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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 11-K

 

ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2021

OR

 

TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the Transition Period From                  to                     

 

 

Commission File Number 001-37845

 

A.

Full title of the plan and the address of the plan, if different from that of the issuer named below:

MICROSOFT CORPORATION SAVINGS PLUS 401(k) PLAN

 

B.

Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:

Microsoft Corporation

One Microsoft Way

Redmond, Washington 98052-6399

REQUIRED INFORMATION

The Microsoft Corporation Savings Plus 401(k) Plan (the “Plan”) is subject to the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). Therefore, in lieu of the required information outlined as Items 1-3 of the Form 11-K, the statements of net assets available for benefits and the related statements of changes in net assets available for benefits as of and for the years ended December 31, 2021 and 2020, which have been prepared in accordance with the financial reporting requirements of ERISA, are attached hereto as Appendix 1 and incorporated herein by this reference.

 

 


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SIGNATURES

The Plan.     Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Microsoft Corporation Savings Plus 401(k) Plan

Date:    June 23, 2022

 

                    

 

/s/ KRISTEN ROBY DIMLOW

    Kristen Roby Dimlow
    Member of 401(k) Administrative Committee

Date:    June 23, 2022

   

/s/ DANIEL GOFF

    Daniel Goff
    Member of 401(k) Administrative Committee

Date:    June 23, 2022

   

/s/ ANITA MEHRA

    Anita Mehra
    Member of 401(k) Administrative Committee

 


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APPENDIX 1

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM;

FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020;

NOTES TO FINANCIAL STATEMENTS; AND

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR) AS OF DECEMBER 31, 2021

 


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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

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     Page  

Report of Independent Registered Public Accounting Firm

     1  

Financial Statements:

  

Statements of Net Assets Available for Benefits as of December 31, 2021 and 2020

     2  

Statements of Changes in Net Assets Available for Benefits for the Years Ended December 31, 2021 and 2020

     3  

Notes to Financial Statements

     4  

Supplemental Schedule:

  

Supplemental Schedule of Assets (Held at End of Year) as of December 31, 2021

     11  

Exhibit:

  

Consent of Independent Registered Public Accounting Firm

  

 

NOTE:

All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under ERISA have been omitted because they are not applicable.


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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Plan Participants and Plan Administrator of the Microsoft Corporation Savings Plus 401(k) Plan

Opinion on the Financial Statements

We have audited the accompanying statements of net assets available for benefits of the Microsoft Corporation Savings Plus 401(k) Plan (the “Plan”) as of December 31, 2021 and 2020, the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2021 and 2020, and the changes in net assets available for benefits for the years then ended, in conformity with accounting principles generally accepted in the United States of America.

Basis for Opinion

These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.

Report on Supplemental Schedule

The supplemental schedule of assets (held at end of year) as of December 31, 2021 has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental schedule is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental schedule reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedule. In forming our opinion on the supplemental schedule, we evaluated whether the supplemental schedule, including its form and content, is presented in compliance with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, such schedule is fairly stated, in all material respects, in relation to the financial statements as a whole.

/s/ Deloitte & Touche LLP

Seattle, Washington

June 23, 2022

We have served as the auditor of the Plan since 1987.

 

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STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS

 

 

 

December 31,    2021      2020  

ASSETS

     

Cash

   $ 9,748,231      $ 13,583,789  

Investments held by trustee, at fair value

     47,805,902,852        38,161,818,818  

Receivables:

     

Participant loans

     188,454,373        172,830,176  

Other receivables

     16,686,328        15,846,052  

 

    

 

 

 

Total receivables

     205,140,701        188,676,228  

 

    

 

 

 

Total assets

     48,020,791,784        38,364,078,835  

LIABILITIES

     

Operating payables

     7,637,439        6,081,698  

Other payables

     7,994,361        14,518,790  

 

    

 

 

 

Total liabilities

     15,631,800        20,600,488  

 

    

 

 

 

NET ASSETS AVAILABLE FOR BENEFITS

   $       48,005,159,984      $       38,343,478,347  
  

 

 

    

 

 

 

Refer to accompanying notes.

 

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STATEMENTS OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS

 

 

 

Year Ended December 31,    2021      2020  

ADDITIONS

     

Net investment income:

     

Interest and dividends

   $ 67,765,879      $ 61,764,620  

Net increase in fair value of investments

     7,734,352,436        7,819,378,707  

 

    

 

 

 

Net investment income

     7,802,118,315        7,881,143,327  
  

 

 

    

 

 

 

Contributions:

     

Participant contributions

     2,707,460,814        2,080,721,878  

Employer contributions

     870,172,034        717,410,483  

 

    

 

 

 

Total contributions

     3,577,632,848        2,798,132,361  

 

    

 

 

 

            Total additions

     11,379,751,163        10,679,275,688  

DEDUCTIONS

     

Benefits paid to participants

     1,812,250,297        1,357,746,762  

 

    

 

 

 

NET INCREASE IN NET ASSETS BEFORE TRANSFERS

     9,567,500,866        9,321,528,926  

Transfers in

     94,180,771        1,492,774,038  

 

    

 

 

 

NET INCREASE IN NET ASSETS AVAILABLE FOR BENEFITS

     9,661,681,637        10,814,302,964  

NET ASSETS AVAILABLE FOR BENEFITS

     

Beginning of year

     38,343,478,347        27,529,175,383  

 

    

 

 

 

End of year

   $     48,005,159,984      $     38,343,478,347  
  

 

 

    

 

 

 

Refer to accompanying notes.

 

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NOTES TO FINANCIAL STATEMENTS

 

 

NOTE 1 — DESCRIPTION OF THE PLAN AND ACCOUNTING POLICIES

Plan Description

The Microsoft Corporation Savings Plus 401(k) Plan (the “Plan”), a defined contribution plan, is sponsored by Microsoft Corporation (the “Company” or “Microsoft”). Participating employers included in the Plan are Microsoft Corporation; MOL Corporation; Vexcel Corporation; Microsoft Online, Inc.; Microsoft Payments, Inc.; Microsoft Open Technologies, Inc.; Microsoft Technology Licensing; Undead Labs; LinkedIn Corporation (“LinkedIn”) (effective July 1, 2020); GitHub, Inc. (“GitHub”) (effective October 9, 2020); and inXile Entertainment, Inc. (“inXile”) (effective July 9, 2021). These entities represent Microsoft or wholly owned subsidiaries of Microsoft. The Plan year is January 1 through December 31. The Plan is administered by the 401(k) Administrative Committee (the “Plan Administrator”) and subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). Fidelity Management Trust Company (“Fidelity”) is the trustee and third-party administrator for the Plan. The information below summarizes certain aspects of the Plan as in effect during 2021 and 2020, and is intended to be a summary only. Plan participants should refer to the Summary Plan Description for more complete information.

Accounting Principles

The financial statements and accompanying notes are prepared in accordance with accounting principles generally accepted in the United States of America (“GAAP”).

Eligibility

Regular and retail services employees of participating employers who are on U.S. payroll and have reached age 18 may enroll in the Plan at any time.

Eligible Compensation

Eligible compensation includes wages, salary, bonuses, commissions, and overtime. Compensation does not include, for example, items such as amounts earned with respect to any equity-based compensation program, award, or benefit, reimbursements or other expense allowances, fringe benefits (cash and noncash), moving expenses, deferred compensation, welfare plan benefits including health or life insurance, or severance plan payments, unused accrued vacation payments, or bonuses or expense allowances which are not based upon performance as an employee.

Contributions

Participant Contributions

Participants may contribute to the Plan on a pre-tax and/or Roth basis using eligible compensation each pay period, subject to statutory and regulatory limitations. Participants reaching age 50 or older by the end of the Plan year may also make additional catch-up contributions to the Plan on a pre-tax and/or Roth basis. During both 2021 and 2020, the maximum annual 401(k) pre-tax and Roth contribution limit was $19,500, and the maximum annual catch-up contribution to the Plan was $6,500. Additionally, participants could contribute up to $28,750 for 2021 and $27,750 for 2020 on an after-tax basis. A participant’s aggregate contribution election (combined pre-tax, Roth, pre-tax catch-up, Roth catch-up, and after-tax) generally may not exceed 65 percent of his or her eligible compensation per pay period. Participants may elect to suspend or reinstate their contributions at any time. The Plan is required to return contributions received during the Plan year in excess of such limits. There were no excess contributions due to participants as of December 31, 2021 or 2020.

Participants may also choose to make rollover contributions to the Plan of amounts received from an eligible employer plan maintained by another company, including direct rollovers from such plans. Participants may also make rollover contributions to the plan from an individual retirement account or annuity described in Internal Revenue Code (“IRC”) Section 408(a) or 408(b) that is eligible to be rolled over and would otherwise be includible in gross income.

 

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Employer Contributions

For all participating employers excluding inXile, the Company provides participants with a matching contribution on eligible pre-tax and/or Roth contributions of $0.50 for every $1.00 contributed. For inXile, the Company provides participants with a matching contribution on eligible pre-tax and/or Roth contributions of $0.25 for every $1.00 contributed. The matching contribution is provided for up to 50 percent, or 25 percent for inXile, of the maximum annual 401(k) pre-tax and Roth Internal Revenue Service (“IRS”) contribution limit (not including catch-up contributions). Participants do not receive a match on after-tax contributions.

Transfers

Metaswitch Networks Ltd. was acquired by the Company in 2020 and the Metaswitch Networks Corporation Profit Sharing and 401(k) Plan assets merged into the Plan in November 2021. Affirmed Networks Inc. was acquired by the Company in 2020 and the Affirmed Networks Inc. 401(k) Profit Sharing Plan and Trust assets merged into the Plan in October 2021. inXile was acquired by the Company in 2018 and the inXile Entertainment 401(k) Plan & Trust assets merged into the Plan in July 2021. GitHub was acquired by the Company in 2018 and the GitHub, Inc. 401(k) Plan & Trust assets merged into the Plan in October 2020. LinkedIn was acquired by the Company in 2016 and the LinkedIn Corporation 401(k) Profit Sharing Plan and Trust assets merged into the Plan in July 2020. Undead Labs was acquired by the Company in 2018 and the Undead Labs 401(k) Plan assets merged into the Plan in January 2020. The merged amounts are included as transfers in on the statement of changes in net assets available for benefits for the respective years ended December 31, 2021 and 2020.

Employee Stock Ownership Plan Feature

The Plan includes an Employee Stock Ownership Plan (“ESOP”) feature for the portion of the Plan designed to invest primarily in Microsoft Common Stock. The ESOP feature allows participants to either reinvest their cash dividends earned on Microsoft Common Stock or receive those dividends in cash. Amounts invested in Microsoft Common Stock are treated as being held through the ESOP, provided that at the time such amounts were received by the Plan (e.g., through contributions or transfers), the participants whose Plan accounts received such assets were employed by Microsoft or a corporation that is part of the same controlled group of corporations as Microsoft.

Participants who are not employed by an employer established as a corporation that is part of the same controlled group of corporations as Microsoft may not participate in the ESOP, but may have their Plan accounts invested in Microsoft Common Stock to the same extent as other participants. However, such participants that are not eligible to participate in the ESOP feature are not eligible to receive dividends on Microsoft Common Stock in cash paid directly to them. Instead, dividends paid on amounts they have invested in Microsoft Common Stock will automatically be reinvested in Microsoft Common Stock.

Effective January 1, 2016, the investment of new contributions or transfer of existing account holdings into Microsoft Common Stock within the Plan was discontinued. Participant accounts with existing Microsoft Common Stock can retain those holdings, and dividends on Microsoft Common Stock can continue to be reinvested or received in cash.

Participant Accounts

Each participant’s account is credited with (a) participant contributions and employer contributions, and (b) the allocation of investment earnings, gains and losses, and expenses, based on participant earnings or account balances, as defined. The benefit to which a participant is entitled is the benefit that can be provided from the participant’s vested account. All amounts in participant accounts are participant-directed. Participants may invest in various instruments including mutual funds, common collective trusts, and separately managed accounts. Participants also have the option to direct their investments through a brokerage account.

Vesting

Participants are fully vested in Plan accounts at all times.

Coronavirus Aid, Relief, and Economic Security (“CARES”) Act

During April 2020, the Plan implemented distribution and loan relief provisions in accordance with the CARES Act, which was enacted in March 2020. The provisions enabled participants negatively impacted by COVID-19 to take a penalty-free

 

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distribution through December 30, 2020 and suspend outstanding scheduled loan payments until 2021, increased the maximum loan limit for loans taken as a result of COVID-19 through September 22, 2020, and suspended required minimum distributions for the 2020 calendar year, including 2020 payments that would have been required to be made by April 1, 2021, unless elected otherwise.

Distributions

Active participants may take a withdrawal from the Plan in the event of a financial hardship. A hardship withdrawal is limited to the amount necessary to meet the participant’s immediate financial need. Hardship withdrawals are further limited to pre-tax contributions, pre-tax catch-up contributions, after-tax contributions (including earnings thereon), Roth contributions, Roth catch-up contributions, and rollover contributions (excluding acquisition rollovers).

Active participants may also generally take a withdrawal at any time from their rollover and after-tax accounts within the Plan. After reaching age 5912, active participants may withdraw all, or any portion, of the balance in their accounts. Distributions, in full or any portion, may also occur if the participant terminates employment, retires, becomes permanently disabled, or dies. Distributions of investments in Microsoft Common Stock may be taken in the form of Microsoft Common Stock or cash. Distributions may be made in installments.

Participants may also withdraw all, or any portion, of their pre-tax and Roth contributions during a leave of absence to perform qualified military service of at least 30 days, subject to a six-month suspension on future non-rollover contributions to the Plan, or if they elect a qualified reservist distribution. The distribution generally must be made in a single lump sum cash payment, except that distributions of investments in Microsoft Common Stock may be taken in the form of Microsoft Common Stock or cash.

In-Plan Roth Conversions

Active and terminated participants may convert any Plan balances (other than outstanding loans) to a Roth account within the Plan.

Administrative Expenses

Plan administrative expenses are paid by the Company to the extent not paid or offset by the Plan. Participants are responsible for fees associated with certain transactions or services they utilize, such as loan originations and maintenance, domestic relations order qualifications, dividend check processing, overnight check fees, and professional management service fees. Participants also pay commission charges to Fidelity for buying and selling Microsoft Common Stock within the Plan.

Plan Amendment and Termination

The Company has the right to amend or terminate the Plan. If the Plan is terminated, all account balances will be distributed in the form and manner determined by the Plan Administrator.

Risks and Uncertainties

The Plan utilizes various investment instruments, including common stock, mutual funds, common collective trusts, and separately managed accounts. Investment securities, in general, are exposed to various risks, such as interest rate risk, credit risk, and overall market volatility. Due to the level of risk associated with certain investment securities, including systemic market disruptions, the ongoing COVID-19 pandemic, and geopolitical events, it is reasonably possible that changes in the values of investment securities will occur in the near term and that such changes could materially affect the amounts reported in the financial statements.

Estimates and Assumptions

The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and changes therein. Actual results and outcomes may differ from management’s estimates and assumptions due to risks and uncertainties. The Plan has no contingent assets or liabilities for any periods presented in these financial statements.

 

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Valuation of Investments and Income (Loss) Recognition

Investments are recorded at fair value. Security transactions are accounted for as of the trade date. Dividend income is recorded on the ex-dividend date, and interest income is recorded as earned. Net increase in fair value of investments includes the Plan’s gains and losses on investments bought, sold, and held during the year.

Participant Loans

Participant loans are measured at their unpaid principal balance plus any accrued but unpaid interest, and participant loans deemed distributed due to default are included in benefits paid to participants on the statements of changes in net assets available for benefits.

Receivables and Payables

As of December 31, 2021 and 2020, operating payables primarily consisted of accrued investment management expenses for the separately managed accounts. Other receivables and payables primarily consisted of unsettled trades. Other receivables also included accrued interest.

NOTE 2 — FINANCIAL INSTRUMENTS

The Plan accounts for certain assets and liabilities at fair value. The hierarchy below lists three levels of fair value based on the extent to which inputs used in measuring fair value are observable in the market. The Plan categorizes each of its fair value measurements in one of these three levels based on the lowest level input that is significant to the fair value measurement in its entirety. These levels are:

 

   

Level 1—inputs are based upon unadjusted quoted prices for identical instruments in active markets. The Plan’s Level 1 non-derivative investments primarily include domestic and international equities, mutual funds, and U.S. government securities. The Plan’s Level 1 derivative assets include those actively traded on exchanges.

 

   

Level 2—inputs are based upon quoted prices for similar instruments in active markets, quoted prices for identical or similar instruments in markets that are not active, and model-based valuation techniques (e.g. the Black-Scholes model) for which all significant inputs are observable in the market or can be corroborated by observable market data for substantially the full term of the assets or liabilities. Where applicable, these models project future cash flows and discount the future amounts to a present value using market-based observable inputs including interest rate curves, credit spreads, foreign exchange rates, and forward and spot prices for currencies and commodities. The Plan’s Level 2 non-derivative investments consist primarily of mutual funds in the Plan’s separately managed accounts. These mutual funds are registered under the Investment Company Act of 1940 but are not registered under the Securities Act of 1933 and the prices are made available directly from the investment manager. The Plan’s Level 2 derivative assets and liabilities primarily include certain over-the-counter option and currency contracts.

 

   

Level 3—inputs are generally unobservable and typically reflect management’s estimates of assumptions that market participants would use in pricing the asset or liability. The fair values are therefore determined using model-based techniques, including option pricing models and discounted cash flow models. As of December 31, 2021 and 2020, the Plan did not hold any financial instruments categorized as Level 3.

Mutual funds are valued at the closing price as reported by the fund. Common stocks are valued at the closing price reported on the active markets on which the individual securities are traded. Brokerage account holdings include a variety of common stocks and mutual funds.

Common collective trusts are valued using the Net Asset Value (“NAV”) as a practical expedient and are not categorized in the fair value hierarchy. NAV is provided by the trustee and is based on the fair value of the underlying investments held by the fund less its liabilities. In the event the Plan were to initiate a full redemption of a common collective trust, the investment advisor reserves the right to temporarily delay withdrawal from the common collective trust in order to ensure that securities liquidations will be carried out in an orderly business manner. The common collective trusts have no unfunded commitments, other redemption restrictions, or redemption notice periods. The underlying portfolios of the common collective trusts are comprised of a mix of stocks, bonds, commodities, and cash.

 

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Two of the common collective trusts, the State Street Short Term Investment Fund (“Fid Bank Trust St Inv Fund”) and the State Street Government Short Term Investment Fund (“SSBK Govt STIF Fund”), do not file as direct filing entities with the Department of Labor. The investment strategy of both of these funds is to provide safety of principal, daily liquidity, and a competitive yield over the long term. The Fid Bank Trust St Inv Fund invests primarily in short term instruments such as certificates of deposit and commercial paper. The SSBK Govt STIF Fund invests primarily in U.S. Treasury obligations.

Financial Instruments Measured at Fair Value

 

December 31, 2021    Level 1      Level 2      Total  

 

 

Mutual funds

   $ 783,069,968      $ 0      $ 783,069,968  

Microsoft Common Stock

     4,765,882,486        0        4,765,882,486  

Separately managed accounts:

        

 Common stock

     5,707,711,505        0        5,707,711,505  

 Mutual funds

     0        1,403,399,778        1,403,399,778  

 Other

     0        67,356,869        67,356,869  

Brokerage accounts

     3,079,314,216        50,921,944        3,130,236,160  

 

    

 

 

    

 

 

 

Total

   $     14,335,978,175      $     1,521,678,591        15,857,656,766  

Common collective trusts measured at NAV

           31,494,017,850  

Separately managed accounts:

        

 Common collective trusts measured at NAV

           454,228,236  
        

 

 

 

Total Investments

         $ 47,805,902,852  
        

 

 

 
December 31, 2020    Level 1      Level 2      Total  

 

 

Mutual funds

   $ 829,296,690      $ 0      $ 829,296,690  

Microsoft Common Stock

     3,341,097,553        0        3,341,097,553  

Separately managed accounts:

        

 Common stock

     4,960,569,581        0        4,960,569,581  

 Mutual funds

     0        1,375,842,819        1,375,842,819  

 Other

     207,422,564        45,005,846        252,428,410  

Brokerage accounts

     2,336,664,367        44,184,154        2,380,848,521  

 

    

 

 

    

 

 

 

Total

   $ 11,675,050,755      $ 1,465,032,819        13,140,083,574  

Common collective trusts measured at NAV

           25,021,735,244  
        

 

 

 

Total Investments

         $ 38,161,818,818  
        

 

 

 

NOTE 3 — DERIVATIVES

Investment managers acting under the Plan use derivative instruments to manage risks related to foreign currencies and interest rates, to enhance investment returns for the Plan, and to facilitate Plan portfolio diversification. The Plan’s derivatives consisted of over-the-counter foreign exchange forward contracts and exchange-traded futures contracts, as well as put and call options, for which no hedge accounting treatment is applied. The related notional amounts, gross fair values, and amounts recognized in earnings were immaterial as of and for the years ended December 31, 2021 and 2020. These derivative instruments are primarily a component of the “Other” caption of separately managed accounts in Note 2 – Financial Instruments.

