Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-Q

 

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-09729

 

 

iShares Trust

(Exact name of Registrant as specified in charter)

 

 

c/o: State Street Bank and Trust Company

200 Clarendon Street, Boston, MA 02116-5021

(Address of principal executive offices) (Zip code)

 

 

The Corporation Trust Company

1209 Orange Street, Wilmington, DE 19801

(Name and address of agent for service)

 

 

Registrant’s telephone number, including area code: (415) 670-2000

Date of fiscal year end: April 30, 2013

Date of reporting period: January 31, 2013

 

 

 

Item 1. Schedules of Investments.

Schedule of Investments (Unaudited)

iSHARES ® COHEN & STEERS REALTY MAJORS INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.79%

  

REITS — APARTMENTS — 18.23%

  

American Campus Communities Inc.

    980,470      $ 45,660,488   

AvalonBay Communities Inc.

    1,060,085        137,588,432   

Camden Property Trust

    795,695        55,213,276   

Equity Residential

    3,044,846        168,654,020   

Essex Property Trust Inc. a

    346,658        53,309,067   

UDR Inc. a

    2,380,083        56,860,183   
   

 

 

 
      517,285,466   

REITS — DIVERSIFIED — 9.11%

   

Digital Realty Trust Inc. a

    1,161,055        78,847,245   

Liberty Property Trust a

    1,119,228        43,840,161   

Vornado Realty Trust

    1,608,984        135,894,789   
   

 

 

 
      258,582,195   

REITS — HEALTH CARE — 18.95%

   

HCP Inc.

    4,296,023        199,292,507   

Health Care REIT Inc.

    2,422,229        152,212,870   

Ventas Inc.

    2,809,769        186,259,587   
   

 

 

 
      537,764,964   

REITS — HOTELS — 4.07%

   

Host Hotels & Resorts Inc. a

    6,876,021        115,448,393   
   

 

 

 
      115,448,393   

REITS — OFFICE PROPERTY — 11.91%

  

 

Alexandria Real Estate Equities Inc. a

    597,704        43,333,540   

Boston Properties Inc.

    1,434,510        151,025,213   

Corporate Office Properties Trust a

    757,101        20,032,892   

Douglas Emmett Inc. a

    1,237,875        28,867,245   

Highwoods Properties Inc. a

    721,140        25,961,040   

SL Green Realty Corp. a

    853,920        68,638,090   
   

 

 

 
      337,858,020   

REITS — REGIONAL MALLS — 16.22%

  

 

General Growth Properties Inc.

    4,284,483        83,633,108   

Macerich Co. (The) a

    1,267,012        75,665,957   

Simon Property Group Inc.

    1,383,548        221,616,719   

Tanger Factory Outlet Centers Inc. a

    894,228        31,673,556   

Taubman Centers Inc.

    584,343        47,623,954   
   

 

 

 
      460,213,294   

REITS — SHOPPING CENTERS — 7.70%

  

 

Federal Realty Investment Trust

    610,248        64,594,751   

Kimco Realty Corp. a

    3,873,205        80,446,468   

Regency Centers Corp.

    856,385        42,673,664   

Weingarten Realty Investors a

    1,062,649        30,646,797   
   

 

 

 
      218,361,680   
Security   Shares     Value  
   

REITS — STORAGE — 7.44%

   

Public Storage

    1,371,170      $ 211,064,198   
   

 

 

 
      211,064,198   

REITS — WAREHOUSE/INDUSTRIAL — 6.16%

  

 

Prologis Inc.

