Statement of Changes in Beneficial Ownership (4)
07 Enero 2022 - 12:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
1. Name
and Address of Reporting Person * Heilbron Jack
Kendrick |
2. Issuer Name and Ticker or Trading
Symbol Presidio Property Trust, Inc. [ SQFT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CEO and President |
(Last)
(First)
(Middle)
C/O: PRESIDIO PROPERTY TRUST, INC., 4995 MURPHY CANYON RD.,
SUITE 300 |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/3/2022
|
(Street)
SAN DIEGO, CA 92123
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock - Series A |
1/3/2022 |
|
A |
|
101508 (1) |
A |
$3.81 (2) |
300348 |
D |
|
Common Stock - Series A |
1/3/2022 |
|
A |
|
26271 (3) |
A |
$3.81 (2) |
326619 |
D |
|
Common Stock - Series A |
1/4/2022 |
|
F |
|
9598 (4) |
D |
$3.8309 (5) |
317021 |
D |
|
Common Stock - Series A |
1/6/2022 |
|
F |
|
10804 (4) |
D |
$3.764 (5) |
306217 (6) |
D |
|
Common Stock - Series A |
|
|
|
|
|
|
|
10007 |
I |
Held by spouse in individual
account |
Common Stock - Series A |
|
|
|
|
|
|
|
238 |
I |
Held by Centurion Counsel, Inc. (7) |
Common Stock - Series A |
|
|
|
|
|
|
|
5555 |
I |
Held by Puppy Toes, Inc. (8) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Restricted shares granted
pursuant to the Company's 2017 Incentive Award Plan. These shares
vest evenly over a three (3) year period at the end of each
calendar year. |
(2) |
Reflects trailing 20 day
average closing price for grants issued. |
(3) |
Restricted shares granted
pursuant to the Company's 2017 Incentive Award Plan. These shares
vest on the date of grant. |
(4) |
Reporting Person elected to
have the Company withhold shares otherwise issuable to cover tax
liabilities in connection with shares that vested on 12/31/2021 and
01/03/2022. |
(5) |
Reflects weighted average of
sales price per share to cover tax liabilities for shares scheduled
that vested on 12/31/2021 and 01/03/2022 |
(6) |
The balance includes: (i)
600 shares (less than 0.5% of holdings reported) held by or FBO the
Reporting Person's grandchildren, and (ii) shares held in Reporting
Person's IRA. |
(7) |
Reporting Person is the
controlling shareholder of Centurion Counsel, Inc. |
(8) |
Reporting Person is the
controlling shareholder of Puppy Toes, Inc. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Heilbron Jack Kendrick
C/O: PRESIDIO PROPERTY TRUST, INC.
4995 MURPHY CANYON RD., SUITE 300
SAN DIEGO, CA 92123 |
X |
|
CEO and President |
|
Signatures
|
/s/ Waleska Neris,
attorney-in-fact |
|
1/7/2022 |
**Signature of Reporting
Person |
Date |
Presidio Property (NASDAQ:SQFT)
Gráfica de Acción Histórica
De May 2022 a Jun 2022
Presidio Property (NASDAQ:SQFT)
Gráfica de Acción Histórica
De Jun 2021 a Jun 2022