NOTE 4 — PARTICIPANT LOANS

Participant loans are available in $100 increments ranging from $1,000 to $50,000. The maximum loan amount is the lesser of (a) 50 percent of the vested account balance, reduced by the current outstanding balance of all other loans from the Plan; or (b) $50,000, reduced by: (1) the current outstanding balance of all other loans from the Plan, and (2) the excess (if any) of all Plan loans during the previous 12 months over the current outstanding balance of Plan loans. When determining the maximum loan amount available under the Plan, outstanding loan balances under any subsidiary and affiliate Microsoft retirement plans are considered in conjunction with the Plan. Participants are limited to two loans – one Primary Residence Loan and one General Loan. The term of a Primary Residence Loan may not exceed 15 years (or 30 years for certain acquired legacy loans) or be less than 12 months. The term of a General Loan may not exceed five years (or 15 years for certain acquired legacy loans) or be less than 12 months.

 

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The interest rate for participant loans is 1 percent plus the prime rate on corporate loans. The range of interest rates for outstanding Primary Residence Loans as of December 31, 2021 was 3.25 percent to 9.00 percent, maturing at various dates through October 2046. The range of interest rates for outstanding General Loans as of December 31, 2021 was 4.25 percent to 6.50 percent, maturing at various dates through January 2027.

Loan repayments are made through after-tax payroll deductions. Terminated employees generally have 60 days to elect to continue to make loan repayments or pay off the loan in full. Failure of the terminated employee to establish a loan repayment service or payoff the loan in full during this 60-day window generally results in a default of the loan, which is taxable income to the participant, with a possible 10 percent early withdrawal penalty. Terminated employees who roll over their Plan account balance to an individual retirement account (“IRA”), Roth IRA, or other employer plan during this 60-day window may avoid such taxable income and 10 percent early withdrawal penalty if they pay off the outstanding loan balance to the rollover recipient IRA custodian or employer plan by the due date (including extensions) for filing their federal income tax return for the year in which the rollover occurred.

NOTE 5 — TAX STATUS

The IRS has determined and informed the Plan, by a letter dated August 21, 2014, that the Plan is qualified as a tax-exempt plan under the appropriate sections of the IRC. The determination letter covered Plan amendments adopted from September 17, 2010 through August 5, 2014, and the trust agreement with Fidelity adopted on July 19, 2013. The Plan has been amended since receiving the determination letter and was restated effective January 1, 2022. A new determination letter application was submitted to the IRS in February 2022. The Plan Administrator believes that the Plan is currently designed and operated in compliance with the applicable requirements of the IRC. Therefore, the Plan is tax-exempt as of the financial statement date and no provision for income taxes has been recorded in the financial statements.

NOTE 6 — PARTY-IN-INTEREST TRANSACTIONS

Plan investments include common collective trusts that are managed by affiliates of Fidelity; therefore, these transactions qualify as party-in-interest transactions. Fees paid for investment management services were included as a reduction of the return earned on each fund.

Transactions in Microsoft Common Stock also qualify as party-in-interest transactions. As of December 31, 2021 and 2020, the Plan held 14,170,678 shares of Microsoft Common Stock valued at $4,765,882,486 and 15,021,570 shares of Microsoft Common Stock valued at $3,341,097,553, respectively. During the years ended December 31, 2021 and 2020, the Plan recorded Microsoft Common Stock dividend income of $33,517,903 and $32,555,519, respectively.

 

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NOTE 7 — RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500

The following is a reconciliation of net assets available for benefits per the financial statements to net assets per the Form 5500, which is the annual return/report for the Plan:

 

December 31,    2021     2020  

Net assets available for benefits per the financial statements

   $ 48,005,159,984     $ 38,343,478,347  

Less: benefits payable

     (5,115,908     (3,226,841

 

   

 

 

 

Net assets per the Form 5500

   $     48,000,044,076     $     38,340,251,506  
  

 

 

   

 

 

 

The following is a reconciliation of benefits paid to participants per the financial statements to the Form 5500:

 

                                                                 
Year Ended December 31,    2021      2020  

Benefits paid to participants per the financial statements

   $ 1,812,250,297      $ 1,357,746,762  

Plus: increase in benefits payable at year end

     1,889,067        448,280  

 

    

 

 

 

Benefits paid to participants per the Form 5500

   $     1,814,139,364      $     1,358,195,042  
  

 

 

    

 

 

 

Benefits payable are recorded on the Form 5500 for payments to participants who requested payment by December 31, but had not been paid as of that date.

 

10


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

 

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

BROKERAGE ACCOUNTS

        

 

        

BrokerageLink **

     3,130,236,160                          $   3,130,236,160  

COMMON COLLECTIVE TRUSTS

        

 

        

BlackRock LifePath Index 2025

     9,197,229           134,090,083  

BlackRock LifePath Index 2030

     128,200,157           1,955,231,873  

BlackRock LifePath Index 2035

     18,392,223           292,686,474  

BlackRock LifePath Index 2040

     204,270,537           3,373,875,182  

BlackRock LifePath Index 2045

     26,188,769           445,303,357  

BlackRock LifePath Index 2050

     194,767,231           3,359,773,694  

BlackRock LifePath Index 2055

     30,162,569           521,616,388  

BlackRock LifePath Index 2060

     57,665,099           996,631,665  

BlackRock LifePath Index 2065

     5,897,334           83,687,303  

BlackRock LifePath Index Retirement

     46,823,628           652,370,202  

BlackRock Short-term Investment Fund

     807,776,060           807,776,060  

Fidelity Contrafund Pool Class 3 *

     79,289,311           2,676,014,243  

Fidelity Growth Company Pool Class 3 *

     102,055,979           5,383,452,917  

Vanguard Russell 1000 Growth Index Trust

     6,379,868           2,312,829,817  

Vanguard Russell 1000 Value Index Trust

     7,668,088           1,643,808,104  

Vanguard Russell 2000 Growth Index Trust

     6,233,778           1,472,231,319  

Vanguard S&P 500 Index Trust

     29,839,522           5,380,662,682  

Wells Fargo Stable Fund C

     34,639           1,976,487  

EMPLOYER STOCK

        

 

        

Microsoft Common Stock *

     14,170,678           4,765,882,486  

MUTUAL FUNDS

        

 

        

PIMCO All Asset All Authority

     5,801,832           47,865,111  

PIMCO Inflation Response Multi-Asset Response

     7,202,539           65,110,950  

Vanguard Short-Term Bond Index Fund (Signal)

     63,156,824           670,093,907  

SEPARATELY MANAGED ACCOUNTS

        

 

        

Artisan Mid Cap Account

        

Currency

        

 DANISH KRONE

     1,691           259  

 SWISS FRANC

     110           121  

Publicly-traded Common Stock

        

 ADVANCED DRAINAGE SYSTEMS INC

     183,638           24,998,641  

 AGILENT TECHNOLOGIES INC

     228,072           36,411,695  

 APTIV PLC

     314,195           51,826,465  

 ARGENX SE SPONSORED ADR

     149,138           52,226,636  

 ARISTA NETWORKS INC

     353,956           50,881,175  

 ASCENDIS PHARMA AS SPON ADR

     503,216           67,697,648  

 ATLASSIAN CORP PLC CLS A

     228,173           87,000,083  

 AZENTA INC

     246,644           25,431,463  

 

11


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 BALL CORP

     336,806                                   32,424,314  

 BIGCOMMERCE HOLDINGS INC

     473,201           16,737,119  

 BILL.COM HOLDINGS INC

     104,641           26,071,305  

 BIONTECH SE ADR

     61,984           15,979,475  

 BURLINGTON STORES INC

     182,229           53,121,576  

 CATALENT INC

     515,255           65,968,098  

 CERIDIAN HCM HLDG INC

     465,921           48,670,108  

 CHEGG INC

     232,852           7,148,556  

 CHIPOTLE MEXICAN GRILL INC

     29,621           51,784,913  

 COGNEX CORP

     258,514           20,102,049  

 DATADOG INC CL A

     339,463           60,461,755  

 DEXCOM INC

     77,781           41,764,508  

 DRAFTKINGS INC CL A

     231,994           6,372,875  

 ENTEGRIS INC

     270,916           37,543,539  

 EVOTEC SE

     420,124           20,328,225  

 EXACT SCIENCES CORP

     157,328           12,244,838  

 FIRST REPUBLIC BANK

     195,429           40,358,043  

 FORTIVE CORP

     607,544           46,349,532  

 GENERAC HOLDINGS INC

     128,965           45,385,363  

 GENMAB AS

     98,738           39,754,892  

 GLOBAL PAYMENTS INC

     461,648           62,405,577  

 GLOBAL-E ONLINE LTD

     335,408           21,261,513  

 HUBSPOT INC

     168,930           111,350,210  

 INGERSOLL RAND INC

     1,082,549           66,977,307  

 LATTICE SEMICONDUCTOR CORP

     740,016           57,025,633  

 LPL FINL HLDGS INC

     186,905           29,921,621  

 LULULEMON ATHLETICA INC

     62,384           24,420,217  

 LYFT INC

     634,228           27,100,562  

 MARQETA INC CL A

     238,188           4,089,688  

 MATCH GROUP INC

     376,185           49,750,466  

 MONOLITHIC POWER SYS INC

     32,189           15,879,799  

 MSCI INC

     94,996           58,203,099  

 NASDAQ INC

     244,023           51,247,270  

 NEOGENOMICS INC

     475,079           16,209,695  

 NEW YORK TIMES CO CL A

     686,880           33,176,304  

 ON SEMICONDUCTOR CORP

     403,433           27,401,169  

 ROKU INC CLASS A

     138,330           31,566,906  

 SOFI TECHNOLOGIES INC

     899,289           14,217,759  

 SPOTIFY TECHNOLOGY SA

     52,916           12,383,931  

 SVB FINL GROUP

     93,296           63,277,079  

 SYNOPSYS INC

     130,099           47,941,482  

 TELEDYNE TECHNOLOGIES INC

     91,998           40,193,006  

 TOAST INC

     289,197           10,038,028  

 TRADEWEB MARKETS INC A

     536,733           53,748,443  

 TRANSUNION

     384,014           45,536,380  

 TREX CO INC

     152,272           20,561,288  

 TRIMBLE INC

     441,221           38,470,059  

 

12


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 TYLER TECHNOLOGIES INC

     55,753                                   29,992,326  

 VEEVA SYS INC CL A

     293,715           75,038,308  

 WAYFAIR INC

     62,569           11,886,233  

 WEST PHARMACEUTICAL SVCS INC

     110,031           51,605,639  

 YETI HOLDINGS INC

     302,537           25,059,140  

 ZOOMINFO TECHNOLOGIES INC

     572,379           36,746,732  

 ZSCALER INC

     172,593           55,459,309  

 ZYNGA INC

     7,284,368           46,619,955  

Common Collective Trusts

        

 SSBK GOVT STIF FUND

     55,474,878           55,474,878  
        

 

 

 

Artisan Mid Cap Account Total

           2,507,282,280  

SMID Cap Value Account

        

Publicly-traded Common Stock

        

 1 800 FLOWERS.COM INC CL A

     66,468           1,553,357  

 2SEVENTY BIO INC-W/I

     488           12,507  

 AAR CORP

     8,027           313,294  

 AARON’S CO INC/THE

     4,647           114,549  

 ABERCROMBIE & FITCH CO CL A

     18,444           642,405  

 ABM INDUSTRIES INC

     14,687           599,964  

 ACACIA RESEARCH - ACACIA TECH

     8,286           42,507  

 ACADIA HEALTHCARE CO INC

     18,206           1,105,104  

 ACCO BRANDS CORP

     24,875           205,468  

 ACHIEVE LIFE SCIENCES INC

     1,853           14,416  

 ACI WORLDWIDE INC

     77,165           2,677,626  

 ACME UNITED CORP

     770           25,949  

 ACORDA THERAPEUTICS INC

     1,403           3,353  

 ACTINIUM PHARMACEUTICALS INC

     261           1,569  

 ACUITY BRANDS INC

     315           66,692  

 ACUSHNET HOLDINGS CORP

     17,439           925,662  

 ADA-ES INC

     6,360           42,103  

 ADAMS RESOURCES AND ENERGY INC

     164           4,561  

 ADDUS HOMECARE CORP

     3,792           354,590  

 ADIENT PLC

     17,442           835,123  

 ADT INC

     279,361           2,349,426  

 ADTALEM GLOBAL EDUCATION INC

     72,481           2,142,538  

 ADTRAN INC

     15,316           349,664  

 ADVANCED ENERGY INDUSTRIES INC

     2,979           271,268  

 ADVANSIX INC

     9,138           431,771  

 AEROVIRONMENT INC

     2,604           161,526  

 AFFILIATED MANAGERS GRP INC

     26,002           4,277,589  

 AGCO CORP

     12,815           1,486,796  

 AGIOS PHARMACEUTICALS INC

     6,727           221,116  

 AGROFRESH SOLUTIONS INC

     5,850           11,642  

 AIM IMMUNOTECH INC

     4,594           4,226  

 AIR LEASE CORP CL A

     32,937           1,456,804  

 AIR TRANSPORT SERVICES GROUP

     15,792           463,969  

 

13


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 AIRGAIN INC

     1,538                                          16,349  

 AKEBIA THERAPEUTICS INC

     30,260           68,388  

 AKERNA CORP

     1,457           2,550  

 ALAMO GROUP INC

     4,521           665,401  

 ALBANY INTERNATIONAL CORP CL A

     7,498           663,198  

 ALCOA CORP

     43,337           2,582,018  

 ALERISLIFE INC

     7,429           21,916  

 ALERUS FINANCIAL CORP

     3,199           93,667  

 ALEXION PHARMACEUTICALS INC (CVR) RT

     65,534           30,146  

 ALICO INC

     2,096           77,615  

 ALKERMES PLC

     10,838           252,092  

 ALLEGHANY CORP DEL

     3,133           2,091,559  

 ALLEGHENY TECHNOLOGIES INC

     23,326           371,583  

 ALLEGIANCE BANCSHARES INC

     5,253           221,729  

 ALLEGIANT TRAVEL CO

     872           163,099  

 ALLIANCE DATA SYSTEMS CORP

     5,321           354,219  

 ALLIED MOTION TECH INC

     2,877           104,982  

 ALLSCRIPTS HLTHCARE SOLS INC

     46,343           855,028  

 ALPHA & OMEGA SEMICNDTR LTD

     5,648           342,043  

 ALPHA METALLURGICAL RESOURCES INC

     4,794           292,674  

 ALTA EQUIPMENT GROUP INC

     5,414           79,261  

 ALTIMMUNE INC

     3,426           31,382  

 ALTO INGREDIENTS INC

     10,794           51,919  

 ALTRA INDUSTRIAL MOTION CORP

     11,358           585,732  

 AMALGAMATED FINANCIAL CORP

     5,424           90,960  

 A-MARK PRECIOUS METALS INC

     2,040           124,644  

 AMBAC FINANCIAL GROUP INC

     10,823           173,709  

 AMC NETWORKS INC CL A

     5,319           183,186  

 AMERANT BANCORP INC

     6,169           213,139  

 AMERCO INC

     3,106           2,255,670  

 AMERICAN AXLE & MFG HLDGS INC

     29,222           272,641  

 AMERICAN EAGLE OUTFITTERS INC

     37,527           950,184  

 AMERICAN EQY INVT LIFE HLD CO

     23,748           924,272  

 AMERICAN FINL GROUP INC OHIO

     3,443           472,793  

 AMERICAN NATIONAL GROUP INC

     4,860           917,762  

 AMERICAN NATL BANKSHARES INC

     3,417           128,753  

 AMERICAN OUTDOOR BRANDS INC

     4,271           85,121  

 AMERICAN PUBLIC EDUCATION INC

     5,038           112,096  

 AMERICAN VANGUARD CORP

     8,942           146,559  

 AMERICAN WOODMARK

     4,190           273,188  

 AMERICAS CAR MART INC

     1,682           172,237  

 AMERIS BANCORP

     16,620           825,682  

 AMES NATIONAL CORP

     1,125           27,551  

 AMKOR TECHNOLOGY INC

     76,817           1,904,293  

 AMPCO-PITTSBURG CORP

     4,928           24,640  

 AMPHASTAR PHARMACEUTICALS INC

     10,113           235,532  

 AMTECH SYSTEMS INC

     5,802           57,324  

 

14


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 ANAPTYSBIO INC

     6,996                                         243,111  

 ANDERSONS INC

     10,769           416,868  

 ANGIODYNAMICS INC

     12,249           337,827  

 ANI PHARMACEUTICALS INC

     2,081           95,892  

 ANIKA THERAPEUTICS INC

     5,645           202,260  

 ANTERO MIDSTREAM CORP

     89,367           865,073  

 ANTERO RES CORP

     71,822           1,256,885  

 API GROUP CORP

     2,124           54,735  

 APOGEE ENTERPRISES INC

     8,421           405,471  

 APPLIED INDUSTRIAL TECH INC

     3,380           347,126  

 APPLIED OPTOELECTRONICS INC

     1,108           5,695  

 ARCBEST CORP

     5,608           672,119  

 ARCH RESOURCES INC CL A

     3,067           280,078  

 ARCHROCK INC

     43,517           325,507  

 ARCONIC CORP

     22,886           755,467  

 ARCOSA INC

     39,220           2,066,894  

 ARCUTIS BIOTHERAPEUTICS INC

     595           12,340  

 ARDMORE SHIPPING CORP

     9,215           31,147  

 ARGAN INC

     3,498           135,338  

 ARGO GROUP INTL

     10,253           595,802  

 ARK RESTAURANTS CORP

     298           4,962  

 ARMADA HOFFLER PROPERTIES INC

     155,175           2,361,764  

 ARMSTRONG FLOORING INC

     5,765           11,415  

 ARROW ELECTRONICS INC

     23,923           3,212,141  

 ARROW FINANCIAL CORP

     3,749           132,077  

 ARTIVION INC

     3,923           79,833  

 ASBURY AUTOMOTIVE GROUP INC

     2,933           506,617  

 ASGN INC

     4,366           538,764  

 ASHLAND GLOBAL HOLDINGS INC

     10,650           1,146,579  

 ASSEMBLY BIOSCIENCES INC

     5,146           11,990  

 ASSETMARK FINANCIAL HOLDINGS INC

     220           5,766  

 ASSOCIATED BANC CORP

     54,898           1,240,146  

 ASSURED GUARANTY LTD

     23,546           1,182,009  

 ASTEC INDUSTRIES INC

     6,630           459,260  

 ASTRONICS CORP

     7,761           93,132  

 ASTRONICS CORP CL B

     1,109           13,319  

 ASURE SOFTWARE INC

     5,362           41,984  

 ATHENE HOLDING LTD

     36,918           3,076,377  

 ATLANTIC CAPITAL BANCSHARES INC

     5,294           152,308  

 ATLANTIC UN BANKSHARES CORP

     17,291           644,781  

 ATLAS AIR WORLD

     9,888           930,659  

 ATMOS ENERGY CORP

     28,892           3,027,015  

 ATN INTERNATIONAL INC

     4,177           166,871  

 ATYR PHARMA INC

     1,787           13,349  

 AUDACY INC CORP CL A

     35,902           92,268  

 AUTOLIV INC

     6,335           655,102  

 AUTONATION INC

     27,805           3,249,014  

 

15


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 AVANOS MEDICAL INC

     10,803                                         374,540  

 AVERY DENNISON CORP

     11,361           2,460,452  

 AVIAT NETWORKS INC

     2,986           95,791  

 AVIENT CORP

     1,086           60,762  

 AVNET INC

     30,974           1,277,058  

 AWARE INC MASS

     2,540           8,001  

 AXALTA COATING SYSTEMS LTD

     101,675           3,367,476  

 AXCELIS TECHNOLOGIES INC

     8,783           654,860  

 AXIS CAPITAL HOLDINGS LTD

     16,250           885,138  

 AXOS FINANCIAL INC

     8,860           495,363  

 AXT INC

     13,774           121,349  

 AZENTA INC

     26,619           2,744,685  

 AZZ INC

     6,040           333,952  

 B&G FOODS INC

     2,434           74,797  

 BALLANTYNE STRONG INC

     1,943           5,615  

 BANC OF CALIFORNIA INC

     15,572           305,523  

 BANCFIRST CORP

     1,026           72,395  

 BANCORP INC DEL

     18,525           468,868  

 BANK MARIN BANCORP

     3,850           143,336  

 BANK OF NT BUTTERFIELD&SON LTD

     450           17,150  

 BANK OZK

     41,723           1,941,371  

 BANKFINANCIAL CORP

     4,728           50,448  

 BANKUNITED INC

     18,600           786,966  

 BANKWELL FINANCIAL GROUP INC

     1,361           44,695  

 BANNER CORP

     11,646           706,563  

 BAR HARBOR BANKSHARES

     3,554           102,817  

 BARNES & NOBLE EDUCATION INC

     13,535           92,173  

 BARNES GROUP INC

     12,846           598,495  

 BARRETT BUSINES SERVICES

     833           57,527  

 BASSETT FURNITURE INDS INC

     3,250           54,503  

 BAYCOM CORP

     2,114           39,659  

 BCB BANCORP INC

     5,502           84,896  

 BEACON ROOFING SUPPLY INC

     16,890           968,642  

 BEAZER HOMES USA INC

     8,077           187,548  

 BED BATH & BEYOND INC

     24,693           360,024  

 BEL FUSE INC NV CL B

     3,387           43,794  

 BELDEN INC

     7,182           472,073  

 BENCHMARK ELECTRONICS INC

     9,368           253,873  

 BERKSHIRE HILLS BANCORP INC

     10,263           291,777  

 BERRY GLOBAL GROUP INC

     20,889           1,541,190  

 BERRY PETROLEUM CORP

     20,609           173,528  

 BGSF INC

     3,387           48,603  

 BIG 5 SPORTING GOODS CORP

     6,672           126,835  

 BIG LOTS INC

     8,534           384,457  

 BIGLARI HLDGS INC CL A

     16           11,120  

 BIGLARI HLDGS INC CL B

     608           86,683  

 BIO RAD LABS CL A

     1,777           1,342,648  

 