    4,383,269        174,892,433   
   

 

 

 
      174,892,433   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $2,571,997,447)

      2,831,470,643   

SHORT-TERM INVESTMENTS — 12.87%

  

 

MONEY MARKET FUNDS — 12.87%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% b,c,d

    337,805,290        337,805,290   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% b,c,d

    23,642,220        23,642,220   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% b,c

    3,664,611        3,664,611   
   

 

 

 
      365,112,121   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $365,112,121)

   

    365,112,121   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 112.66%
(Cost: $2,937,109,568)

     

    3,196,582,764   

Other Assets, Less Liabilities — (12.66)%

  

    (359,274,730 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 2,837,308,034   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Affiliated issuer. See Note 2.

c  

The rate quoted is the annualized seven-day yield of the fund at period end.

d  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     1   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES INTERNATIONAL SELECT DIVIDEND INDEX FUND

January 31, 2013

 

Security   Shares     Value  
                

COMMON STOCKS — 98.91%

  

AUSTRALIA — 20.74%

   

Amcor Ltd.

    876,570      $ 7,680,172   

APA Group

    1,155,348        6,953,343   

Australia and New Zealand Banking
Group Ltd.

    1,078,708        29,906,385   

Bradken Ltd.

    1,504,060        9,789,371   

Commonwealth Bank of Australia

    1,003,984        67,492,382   

David Jones Ltd.

    1,323,956        3,452,380   

Metcash Ltd.

    1,610,398        6,399,753   

Monadelphous Group Ltd.

    1,031,766        28,669,523   

Myer Holdings Ltd.

    1,735,896        4,508,459   

National Australia Bank Ltd.

    1,335,452        38,110,919   

Orica Ltd.

    839,208        22,434,855   

SP AusNet

    1,419,756        1,703,008   

Stockland Corp. Ltd.

    1,300,006        4,678,100   

Suncorp Group Ltd.

    733,828        8,113,443   

Sydney Airport

    1,166,844        3,858,132   

Tatts Group Ltd.

    1,505,976        5,120,834   

Telstra Corp. Ltd.

    1,337,368        6,416,731   

UGL Ltd.

    1,188,878        13,801,856   

Wesfarmers Ltd.

    850,704        33,363,481   

Westfield Group

    875,612        10,210,771   

Westpac Banking Corp.

    1,174,508        34,350,972   
   

 

 

 
      347,014,870   

AUSTRIA — 2.66%

   

Oesterreichische Post AG

    541,270        23,639,597   

OMV AG

    379,368        15,633,997   

Telekom Austria AG

    703,172        5,204,807   
   

 

 

 
      44,478,401   

BELGIUM — 1.27%

   

Belgacom SA

    695,508        21,222,962   
   

 

 

 
      21,222,962   

CANADA — 4.31%

   

Bank of Montreal

    295,064        18,607,480   

Crescent Point Energy Corp.

    442,596        17,095,013   

Emera Inc.

    257,702        9,169,274   

Manitoba Telecom Services Inc.

    318,056        10,568,432   

Russel Metals Inc.

    315,182        8,841,568   

TELUS Corp.

    116,550        7,863,347   
   

 

 

 
      72,145,114   

FINLAND — 4.39%

   

Fortum OYJ

    801,846        15,031,150   

Konecranes OYJ

    454,092        15,255,506   

Metso OYJ

    650,482        29,111,313   

Stora Enso OYJ Class R

    647,608        4,619,474   

UPM-Kymmene OYJ

    770,232        9,404,382   
   

 

 

 
      73,421,825   
Security   Shares     Value  
   

FRANCE — 11.73%

   

Bouygues SA

    735,744      $ 20,882,780   

France Telecom SA

    1,601,776        18,181,073   

GDF Suez

    966,622        19,825,708   

Lagardere SCA

    518,278        18,734,474   

Neopost SA

    1,010,690        57,620,208   

Societe Television Francaise 1

    613,120        7,407,012   

Total SA

    586,296        31,777,798   

Veolia Environnement

    764,484        9,854,093   

Vivendi SA

    556,598        11,929,750   
   

 

 

 
      196,212,896   

GERMANY — 2.54%

   

Deutsche Telekom AG Registered

    709,878        8,724,323   

RWE AG

    546,060        20,535,538   

Wincor Nixdorf AG

    253,870        13,256,874   
   

 

 

 
      42,516,735   

GREECE — 4.40%

   

Hellenic Petroleum SA

    1,944,740        21,804,652   

Motor Oil (Hellas) Corinth Refineries SA

    1,511,724        17,442,109   

OPAP SA

    3,983,364        34,442,684   
   

 

 

 
      73,689,445   

HONG KONG — 2.03%

   

CLP Holdings Ltd.

