and a majority of Eiger stockholders have agreed to vote in favor of the transaction. The proposed merger is expected to close in the first half of 2016 (subject to the approval of the stockholders of each company as well as
regulatory approval and other customary conditions).
All shareholders of Celladon Corporation are encouraged to vote. If you need assistance with voting,
please contact the Companys proxy solicitor, Advantage Proxy toll free at 877-870-8565.
Safe Harbor Statements
Additional Information about the Merger and Where to Find It
In connection with the proposed merger, Celladon has filed a registration statement on Form S-4 with the SEC including a proxy statement/prospectus/information
statement. The registration statement was declared effective by the SEC on February 12, 2016. The proxy statement/prospectus/information statement and any other relevant documents filed by Celladon with the SEC may be obtained free of charge at
the SEC web site at www.sec.gov. In addition, investors and security holders may obtain free copies of the documents filed with the SEC by Celladon by directing a written request to: Celladon Corporation, 12707 High Bluff Dr. #200, San Diego,
CA 92130, Attention: Investor Relations. Investors and security holders are urged to read the proxy statement/prospectus/information statement and the other relevant materials before making any voting or investment decision with respect to the
proposed merger.
This communication shall not constitute an offer to sell or the solicitation of an offer to sell or the
solicitation of an offer to buy any securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such
jurisdiction. No offering of securities in connection with the proposed merger shall be made except by means of a prospectus meeting the requirements of Section 10 of the Securities Act of 1933, as amended.
Participants in the Solicitation
Celladon and its
directors and executive officers and Eiger and its directors and executive officers may be deemed to be participants in the solicitation of proxies from the stockholders of Celladon in connection with the proposed transaction. Information regarding
the special interests of these directors and executive officers in the merger is included in the proxy statement/prospectus/information statement referred to above. Additional information regarding the directors and executive officers of Celladon is
also included in Celladons Annual Report on Form 10-K for the year ended December 31, 2014 and the proxy statement for Celladons 2015 Annual Meeting of Stockholders. These documents are available free of charge at the SEC web site
at www.sec.gov and from Investor Relations at Celladon at the address described above.
Forward-Looking Statements
Statements contained in this press release regarding matters that are not historical facts are forward-looking statements within the meaning of the
Private Securities Litigation Reform Act of 1995. Such statements include, but are not limited to, statements concerning the conduct of our special meeting of stockholders; statements regarding the structure, timing and completion of our proposed
merger with Eiger; and the expectations regarding voting by Celladon and Eiger stockholders. Celladon and/or Eiger may not actually achieve the proposed merger or otherwise carry out the intentions or meet the expectations or projections disclosed
in our forward-looking statements, and you should not place undue reliance on these forward-looking statements. Because such statements are subject to risks and uncertainties, actual results may differ materially from those expressed or implied by
such forward-looking statements. These forward-looking statements are based upon Celladons and Eigers current expectations and involve assumptions that may never materialize or may prove to be incorrect. Actual results and the timing of
events could differ materially from those anticipated in such forward-looking statements as a result of various risks and uncertainties, which include, without limitation, risks and uncertainties associated with stockholder approval of and the
ability to consummate the proposed merger through the process being conducted by Celladon and Eiger, the ability to project future cash utilization and reserves needed for contingent future liabilities and business operations, the availability of
sufficient resources for combined company operations and to conduct or continue planned clinical development programs, the ability to successfully develop any of Eigers product candidates, and the risks associated with the process of
developing, obtaining regulatory approval for and commercializing drug candidates that are safe and effective for use as human therapeutics. Risks and uncertainties facing Celladon are described more fully in Celladons periodic reports and the
Form S-4 registration statement filed with the SEC. All forward-looking statements contained in this press release speak only as of the date on which they were made. Celladon undertakes no obligation to update such statements to reflect events that
occur or circumstances that exist after the date on which they were made.
Contact:
CONTACTS
Celladon Corporation
Fredrik Wiklund
Email: investors@celladon.com
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