16


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 BIODELIVERY SCIENCES INTL INC

     9,843                                          30,513  

 BJ’S RESTAURANTS INC

     2,504           86,513  

 BLUCORA INC

     11,878           205,727  

 BLUE APRON HOLDINGS INC CL A

     1,792           12,060  

 BLUE APRON HOLDINGS INC RT 10/28/21

     3,612           0  

 BLUE RIDGE BANKSHARES INC

     1,017           18,204  

 BLUEBIRD BIO INC

     1,464           14,625  

 BLUEGREEN VACATIONS HOLDING CORP CL A

     2,867           100,632  

 BLUELINX HOLDINGS INC

     1,538           147,279  

 BM TECHNOLOGIES INC

     962           8,860  

 BOISE CASCADE CO

     9,532           678,678  

 BOK FINANCIAL COMMON NEW

     41,692           4,398,089  

 BOOT BARN HOLDINGS INC

     3,776           464,637  

 BORGWARNER INC

     98,187           4,425,288  

 BOSTON OMAHA CORP

     6,712           192,836  

 BOTTOMLINE TECHNOLOGIES INC

     287           16,207  

 BOYD GAMING CORP

     34,307           2,249,510  

 BRADY CORPORATION CL A

     7,197           387,918  

 BRIDGEWATER BANCSHARES INC

     3,808           67,364  

 BRIGHAM MINERALS INC CL A

     1,717           36,212  

 BRIGHTHOUSE FINANCIAL INC

     17,547           908,935  

 BRIGHTVIEW HOLDINGS INC

     146,051           2,056,398  

 BRISTOW GROUP INC

     3,048           96,530  

 BROADWIND INC

     6,565           12,342  

 BROOKDALE SENIOR LIVING INC

     41,019           211,658  

 BROOKLINE BANCORP INC

     18,656           302,041  

 BRUNSWICK CORP

     31,489           3,171,887  

 BRYN MAWR BANK CORP

     6,178           278,072  

 BUCKLE INC (THE)

     3,474           146,985  

 BUILD A BEAR WORKSHOP INC

     4,650           90,768  

 BUILDERS FIRSTSOURCE

     31,112           2,666,610  

 BUNGE LIMITED

     30,274           2,826,381  

 BUSINESS FIRST BANCSHARES INC

     4,546           128,697  

 BYLINE BANCORP INC

     9,757           266,854  

 C & F FINANCIAL CORP

     556           28,462  

 C N A FINANCIAL CORP

     6,489           286,035  

 C T S CORP

     3,487           128,043  

 CABOT CORP

     13,604           764,545  

 CACI INTERNATIONAL INC

     3,058           823,244  

 CADENCE BANK

     159,412           4,748,883  

 CALAVO GROWERS INC

     1,468           62,243  

 CALERES INC

     5,931           134,515  

 CALIFORNIA RES CORP

     130           5,552  

 CALITHERA BIOSCIENCES INC

     2,781           1,850  

 CALLAWAY GOLF CO

     2,054           56,362  

 CALLON PETROLEUM CO

     5,799           274,003  

 CAL-MAINE FOODS INC

     10,410           385,066  

 

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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 CAMBRIDGE BANCORP

     295                                          27,609  

 CAMDEN NATIONAL CORP

     4,286           206,414  

 CAMPBELL SOUP CO

     7,445           323,560  

 CANNAE HOLDINGS INC

     12,633           444,050  

 CAPITAL BANCORP INC/MD

     1,149           30,104  

 CAPITAL CITY BANK GROUP INC

     4,425           116,820  

 CAPITOL FED FINL (2ND STEP CV)

     34,441           390,217  

 CAPRI HOLDINGS LTD

     11,001           714,075  

 CAPSTAR FINANCIAL HOLDINGS INC

     5,467           114,971  

 CARA THERAPEUTICS INC

     3,983           48,513  

 CARLISLE COS INC

     15,033           3,729,988  

 CARPENTER TECHNOLOGY CORP

     14,224           415,199  

 CARRIAGE SERVICES INC

     4,325           278,703  

 CARROLS RESTAURANT GROUP INC

     14,707           43,533  

 CARS.COM INC

     16,251           261,479  

 CARTER BANKSHARES INC

     5,734           88,246  

 CARTERS INC

     2,421           245,054  

 CASELLA WASTE SYS INC CL A

     40,254           3,438,497  

 CASEY GENERAL STORES

     1,150           226,953  

 CASS INFORMATION SYSTEMS INC

     2,496           98,143  

 CATALYST BIOSCIENCES INC

     7,322           6,692  

 CATALYST PHARMACEUTICALS INC

     18,467           125,022  

 CATHAY GENERAL BANCORP

     16,880           725,671  

 CATO CORP CL A

     7,187           123,329  

 CAVCO INDUSTRIES INC

     1,454           461,863  

 CBDMD INC

     2,267           2,448  

 CBIZ INC

     16,945           662,888  

 CBRE GROUP INC - CL A

     27,280           2,960,153  

 CBTX INC

     5,821           168,809  

 CECO ENVIRONMENTAL CORP

     10,367           64,586  

 CENTENNIAL RESOURCE DEVELOPMENT INC CL A

     45,690           273,226  

 CENTRAL GARDEN & PET CO

     2,735           143,943  

 CENTRAL GARDEN & PET CO CL A

     9,762           467,112  

 CENTRAL PACIFIC FINANCIAL CORP

     5,796           163,273  

 CENTRAL VALLEY CMNTY BANCORP

     3,380           70,203  

 CENTURY ALUMINUM COMPANY

     21,482           355,742  

 CENTURY CASINOS INC

     4,644           56,564  

 CENTURY COMMUNITIES INC

     10,694           874,662  

 CERENCE INC

     519           39,776  

 CEVA INC

     2,301           99,495  

 CHAMPIONX CORP

     24,978           504,805  

 CHARLES & COLVARD LTD

     8,040           23,236  

 CHARLES RIVER LABS INTL INC

     2,519           949,109  

 CHART INDUSTRIES INC

     5,203           829,826  

 CHASE CORP

     1,184           117,879  

 CHEFS WAREHOUSE INC

     3,579           119,181  

 CHEMUNG FINANCIAL CORP

     551           25,225  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 CHESAPEAKE ENERGY CORP

     8,430                                        543,904  

 CHICAGO RIVET & MACHINE CO

     149           3,915  

 CHICOS FAS INC

     25,747           138,519  

 CHINOOK THERAPEUTICS INC

     8,957           146,089  

 CHUYS HOLDINGS INC

     2,102           63,312  

 CIRCOR INTERNATIONAL INC

     3,880           105,458  

 CIT GROUP INC

     30,932           1,588,049  

 CITI TRENDS INC

     2,444           231,569  

 CITIZENS & NORTHERN CORP

     3,845           100,431  

 CITY HOLDING CO

     1,904           155,728  

 CIVEO CORP

     3,810           73,038  

 CIVISTA BANCSHARES INC

     4,645           113,338  

 CIVITAS RESOURCES INC

     5,610           274,722  

 CLARIVATE PLC

     1,032           24,273  

 CLARUS CORP

     980           27,166  

 CLEAN ENERGY FUELS CORP

     45,555           279,252  

 CLEAN HARBORS INC

     6,513           649,802  

 CLEARWATER PAPER CORP

     4,462           163,622  

 CLEVELAND-CLIFFS INC

     2,363           51,443  

 CMC MATLS INC

     773           148,176  

 CNB FINANCIAL CORP PA

     5,399           143,074  

 CNX RESOURCES CORP

     55,977           769,684  

 CODORUS VALLEY BANCORP INC

     839           18,122  

 COEUR MINING INC

     45,250           228,060  

 COGNYTE SOFTWARE LTD

     1,306           20,465  

 COHU INC

     10,747           409,353  

 COLFAX CORP

     31,713           1,457,847  

 COLLEGIUM PHARMACEUTICAL INC

     5,170           96,576  

 COLUMBIA BANKING SYSTEMS INC

     19,108           625,214  

 COLUMBIA FINANCIAL INC

     916           19,108  

 COLUMBUS MCKINNON CORP NY

     5,622           260,074  

 COMERICA INC

     17,387           1,512,669  

 COMFORT SYSTEMS USA INC

     3,274           323,930  

 COMMERCIAL METALS CO

     31,370           1,138,417  

 COMMERCIAL VEHICLE GROUP INC

     7,268           58,580  

 COMMUNITY BANK SYSTEMS INC

     1,536           114,401  

 COMMUNITY FINL CORP MD

     907           35,654  

 COMMUNITY HEALTH SYS INC NEW

     9,237           122,944  

 COMMUNITY TRUST BANCORP INC

     4,950           215,870  

 COMPUTER PROGRAMS & SYSTEM INC

     3,084           90,361  

 COMPUTER TASK GROUP INC

     4,961           49,461  

 COMSCORE INC

     20,300           67,802  

 COMSTOCK RESOURCES INC

     53,318           431,343  

 COMTECH TELECOMMUNICATIONS NEW

     7,624           180,613  

 CONCENTRIX CORP

     32,914           5,879,099  

 CONCERT PHARMACEUTICALS INC

     2,153           6,782  

 CONCRETE PUMPING HOLDINGS INC

     13,290           108,978  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 CONDUENT INC

     51,064                                        272,682  

 CONNECTONE BANCORP INC

     10,104           330,502  

 CONNS INC

     8,360           196,627  

 CONSENSUS CLOUD SOLUTION

     728           42,129  

 CONSOL ENERGY INC—W/I

     9,405           213,588  

 CONSOLIDATED COMM HLDGS INC

     20,536           153,609  

 CONSTRUCTION PARTNERS INC CL A

     670           19,705  

 CONSUMER PORTFOLIO SVCS INC

     4,191           49,663  

 CONTAINER STORE GROUP INC

     12,959           129,331  

 CONTINENTAL RES OKLA

     38,761           1,734,942  

 COOPER STANDARD HOLDING INC

     4,501           100,867  

 COPA HOLDINGS SA CL A

     2,466           203,840  

 CORE MOLDING TECH INC

     1,116           9,497  

 CORVUS PHARMACEUTICALS INC

     3,797           9,151  

 COSTAMARE INC

     24,477           309,634  

 COTERRA ENERGY INC

     31,329           595,251  

 COVENANT LOGISTICS GROUP INC

     3,735           98,716  

 COVETRUS INC

     21,777           434,887  

 COWEN INC CL A

     6,333           228,621  

 CPI AEROSTRUCTURES INC

     1,488           4,062  

 CRA INTERNATIONAL INC

     2,244           209,500  

 CRANE CO

     1,346           136,929  

 CROSS COUNTRY HEALTHCARE INC

     6,512           180,773  

 CROSSFIRST BANKSHARES INC

     11,923           186,118  

 CSG SYSTEMS INTL INC

     2,812           162,027  

 CTO REALTY GROWTH INC

     97           5,958  

 CULP INC

     2,575           24,488  

 CUMULUS MEDIA INC

     5,964           67,095  

 CURTISS WRIGHT CORPORATION

     29,984           4,157,881  

 CUSHMAN & WAKEFIELD PLC

     16,943           376,812  

 CUSTOMERS BANCORP INC

     7,410           484,392  

 CVB FINANCIAL CORP

     15,602           334,039  

 CVR ENERGY INC

     14,281           240,064  

 CYBEROPTICS CORP

     2,613           121,505  

 CYCLERION THERAPEUTICS INC

     1,258           2,164  

 DAILY JOURNAL CORP

     281           100,241  

 DAKTRONICS INC

     13,341           67,372  

 DALLASNEWS CORP

     1,217           8,750  

 DANA INC

     40,854           932,288  

 DARLING INGREDIENTS INC

     23,066           1,598,243  

 DAWSON GEOPHYSICAL CO

     12,650           29,285  

 DEL TACO RESTAURANTS INC

     11,075           137,884  

 DELEK US HOLDINGS INC

     19,869           297,836  

 DELTA APPAREL INC

     1,636           48,655  

 DELUXE CORP

     4,531           145,490  

 DENBURY INC

     10,664           816,756  

 DESIGNER BRANDS INC

     8,915           126,682  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 DHI GROUP INC

     17,193                                        107,284  

 DHT HOLDINGS INC

     44,747           232,237  

 DICKS SPORTING GOODS INC

     15,167           1,744,053  

 DIGI INTERNATIONAL INC

     9,443           232,015  

 DILLARDS INC CL A

     5,568           1,364,271  

 DIME COMMUNITY BANCSHARES INC

     11,322           398,082  

 DIODES INC

     10,349           1,136,424  

 DIXIE GROUP INC

     200           1,146  

 DMC GLOBAL INC

     1,792           70,981  

 DONEGAL GROUP INC CL A

     7,756           110,833  

 DONNELLEY FINANCIAL SOLUTIONS INC

     6,808           320,929  

 DORIAN LPG LTD

     11,162           141,646  

 DORMAN PRODUCTS INC

     1,786           201,836  

 DRIL-QUIP INC

     10,474           206,128  

 DUCOMMUN INC

     3,437           160,748  

 DULUTH HOLDINGS INC CL B

     2,587           39,271  

 DXC TECHNOLOGY CO

     46,893           1,509,486  

 DXP ENTERPRISES INC

     6,212           159,462  

 DYCOM INDUSTRIES INC

     7,560           708,826  

 DYNE THERAPEUTICS INC

     1,330           15,814  

 EAGLE BANCORP INC MD

     4,930           287,616  

 EAGLE BANCORP MONTANA INC

     1,313           30,173  

 EAGLE BULK SHIPPING INC

     1,515           68,933  

 EAGLE PHARMACEUTICALS INC

     2,296           116,912  

 EARTHSTONE ENERGY INC

     10,833           118,513  

 EASTERN CO

     1,017           25,588  

 EASTGROUP PPTYS INC

     16,880           3,846,108  

 EBIX INC

     3,639           110,626  

 ECHOSTAR CORP CL A

     12,566           331,114  

 ECOVYST INC

     22,044           225,731  

 EDGEWELL PERSONAL CARE CO

     12,668           579,054  

 EHEALTH INC

     243           6,197  

 EIGER BIOPHARMACEUTICALS INC

     6,193           32,142  

 EL POLLO LOCO HLDGS INC

     9,760           138,494  

 ELANCO ANIMAL HEALTH INC

     1,279           36,298  

 ELECTROMED INC

     1,965           25,545  

 ELEMENT SOLUTIONS INC

     145,016           3,520,988  

 ELEVATE CREDIT INC

     7,704           22,881  

 EMCOR GROUP INC

     31,918           4,066,034  

 EMCORE CORP

     8,353           58,304  

 EMERGENT BIOSOL

     4,939           214,698  

 EMPLOYERS HOLDINGS INC

     7,762           321,192  

 ENANTA PHARMACEUTICALS INC

     4,632           346,381  

 ENCOMPASS HEALTH CORP

     31,559           2,059,540  

 ENCORE CAP GROUP INC

     9,550           593,151  

 ENCORE WIRE CORPORATION

     4,224           604,454  

 ENDO INTERNATIONAL PLC

     5,363           20,165  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 ENERPAC TOOL GROUP CORP CL A

     2,038                                          41,331  

 ENERSYS INC

     7,655           605,204  

 ENETI INC

     3,364           26,037  

 ENLINK MIDSTREAM LLC

     121,866           839,657  

 ENNIS INC

     8,739           170,673  

 ENOVA INTL INC

     9,593           392,929  

 ENPRO INDUSTRIES INC

     4,388           482,987  

 ENSTAR GROUP LTD

     3,026           749,207  

 ENTERPRISE BANCORP INC

     27           1,213  

 ENTERPRISE FINL SVCS CORP

     6,542           308,063  

 ENTRAVISION COMMUN CRP CL A

     17,213           116,704  

 ENVISTA HOLDINGS CORP

     105,601           4,758,381  

 ENZO BIOCHEM INC

     7,444           23,895  

 EPLUS INC

     11,260           606,689  

 EQT CORPORATION

     49,810           1,086,356  

 EQUITABLE HOLDINGS INC

     18,822           617,173  

 EQUITRANS MIDSTREAM CORP

     71,038           734,533  

 EQUITY BANCSHARES INC

     4,204           142,642  

 ESCALADE

     3,667           57,902  

 ESCO TECHNOLOGIES INC

     4,477           402,885  

 ESPEY MFG.&ELECTRIC

     135           1,918  

 ESQUIRE FINL HLDGS INC

     397           12,553  

 ESSA BANCORP INC

     1,688           29,253  

 ESSENT GROUP LTD

     7,679           349,625  

 ETHAN ALLEN INTERIORS INC

     7,480           196,649  

 EVANS BANCORP INC

     811           32,683  

 EVEREST REINSURANCE GROUP LTD

     6,811           1,865,669  

 EVOLENT HEALTH INC A

     10,949           302,959  

 EVOLUTION PETROLEUM CORP

     3,832           19,352  

 EXTERRAN CORP

     9,888           29,466  

 EZCORP INC CL A NON VTG

     18,302           134,886  

 FABRINET

     5,544           656,798  

 FALCON MINERALS CORP

     5,262           25,626  

 FARMER BROTHERS CO

     5,384           40,111  

 FARMERS & MERCHANTS BANCO/OH

     739           24,261  

 FARMERS NATL BANC CORP

     5,533           102,637  

 FARO TECHNOLOGIES INC

     402           28,148  

 FB FINANCIAL CORP

     4,550           199,381  

 FEDERAL AGRI MTG NON VTG CL C

     1,608           199,279  

 FEDERAL SIGNAL CORP

     11,284           489,049  

 FEDNAT HOLDING CO

     4,807           6,778  

 FERRO CORP

     3,479           75,947  

 FERROGLOBE PLC

     21,889           135,931  

 FERROGLOBE REP&WARRANTY INS TR

     20,872           0  

 FIDELITY NATIONAL FINL INC

     12,801           667,956  

 FIESTA RESTAURANT GROUP INC

     5,535           60,940  

 FINANCIAL INSTITUTIONS INC

     5,181           164,756  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 FIRST AMERICAN FINANCIAL CORP

     59,005                                     4,615,961  

 FIRST BANCORP INC ME

     2,493           78,280  

 FIRST BANCORP NC

     6,340           289,865  

 FIRST BANCORP PUERTO RICO

     46,111           635,410  

 FIRST BANCSHARES INC MISS

     5,320           205,458  

 FIRST BANK/HAMILTON NJ

     3,941           57,184  

 FIRST BUSEY CORP

     12,141           329,264  

 FIRST BUSINESS FIN SVCS INC

     2,032           59,273  

 FIRST COMMONWEALTH FINL CORP

     19,135           307,882  

 FIRST COMMUNITY BANKSHARES INC

     5,604           187,286  

 FIRST CONSTITUTION BANCORP

     1,790           45,985  

 FIRST FINANCIAL BANCORP

     22,818           556,303  

 FIRST FINANCIAL INDIANA

     3,137           142,075  

 FIRST FINANCIAL NORTWEST INC

     2,243           36,269  

 FIRST FOUNDATION INC/OLD

     11,582           287,929  

 FIRST HAWAIIAN INC

     25,484           696,478  

 FIRST HORIZON CORP

     335,863           5,484,643  

 FIRST INTERNET BANCORP

     3,073           144,554  

 FIRST INTST BANCSYST INC CL A

     10,978           446,475  

 FIRST MERCHANTS CORP

     13,026           545,659  

 FIRST MID BANCSHARES INC

     4,336           185,537  

 FIRST MIDWEST BANCORP INC DEL

     23,726           485,908  

 FIRST NORTHWEST BANCORP

     870           17,600  

 FIRST OF LONG ISLAND CORP

     7,478           161,450  

 FIRST SAVINGS FINANCIAL GRP

     313           8,263  

 FIRST SOLAR INC

     21,160           1,844,306  

 FIRST SOURCE CORP

     4,450           220,720  

 FIRST VIRGINIA COMMUNITY BANK

     670           13,273  

 FIRST WESTERN FINANCIAL INC

     1,254           38,071  

 FIVE POINT HOLDINGS LLC CL A

     13,223           86,478  

 FLAGSTAR BANCORP INC

     13,903           666,510  

 FLEX LTD

     85,457           1,566,427  

 FLEXIBLE SOLUTIONS INTL INC

     2,381           9,262  

 FLEXSTEEL IND

     2,095           56,272  

 FLOTEK INDUSTRIES INC

     9,796           11,069  

 FLOWSERVE CORP

     1,868           57,161  

 FLUENT INC

     20,123           40,045  

 FLUOR CORP

     14,913           369,395  

 FLUSHING FINANCIAL CORP

     8,615           209,345  

 FMC CORP NEW

     19,802           2,176,042  

 FNB CORP PA

     55,397           671,966  

 FONAR CORP

     1,418           21,242  

 FOOT LOCKER INC

     19,631           856,501  

 FORESTAR GROUP INC

     11,497           250,060  

 FORMA THERAPEUTICS HOLDINGS

     815           11,589  

 FORMFACTOR INC

     9,485           433,654  

 FORTITUDE GOLD CORP

     2,396           15,862  

 

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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 FORUM ENERGY TECHNOLOGIES INC

     1,799                                          28,874  

 FORWARD AIR CORP

     32,907           3,984,709  

 FOSSIL INC

     13,827           142,280  

 FOSTER L B CO CL A

     3,687           50,696  

 FRANKLIN ELECTRIC CO. INC.

