SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report: October 1, 2021

 

Franklin Wireless Corp.

(Exact name of registrant as specified in its charter)

 

Nevada 0-11616 95-3733534
(State or other jurisdiction
 of incorporation) 		(Commission
File Number) 		(IRS Employer
Identification No.)

 

9707 Waples Street

Suite 150

San Diego, California 92121

(Address of principal executive offices)

 

Registrant's telephone number, including area code:

(858) 623-0000

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading symbol(s) Name of each exchange on which registered
Common  Stock, par value $.001 per share

FKWL

The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

     

 

 

Section 5 - Corporate Governance and Management

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

     
(a) On October 1, 2021, the Board of Directors renewed Franklin’s management agreement with its Chief Executive Officer, OC Kim. The Management Agreement is attached hereto as an exhibit to this filing.
     
(b) On October 1, 2021, the Board of Directors renewed Franklin’s Change of Control Agreements with its Chief Executive Officer, OC Kim, and its Chief Operating Officer. David Lee. The Change of Control Agreements are attached as exhibitsto this filing

 

Section 9 - Financial Statements and Exhibits

 

Item 9.01 - Financial Statements and Exhibits.

 

Exhibit 10.1 Management Agreement, dated October 1, 2021, between Franklin Wireless Corp. and OC Kim

 

Exhibit 10.2 Change in Control Agreement, dated October 1, 2021, between Franklin Wireless Corp. and OC Kim

 

Exhibit 10.3 Change in Control Agreement, dated October 1, 2021, between Franklin Wireless Corp. and David Lee

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  FRANKLIN WIRELESS CORP.
   
Date:  October 4, 2021 By: /s/ OC Kim                    
  OC Kim, President

 

 

 

Franklin Wireless (NASDAQ:FKWL)
Gráfica de Acción Histórica
De Oct 2024 a Nov 2024 Haga Click aquí para más Gráficas Franklin Wireless.
Franklin Wireless (NASDAQ:FKWL)
Gráfica de Acción Histórica
De Nov 2023 a Nov 2024 Haga Click aquí para más Gráficas Franklin Wireless.