    958,000        8,146,490   

Television Broadcasts Ltd.

    958,000        7,065,644   

VTech Holdings Ltd.

    1,628,600        18,762,866   
   

 

 

 
      33,975,000   

ITALY — 5.40%

   

Enel SpA

    2,982,254        13,002,526   

Eni SpA

    2,101,852        52,752,932   

Snam SpA

    2,450,564        12,387,489   

Telecom Italia SpA

    2,175,618        2,161,729   

Terna SpA

    2,378,714        10,022,395   
   

 

 

 
      90,327,071   

JAPAN — 1.17%

   

Eisai Co. Ltd.

    215,200        9,432,391   

Ono Pharmaceutical Co. Ltd.

    191,600        10,109,073   
   

 

 

 
      19,541,464   

NETHERLANDS — 2.82%

   

CSM NV CVA

    1,114,154        25,800,719   

Koninklijke KPN NV

    3,802,302        21,398,507   
   

 

 

 
      47,199,226   

NEW ZEALAND — 2.64%

   

Fletcher Building Ltd.

    3,132,660        25,061,701   

Telecom Corp. of New Zealand Ltd.

    9,392,232        19,139,954   
   

 

 

 
      44,201,655   
 

 

2   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES INTERNATIONAL SELECT DIVIDEND INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

NORWAY — 1.99%

  

Fred Olsen Energy ASA

    250,996      $ 11,966,491   

Seadrill Ltd.

    540,312        21,348,169   
   

 

 

 
      33,314,660   

PORTUGAL — 1.45%

   

Energias de Portugal SA

    7,501,140        24,182,347   
   

 

 

 
      24,182,347   

SINGAPORE — 2.24%

   

Keppel Corp. Ltd.

    2,102,000        19,529,003   

Keppel Land Ltd.

    2,592,000        8,920,601   

StarHub Ltd.

    2,874,000        9,055,259   
   

 

 

 
      37,504,863   

SPAIN — 3.75%

   

Gas Natural SDG SA

    1,122,776        22,411,231   

Indra Sistemas SA

    1,563,456        20,434,989   

Mapfre SA

    1,094,994        3,375,487   

Telefonica SA

    1,134,272        16,443,567   
   

 

 

 
      62,665,274   

SWEDEN — 5.05%

   

Hennes & Mauritz AB Class B

    791,308        29,124,850   

NCC AB Class B

    1,344,074        31,304,202   

Peab AB

    1,208,038        6,287,850   

Securitas AB Class B

    982,908        9,183,241   

TeliaSonera AB

    1,190,794        8,587,880   
   

 

 

 
      84,488,023   

SWITZERLAND — 2.03%

  

Swisscom AG Registered

    43,110        19,104,761   

Zurich Insurance Group AG

    51,732        14,874,726   
   

 

 

 
      33,979,487   

UNITED KINGDOM — 16.30%

  

Aviva PLC

    1,710,030        9,941,846   

BAE Systems PLC

    1,341,200        7,221,270   

British American Tobacco PLC

    980,992        51,060,931   

Cable & Wireless Communications PLC

    3,435,388        2,227,129   

Carillion PLC

    1,324,914        6,415,184   

Catlin Group Ltd.