     2,592           245,100  

 FRANK’S INTERNATIONAL NV

     9,802           140,659  

 FRESH DEL MONTE PRODUCE INC

     11,018           304,097  

 FRIEDMAN INDS INC

     1,279           11,997  

 FRP HOLDINGS INC

     2,393           138,315  

 FS BANCORP INC

     2,436           81,923  

 FTI CONSULTING INC

     2,890           443,384  

 FTS INTERNATIONAL INC CL A

     2,649           69,536  

 FULL HOUSE RESORTS INC

     1,389           16,821  

 FULLER H B CO

     42,297           3,426,057  

 FULTON FINANCIAL CORP

     50,230           853,910  

 FUNKO INC A

     5,480           103,024  

 FUTUREFUEL CORP

     11,419           87,241  

 GAIA INC CL A

     2,458           21,065  

 GANNETT CO INC

     31,438           167,565  

 GAP INC

     15,486           273,328  

 GATES INDUSTRIAL CORP PLC

     27,294           434,248  

 GATX CORP

     9,073           945,316  

 GCP APPLIED TECHNOLOGIES INC

     3,180           100,679  

 GENASYS INC

     2,111           8,402  

 GENCO SHIPPING & TRADING LTD

     11,350           181,600  

 GENCOR INDUSTRIES INC

     1,918           22,115  

 GENESCO INC

     5,172           331,887  

 GENIE ENERGY LTD B

     2,889           16,092  

 GENTEX CORP

     53,142           1,851,999  

 GENTHERM INC

     2,519           218,901  

 GENWORTH FINANCIAL INC A

     52,957           214,476  

 GEOSPACE TECHNOLOGIES CORP

     3,943           26,497  

 GERMAN AMERICAN BANCORP INC

     3,392           132,220  

 GIBRALTAR INDUSTRIES INC

     5,321           354,804  

 G-III APPAREL GROUP LTD

     10,280           284,139  

 GLACIER BANCORP INC

     674           38,216  

 GLATFELTER CORP

     66,660           1,146,552  

 GLOBAL INDEMNITY GROUP LLC-A

     2,854           71,721  

 GLOBE LIFE INC

     15,045           1,410,017  

 GLYCOMIMETICS INC

     6,434           9,265  

 GMS INC

     8,137           489,115  

 GOLD RESOURCE CORP

     14,827           23,130  

 GOODYEAR TIRE & RUBBER CO

     60,190           1,283,251  

 GORMAN-RUPP CO

     4,534           201,990  

 GRAHAM CORPORATION

     2,260           28,114  

 GRAHAM HOLDINGS CO

     915           576,294  

 GRAND CANYON EDUCATION INC

     4,186           358,782  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 GRANITE CONSTRUCTION INC

     11,832                                        457,898  

 GRAPHIC PACKAGING HOLDING CO

     48,084           937,638  

 GRAY TELEVISION INC

     26,058           525,329  

 GREAT LAKES DREDGE & DOCK CORP

     17,789           279,643  

 GREAT SOUTHERN BANCORP INC

     4,193           248,435  

 GREAT WESTERN BANCORP INC

     10,298           349,720  

 GREEN BRICK PARTNERS INC

     10,175           308,608  

 GREEN PLAINS INC

     9,332           324,380  

 GREENBRIER COMPANIES INC

     6,908           317,008  

 GREENLIGHT CAPITAL RE LTD A

     10,113           79,286  

 GREIF INC CL A

     6,710           405,083  

 GREIF INC CL B

     1,953           116,750  

 GRIFFON CORP

     14,468           412,049  

 GROCERY OUTLET HOLDING CORP

     5,122           144,850  

 GROUP 1 AUTOMOTIVE INC

     3,974           775,804  

 GSI TECHNOLOGY INC

     8,099           37,498  

 GTY GOVTECH INC

     12,911           86,504  

 GUARANTY BANCSHARES INC

     1,586           59,602  

 GUESS INC

     20,738           491,076  

 GULF ISLAND FABRICATION INC

     4,272           17,131  

  HACKETT GROUP INC

     2,732           56,088  

 HAIN CELESTIAL GROUP INC

     6,953           296,267  

 HALLADOR PETROLEUM CO

     2,211           5,439  

 HALLMARK FIN SERVICES INC

     3,684           16,025  

 HANCOCK WHITNEY CORP

     21,140           1,057,423  

 HANMI FINANCIAL CORPORATION

     8,570           202,938  

 HANOVER INSURANCE GROUP INC

     16,299           2,136,147  

 HARBORONE NORTHEAST BANCORP INC

     15,306           227,141  

 HARLEY-DAVIDSON INC

     9,761           367,892  

 HARMONIC INC

     30,538           359,127  

 HARSCO CORP

     15,478           258,637  

 HARVARD BIOSCIENCES INC

     7,601           53,587  

 HASBRO INC

     27,268           2,775,337  

 HAVERTY FURNITURE COS INC

     5,469           167,187  

 HAWAIIAN HLDGS INC

     12,671           232,766  

 HAWKINS INC

     3,728           147,070  

 HAYNES INTL INC

     4,319           174,185  

 HBT FINANCIAL INC

     1,436           26,896  

 HEALTHSTREAM INC

     6,267           165,198  

 HEARTLAND EXPRESS INC

     17,472           293,879  

 HEARTLAND FINANCIAL USA INC

     8,279           419,000  

 HECLA MINING CO

     128,632           671,459  

 HEIDRICK & STRUGGLES INTL INC

     5,147           225,078  

 HELIOS TECHNOLOGIES INC

     2,491           261,978  

 HELIX ENERGY SOL GRP INC

     46,487           145,039  

 HELMERICH & PAYNE INC

     26,823           635,705  

 HEMISPHERE MEDIA GRP INC

     4,724           34,343  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 HERC HOLDINGS INC

     3,503                                        548,395  

 HERITAGE COMMERCE CORP

     16,982           202,765  

 HERITAGE CRYSTAL CLEAN INC

     2,539           81,299  

 HERITAGE FINANCIAL CORP WASH

     9,697           236,995  

 HERITAGE INSURANCE HOLDINGS INC

     9,039           53,149  

 HEXCEL CORPORATION

     2,387           123,647  

 HF FOODS GROUP INC

     1,576           13,333  

 HIBBETT INC

     4,898           352,313  

 HILL INTL INC

     6,379           12,439  

 HILLENBRAND INC

     2,747           142,817  

 HILLTOP HLDGS I

     16,669           585,749  

 HNI CORP

     6,772           284,763  

 HOLLYFRONTIER CORP

     31,267           1,024,932  

 HOME BANCORP INC

     2,007           83,311  

 HOME BANCSHARES INC

     4,653           113,301  

 HOMESTREET INC

     5,968           310,336  

 HOMETRUST BANCSHARES INC

     2,220           68,776  

 HOMOLOGY MEDICINES INC

     8,046           29,287  

 HOOKER FURNISHINGS CORP

     3,233           75,264  

 HOOKIPA PHARMA INC

     595           1,386  

 HOPE BANCORP INC

     35,001           514,865  

 HORACE MANN EDUCATORS CORP

     49,738           1,924,861  

 HORIZON BANCORP INC INDIANA

     12,084           251,951  

 HORIZON GLOBAL CORP

     2,103           16,782  

 HOSTESS BRANDS INC CL A

     28,279           577,457  

 HOUGHTON MIFFLIN HARCOURT CO

     17,364           279,560  

 HOWARD BANCORP INC

     4,779           104,134  

 HOWARD HUGHES CORP

     8,679           883,349  

 HUB GROUP INC CL A

     7,287           613,857  

 HUDSON TECHNOLOGIES INC

     14,520           64,469  

 HUNTINGTON BANCSHARES INC

     167,225           2,578,610  

 HUNTINGTON INGALLS INDUSTRIES INC

     64           11,951  

 HUNTSMAN CORP

     55,505           1,936,014  

 HURCO INC

     1,597           47,431  

 HURON CONSULTING GROUP INC

     5,197           259,330  

 HUTTIG BUILDING PRODUCTS INC

     596           6,598  

 HYSTER-YALE MATERIALS HANDLING

     2,370           97,407  

 I3 VERTICALS INC CL A

     1,285           29,285  

 ICF INTERNATIONAL INC

     30,862           3,164,898  

 ICHOR HOLDINGS LTD

     2,164           99,609  

 ICU MEDICAL INC

     9,090           2,157,421  

 IES HOLDINGS INC

     2,417           122,397  

 IHEARTMEDIA INC

     1,002           21,082  

 II-VI INC.

     2,062           140,896  

 IMAX CORPORATION

     6,136           109,466  

 IMEDIA BRANDS INC CL A

     794           4,764  

 IMMERSION CORP

     1,666           9,513  

 

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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 IMMUNIC INC

     1,352                                          12,939  

 IMMUNOVANT INC

     4,194           35,733  

 INDEPENDENCE CONTRACT DRILLING

     414           1,242  

 INDEPENDENCE HOLDING CO

     5           283  

 INDEPENDENT BANK CORP

     6,329           151,073  

 INDEPENDENT BANK CORP MASS

     23,493           1,915,384  

 INDEPENDENT BANK GROUP INC

     13,674           986,579  

 INFORMATION SVCS GROUP INC

     5,744           43,769  

 INGLES MARKETS INC-CL A

     3,349           289,153  

 INGREDION INC

     10,970           1,060,141  

 INNOSPEC INC

     4,659           420,894  

 INNOVIVA INC

     7,093           122,354  

 INOGEN INC

     1,005           34,170  

 INSIGHT ENTERPRISES INC

     4,829           514,771  

 INSTEEL INDUSTRIES INC

     3,972           158,125  

 INTEGER HOLDINGS CORP

     6,139           525,437  

 INTERDIGITAL INC

     3,065           219,546  

 INTERFACE INC

     6,903           110,103  

 INTERNATIONAL BANCSHARES CORP

     17,834           755,983  

 INTERNATIONAL SEAWAYS INC

     7,455           109,439  

 INTERPUBLIC GROUP OF COS INC

     85,439           3,199,691  

 INTEST CORP

     3,736           47,522  

 INTEVAC INC

     8,417           39,644  

 INTREPID POTASH INC

     3,487           149,000  

 INTRICON CORP

     2,617           42,317  

 INVACARE CORP

     11,683           31,778  

 INVESCO LTD

     119,347           2,747,368  

 INVESTAR HOLDING CORP

     1,709           31,463  

 INVESTORS BANCORP INC

     77,460           1,173,519  

 INVESTORS TITLE CO

     368           72,551  

 IROBOT CORP

     3,400           223,992  

 ISSUER DIRECT CORP

     75           2,209  

 ITERIS INC

     10,016           40,064  

 ITRON INC

     1,111           76,126  

 J&J SNACKS FOOD CORP

     1,373           216,879  

 JABIL INC

     16,158           1,136,715  

 JAMES RIVER GROUP HOLDINGS LTD

     1,040           29,962  

 JANUS HENDERSON GROUP PLC

     82,007           3,439,374  

 JAZZ PHARMA PLC

     9,979           1,271,325  

 JEFFERIES FINANCIAL GROUP INC

     43,427           1,684,968  

 JELD-WEN HOLDING INC

     11,939           314,712  

 JETBLUE AIRWAYS CORP

     30,184           429,820  

 JM SMUCKER CO/THE

     29,297           3,979,119  

 JOHNSON OUTDOORS INC CL A

     1,168           109,430  

 JONES LANG LASALLE INC

     25,570           6,887,024  

 JOUNCE THERAPEUTICS INC

     12,059           100,693  

 JUNIPER NETWORKS INC

     45,126           1,611,449  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 KADANT INC

     1,656                                        381,675  

 KAMAN CORP

     6,579           283,884  

 KAR AUCTION SERVICES INC

     21,243           331,816  

 KB HOME

     15,477           692,286  

 KBR INC

     1,193           56,811  

 KEARNY FINANCIAL CORP

     22,416           297,012  

 KELLY SERVICES INC CL A

     9,537           159,935  

 KEMPER CORP

     12,066           709,360  

 KENNAMETAL INC

     84,415           3,031,343  

 KENNEDY-WILSON HOLDINGS INC

     18,992           453,529  

 KEWAUNEE SCIENTIFIC CORP

     239           3,045  

 KEYSIGHT TECHNOLOGIES INC

     5,183           1,070,341  

 KEZAR LIFE SCIENCES INC

     4,085           68,301  

 KIMBALL ELECTRONICS INC

     7,005           152,429  

 KIMBALL INTL INC CL B

     9,508           97,267  

 KINGSTONE COS INC

     617           3,085  

 KIRBY CORP

     10,985           652,729  

 KKR & CO INC

     66,024           4,918,788  

 KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC

     35,683           2,174,522  

 KNOWLES CORP

     25,205           588,537  

 KOHLS CORP

     31,216           1,541,758  

 KOPPERS HLDGS INC

     5,551           173,746  

 KORN FERRY

     11,312           856,658  

 KOSMOS ENERGY LTD

     61,647           213,299  

 KRATON CORP

     8,472           392,423  

 KRATOS DEFENSE & SEC SOLTN INC

     4,306           83,536  

 KRONOS WORLDWIDE INC

     12,814           192,338  

 KULICKE & SOFFA INDUSTRIES INC

     23,637           1,430,984  

 KURA ONCOLOGY INC

     794           11,116  

 KVH INDUSTRIES INC

     5,826           53,541  

 LA Z BOY INC

     83,020           3,014,456  

 LABORATORY CORP OF AMER HLDGS

     9,234           2,901,415  

 LAKELAND BANCORP INC

     13,660           259,403  

 LAKELAND INDUSTRIES INC

     2,673           58,004  

 LANCASTER COLONY CORP

     12,076           1,999,786  

 LANDEC CORP

     8,672           96,259  

 LANDMARK BANCORP INC

     381           10,859  

 LANDS END INC

     8,775           172,253  

 LANNETT INC

     1,141           1,848  

 LANTRONIX INC

     4,826           37,788  

 LAREDO PETROLEUM INC

     303           18,219  

 LAUREATE EDUCATION INC CL A

     24,858           304,262  

 LAWSON PRODUCTS INC

     119           6,515  

 LAZARD LTD CL A

     81,611           3,560,688  

 LAZYDAYS HOLDINGS INC

     2,950           63,543  

 LCI INDUSTRIES

     1,418           221,024  

 LCNB CORPORATION

     2,726           53,239  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 LEAR CORP NEW

     6,249                                     1,143,255  

 LEGACY HOUSING CORP

     5,810           153,791  

 LEGGETT & PLATT INC

     46,880           1,929,581  

 LENSAR INC

     2,985           17,791  

 LEVEL ONE BANCORP INC

     1,371           54,072  

 LGI HOMES INC

     3,326           513,800  

 LIBERTY BROADBAND CORP SER A 7% PFD PERP

     670           19,531  

 LIBERTY FORMULA ONE-A

     4,996           296,463  

 LIBERTY FORMULA ONE-C

     33,360           2,109,686  

 LIBERTY LATIN AMERICA LTD CL A

     12,063           140,655  

 LIBERTY LATIN AMERICA LTD CL C

     38,185           435,309  

 LIBERTY OILFIELD SERVICES INC CL A

     26,914           261,066  

 LIFETIME BRANDS INC

     5,428           86,685  

 LIGAND PHARMACEUTICALS

     1,667           257,485  

 LIGHTPATH TECHNOLOGIES CL A

     2,899           7,074  

 LIMONEIRA CO

     4,580           68,700  

 LINCOLN EDUCATIONAL SERVICES

     6,174           46,120  

 LINCOLN NATIONAL CORP

     31,959           2,181,521  

 LIONS GATE ENTERMENT CORP A

     21,402           356,129  

 LIONS GATE ENTERTAINMENT CORP B

     28,597           440,108  

 LITHIA MOTORS INC CL A

     4,139           1,229,076  

 LITTELFUSE INC

     9,349           2,941,943  

 LL FLOORING HOLDINGS INC

     4,727           80,690  

 LORDSTOWN MOTORS CORP CL A

     2,687           9,270  

 LOYALTY VENTURES INC

     2,128           63,989  

 LSB INDUSTRIES INC

     5,322           58,808  

 LSI INDUSTRIES INC

     9,635           66,096  

 LUMEN TECHNOLOGIES INC

     55,640           698,282  

 LUMOS PHARMA INC

     219           1,520  

 LUNA INNOVATIONS INC

     3,280           27,683  

 LUTHER BURBANK CORP

     8,995           126,290  

 LUXFER HOLDINGS PLC

     1,938           37,423  

 M D C HOLDINGS INC

     15,851           884,961  

 M/I HOMES INC

     9,481           589,529  

 MACATAWA BK CORP

     8,017           70,710  

 MACQUARIE INFRASTRUCTURE HOLDINGS LLC

     13,700           50,005  

 MACYS INC

     44,748           1,171,503  

 MADISON SQUARE GARDEN ENTERTAINMENT CORP

     69,985           4,922,745  

 MADISON SQUARE GARDEN SPORTS CORP

     13,349           2,319,122  

 MAGELLAN HEALTH INC

     2,903           275,756  

 MAGNOLIA OIL & GAS CORPO CL A

     154,523           2,915,849  

 MAIDEN HLDGS LTD

     19,931           60,989  

 MAMMOTH ENERGY SERVICES INC

     1,916           3,487  

 MANCHESTER UNITED PLC

     123,384           1,756,988  

 MANITOWOC CO INC

     10,279           191,087  

 MANNATECH INC

     149           5,710  

 MANPOWERGROUP INC

     6,423           625,151  

 

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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 MANTECH INTL CORP CL A

     5,877                                        428,610  

 MARATHON OIL CORP

     156,614           2,571,602  

 MARCHEX INC

     648           1,607  

 MARCUS &MILLICHAP CO INC

     8,009           412,143  

 MARCUS CORP

     6,757           120,680  

 MARINEMAX INC

     5,669           334,698  

 MARLIN BUSINESS SERVICES CORP

     3,173           73,867  

 MARRIOTT VACATIONS WORLD

     4,080           689,438  

 MARTEN TRANSPORT LTD

     21,478           368,562  

 MASCO CORPORATION

     39,134           2,747,989  

 MASONITE WORLDWIDE HOLDINGS

     3,593           423,794  

 MASTEC INC

     16,454           1,518,375  

 MATADOR RESOURCES COMPANY

     118,800           4,386,096  

 MATERION CORP

     6,245           574,165  

 MATRIX SERVICE CO

     8,829           66,394  

 MATSON INC

     10,227           920,737  

 MATTEL INC

     165,789           3,574,411  

 MATTHEWS INTL CORP CL A

     7,760           284,559  

 MAXAR TECHNOLOGIES INC

     10,970           323,944  

 MAXIMUS INC

     2,461           196,068  

 MAYVILLE ENGINEERING CO INC

     4,382           65,336  

 MCEWEN MINING INC

     11,919           10,566  

 MCGRATH RENTCORP

     5,719           459,007  

 MDU RESOURCES GROUP INC

     44,487           1,371,979  

 MEDNAX INC

     17,109           465,536  

 MERCANTILE BANK CORP

     4,276           149,788  

 MERCER INTERNATIONAL INC

     17,988           215,676  

 MERCHANTS BANCORP

     3,021           142,984  

 MERCURY GENERAL CORP

     6,643           352,478  

 MERCURY SYSTEMS INC

     5,200           286,312  

 MERIDIAN BIOSCIENCE INC

     8,055           164,322  

 MERIDIAN CORP

     400           14,708  

 MERIT MEDICAL SYSTEMS INC

     4,692           292,312  

 MERITAGE HOMES CORP

     7,496           914,962  

 MERITOR INC

     4,268           105,761  

 MESA AIR GROUP INC

     9,440           52,864  

 MESA LABORATORIES INC

     31           10,171  

 META FINL GROUP INC

     5,750           343,045  

 METHODE ELECTRONICS INC

     8,426           414,306  

 METROPOLITAN BANK HOLDING CORP

     2,259           240,651  

 MGIC INVESTMENT CORP

     53,205           767,216  

 MGP INGREDIENTS INC

     1,398           118,816  

 MICROBOT MEDICAL INC

     880           6,600  

 MID AMERICA APT CMNTY INC

     11,687           2,681,465  

 MID PENN BANCORP INC

     2,622           83,222  

 MIDLAND STATES BANCORP INC

     5,930           147,005  

 MIDWESTONE FINANCIAL GRP INC

     4,363           141,230  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 MILLER INDUSTRIES INC TENN

