Statement of Ownership (sc 13g)
14 Octubre 2014 - 3:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934*
EuroSite
Power Inc.
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
29881X100
(CUSIP Number)
October
3, 2014
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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1. |
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Names of
reporting persons. I.R.S. Identification Nos. of above persons (entities only).
RBC Holdings (Channel Islands) Limited |
2. |
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Check the appropriate box if a member
of a group (see instructions)
(a) ¨ (b) ¨ |
3. |
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SEC use only
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4. |
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Citizenship or place of
organization Island of Jersey |
Number of
shares beneficially
owned by each
reporting person
with: |
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5. |
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Sole voting power
0 |
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6. |
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Shared voting power
8,351,2971 |
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7. |
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Sole dispositive power
0 |
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8. |
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Shared dispositive power
8,351,2972 |
9. |
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Aggregate amount beneficially owned by each reporting person
8,351,297 |
10. |
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Check if the aggregate amount in Row
(9) excludes certain shares (see instructions) |
11. |
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Percent of class represented by amount
in Row (9) 13.2% |
12. |
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Type of reporting person (see
instructions) OO |
1 |
The amount consists of 7,331,297 shares of common stock currently held, and the balance of the shares underlie three-year immediately exercisable warrants with a conversion price of $0.60. |
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1. |
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Names of
reporting persons. I.R.S. Identification Nos. of above persons (entities only).
RBC cees Trustee Limited |
2. |
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Check the appropriate box if a member
of a group (see instructions)
(a) ¨ (b) ¨ |
3. |
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SEC use only
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4. |
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Citizenship or place of
organization Island of Jersey |
Number of
shares beneficially
owned by each
reporting person
with: |
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5. |
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Sole voting power
0 |
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6. |
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Shared voting power
8,351,2973 |
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7. |
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Sole dispositive power
0 |
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8. |
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Shared dispositive power
8,351,2974 |
9. |
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Aggregate amount beneficially owned by each reporting person:
8,351,297 |
10. |
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Check if the aggregate amount in Row
(9) excludes certain shares (see instructions) |
11. |
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Percent of class represented by amount
in Row (9) 13.2% |
12. |
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Type of reporting person (see
instructions) OO |
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(a) |
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Name of Issuer
EuroSite Power Inc. |
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(b) |
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Address of Issuers Principal Executive Offices
45 First Avenue Waltham, MA 02451 |
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(a) |
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Name of Person Filing
1. RBC Holdings (Channel Islands) Limited
2. RBC cees Trustee Limited |
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(b) |
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Address of Principal Business Office or, if none, Residence
1. 19-21 Broad Street, St Helier, Jersey, Channel Islands, JE1 8PB
2. 19-21 Broad Street, St Helier, Jersey, Channel Islands, JE1 3PB |
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(c) |
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Citizenship
See Item 4 of the cover pages. |
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(d) |
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Title of Class of Securities
Common Stock |
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(e) |
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CUSIP Number
29881X100 |
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
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(k) |
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
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(a) |
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Amount beneficially owned: See Item 9 of the Cover Page. |
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(b) |
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Percent of class: See Item 11 of the Cover Page. |
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(c) |
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Number of shares as to which the person has: |
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(i) |
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Sole power to vote or to direct the vote
0 |
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(ii) |
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Shared power to vote or to direct the vote
See Item 9 of the cover pages. |
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(iii) |
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Sole power to dispose or to direct the disposition of
0 |
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(iv) |
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Shared power to dispose or to direct the disposition of
See Item 9 of the cover pages. |
Instruction: For computations regarding securities which represent a right to acquire an underlying
security see §240.13d-3(d)(1).
Item 5. |
Ownership of Five Percent or Less of a Class |
If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ].
Not applicable.
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
RBC cees Trustee Limited is an indirectly wholly owned subsidiary of RBC Holdings (Channel Islands) Limited.
Item 8. |
Identification and Classification of Members of the Group |
Not applicable.
Item 9. |
Notice of Dissolution of Group |
Not applicable.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: October 13, 2014
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RBC HOLDINGS (CHANNEL ISLANDS) LIMITED |
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/s/ Graham Arthur Huelin |
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Signature |
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Graham Arthur Huelin/Director |
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Name/Title |
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/s/ Christopher Blampied |
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Signature |
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Christopher Blampied/Director |
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Name/Title |
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RBC CEES TRUSTEE LIMITED |
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/s/ Mike Evans |
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Signature |
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Mike Evans/Director |
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Name/Title |
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/s/ Keith Mallet |
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Signature |
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Keith Mallet/Director |
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Name/Title |
Index to Exhibits
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Exhibit |
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Exhibit |
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A. |
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Joint Filing Agreement |
EXHIBIT A
JOINT FILING AGREEMENT
In accordance
with Rule 13d-1(k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G with respect to the Securities of the Issuer and further agree that this joint
filing agreement be included as an exhibit to this Schedule 13G. In evidence thereof, the undersigned hereby execute this Agreement as of October 13, 2014.
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RBC HOLDINGS (CHANNEL ISLANDS) LIMITED |
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/s/ Graham Arthur Huelin |
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Signature |
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Graham Arthur Huelin/Director |
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Name/Title |
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/s/ Christopher Blampied |
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Signature |
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Christopher Blampied/Director |
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Name/Title |
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RBC CEES TRUSTEE LIMITED |
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/s/ Mike Evans |
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Signature |
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Mike Evans/Director |
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Name/Title |
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/s/ Keith Mallet |
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Signature |
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Keith Mallet/Director |
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Name/Title |
Eurosite Power (PK) (USOTC:EUSP)
Gráfica de Acción Histórica
De Ago 2024 a Sep 2024
Eurosite Power (PK) (USOTC:EUSP)
Gráfica de Acción Histórica
De Sep 2023 a Sep 2024