    1,435,084        11,888,197   

Close Brothers Group PLC

    1,191,752        18,677,336   

Dairy Crest Group PLC

    1,313,418        8,670,938   

FirstGroup PLC

    3,013,868        9,269,970   

Halfords Group PLC

    1,539,506        8,313,395   

HSBC Holdings PLC

    970,454        11,027,187   

National Grid PLC

    1,366,108        14,977,164   

Provident Financial PLC

    1,287,552        29,477,073   

Royal Dutch Shell PLC Class A

    1,245,400        44,139,082   

RSA Insurance Group PLC

    1,890,134        3,946,669   

SSE PLC

    1,383,352        31,121,999   
Security   Shares     Value  
   

Vodafone Group PLC

    1,562,498      $ 4,263,367   
   

 

 

 
      272,638,737   
   

 

 

 

TOTAL COMMON STOCKS

  

 

(Cost: $1,503,041,005)

  

    1,654,720,055   

PREFERRED STOCKS — 0.88%

  

GERMANY — 0.88%

  

 

ProSiebenSat.1 Media AG

    431,100        14,740,552   
   

 

 

 
      14,740,552   
   

 

 

 

TOTAL PREFERRED STOCKS

  

 

(Cost: $9,118,666)

  

    14,740,552   

SHORT-TERM INVESTMENTS — 0.22%

  

MONEY MARKET FUNDS — 0.22%

  

 

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% a,b

    3,613,529        3,613,529   
   

 

 

 
      3,613,529   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $3,613,529)

  

    3,613,529   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.01%

   

 

(Cost: $1,515,773,200)

  

    1,673,074,136   

Other Assets, Less Liabilities — (0.01)%

  

    (187,909 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 1,672,886,227   
   

 

 

 

 

a  

Affiliated issuer. See Note 2.

b  

The rate quoted is the annualized seven-day yield of the fund at period end.

See accompanying notes to schedules of investments.

 

 

     3   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES SELECT DIVIDEND INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.45%

  

AEROSPACE & DEFENSE — 5.01%

  

General Dynamics Corp.

    1,909,695      $ 126,612,779   

Lockheed Martin Corp.

    3,280,081        284,940,636   

Northrop Grumman Corp.

    2,093,712        136,175,028   
   

 

 

 
      547,728,443   

AGRICULTURE — 5.91%

  

Altria Group Inc.

    3,410,199        114,855,502   

Lorillard Inc.

    9,916,776        387,448,439   

Universal Corp. a

    2,641,806        143,661,410   
   

 

 

 
      645,965,351   

BANKS — 4.02%

  

Bank of Hawaii Corp. a

    2,761,468        132,798,996   

BB&T Corp.

    1,933,480        58,545,774   

F.N.B. Corp.

    3,397,868        39,381,290   

FirstMerit Corp.

    3,281,435        49,976,255   

Trustmark Corp.

    2,866,482        66,301,729   

United Bankshares Inc.

    1,717,426        43,777,189   

Valley National Bancorp

    5,034,816        49,290,849   
   

 

 

 
      440,072,082   

BEVERAGES — 0.59%

  

Coca-Cola Co. (The)

    1,738,603        64,745,576   
   

 

 

 
      64,745,576   

BIOTECHNOLOGY — 0.33%

  

PDL BioPharma Inc.

    5,224,624        35,945,413   
   

 

 

 
      35,945,413   

CHEMICALS — 4.03%

  

International Flavors & Fragrances Inc.

    1,329,046        93,604,710   

Olin Corp.

    2,437,009        56,684,829   

PPG Industries Inc. b

    1,194,204        164,644,906   

RPM International Inc.

    2,036,110        63,546,993   

Sensient Technologies Corp.

    1,620,960        61,758,576   
   

 

 

 
      440,240,014   

COMMERCIAL SERVICES — 1.36%

  

Deluxe Corp.

    2,170,256        79,843,718   

R.R. Donnelley & Sons Co. b

    7,434,320        68,395,744   
   

 

 

 
      148,239,462   

COMPUTERS — 1.08%

  

Seagate Technology PLC

    3,471,412        117,958,580   
   

 

 

 
      117,958,580   

DISTRIBUTION & WHOLESALE — 2.76%

  

Genuine Parts Co.

    2,018,060        137,288,622   
Security   Shares     Value  
   

Watsco Inc. a

    2,188,367      $ 164,893,453   
   

 

 

 
      302,182,075   

DIVERSIFIED FINANCIAL SERVICES — 1.06%

  

NYSE Euronext Inc.