     3,239                                        108,183  

 MILLERKNOLL INC

     11,731           459,738  

 MINERALS TECHNOLOGIES INC

     10,272           751,397  

 MINERVA NEUROSCIENCES INC

     2,332           1,868  

 MISTRAS GROUP INC

     8,234           61,179  

 MKS INSTRUMENTS INC

     18,828           3,279,273  

 MODINE MANUFACTURING CO

     14,585           147,163  

 MODIVCARE INC

     645           95,647  

 MOHAWK INDUSTRIES INC

     30,476           5,552,118  

 MOLSON COORS BEVERAGE CO B

     42,452           1,967,650  

 MONARCH CASINO & RESORT INC

     902           66,703  

 MONITRONICS INTERNATIONAL INC

     763           1,984  

 MONRO INC

     2,521           146,899  

 MOOG INC CL A

     7,268           588,490  

 MOSAIC CO NEW

     47,873           1,880,930  

 MOTORCAR PARTS OF AMERICA INC

     5,115           87,313  

 MOVADO GROUP INC

     4,404           184,219  

 MR COOPER GROUP INC

     18,745           779,979  

 MRC GLOBAL INC

     19,462           133,899  

 MUELLER INDUSTRIES INC

     9,121           541,423  

 MUELLER WATER PRODUCTS INC A

     22,603           325,483  

 MURPHY OIL CORP

     41,184           1,075,314  

  MUSTANG BIO INC

     21,167           35,137  

 MVB FINANCIAL CORP

     159           6,602  

 MYERS INDUSTRIES

     2,948           58,989  

 MYR GROUP INC/DELAWARE

     4,316           477,134  

 MYRIAD GENETICS INC

     13,286           366,694  

 N-ABLE INC

     998           11,078  

 NABORS INDUSTRIES LTD

     1,293           104,849  

 NACCO INDUSTRIES INC CL A

     1,747           63,399  

 NATIONAL BANKSHARES INC VA

     1,085           39,342  

 NATIONAL BK HLDGS CORP

     6,756           296,859  

 NATIONAL ENERGY SERVICES REUNITED CORP

     16,051           151,682  

 NATIONAL HEALTHCARE CORP

     3,616           245,671  

 NATIONAL PRESTO INDS

     1,706           139,943  

 NATIONAL WESTERN LIFE GROUP INC- A

     893           191,495  

 NATURAL ALTERNATIVES INTL INC

     743           9,392  

 NATURAL GAS SERVICES GROUP

     3,945           41,304  

 NATURAL GROCERS VIT GROC INC

     7,660           109,155  

 NATURES SUNSHINE PRODUCTS INC

     4,825           89,263  

 NATUS MEDICAL INC

     8,268           196,200  

 NAUTILUS INC

     4,510           27,646  

 NAVIENT CORP

     57,894           1,228,511  

 NBT BANCORP INC

     6,979           268,831  

 NCR CORP

     86,027           3,458,285  

 NEENAH INC

     2,615           121,022  

 NELNET INC CL A

     9,784           955,701  

 

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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 NEOPHOTONICS CO

     12,618                                        193,939  

 NETGEAR INC

     9,375           273,844  

 NETSCOUT SYSTEMS INC

     15,693           519,124  

 NETWORK-1 TECHNOLOGIES INC

     2,182           6,153  

 NEW JERSEY RESOURCES CORP

     13,202           542,074  

 NEW YORK COMMUNITY BANCORP INC

     90,229           1,101,696  

 NEWELL BRANDS INC

     14,333           313,033  

 NEWPARK RESOURCES INC

     30,719           90,314  

 NEWS CORP NEW CL A

     67,504           1,506,014  

 NEWS CORP NEW CL B

     34,124           767,790  

 NEXA RESOURCES SA

     6,444           50,650  

 NEXSTAR MEDIA GROUP INC A

     9,117           1,376,485  

 NEXSTAR MEDIA GROUP INC A CVR

     6,927           0  

 NEXTCURE INC

     3,133           18,798  

 NEXTGEN HEALTHCARE INC

     12,189           216,842  

 NEXTIER OILFIELD SOLUTIONS INC

     54,875           194,806  

 NICOLET BANKSHARES INC

     2,982           255,707  

 NIELSEN HOLDINGS PLC

     186,086           3,816,624  

 NKARTA INC

     254           3,899  

 NL INDUSTRIES

     3,712           27,469  

 NMI HOLDINGS INC

     13,808           301,705  

 NN INC

     11,603           47,572  

 NORDIC AMERICAN TANKER LTD

     20,623           34,853  

 NORTHEAST BANK

     2,105           75,212  

 NORTHERN TRUST CORP

     21,878           2,616,828  

 NORTHFIELD BANCORP INC NEW

     14,408           232,833  

 NORTHRIM BANCORP INC

     1,647           71,579  

 NORTHWEST BANCSHARES INC

     26,647           377,322  

 NORTHWEST PIPE CO

     3,615           114,957  

 NOV INC

     13,441           182,126  

 NOW INC

     25,199           215,199  

 NRG ENERGY INC

     16,029           690,529  

 NU SKIN ENTERPRISES INC CL A

     8,187           415,490  

 NUVASIVE INC

     5,539           290,687  

 NV5 GLOBAL INC

     2,964           409,388  

 NVENT ELECTRIC PLC

     20,205           767,790  

 OASIS PETE INC NEW

     3,070           386,789  

 OCEANEERING INTERNATIONAL INC

     24,904           281,664  

 OCEANFIRST FINANCIAL CORP

     11,420           253,524  

 OCWEN FINANCIAL CORP

     2,158           86,255  

 ODP CORP/THE

     11,727           460,637  

 OFG BANCORP

     11,631           308,919  

 OIL STATES INTERNATIONAL INC

     16,876           83,874  

 OIL-DRI CORP OF AMERICA

     667           21,831  

 OLD NATIONAL BANCORP (IND)

     35,652           646,014  

 OLD REPUBLIC INTL CORP

     54,145           1,330,884  

 OLD SECOND BANCORP

     5,905           74,344  

 

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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 OLIN CORP

     23,004                                     1,323,190  

 OLLIES BARGAIN OUTLET HOLDINGS INC

     3,015           154,338  

 OLYMPIC STEEL INC

     3,052           71,722  

 ONE GAS INC

     16,556           1,284,580  

 ONEMAIN HOLDINGS INC

     6,931           346,827  

 ONESPAN INC

     3,636           61,557  

 ONESPAWORLD HOLDINGS LTD

     7,831           78,467  

 ONEWATER MARINE CL A

     470           28,656  

 ONTO INNOVATION INC

     5,978           605,153  

 OP BANCORP

     2,414           30,803  

 OPIANT PHARMACEUTICALS INC

     1,027           34,538  

 OPKO HEALTH INC

     39,518           190,082  

 OPORTUN FIN CORP

     3,560           72,090  

 OPPENHEIMER HLDGS CL A NON-VTG

     2,442           113,236  

 OPTION CARE HEALTH INC

     11,861           337,327  

 ORASURE TECHNOLOGIES INC

     16,839           146,331  

 ORGANON & CO

     6,101           185,775  

 ORGENESIS INC

     1,266           3,646  

 ORIGIN BANCORP INC

     3,108           133,395  

 ORION ENGINEERED CARBONS SA

     2,773           50,912  

 ORION GROUP HOLDINGS INC

     10,871           40,984  

 ORMAT TECHNOLOGIES INC

     4,929           390,870  

 ORRSTOWN FINANCIAL SERVICES

     2,368           59,674  

 ORTHOFIX MEDICAL INC

     4,334           134,744  

 OSHKOSH CORP

     7,416           835,857  

 OSI SYSTEMS INC

     3,673           342,324  

 OVERSEAS SHIPHLDG GRP INC NEW

     24,947           46,900  

 OWENS AND MINOR INC

     18,156           789,786  

 OWENS CORNING INC

     6,409           580,015  

 OXFORD INDUSTRIES

     3,055           310,144  

 PACIFIC PREMIER BANCORP INC

     16,671           667,340  

 PACIRA BIOSCIENCES INC

     861           51,806  

 PACKAGING CORP OF AMERICA

     357           48,606  

 PACWEST BANCORP

     25,728           1,162,134  

 PAM TRANSPORTAION

     832           59,080  

 PANGAEA LOGISTICS SOLUTIONS LTD

     6,791           25,670  

 PARK AEROSPACE CORP

     6,727           88,796  

 PARK NATIONAL CORP

     2,013           276,405  

 PARK OHIO HLDGS CORP

     3,341           70,729  

 PARKE BANCORP INC

     2,146           45,667  

 PARSONS CORP

     10,603           356,791  

 PATRICK INDUSTRIES INC

     3,494           281,931  

 PATRIOT TRANSPORTATION HOLDING INC

     126           1,017  

 PATTERSON COMPANIES INC

     17,996           528,183  

 PATTERSON-UTI ENERGY INC

     47,549           401,789  

 PBF ENERGY INC CL A

     29,839           387,012  

 PC CONNECTION INC

     5,686           245,237  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 PCB BANCORP

     2,583                                          56,723  

 PCSB FINANCIAL CORP

     4,234           80,615  

 PCTEL INC

     6,376           36,152  

 PDC ENERGY INC

     21,909           1,068,721  

 PDF SOLUTIONS INC

     3,933           125,030  

 PDL BIOPHARMA INC

     62,577           154,565  

 PEABODY ENERGY CORP

     24,768           249,414  

 PEAPACK GLADSTONE FINL CORP

     5,550           196,470  

 PEBBLEBROOK HOTEL TRUST

     81,659           1,826,712  

 PENNS WOODS BANCORP INC

     1,124           26,493  

 PENNYMAC FINANCIAL SERVICES INC

     8,724           608,761  

 PENSKE AUTOMOTIVE GROUP INC

     17,394           1,864,985  

 PEOPLES BANCORP INC

     8,722           277,447  

 PEOPLES FINANCIAL SERV CORP

     124           6,534  

 PEOPLES UNITED FINANCIAL INC

     77,819           1,386,735  

 PERDOCEO EDUCATION CORP

     17,742           208,646  

 PERFORMANCE FOOD GROUP CO

     6,851           314,392  

 PERRIGO CO PLC

     24,025           934,573  

 PERSONALIS INC

     744           10,617  

 PETIQ INC CL A

     2,400           54,504  

 PETMED EXPRESS INC

     2,297           58,022  

 PGT INNOVATIONS INC

     7,426           167,011  

 PHIBRO ANIMAL HEALTH CORP CL A

     1,716           35,041  

 PHOTRONIC INC

     20,328           383,183  

 PHX MINERALS INC A

     5,115           11,100  

 PILGRIM’S PRIDE CORP NEW

     16,927           477,341  

 PING IDENTITY HOLDING CORP

     3,625           82,940  

 PINNACLE FINL PARTNERS INC

     8,482           810,031  

 PLAYA HOTELS & RESORTS NV

     25,953           207,105  

 PLEXUS CORP

     26,732           2,563,331  

 POLARIS INC

     17,529           1,926,612  

 POPULAR INC

     26,083           2,139,849  

 POST HOLDINGS INC

     13,662           1,540,117  

 POTBELLY CORP

     2,000           11,160  

 POWELL INDUSTRIES INC

     3,529           104,070  

 POWERFLEET INC

     4,846           22,970  

 PRA GROUP INC

     9,723           488,192  

 PREFERRED BANK LOS ANGELES

     3,803           273,017  

 PREFORMED LINE PRODUCTS CO

     1,299           84,045  

 PREMIER FINANCIAL CORP

     9,660           298,591  

 PREMIER INC

     19,969           822,124  

 PRESTIGE CONSUMER HEALTHCARE INC

     11,603           703,722  

 PRICESMART INC

     6,334           463,459  

 PRIMIS FINANCIAL CORP

     6,097           91,699  

 PRIMORIS SVCS CORP

     10,954           262,677  

 PROASSURANCE CORPORATION

     12,619           319,261  

 PROPETRO HOLDING CORP

     25,985           210,479  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 PROSPERITY BANCSHARES INC

     15,869                                     1,147,329  

 PROTHENA CORP PLC

     5,401           266,809  

 PROVIDENT FINANCIAL HLDGS INC

     1,165           19,281  

 PROVIDENT FINANCIAL SVCS INC

     16,064           389,070  

 PULTEGROUP INC

     38,824           2,219,180  

 PVH CORP

     13,929           1,485,528  

 QCR HOLDINGS INC

     4,202           235,312  

 QUAD/GRAPHICS INC CL A

     13,223           52,892  

 QUANEX BUILDING PRODUCTS

     8,369           207,384  

 QUANTA SVCS INC

     6,738           772,579  

 QUEST RESOURCE HOLDING CORP

     2,431           16,871  

 QUINSTREET INC

     7,888           143,483  

 QURATE RETAIL INC

     79,822           606,647  

 QURATE RETAIL INC 8% PFD 03/15/2031

     1,299           134,161  

 RADIAN GROUP INC

     32,782           692,684  

 RADIANT LOGISTICS INC

     11,842           86,328  

 RAFAEL HOLDINGS INC

     1,783           9,093  

 RALPH LAUREN CORP

     1,186           140,968  

 RAMBUS INC

     14,206           417,514  

 RANGE RESOURCES CORP

     42,665           760,717  

 RANGER OIL CORP CL A

     2,464           66,331  

 RANPAK HOLDINGS CORP A

     2,028           76,212  

 RAYONIER ADVANCED MATERIALS

     15,627           89,230  

 RBB BANCORP

     4,413           115,621  

 RCI HOSPITALITY HOLDINGS INC

     2,126           165,573  

 RCM TECHNOLOGIES INC

     2,709           19,288  

 RE/MAX HOLDINGS INC CL A

     4,503           137,296  

 READING INTL INC CL A

     3,517           14,209  

 REALNETWORKS INC

     1,984           1,944  

 REALOGY HOLDINGS CORP

     24,129           405,608  

 RED ROBIN GOURMET BURGERS INC

     1,010           16,695  

 REGAL REXNORD CORP

     7,486           1,273,967  

 REGIONAL MANAGEMENT CORP

     3,059           175,770  

 REINSURANCE GROUP OF AMERICA

     12,470           1,365,340  

 RELIANCE STEEL & ALUMINUM CO

     15,919           2,582,380  

 RELIANT BANCORP INC

     1,353           48,032  

 RENAISSANCERE HLDGS LTD

     7,776           1,316,710  

 RENASANT CORP

     13,487           511,832  

 RENEWABLE ENERGY GROUP INC

     12,177           516,792  

 RENT A CTR INC

     1,864           89,547  

 REPUBLIC BANCORP INC KY CL A

     4,851           246,625  

 REPUBLIC FIRST BANCORP INC

     12,892           47,958  

 RESIDEO TECHNOLOGIES INC

     26,384           686,776  

 RESOLUTE FOREST PRODUCTS INC

     18,319           279,731  

 RESOURCES CONNECTION INC

     11,425           203,822  

 REV GROUP INC

     15,200           215,080  

 REX AMERICAN RESOURCES CORP

     1,751           168,096  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 RF INDUSTRIES LTD

     211                                            1,688  

 RHYTHM PHARMACEUTICALS INC

     446           4,451  

 RIBBON COMMUNICATIONS INC

     33,205           200,890  

 RICHARDSON ELECTRONICS LTD

     3,601           48,686  

 RICHMOND MUTUAL BANCORPORATION INC

     677           10,906  

 RITE AID CORP

     14,248           209,303  

 RIVERVIEW BANCORP INC

     7,656           58,875  

 ROCKY BRANDS INC

     1,946           77,451  

 ROGERS CORP

     3,282           895,986  

 ROYAL CARIBBEAN CRUISES LTD

     11,318           870,354  

 RPC INC

     38,862           176,433  

 RUSH ENTERPRISES INC CL A

     10,208           567,973  

 RUSH ENTERPRISES INC CL B

     2,306           124,455  

 RYDER SYSTEM INC

     9,713           800,643  

 RYERSON HOLDING CORP

     1,339           34,881  

 S & T BANCORP

     7,072           222,909  

 SAFETY INSURANCE GROUP INC

     2,799           237,999  

 SAGA COMMUNICATIONS INC CL A

     115           2,761  

 SANDERSON FARMS INC

     4,469           853,937  

 SANDRIDGE ENERGY INC

     10,371           108,481  

 SANDY SPRING BANCORP INC

     11,086           533,015  

 SANMINA CORP

     19,734           818,172  

 SANTANDER CONSUMER USA HLDGS INC

     94,348           3,964,503  

 SAPIENS INTL CORP NV

     2,418           83,300  

 SATSUMA PHARMACEUTICALS INC

     2,113           9,509  

 SAVARA INC

     99           123  

 SCANSOURCE INC

     6,576           230,686  

 SCHNEIDER NATIONAL INC CL B

     15,799           425,151  

 SCHNITZER STEEL INDS INC CL A

     8,330           432,494  

 SCHOLASTIC CORP

     9,337           373,107  

 SCHWEITZER-MAUDUIT INTL INC

     7,784           232,742  

 SCIENCE APPLICATIONS INTERNATIONAL CORP

     3,681           307,695  

 SCORPIO TANKERS INC

     12,196           156,231  

 SCRIPPS (EW) CO CL A

     14,411           278,853  

 SEABOARD CORP

     156           613,862  

 SEACOAST BANKING CORP FLORIDA 

     5,432           192,238  

 SEACOR MARINE HOLDINGS INC 

     4,055           13,787  

 SEASPINE HOLDINGS CORP 

     2,062           28,084  

 SECUREWORKS CORP

     2,461           39,302  

 SELECT ENERGY SERVICES INC CL A

     22,556           140,524  

 SELECT MEDICAL HLDGS CORP

     24,472           719,477  

 SEMTECH CORP

     27,593           2,453,845  

 SENECA FOODS CORP CL A

     2,342           112,299  

 SENSATA TECHNOLOGIES HOLDING PLC

     14,076           868,348  

 SENSIENT TECHNOLOGIES CORP

     5,943           594,657  

 SFL CORP LTD

     31,422           256,089  

 SHOE CARNIVAL

     7,000           273,560  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 SHORE BANCSHARES INC

     3,419                                          71,286  

 SIERRA BANCORP

     4,656           126,410  

 SIGMATRON INTERNATIONAL INC

     600           6,198  

 SIGNET JEWELERS LTD

     10,173           885,356  

 SILGAN HOLDINGS INC

     1,203           51,537  

 SILVERBOW RESOURCES INC

     1,768           38,489  

 SIMMONS 1ST NATL CORP CL A

     23,964           708,855  

 SIMPLY GOOD FOODS CO

     78,871           3,278,667  

 SIMPSON MANUFACTURING CO

     6,978           970,430  

 SIO GENE THERAPIES INC

     9,530           12,294  

 SIRIUSPOINT LTD

     16,187           131,600  

 SKECHERS USA INC CL A

     1,425           61,845  

 SKYLINE CHAMPION CORP

     1,685           133,081  

 SKYWEST INC

     15,522           610,015  

 SM ENERGY CO

     28,536           841,241  

 SMART SAND INC

     1,887           3,359  

 SMARTFINANCIAL INC

     3,648           99,809  

 SMITH & WESSON BRANDS INC

     9,857           175,455  

 SMITH MICRO SOFTWARE INC

     2,902           14,278  

 SNAP-ON INCORPORATED

     13,324           2,869,723  

 SOLARIS OILFIELD INFRASTRUCTURE INC CL A

     4,997           32,730  

 SOLARWINDS CORP

     998           14,162  

 SONIC AUTOMOTIVE INC CL A

     10,502           519,324  

 SONOCO PRODUCTS CO

     14,845           859,377  

 SOUTHERN FIRST BANCSHARES INC

     1,385           86,549  

 SOUTHERN MISSOURI BANCORP INC

     705           36,780  

 SOUTHSIDE BANCSHARES INC

     2,331           97,482  

 SOUTHSTATE CORP

     12,245           980,947  

 SP PLUS CORP

     1,386           39,113  

 SPARTANNASH CO

     9,857           253,916  

 SPECTRUM BRANDS HOLDINGS INC

     7,124           724,653  

 SPIRIT AIRLINES INC

     23,864           521,428  

 SPIRIT OF TEXAS BANCSHARES INC

     4,100           117,998  

 SPOK HOLDINGS INC

     4,378           40,847  

 SPORTSMANS WHSE HLDGS INC

     3,809           44,946  

 SPROUTS FMRS MKT INC

     18,653           553,621  

 SPX FLOW INC

     4,731           409,137  

 STANDARD MOTOR PRODUCTS INC

     5,653           296,161  

 STANDEX INTL CORP

     2,940           325,340  

 STAR EQUITY HOLDINGS INC

     460           1,173  

 STARTEK INC

     7,122           37,177  

 STATE AUTO FINANCIAL CORP

     8,197           423,703  

 STEEL DYNAMICS INC

     40,696           2,526,001  

 STEELCASE INC CLASS A

     19,433           227,755  

 STEPAN CO

     4,110           510,832  

 STERICYCLE INC

     35,857           2,138,511  

 STERIS PLC

     10,151           2,470,855  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 STERLING BANCORP INC/MI

     3,591                                          20,648  

 STERLING BANCORP/DE

     42,054           1,084,573  

 STERLING CONSTRUCTION CO INC

     5,820           153,066  

 STEVEN MADDEN LTD

     581           26,999  

 STEWART INFORMATION SERVICES

     6,677           532,357  

 STIFEL FINANCIAL CORP

     50,317           3,543,323  

 STONERIDGE INC

     6,545           129,198  

 STONEX GROUP INC

     3,164           193,795  

 STRATASYS LTD

     12,368           302,892  

 STRATEGIC EDUCATION INC

     2,085           120,596  

 STRATTEC SEC CORP

     1,335           49,422  

 STRIDE INC

     14,734           491,084  

 SUMMIT FINANCIAL GROUP INC

     813           22,317  

 SUMMIT MATERIALS INC CL A

     23,544           945,056  

 SUNCOKE ENERGY INC

     19,853           130,831  

 SUNRUN INC

     10,420           357,406  

 SUPER MICRO COMPUTER INC

     7,336           322,417  

 SUPERIOR GROUP OF COS INC

     4,458           97,809  

 SUPERNUS PHARMACEUTICALS INC

     11,663           340,093  

 SURFACE ONCOLOGY INC

     8,072           38,584  

 SURGALIGN HOLDINGS INC

     17,858           12,793  

 SYNCHRONOSS TECHNOLOGIES INC

     6,916           16,875  

 SYNEOS HEALTH INC

     39,735           4,079,990  

 SYNLOGIC INC

     3,697           8,947  

 SYNOVUS FINANCIAL CORP.

     74,837           3,582,447  

 TALOS ENERGY INC

     18,373           180,055  

 TAPESTRY INC

     7,918           321,471  

 TARGA RESOURCES CORP

     1,224           63,942  

 TARO PHARMACEUTICALS IND

     3,058           153,236  

 TAYLOR MORRISON HOME CORP

     27,329           955,422  

 TD SYNNEX CORP

     36,208           4,140,747  

 TEAM INC

     8,245           8,987  

 TECHNIP ENERGIES NV ADR

     12,075           175,088  

 TECHNIPFMC PLC

     148,794           880,860  

 TECNOGLASS INC

     375           9,821  

 TEEKAY CORP

     2,374           7,454  

 TEEKAY TANKERS LTD CL A

     8,324           90,732  

 TEGNA INC

     213,954           3,970,986  

 TEJON RANCH CO

     9,534           181,909  

 TELEPHONE & DATA SYSTEMS INC

     32,571           656,306  

 TENNANT CO

     129           10,454  

 TENNECO INC

     1,940           21,922  

 TEREX CORP

     10,437           458,706  

 TERMINIX GLOBAL HLDGS INC

     16,049           725,896  

 TERRITORIAL BANCORP INC

     2,778           70,145  

 TESSCO TECHNOLOGIES INC

     2,017           12,485  

 TETRA TECHNOLOGIES INC

     2,232           6,339  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 TEXAS CAPITAL BANCSHARES INC

     10,993                                        662,328  

 TEXTAINER GROUP HLDGS LTD

     14,651           523,187  

 THE BANK OF PRINCETON

     1,134           33,260  

 THERMON GROUP HOLDINGS INC

     10,931           185,062  

 THOR INDUSTRIES INC

     9,132           947,628  

 THRYV HOLDINGS INC

     430           17,686  

 TIDEWATER INC

     11,057           118,420  

 TILE SHOP HLDGS INC

     1,934           13,789  

 TILLY’S INC

     6,293           101,380  

 TIMBERLAND BANCORP INC

     2,601           72,048  

 TIMKEN CO

     11,714           811,663  

 TIMKENSTEEL CORP

     13,978           230,637  

 TIPTREE INC

     9,477           131,067  

 TITAN INTERNATIONAL INC

     15,718           172,269  

 TITAN MACHINERY INC

     7,549           254,326  

 TOLL BROTHERS INC

     37,728           2,731,130  

 TOOTSIE ROLL INDUSTRIES INC

     2,660           96,372  

 TOWNE BANK

     14,999           473,818  

 TOWNSQUARE MEDIA INC

     566           7,545  

 TRANSCAT INC

     150           13,865  

 TRANSOCEAN LTD

     128,233           353,923  

 TRAVELCENTERS OF AMERICA INC

     1,598           82,489  

 TRECORA RESOURCES

     8,727           70,514  

 TREDEGAR CORP

     6,955           82,208  

 TREEHOUSE FOODS INC

     13,358           541,400  

 TRI POINTE HOMES INC

     39,263           1,095,045  

 TRICO BANCSHARES

     5,590           240,146  

 TRIMAS CORP

     3,501           129,537  

 TRIMBLE INC

     21,425           1,868,046  

 TRINITY INDUSTRIES INC

     33,205           1,002,791  

 TRINSEO PLC

     3,530           185,184  

 TRIPLE-S MANAGEMENT CORP CL B

     6,637           236,808  

 TRISTATE CAPITAL HOLDINGS INC

     9,379           283,809  

 TRITON INTERNATIONAL LTD

     19,602           1,180,628  

 TRIUMPH BANCORP INC

     2,785           331,638  

 TRONOX HOLDINGS PLC

     33,675           809,210  

 TRUEBLUE INC

     9,801           271,194  

 TRUECAR INC

     23,391           79,529  

 TRUSTCO BANK CORP NY

     5,542           184,604  

 TRUSTMARK CORP

     18,131           588,532  

 TTM TECHNOLOGIES INC

     32,678           486,902  

 TURTLE BEACH CORP

     977           21,748  

 TUTOR PERINI CORP

     12,962           160,340  

 TWIN DISC INC

     2,064           22,621  

 UFP INDUSTRIES INC

     13,523           1,244,251  

 UFP TECHNOLOGIES INC

     1,504           105,671  

 ULTRA CLEAN HOLDINGS INC

     8,627           494,845  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 ULTRALIFE CORP

     2,472                                          14,931  

 UMB FINANCIAL CORP

     1,489           157,998  

 UMPQUA HOLDINGS CORP

     46,419           893,102  

 UNIFI INC

     4,986           115,426  

 UNIFIRST CORP

     1,845           388,188  

 UNITED BANKSHARES INC. W VA.

     106,865           3,877,062  

 UNITED COMMUNITY BANKS GA

     12,442           447,165  

 UNITED FIRE GROUP INC

     7,725           179,143  

 UNITED INS HLDGS CORP

     12,964           56,264  

 UNITED NATURAL FOODS INC

     17,378           852,912  

 UNITED STATES CELLULAR CORP

     10,950           345,144  

 UNITED STATES LIME & MIN INC

     763           98,442  

 UNITED STATES STEEL CORP

     33,987           809,230  

 UNITED THERAPEUTICS CORP DEL

     2,050           442,964  

 UNITY BANCORP INC

     1,906           50,033  

 UNIVAR INC

     28,935           820,307  

 UNIVERSAL CORP

     5,878           322,820  

 UNIVERSAL ELECTRONICS INC

     3,755           153,016  

 UNIVERSAL HEALTH SVCS INC CL B

     13,065           1,694,008  

 UNIVERSAL INSURANCE HLDGS INC

     7,695           130,815  

 UNIVERSAL LOGISTICS HOLDINGS INC

     5,021           94,696  

 UNIVERSAL STAINLESS & ALLOY

     1,677           13,232  

 UNIVERSAL TECH INST INC

     10,011           78,286  

 UNIVEST FINANCIAL CORP

     8,292           248,097  

 UNUM GROUP

     39,857           979,286  

 UPLAND SOFTWARE INC

     2,272           40,760  

 URBAN ONE INC CL A

     2,573           11,964  

 URBAN ONE INC CL D NON-VTG

     4,268           14,469  

 URBAN OUTFITTERS

     20,120           590,723  

 US ECOLOGY INC

     4,461           142,484  

 US FOODS HOLDING CORP

     30,509           1,062,628  

 US SILICA HOLDINGS INC

     20,091           188,855  

 US XPRESS ENTERPRISES INC

     7,931           46,555  

 USA TRUCK INC

     3,033           60,296  

 UTAH MEDICAL PRODUCTS INC

     394           39,400  

 VAALCO ENERGY INC

     9,730           31,233  

 VAIL RESORTS INC

     2,035           667,277  

 VALLEY NATL BANCORP

     117,101           1,610,139  

 VANDA PHARMACEUTICALS INC

     14,018           219,942  

 VAREX IMAGING CORP

     11,783           371,754  

 VECTRUS INC-WI

     3,247           148,615  

 VEECO INSTRUMENT

     9,247           263,262  

 VENATOR MATERIALS PLC

     21,548           54,732  

 VERA BRADLEY INC

     9,554           81,305  

 VERINT SYSTEMS INC

     7,112           373,451  

 VERITEX HOLDINGS INC

     2,241           89,147  

 VERITIV CORP

     4,371           535,753  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 VERSO CORP - A

     9,409                                        254,231  

 VIACOMCBS INC CL B

     106,512           3,214,532  

 VIAD CORP

     3,856           164,998  

 VIASAT INC

     17,625           785,018  

 VIDLER WATER RESOUCES INC

     5,659           68,361  

 VIKING THERAPEUTICS INC

     16,073           73,936  

 VILLAGE SUPER MKT INC CL A NEW

     3,661           85,631  

 VIRNETX HLDG CORP

     3,251           8,453  

 VISHAY INTERTECHNOLOGY INC

     41,884           916,003  

 VISHAY PRECISION GROUP INC

     3,500           129,920  

 VISTA OUTDOOR INC

     11,270           519,209  

 VISTRA CORP

     87,066           1,982,493  

 VOXX INTERNATIONAL CORP

     6,364           64,722  

 VOYA FINANCIAL INC

     23,094           1,531,363  

 VSE CORP

     2,996           182,576  

 WABASH NATIONAL CORP

     12,774           249,348  

 WARRIOR MET COAL INC

     12,918           332,122  

 WASHINGTON FEDERAL INC

     20,560           686,293  

 WASHINGTON TR BANCORP INC

     4,073           229,595  

 WATERSTONE FINANCIAL INC

     7,640           167,010  

 WAYSIDE TECHNOLOGY GROUP INC

     397           13,919  

 WEBSTER FINANCIAL

     2,492           139,153  

 WEIS MARKETS INC

     6,740           444,031  

 WERNER ENTERPRISES INC

     17,756           846,251  

 WESBANCO INC

     15,539           543,710  

 WESCO INTERNATIONAL INC

     11,623           1,529,471  

 WESCO INTERNATIONAL INC SER A 10.625%/VAR PFD PERP

     4,600           140,990  

 WEST BANCORPORATION INC

     2,428           75,438  

 WESTAMERICA BANCORPORATION

     99           5,715  

 WESTERN NEW ENGLAND BANCORP INC

     8,462           74,127  

 WESTLAKE CHEMICAL CORP

     22,263           2,162,405  

 WESTROCK CO

     26,401           1,171,148  

 WESTWOOD HOLDINGS GROUP INC

     2,438           41,300  

 WEYCO GROUP INC

     3,183           76,201  

 WHIRLPOOL CORP

     1,088           255,310  

 WHITE MOUNTAINS INS GROUP LTD

     673           682,355  

 WHITING PETROLEUM CORP NEW

     7,644           494,414  

 WHOLE EARTH BRANDS INC

     2,867           30,792  

 WIDEPOINT CORP

     1,899           7,463  

 WILEY (JOHN) & SONS INC CL A

     6,449           369,334  

 WILEY (JOHN) & SONS INC CL B

     435           24,830  

 WILLAMETTE VALLEY VINEYARD INC

     436           3,784  

 WILLDAN GROUP

     1,975           69,520  

 WILLSCOT MOBILE MINI HOLDINGS CORP

     18,309           747,740  

 WINNEBAGO INDUSTRIES INC

     6,366           476,941  

 WINTRUST FINANCIAL CORP

     9,739           884,496  

 WORLD FUEL SERVICES CORP

     15,049           398,347  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 WORTHINGTON INDUSTRIES INC

     9,348                                        510,962  

 WSFS FINANCIAL CORP

     12,971           650,107  

 X4 PHARMACEUTICALS INC

     3,352           7,676  

 XEROX HOLDINGS CORP

     53,566           1,212,734  

 XPERI HOLDING CORP

     15,783           298,457  

 YELP INC

     8,380           303,691  

 ZAGG INC CVR RT

     12,558           1,130  

 ZEBRA TECHNOLOGIES CORP CL A

     1,718           1,022,554  

 ZIFF DAVIS INC

     2,186           242,340  

 ZIONS BANCORP

     39,334           2,484,335  

 ZOVIO INC

     11,929           15,150  

 ZUMIEZ INC

     8,817           423,128  

 ZURN WATER SOLUTIONS CORP

     3,634           132,278  

Common Collective Trusts

        

 SPARTAN SMALL - MID CAP V

     2,381,548           238,654,947  

 FID BANK TRST ST INV FUND

     10,072,510           10,072,510  
        

 

 

 

SMID Cap Value Account Total

           955,125,733  

PIMCO Total Return Account

        

Mutual Funds

        

 HIGH YIELD PORTFOLIO INSTL CL

     5,128,738           43,132,687  

 PIMCO ASSET BACK SECS PORT-UNL

     11,414,442           141,653,226  

 PIMCO EMMERG MKTS FD INST CL

     5,908,567           56,544,987  

 PIMCO INTL PORT FUND(UNLISTED)

     12,962,986           70,259,387  

 PIMCO INV GRD CORP PORT(UNLST)

     52,546,630           510,227,774  

 PIMCO MTG PORT INSTL CL(UNLST)

     17,266,406           184,232,551  

 PIMCO MUNI SECTR PORT INSTL CL

     2,350,811           16,573,215  

 PIMCO REAL RETRN BD FD INST CL

     1,249,290           7,595,684  

 PIMCO SHORT TM FLT NAV PORT II

     8,573,623           85,830,542  

 PIMCO US GOVT SECTOR PORT INST

     30,407,378           287,349,727  

Common Collective Trusts

        

 SSBK GOVT STIF FUND

     39,617           39,617  
        

 

 

 

PIMCO Total Return Account Total

           1,403,439,397  

International Growth Account

        

Currency

        

 AUSTRALIAN DOLLAR CURRENCY

     65           47  

 BRITISH POUND STERLING CURRENCY

     67           90  

 CANADIAN DOLLAR

     78,580           62,121  

 DANISH KRONE

     3,089           473  

 EURO MONETARY UNIT.

     84,880           96,636  

 HONG KONG DOLLAR

     4,727           606  

 HUNGARIAN FORINT

     767,982           2,367  

 INDIAN RUPEE

     2,261,362           30,360  

 JAPANESE YEN

     11,888           103  

 MEXICAN PESO CURRENCY

     726,028           35,458  

 SOUTH KOREAN WON

     493           0  

 

42


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 SWEDISH KRONA CURRENCY

     4,835                                               535  

 SWISS FRANC

     519           569  

 TAIWAN DOLLAR

     2,023           73  

Publicly-traded Common Stock

        

 ACCENTURE PLC CL A

     59,383           24,617,223  

 ACCOR SA

     137,473           4,452,795  

 ADYEN BV

     1,668           4,389,580  

 AIA GROUP LTD

     1,629,600           16,426,513  

 AIR LIQUIDE SA

     44,106           7,698,915  

 AIRBUS SE

     49,740           6,362,833  

 AIRTAC INTERNATIONAL GROUP

     44,000           1,619,340  

 AKZO NOBEL NV

     35,498           3,899,997  

 AL RAJHI BANK(HSBC BK PLC)(ELN) WT 09/12/22

     122,594           4,630,255  

 ALCON INC

     172,696           15,302,321  

 ALIBABA GROUP HOLDING LTD SPON ADR

     109,769           13,039,460  

 ALLEGION PLC

     123,136           16,308,132  

 ALLFUNDS GROUP PLC

     143,746           2,830,574  

 AMADEUS IT GROUP SA

     116,503           7,910,570  

 AMDOCS LTD

     144,492           10,813,781  

 ANEKA TAMBANG TBK

     6,409,100           1,011,786  

 ANGLO AMERICAN PLC

     151,548           6,186,654  

 AON PLC

     56,916           17,106,673  

 APOLLO HOSP ENTERPRISE LTD

     29,535           1,987,901  

 ASIAN PAINTS LTD (DEMAT)

     60,207           2,734,437  

 ASML HOLDING NV

     10,648           8,567,146  

 ASSA ABLOY AB SER B

     194,540           5,946,299  

 ASTRAZENECA PLC

     63,489           7,457,486  

 ATLAS COPCO AB SER A

     56,641           3,922,660  

 BAIDU INC SPON ADR

     6,149           914,910  

 BAJAJ FINANCE LTD

     44,407           4,159,721  

 BANCO INTER SA (1CS+2PFD) US

     82,600           423,677  

 BANK CENTRAL ASIA

     3,247,600           1,663,391  

 BANK RAKYAT INDONESIA TBK PT

     10,368,500           2,989,969  

 BHARTI AIRTEL LIMITED

     46,406           426,019  

 BUNZL PLC

     250,670           9,788,643  

 BUREAU VERITAS SA

     138,945           4,615,952  

 BYD COMPANY LTD H

     51,500           1,760,797  

 CAE INC

     503,452           12,700,228  

 CANADIAN NATL RAILWAY CO

     229,079           28,142,095  

 CAPGEMINI SA (FF40)

     23,720           5,819,625  

 CAPITEC BANK HOLDINGS LIMITED

     16,662           2,132,861  

 CELLNEX TELECOM SAU

     251,171           14,635,340  

 CEMEX SA DE CV CPO

     1,729,200           1,181,486  

 CENTRE TESTING INTL GRP CO LTD(HSBC)(ELN) WT 05/11

     345,100           1,458,890  

 CHINA INTERNATIONAL CAPITAL CORP LTD H

     490,000           1,351,065  

 CHINA LONGYUAN POWER GROUP H

     1,380,000           3,221,012  

 CHINA MERCHANTS BANK CO LTD H

     306,000           2,376,169  

 CHINASOFT INTERNATIONAL LTD

     636,000           828,691  

 

43


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 CHONGQING BREWERY CO LTD WT 07/13/23

     78,400                                     1,866,473  

 CHRISTIAN HANSEN HOLDING SA

     71,226           5,619,963  

 CIE FINANCIERE RICHEMONT SA A

     115,073           17,295,048  

 CLICKS GROUP LTD

     49,295           976,094  

 COMMONWEALTH BK OF AUSTRALIA

     185,953           13,664,301  

 COMPASS GROUP PLC

     619,385           13,841,465  

 CONTEMPORARY AMPEREX TECHNOLOGY CO LTD WT 07/08/22

     64,500           5,966,867  

 COPA HOLDINGS SA CL A

     16,600           1,372,156  

 DAIICHI SANKYO CO LTD

     182,100           4,630,466  

 DAVIDE CAMPARI MILANO NV

     390,008           5,707,930  

 DELTA ELECTRONICS IND CO LTD

     144,000           1,428,829  

 DIAGEO PLC

     489,701           26,752,012  

 DLOCAL LTD/URUGUAY

     13,297           474,570  

 DOLLARAMA INC

     81,588           4,083,431  

 DSV A/S

     32,385           7,573,134  

 ECLAT TEXTILE CO LTD

     71,000           1,616,489  

 EISAI CO LTD

     45,620           2,590,144  

 ERSTE GROUP BANK AG

     122,151           5,750,500  

 ESCORTS LTD (DEMAT)

     55,906           1,432,588  

 ESSILORLUXOTTICA

     70,759           15,083,890  

 EUROFINS SCIENTIFIC SE

     83,368           10,326,694  

 FANUC CORPORATION

     36,800           7,799,565  

 FERRARI NV

     19,175           4,966,493  

 FISHER & PAYKEL HEALTHCARE CORP

     588,459           13,203,445  

 FLUTTER ENTERTAINMENT PLC

     34,768           5,534,283  

 GEBERIT AG (REG)

     18,647           15,249,939  

 GLOBANT SA

     14,028           4,406,055  

 GRUPO FINANCIERO BANORTE SAB

     401,300           2,607,063  

 GRUPO MEXICO SAB DE CV SER B

     405,500           1,768,313  

 GRUPO TELEVISA (CPO) SPON ADR

     1,058,636           9,919,419  

 HDFC BANK LTD (DEMAT)

     247,480           4,915,312  

 HDFC BANK LTD SPON ADR

     161,488           10,508,024  

 HEINEKEN NV

     219,766           24,735,127  

 HEXAGON AB SER B

     423,949           6,739,589  

 HON HAI PRECISION IND CO LTD

     1,796,000           6,739,455  

 HONG KONG EXCHS & CLEARING LTD

     78,700           4,596,313  

 HOUSING DEV FN CORP LTD(DEMAT)

     642,894           22,323,835  

 HOWDEN JOINERY GROUP PLC

     913,040           11,137,438  

 HYUNDAI MOTOR CO

     17,506           3,077,557  

 IHS MARKIT LTD

     186,606           24,803,670  

 INDITEX SA

     128,534           4,174,965  

 INFINEON TECHNOLOGIES AG

     123,700           5,740,331  

 INFO EDGE INDIA LTD (DEMAT)

     17,309           1,295,909  

 INFOSYS LTD

     58,391           1,479,843  

 INFOSYS LTD SPON ADR

     257,770           6,524,159  

 INTERCONTINENTAL HOTELS GP PLC

     197,020           12,749,800  

 INTERMEDIATE CAPITAL GROUP PLC

     221,236           6,570,020  

 

44


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 INTERTEK GROUP PLC

     154,550                                   11,777,462  

 JAMES HARDIE INDUSTRES PLC CDI

     110,286           4,437,193  

 JD.COM INC CL A

     43,400           1,525,043  

 JIANGXI GANFENG LITHIUM CO LTD H

     148,400           2,335,180  

 JULIUS BAER GRUPPE AG

     84,630           5,682,247  

 KAKAOBANK CORP

     21,802           1,081,985  

 KERRY GROUP PLC CL A

     106,119           13,682,467  

 KEYENCE CORP

     67,480           42,401,586  

 KIA CORP

     56,488           3,905,719  

 LI NING CO LTD

     311,000           3,404,127  

 LINDE PLC

     72,144           25,133,599  

 LOCALIZA RENT A CAR SA

     93,500           889,677  

 LONDON STOCK EXCHANGE GRP PLC

     138,387           12,980,841  

 LONGI GREEN ENERGY TECHNOLOGY MMA (HSBC)(ELN) 05/0

     42,100           570,951  

 LONGI GREEN ENERGY TECHNOLOGY WT 12/21/22

     217,700           2,952,400  

 LONZA GROUP AG

     7,193           6,012,060  

 L’OREAL PRIME DE FIDELITE 2023

     5,000           2,373,488  

 L’OREAL SA (TEMP)

     33,904           16,094,147  

 L’OREAL SA ORD

     21,273           10,098,242  

 LUKOIL PJSC SPONS ADR

     43,509           3,894,056  

 LULULEMON ATHLETICA INC

     14,213           5,563,679  

 LVMH MOET HENNESSY LOUIS VUITTON SE

     41,698           34,512,997  

 MEDIA TEK INC

     283,510           12,173,080  

 MENICON CO LTD

     289,800           8,565,765  

 MERCADOLIBRE INC

     1,855           2,501,282  

 MINDTREE LIMITED

     28,861           1,852,101  

 MOMO.COM INC

     19,300           1,131,607  

 MONCLER SPA

     59,840           4,361,544  

 MOTHERSON SUMI SYSTEMS LTD

     652,190           1,955,187  

 MURATA MFG CO LTD

     54,326           4,324,639  

 NAVER CORP

     13,983           4,451,836  

 NESTLE SA (REG)

     407,030           56,927,023  

 NIDEC CORP

     21,600           2,538,746  

 NOTRE DAME INTERMEDICA PARTICIPACOES SA

     62,000           671,759  

 NOVO-NORDISK AS CL B

     226,910           25,532,390  

 OTP BANK (REG)

     30,715           1,571,429  

 PAGSEGURO DIGITAL LTD CL A

     97,165           2,547,666  

 PARTNERS GROUP HOLDING AG

     3,930           6,523,403  

 PTT EXPLORATION & PROD NVDR

     712,000           2,515,073  

 RATIONAL AG

     5,686           5,828,749  

 REALTEK SEMICONDUCTOR CORP

     31,000           648,746  

 RELIANCE INDS GDR

     75,714           4,841,910  

 RELIANCE INDUSTRIES LTD(DEMAT)DEMATERIALIZED SHS

     129,039           4,102,566  

 ROCHE HOLDINGS AG (GENUSSCHEINE)

     52,477           21,832,782  

 ROTORK PLC

     1,848,407           8,936,827  

 RYANAIR HOLDINGS PLC SPON ADR

     43,658           4,467,523  

 SAMSUNG BIOLOGICS CO LTD

     4,845           3,680,056  

 

45


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 SAMSUNG ELECTRONICS CO LTD

     260,801                                   17,176,867  

 SAMSUNG ELECTRONICS CO LTD PFD

     260,158           15,580,813  

 SAMSUNG SDI CO LTD

     1,904           1,049,014  

 SANDVIK AB

     177,423           4,959,723  

 SAP SE

     96,846           13,771,371  

 SARTORIUS AG PFD NON VTG

     18,146           12,296,368  

 SBERBANK SPONSORED ADR

     191,484           3,073,318  

 SCHINDLER HOLDING AG PART CERT

     47,151           12,703,655  

 SCHNEIDER ELECTRIC SE

     35,967           7,061,966  

 SEA LTD ADR

     4,845           1,083,875  

 SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO LTD WT

     33,200           1,989,044  

 SHIMANO INC

     49,000           13,060,419  

 SHIN-ETSU CHEMICAL CO LTD

     121,083           20,968,211  

 SHINHAN FINANCIAL GROUP CO LTD

     107,683           3,333,250  

 SHISEIDO CO LTD

     166,000           9,256,055  

 SHOPIFY INC CL A

     3,767           5,188,628  

 SILERGY CORP

     20,500           3,716,850  

 SK HYNIX INC

     33,409           3,681,355  

 SK IE TECHNOLOGY CO LTD

     2,459           347,489  

 SMC CORP

     6,620           4,465,320  

 SMITH & NEPHEW PLC

     248,119           4,344,109  

 SONY GROUP CORP

     42,320           5,325,411  

 SPIRAX-SARCO ENGINEERING PLC

     70,694           15,357,902  

 STANTEC INC

     58,390           3,280,586  

 SUNGROW POWER SUPPLY CO LTD A (HSBC) (ELN) 5/24/20

     51,100           1,172,162  

 SVENSKA HANDELSBANKEN SER A

     669,249           7,247,815  

 TAIWAN SEMIC MFG CO LTD SP ADR

     565,021           67,977,677  

 TAIWAN SEMICONDUCTOR MFG CO LTD

     800,353           17,759,953  

 TATA MOTORS LTD

     270,926           1,754,621  

 TECHTRONIC INDUSTRIES CO LTD

     1,208,194           24,047,516  

 TENCENT HOLDINGS LTD

     216,942           12,709,005  

 TITAN CO LTD

     50,693           1,716,672  

 TOKYO ELECTRON LTD

     17,200           9,910,597  

 TOYOTA INDUSTRIES CORP

     143,200           11,440,563  

 ULTRATECH CEMENT LTD

     18,262           1,861,125  

 UNICHARM CORP

     208,800           9,074,078  

 UNILEVER PLC ORD

     235,366           12,609,055  

 UNIVERSAL MUSIC GROUP NV

     125,491           3,540,356  

 VOLKSWAG PFD PERP

     25,418           5,135,986  

 WAL MART DE MEXICO SAB DE CV V

     885,400           3,290,278  

 WEG SA

     386,700           2,289,653  

 WUXI APPTEC CO LTD H

     89,500           1,549,525  

 WUXI BIOLOGICS (CAYMAN) INC

     200,000           2,373,823  

 WUXI LEAD INTELLIGENT EQUIPMENT CO LTD A MMA (HSBC

     32,625           381,731  

 WUXI LEAD INTELLIGENT EQUIPMENT CO LTD A MMA (JPM)

     195,400           2,286,291  

 XTEP INTERNATIONAL HDG LIMITED

     839,500           1,399,606  

 YAMAHA MOTOR CO LTD

     103,600           2,484,851  

 

46


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 YANDEX NV CL A

     18,740                                     1,133,770  

 YUNNAN ENERGY NEW MATERIAL CO LTD(HSBC)(ELN) WT 05

     26,000           1,024,276  

 ZALANDO SE

     54,646           4,425,937  

Common Collective Trusts

        

 SSBK GOVT STIF FUND

     63,417,363           63,417,363  
        

 

 

 

International Growth Account Total

           1,530,540,995  

International Value Account

        

Currency

        

 AUSTRALIAN DOLLAR CURRENCY

     267,208           194,408  

 BRAZILIAN REAL

     913,364           163,979  

 BRITISH POUND STERLING CURRENCY

     201,381           272,579  

 CANADIAN DOLLAR

     301,198           238,110  

 CHINESE RENMINBI

     12,171           1,915  

 DANISH KRONE

     560,675           85,834  

 EURO MONETARY UNIT.

     482,619           549,462  

 HONG KONG DOLLAR

     517,105           66,316  

 INDIAN RUPEE

     324           4  

 ISRAELI SHEKEL

     131,387           42,261  

 JAPANESE YEN

     13,229,686           115,011  

 MALAYSIAN RINGGIT

     13,131           3,152  

 NEW ZEALAND DOLLAR CURRENCY

     0           0  

 NORWEGIAN KRONA

     124,065           14,088  

 PHILIPPINE PESO

     7,199           141  

 POLAND ZLOTY NEW

     1           0  

 SINGAPORE DOLLAR CURRENCY

     35,433           26,293  

 SOUTH AFRICAN RAND CURRENCY

     6           0  

 SOUTH KOREAN WON

     989,809,897           832,578  

 SWEDISH KRONA CURRENCY

     379,051           41,948  

 SWISS FRANC

     0           0  

 TAIWAN DOLLAR

     33,088,104           1,193,870  

 TURKISH LIRA (NEW)

     130           10  

 UNITED ARAB EMIRATES DIRHAM

     120           33  

Publicly-traded Common Stock

        

 3I GROUP PLC

     189,000           3,706,846  

 A P MOLLER - MAERSK A/S A

     325           1,083,657  

 A P MOLLER - MAERSK A/S B

     2,466           8,852,918  

 A2A SPA

     432,249           846,439  

 ABN AMRO BANK NV-GDR

     13,532           198,986  

 ACE HARDWARE INDONESIA TBK PT

     27,840,600           2,500,331  

 ACERINOX SA (REGD)

     77,230           1,001,042  

 ACOM CO LTD

     14,200           40,861  

 ADECCO GROUP AG

     26,744           1,367,724  

 ADVANTECH CO LTD

     480,964           6,880,831  

 ADVANTEST CORP

     13,200           1,250,804  

 AEGON NV

     71,527           357,737  

 AGEAS

     7,966           413,106  

 AIA GROUP LTD

     43,000           433,444  

 

47


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 AJANTA PHARMA LTD

     208,898                                     6,269,660  

 ALIBABA GROUP HOLDING LTD

     313,200           4,775,792  

 ALIMENTATION COUCHE A MULT VTG

     19,000           796,079  

 ALLIANZ SE (REGD)

     41,855           9,894,921  

 ALROSA CO LTD

     1,365,400           2,232,973  

 AMADA CO LTD

     53,800           532,715  

 AMBEV SA

     1,710,200           4,734,521  

 AMCOR PLC

     144,500           1,735,445  

 AMERICANAS SA

     257,714           1,461,150  

 AMUNDI SA

     58,597           4,840,005  

 ANDRITZ AG

     30,500           1,575,786  

 ANTOFAGASTA PLC

     136,600           2,474,819  

 ARCELORMITTAL SA

     104,605           3,351,867  

 AREZZO INDUSTRIA E COMERCIO SA

     3,478           47,936  

 ARISTOCRAT LEISURE LTD

     48,607           1,540,810  

 AROUNDTOWN SA

     14,500           87,824  

 ASAHI GROUP HOLDINGS LTD

     50,600           1,968,047  

 ASML HOLDING NV

     8,521           6,855,809  

 ASPEED TECH INC

     52,000           6,688,797  

 ASR NEDERLAND NV

     37,841           1,744,820  

 ASSICURAZIONI GENERALI SPA

     33,494           710,416  

 ASTELLAS PHARMA INC

     31,100           505,716  

 ATCO LTD CL I NON VTG

     25,000           843,907  

 ATLASSIAN CORP PLC CLS A

     1,060           404,167  

 AURIZON HOLDINGS LTD

     431,330           1,095,211  

 AUSTRALIA & NZ BANKING GRP

     40,962           819,850  

 AUTOHOME INC ADR CL A

     66,500           1,960,420  

 AVI LTD

     47,497           220,272  

 AVIVA PLC

     562,028           3,122,048  

 AXA SA

     37,412           1,115,312  

 B2GOLD CORPORATION

     165,925           653,233  

 BABCOCK INTL GROUP PLC

     379,554           1,636,793  

 BAJAJ AUTO LTD

     9,432           411,445  

 BALOISE HOLDINGS AG

     2,315           378,804  

 BANCA MEDIOLANUM SPA

     52,200           515,850  

 BANCO BILBAO VIZ ARGENTARIA SA

     140,656           840,718  

 BANCO SANTANDER SA

     2,937,939           9,835,513  

 BANCOLOMBIA SA

     293,200           2,502,223  

 BANGKOK LIFE ASSURAN LTD NVDR

     4,674,600           5,212,658  

 BANGKOK LIFE ASSURANCE LTD(FOR

     52,100           58,097  

 BANK HAPOALIM LTD (REG)

     168,564           1,740,428  

 BANK LEUMI LE-ISRAEL BM

     61,604           662,813  

 BANK OF CHINA HONG KONG LTD

     92,374           302,679  

 BANK OF EAST ASIA LTD

     60,200           86,468  

 BANK OF MONTREAL

     15,992           1,721,768  

 BANK OF NOVA SCOTIA

     16,000           1,132,693  

 BARCLAYS PLC ORD

     2,883,330           7,298,108  

 BARRATT DEVELOPMENTS PLC

     134,585           1,362,613  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 BASF SE

     134,303                                     9,446,407  

 BAWAG GROUP AG

     6,300           388,752  

 BEIERSDORF AG

     5,721           588,677  

 BEIJING NEW BLDG MATL PLC A

     842,424           4,748,832  

 BEKAERT SA

     22,800           1,015,988  

 BELLWAY PLC

     65,447           2,955,222  

 BEZEQ THE ISRAELI TELECOM CORP

     853,522           1,410,846  

 BLUESCOPE STEEL LTD

     81,800           1,243,834  

 BNP PARIBAS

     17,239           1,192,709  

 BOUYGUES ORD

     115,051           4,124,735  

 BP PLC

     1,523,105           6,813,584  

 BRAMBLES LTD

     268,300           2,074,994  

 BRIDGESTONE CORP

     53,300           2,293,156  

 BROTHER INDUSTRIES

     110,800           2,129,695  

 BUNZL PLC

     51,789           2,022,356  

 CAIXABANK SA

     1,384,903           3,806,183  

 CALLEBAUT (BARRY) AG

     130           316,155  

 CANACCORD GENUITY GROUP INC

     35,400           422,018  

 CANADIAN APT PPTY REIT TR UNIT

     2,600           123,243  

 CANADIAN IMP BK OF COMMERCE

     24,421           2,846,655  

 CANADIAN NATL RAILWAY CO

     4,700           577,324  

 CANADIAN NATL RESOURCES LTD

     6,300           266,204  

 CANADIAN WESTERN BK EDMON ALBT

     6,100           175,050  

 CAPITAL POWER CORP

     33,600           1,048,149  

 CAPITEC BANK HOLDINGS LIMITED

     51,162           6,549,121  

 CATCHER TECHNOLOGY CO LTD

     463,000           2,614,451  

 CENTRICA PLC

     1,906,477           1,845,066  

 CENTURY PACIFIC FOOD INC

     9,262,445           5,312,285  

 CHARTER HALL GROUP STAPLED

     110,740           1,658,108  

 CHECK POINT SOFTWARE TECHS LTD

     9,068           1,056,966  

 CHIBA BANK LTD

     39,100           224,002  

 CHINA HONGXING SPORTS LTD

     3,613,000           152,016  

 CHINA MENGNIU DAIRY CO LTD

     378,977           2,148,211  

 CHINA OVERSEAS PROPERTY HOLDINGS LTD

     5,250,000           5,568,095  

 CHUGAI PHARMACEUTICAL CO LTD

     35,700           1,159,172  

 CIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS SA

     49,703           991,968  

 CINEWORLD GROUP PLC

     1,425,198           617,112  

 CK HUTCHISON HOLDINGS LTD

     1,295,000           8,353,714  

 CLICKS GROUP LTD

     294,726           5,835,889  

 CNP ASSURANCES

     2,540           62,896  

 COCA COLA HBC AG

     38,804           1,341,967  

 COMMONWEALTH BK OF AUSTRALIA

     13,743           1,009,871  

 CONCORDIA FINANCIAL GROUP LTD

     49,300           179,148  

 CONTINENTAL AG

     61,598           6,529,741  

 CONVERGE INFORMATION AND COMMUNICATIONS TECHNOLOGY

     5,410,400           3,384,152  

 COVESTRO AG

     139,330           8,597,595  

 CREDIT AGRICOLE SA

     42,438           606,362  

 

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MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

 CREDIT SAISON CO LTD

     42,700                                        448,790  

 CREDIT SUISSE GROUP AG

     223,533           2,176,454  

 CSL LIMITED

     6,700           1,417,139  

 D&L INDUSTRIES INC

     12,231,088           2,266,349  

 DAI NIPPON PRINTING CO LTD

     42,000           1,056,298  

 DAICEL CORP

     172,000           1,188,733  

 DAI-ICHI LIFE HOLDINGS INC

     24,500           495,303  

 DAIICHI SANKYO CO LTD

     7,500           190,711  

 DAITO TRUST CONSTRUCTION

     18,900           2,163,896  

 DAIWA SECURITIES GROUP INC

     39,100           220,500  

 DAIWA SECURITIES LIVING INVESTMENT CORPORATION

     8           8,241  

 DANSKE BK AS

     148,996           2,576,388  

 DBS GROUP HOLDINGS LTD

     103,843           2,516,706  

 DENSO CORP

     52,100           4,315,925  

 DEUTSCHE BANK AG

     47,009           589,681  

 DEUTSCHE BOERSE AG

     560           93,785  

 DEUTSCHE TELEKOM AG (REGD)

     120,600           2,238,041  

 DIAGEO PLC

     32,744           1,788,781  

 D’IETEREN SA

     10,821           2,114,062  

 DINO POLSKA SA

     81,944           7,470,070  

 DIRECT LINE INSURANCE GRP PLC

     72,440           273,563  

 DNB BANK ASA

     157,480           3,612,193  

 DNO ASA CL A

     50,850           60,368  

 DOLLARAMA INC

     12,800           640,632  

 DRAX GROUP PLC

     155,852           1,276,269  

 DUNI AB

     66,200           855,687  

 DWS GROUP GMBH & CO KGAA

     18,510           747,693  

 EIFFAGE SA (FORM FOUGEROLLE)

     16,660           1,715,792  

 EMPIRE CO LTD NON-VTG CL A

     28,200           859,187  

 EN JAPAN INC

     2,500           70,634  

 ENEL (ENTE NAZ ENERG ELET) SPA

     1,971,984           15,819,001  

 ENGIE SA

     22,220           329,221  

 ENI SPA

     415,722           5,783,720  

 EQUINOR ASA

     24,210           648,510  

 ERSTE GROUP BANK AG

     12,156           572,268  

 EUROFINS SCIENTIFIC SE

     1,804           223,459  

 EVOLUTION MINING LTD

     40,300           119,040  

 EVONIK INDUSTRIES AG

     216,874           7,029,558  

EVRAZ PLC

     211,100           1,718,978  

EXOR NV

     4,068           365,697  

FAIRFAX FINL HLDGS LTD SUB VTG

     745           366,472  

FEDERAL BANK LTD

     4,530,241           5,048,063  

FINNING LTD

     49,490           1,247,276  

FIRST CAPITAL REAL ESTATE IN

     73,500           1,095,862  

FLATEX AG

     43,353           998,994  

FLUIDRA SA

     4,530           181,541  

FRESENIUS MED CARE AG & CO AKT

     73,062           4,752,967  

FRESENIUS SE & CO KGAA

     33,700           1,358,208  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

FUJIFILM HOLDINGS CORP

     92,200                                     6,833,845  

FUJITSU LTD

     11,600           1,989,637  

FUKUOKA FINANCIAL GROUP INC

     99,800           1,710,039  

FUYAO GLASS INDUSTRY GROUP CO LTD A

     740,916           5,495,002  

GALAXY ENT GROUP LTD

     620,000           3,212,291  

GBL (GROUPE BRUXELLES LAMB) SA

     867           96,892  

GILDAN ACTIVEWEAR INC

     37,451           1,587,808  

GLAXOSMITHKLINE PLC

     469,747           10,215,181  

GLOBERIDE INC

     3,000           82,413  

GOODMAN GROUP STAPLED UNIT

     48,557           936,183  

GREAT WEST LIFECO INC

     15,233           457,128  

GREENCORE GROUP PLC

     749,900           1,314,460  

GREGGS PLC

     8,330           376,249  

GRUPO AEROPORTUARIO SAB CV CLB

     390,500           5,381,235  

GRUPO FINANCIERO BANORTE SAB

     649,900           4,222,104  

H&R REAL ESTATE INVT TR US

     16,400           210,680  

HANG SENG BANK LTD

     13,674           250,243  

HANNOVER RUECKVERSICHERUNGS SE(REGD)

     14,495           2,758,403  

HAPVIDA PARTICIPACOES E INVESTIMENTOS SA

     1,781,000           3,318,991  

HEADHUNTER GROUP INC ADR

     112,884           5,767,244  

HEALIUS LTD

     327,300           1,257,311  

HEIDELBERGCEMENT AG

     36,000           2,439,487  

HIKMA PHARMACEUTICALS PLC

     2,303           69,171  

HITACHI LTD

     43,400           2,350,535  

HITACHI METALS LTD

     118,600           2,197,136  

HON HAI PRECISION IND CO LTD

     1,630,753           6,119,369  

HONDA MOTOR CO LTD

     617,800           17,347,596  

HOWDEN JOINERY GROUP PLC

     12,080           147,354  

HOYA CORP

     24,800           3,688,846  

HSBC HOLDINGS PLC

     1,012,407           6,148,046  

HUGO BOSS AG

     11,340           690,717  

HYUNDAI MOBIS

     11,500           2,461,833  

IA FINANCIAL CORP INC

     8,631           493,863  

IBERDROLA SA

     119,830           1,420,199  

IDOM INC

     138,000           867,374  

IG GROUP HLDGS PLC

     20,192           222,200  

IGM FINANCIAL INC

     1,471           53,051  

IIDA GROUP HOLDINGS CO LTD

     94,400           2,196,074  

ILUKA RESOURCES LIMITED

     182,100           1,338,117  

IMPERIAL BRANDS PLC

     293,349           6,418,516  

INCHCAPE PLC

     186,136           2,291,434  

INDUSTRIVARDEN AB SER A

     699           22,309  

INDUSTRIVARDEN AB SER C

     2,766           86,964  

INFINEON TECHNOLOGIES AG

     3,840           178,196  

INFOSYS LTD SPON ADR

     115,700           2,928,367  

ING GROEP NV

     444,819           6,199,672  

INGENIA COMMUNITIES GROUP (STPLD)

     58,861           266,367  

INSURANCE AUSTRALIA GROUP LTD

     47,076           145,906  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

INTERCONTINENTAL HOTELS GP PLC

     18,551                                     1,200,495  

INTERMEDIATE CAPITAL GROUP PLC

     28,620           849,925  

INTESA SANPAOLO SPA

     413,624           1,070,851  

INVESTOR AB SER B

     18,881           475,880  

IPSOS SA

     30,000           1,408,894  

IREN SPA

     194,986           589,166  

ISRAEL DISCOUNT BANK LTD CL A

     232,497           1,565,959  

ISUZU MOTORS LTD

     369,300           4,594,178  

ITOCHU CORP

     106,600           3,260,183  

JACKSON FINANCIAL INC

     854           35,723  

JAFCO GROUP CO LTD

     9,800           563,992  

JAPAN POST BANK CO LTD

     15,000           137,573  

JAPAN POST HOLDINGS CO LTD

     32,600           254,157  

JAPAN POST INSURANCE CO LTD

     24,300           390,811  

JAZZ PHARMA PLC

     16,100           2,051,140  

JD SPORTS FASHION PLC

     297,670           877,541  

JERONIMO MARTINS & FILHO SGPS

     12,190           278,954  

JOHN WOOD GROUP PLC

     1,427,499           3,692,418  

JULIUS BAER GRUPPE AG

     16,274           1,092,673  

JUMBO SA

     29,800           427,484  

KALBE FARMA PT (DEMAT)

     30,395,114           3,444,175  

KBC GROUPE SA

     28,980           2,489,707  

KDDI CORP

     115,100           3,364,046  

KERING

     3,175           2,555,258  

KESKO OYJ SER B

     16,600           554,500  

KIA CORP

     41,000           2,834,840  

KINGFISHER PLC

     1,677,128           7,679,669  

KINNEVIK AB

     7,063           252,272  

KOH YOUNG TECHNOLOGY INC

     379,428           7,563,985  

KOMATSU LTD

     283,000           6,626,623  

KONINKLIJKE AHOLD DELHAIZE NV

     87,572           3,004,481  

KPN (KON) NV

     1,019,768           3,169,546  

KYOCERA CORP

     124,900           7,803,671  

LA FRANCAISE DES JEUX SAEM

     26,230           1,162,860  

LABORATORIOS FARMA ROVI SA

     1,360           114,269  

LEENO INDUSTRIAL INC

     47,633           7,945,177  

LEG IMMOBILIEN SE

     14,346           2,004,049  

LEGAL & GENERAL GROUP PLC ORD

     190,240           766,061  

LEGRAND SA

     1,903           222,940  

LG ELECTRONICS INC

     22,200           2,576,944  

LG UPLUS CORP

     150,915           1,726,411  

LIC HOUSING FINANCE (DEMAT) DEMATERIALIZED SHS

     723,905           3,592,507  

LINDE PLC

     6,544           2,267,038  

LLOYDS BANKING GROUP PLC

     16,262,958           10,522,083  

LOBLAW COS LTD DTC ELIGIBLE

     9,900           811,128  

LOCAWEB SERVICOS DE INTERNET SA

     592,000           1,398,693  

LOJAS RENNER SA

     418,440           1,836,028  

LONZA GROUP AG

     2,020           1,688,358  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

LOOMIS AB

     52,600                                     1,401,122  

L’OREAL SA ORD

     2,397           1,137,850  

LUNDIN MINING CORP

     342,800           2,677,469  

LVMH MOET HENNESSY LOUIS VUITTON SE

     439           363,356  

M&G PLC

     132,488           357,762  

MACQUARIE GROUP LTD

     3,021           451,455  

MAGNA INTL INC

     37,331           3,020,537  

MANULIFE FINANCIAL CORP

     166,622           3,175,822  

MARUBENI CORP

     279,900           2,724,055  

MEDIOBANCA SPA

     26,442           304,354  

MERCIALYS

     78,164           762,642  

MERCK KGAA

     7,445           1,924,082  

METHANEX CORP

     69,500           2,749,342  

METRO AG

     20,551           215,723  

MICHELIN CL B (REG)

     55,230           9,064,059  

MITSUBISHI CORP

     59,800           1,898,545  

MITSUBISHI ELECTRIC CORP ORD

     585,700           7,426,267  

MITSUBISHI HC CAPITAL INC

     32,400           160,268  

MITSUBISHI UFJ FINL GRP INC

     139,600           758,376  

MITSUI & CO LTD

     148,500           3,515,950  

MITSUI MATSUSHIMA CO HOLDINGS LTD

     22,100           363,306  

MIZRAHI TEFAHOT BANK LTD

     26,071           1,006,295  

MIZUHO FINANCIAL GROUP INC

     30,120           383,079  

MONDI PLC

     127,417           3,149,216  

MR PRICE GROUP LIMITED

     222,641           2,787,379  

MS&AD INSURANCE GRP HLDGS INC

     102,800           3,171,670  

MUNICH REINSURANCE (REG)

     10,741           3,185,558  

MUTHOOT FINANCE LTD

     207,016           4,156,801  

NATIONAL AUSTRALIA BANK LTD

     34,728           728,682  

NATIONAL BANK OF CANADA DTC ELIGIBLE

     9,382           715,285  

NATWEST GROUP PLC

     995,074           3,039,914  

NCSOFT CORPORATION

     11,583           6,264,768  

NEC CORP

     5,600           258,506  

NEXT PLC

     22,600           2,493,104  

NIEN MADE ENTERPRISE CO LTD

     385,000           5,730,200  

NIKON CORP

     40,100           432,270  

NIPPON LIGHT METAL HLDG CO LTD

     46,800           701,410  

NIPPON REIT INVESTMENT CORP

     126           449,100  

NIPPON SUISAN KAISHA LTD

     45,400           214,311  

NIPPON TELEGRAPH & TELEPHONE

     444,900           12,183,213  

NIPPON YUSEN KABUSHIKI KAISHA

     9,300           708,233  

NITTO DENKO CORP (NITTO ELECTRIC)

     2,700           208,667  

NN GROUP NV

     39,891           2,162,251  

NOKIA OYJ

     1,083,420           6,875,382  

NOMURA HOLDINGS INC

     61,900           269,975  

NORDEA BANK ABP

     82,639           1,010,559  

NORSK HYDRO AS ORD

     43,700           344,973  

NOVARTIS AG (REG)

     182,229           16,055,031  

 

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Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

NOVO-NORDISK AS CL B

     33,999                            3,825,639  

NS UNITED KAIUN KAISHA LTD

     15,400                        467,904  

NUTRIEN LTD

     27,400           2,059,522  

OCI NV

     4,109           107,690  

OLYMPUS CORP

     31,800           732,453  

ONEX CORP SUB-VTG

     2,940           230,747  

OPEN TEXT CORPORATION

     47,000           2,230,823  

ORIX CORP

     19,800           404,073  

ORKLA ASA

     173,396           1,739,759  

OVERSEA-CHINESE BKG CORP LTD

     80,899           684,364  

PACIFIC BASIN SHIPPING LTD

     2,841,000           1,042,027  

PANASONIC CORP

     462,300           5,083,974  

PANDORA A/S

     12,100           1,510,451  

PARADE TECHNOLOGIES LTD

     65,000           4,960,310  

PAREX RESOURCES INC

     25,000           427,092  

PARK SYSTEMS CORP

     28,477           3,664,870  

PARTNERS GROUP HOLDING AG

     522           866,467  

PERNOD-RICARD

     1,966           473,399  

PHARMA FOODS INTL CO LTD

     4,900           90,094  

PHOENIX GROUP HOLDINGS PLC

     20,487           181,134  

PLUS500 LTD

     25,305           465,993  

POPULAR INC

     45,500           3,732,820  

POSCO

     18,694           4,316,359  

POSTE ITALIANE SPA

     27,490           361,172  

POWER CORP OF CANADA SUB VTG

     19,128           632,081  

POYA CO LTD

     225,670           3,448,358  

PRUDENTIAL PLC

     34,162           589,328  

PUBLICIS GROUPE SA

     113,436           7,645,496  

QBE INSURANCE GROUP LTD

     38,730           319,820  

QUALITAS CONTROLADO SAB DE CV

     1,201,000           6,093,716  

RAIFFEISEN BANK INTERNTNL AG

     37,337           1,100,112  

RECKITT BENCKISER GROUP PLC

     28,783           2,470,794  

RED ELECTRICA CORPORACION SA

     47,065           1,019,426  

REDROW PLC

     101,035           958,386  

RENAULT SA ORD

     2,750           95,633  

REPSOL SA

     164,600           1,955,676  

RESONA HOLDINGS INC

     506,300           1,969,213  

REXEL SA

     357,601           7,259,105  

RHEINMETALL AG ORD

     13,741           1,299,401  

RHI MAGNESITA NV

     94,267           4,218,294  

ROCHE HOLDINGS AG (GENUSSCHEINE)

     27,723           11,534,009  

ROHM CO LTD

     2,100           191,141  

ROYAL BANK OF CANADA

     13,898           1,475,004  

ROYAL MAIL PLC

     49,600           339,709  

RUBIS & CIE SA

     15,717           469,891  

SAAB AB CL B

     14,200           361,907  

SAINSBURY (J) PLC

     1,317,744           4,919,258  

SAMSUNG ELECTRONICS CO LTD

     38,997           2,568,419  

 

54


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

SANOFI

     134,058                                   13,519,525  

SAP SE

     22,918           3,258,909  

SARTORIUS STEDIM BIOTECH

     4,200           2,306,692  

SBI HOLDINGS INC

     2,400           65,409  

SCHNEIDER ELECTRIC SE

     27,116           5,324,110  

SCOR SE

     66,251           2,069,710  

SECOM CO LTD

     18,500           1,284,369  

SEKISUI CHEMICAL CO LTD

     26,300           439,438  

SEKISUI HOUSE LTD

     29,100           624,601  

SFL CORP LTD

     21,500           175,225  

SHELL PLC CL A

     579,778           12,743,880  

SHELL PLC CL B

     182,552           4,008,841  

SHIMAMURA CORP

     1,700           142,763  

SHINHAN FINANCIAL GROUP CO LTD

     89,270           2,763,289  

SHIZUOKA BANK LTD

     11,400           81,464  

SHOPIFY INC CL A

     634           873,265  

SICHUAN SWELLFUN CO LTD A

     236,693           4,468,273  

SIEMENS AG (REGD)

     18,247           3,171,806  

SIGNIFY NV

     14,156           657,235  

SILERGY CORP

     32,000           5,801,912  

SINGAPORE TELECOM LTD (SING)

     1,500,800           2,583,746  

SITC INTL HOLDINGS CO LTD

     126,000           455,682  

SK HYNIX INC

     27,750           3,057,787  

SKANDINAVISKA ENSKI BK SER A

     44,452           619,097  

SKF AB SER B

     105,300           2,499,596  

SNAM SPA

     1,424,741           8,596,958  

SOCIETE GENERALE SA CL A

     16,112           554,066  

SOJITZ CORPORATION

     72,100           1,083,098  

SOLVAY CL A

     19,000           2,210,739  

SOMPO HOLDINGS INC

     9,700           409,739  

SONY GROUP CORP

     102,900           12,948,600  

SOUTH32

     1,130,001           3,296,750  

SPAREBANK 1 SR BK CAP CERTS

     187,000           2,828,395  

SPAREBANKEN VEST AS

     66,085           751,908  

SSE PLC

     442,550           9,877,733  

ST GOBAIN CIE DE

     95,620           6,735,377  

STANDARD CHARTERED PLC

     615,342           3,734,706  

STANTEC INC

     3,067           172,316  

STELLANTIS NV

     49,020           930,787  

STMICROELECTRONICS NV

     9,250           456,735  

STOCKLAND UNITS (STAPLED)

     174,990           539,811  

STRAUMANN HOLDG AG (REGD)

     660           1,403,007  

SUMCO CORPORATION

     19,800           404,331  

SUMITOMO CORP

     29,500           436,101  

SUMITOMO FORESTRY CO LTD

     52,500           1,015,952  

SUMITOMO MITSUI FINL GROUP INC

     84,500           2,896,492  

SUMITOMO MITSUI TR HLDGS INC

     73,100           2,442,174  

SUN LIFE FINANCIAL INC

     14,048           781,944  

 

55


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

SUNCOR ENERGY INC

     51,900                                     1,298,577  

SUNCORP GROUP LTD

     44,435           357,879  

SUNTORY BEVERAGE & FOOD LTD

     15,900           575,015  

SUZUKI MOTOR CORP

     33,400           1,286,000  

SVENSKA HANDELSBANKEN SER A

     338,782           3,668,932  

SWEDBANK AB A

     24,371           491,131  

SWISS LIFE HLDGS AG (NEW)

     1,403           860,708  

SWISS RE LTD

     4,710           466,555  

SYDBANK AS

     2,580           81,681  

T&D HOLDINGS INC

     109,000           1,394,836  

TAIWAN SEMICONDUCTOR MFG CO LTD

     344,000           7,633,412  

TAKEDA PHARMACEUTICAL CO LTD

     285,800           7,794,094  

TAMA HOME CO LTD

     28,300           568,559  

TAYLOR WIMPEY PLC

     1,278,666           3,037,446  

TCS GROUP HOLDING PLC GDR

     63,444           5,349,598  

TEAMLEASE SERVICES LTD

     59,895           3,348,559  

TECAN GROUP AG

     3,919           2,389,162  

TECHNIP ENERGIES NV ADR

     92,816           1,345,832  

TECHNIPFMC PLC

     503,085           2,978,263  

TELIA CO AB

     1,610,505           6,310,167  

TELSTRA CORP LTD

     796,500           2,422,283  

TESCO PLC

     3,939,799           15,459,541  

THAI BEVERAGE PUBLIC CO LTD

     8,888,900           4,353,424  

TIS INC

     7,500           223,311  

TISCO FINANCIAL GROUP PCL(FOR)

     228,800           657,530  

TOKIO MARINE HOLDINGS INC

     152,600           8,479,694  

TOKYO CENTURY CORP

     1,500           72,764  

TOKYO ELECTRON LTD

     2,600           1,498,114  

TOKYO GAS CO LTD

     24,500           439,181  

TOKYO SEIMITSU CO LTD

     21,900           970,964  

TOKYO STEEL MFG CO LTD

     21,900           262,160  

TOKYOTOKEIBA CO LTD

     24,900           923,224  

TOMY COMPANY LTD

     10,500           100,317  

TOREX GOLD RESOURCES INC

     90,000           935,610  

TORONTO-DOMINION BANK

     74,899           5,742,286  

TOURMALINE OIL CORP

     4,300           138,829  

TRANSACTION CAPITAL

     733,049           2,071,490  

TRAVELSKY TECHNOLOGY LTD H

     2,225,000           3,743,740  

TRAVIS PERKINS PLC

     299,082           6,292,965  

TRITAX BIG BOX REIT PLC

     52,600           177,280  

UBS GROUP AG

     495,029           8,920,518  

UNICREDIT SPA

     57,649           888,939  

UNIPOL GRUPPO SPA

     194,651           1,059,075  

UNITED LAB INT HLDGS

     594,000           332,135  

UNITED OVERSEAS BANK (LOC)

     592,454           11,826,219  

USHIO INC

     17,500           290,576  

V TECHNOLOGY CO LTD

     5,100           159,389  

VARUN BEVERAGES LTD

     503,217           6,001,231  

 

56


Table of Contents

MICROSOFT CORPORATION

SAVINGS PLUS 401(k) PLAN

EMPLOYER ID 91-1144442, PLAN 001

SUPPLEMENTAL SCHEDULE OF ASSETS (HELD AT END OF YEAR)

AS OF DECEMBER 31, 2021

 

Identity of Issue, Borrower, Lessor, or Similar Party    Shares or Units      Cost **      Current Value  

VINCI SA

     22,617                                     2,392,382  

VISTRY GROUP PLC

     21,009           336,691  

VITROLIFE AB

     23,554           1,459,711  

VIVENDI

     35,290           477,712  

VODAFONE GROUP PLC

     2,535,805           3,853,144  

VOLKSWAG PFD PERP

     27,945           5,646,594  

WEICHAI POWER CO LTD H

     1,099,000           2,150,770  

WEIMOB INC

     1,868,000           1,890,148  

WEST HOLDINGS CORP

     7,600           378,580  

WESTON GEORGE LTD

     8,800           1,020,284  

WESTPAC BANKING CORP

     40,470           628,628  

WH GROUP LTD

     7,953,287           4,987,666  

WHITEHAVEN COAL LTD

     280,682           532,989  

WILMAR INTERNATIONAL LTD

     962,100           2,955,695  

WIZZ AIR HOLDINGS PLC

     82,030           4,650,008  

WPP PLC NEW (UK)

     553,437           8,386,227  

YAMAZAKI BAKING CO LTD

     27,800           369,281  

YARA INTERNATIONAL ASA

     93,803           4,739,919  

ZHEJIANG SUPOR COOKWARE CO LTD A

     604,408           5,918,465  

ZIM INTEGRATED SHIPPING SERVICES LTD

     27,900           1,642,194  

ZURICH INSURANCE GROUP AG

     1,997           877,523  

Common Collective Trusts

        

FID BANK TRST ST INV FUND

     2,896,207           2,896,207  

SSBK GOVT STIF FUND

     83,672,687           83,672,687  
        

 

 

 

International Value Account Total

           1,236,307,983  

Investments held by trustee

           47,805,902,852  

Participant Loans* Interest 3.25%-9.00%, maturing through October 2046

 

        188,454,373  
     

 

 

 

Total Investments

         $     47,994,357,225  
        

 

 

 

 

*

Party-in-interest

 

**

Information not presented because investments are participant directed

 

57

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