    3,342,807        115,560,838   
   

 

 

 
      115,560,838   

ELECTRIC — 25.60%

  

Alliant Energy Corp.

    2,632,616        120,679,117   

American Electric Power Co. Inc.

    2,777,888        125,810,548   

Avista Corp. a

    3,193,500        82,583,910   

Black Hills Corp. a

    2,695,583        108,766,774   

Cleco Corp.

    2,195,357        93,851,512   

CMS Energy Corp.

    2,412,903        62,011,607   

Dominion Resources Inc.

    2,635,845        142,625,573   

DTE Energy Co.

    2,612,536        165,399,654   

Edison International

    1,818,676        87,641,996   

Entergy Corp.

    3,356,144        216,806,902   

Exelon Corp.

    4,556,679        143,261,988   

FirstEnergy Corp.

    3,445,926        139,525,544   

Integrys Energy Group Inc.

    3,309,153        180,977,578   

NextEra Energy Inc.

    2,175,990        156,780,079   

Northeast Utilities

    2,214,696        90,204,568   

OGE Energy Corp.

    1,890,368        110,983,505   

PG&E Corp.

    2,875,536        122,612,855   

Pinnacle West Capital Corp.

    2,749,804        146,784,538   

PPL Corp.

    3,120,091        94,507,556   

Public Service Enterprise Group Inc.

    3,056,526        95,302,481   

SCANA Corp.

    2,791,240        130,657,944   

TECO Energy Inc.

    3,424,154        60,847,217   

UNS Energy Corp. a

    2,665,664        120,727,923   
   

 

 

 
      2,799,351,369   

ELECTRICAL COMPONENTS & EQUIPMENT — 2.22%

  

Emerson Electric Co.

    2,031,189        116,285,570   

Hubbell Inc. Class B

    1,390,939        126,644,996   
   

 

 

 
      242,930,566   

ELECTRONICS — 2.01%

  

Garmin Ltd. b

    2,779,034        105,297,598   

Honeywell International Inc.

    1,675,848        114,359,868   
   

 

 

 
      219,657,466   

ENTERTAINMENT — 0.52%

   

Cinemark Holdings Inc.

    2,002,527        56,351,110   
   

 

 

 
      56,351,110   

ENVIRONMENTAL CONTROL — 1.51%

  

Republic Services Inc.

    2,046,997        65,278,734   

Waste Management Inc.

    2,735,847        99,530,114   
   

 

 

 
      164,808,848   

FOOD — 3.03%

   

General Mills Inc.

    2,045,115        85,772,123   

H.J. Heinz Co.

    2,246,925        136,231,063   

Mondelez International Inc. Class A

    1,297,482        36,057,025   
 

 

4   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES SELECT DIVIDEND INDEX FUND

January 31, 2013

 

Security   Shares     Value  
               

Sysco Corp.

    2,300,048      $ 73,072,525   
   

 

 

 
      331,132,736   

FOREST PRODUCTS & PAPER — 0.60%

  

MeadWestvaco Corp.

    2,092,964        65,614,421   
   

 

 

 
      65,614,421   

GAS — 4.74%

   

AGL Resources Inc.

    3,036,051        126,906,932   

CenterPoint Energy Inc.

    2,560,151        52,329,486   

New Jersey Resources Corp. a

    2,648,484        111,315,783   

NiSource Inc.

    2,523,398        68,207,448   

Sempra Energy

    2,134,361        160,183,793   
   

 

 

 
      518,943,442   

HOUSEHOLD PRODUCTS & WARES — 5.05%

  

Avery Dennison Corp.

    2,033,754        78,319,866   

Clorox Co. (The)

    2,170,941        170,223,484   

Kimberly-Clark Corp.

    2,218,784        198,603,356   

Tupperware Brands Corp.

    1,379,354        105,106,775   
   

 

 

 
      552,253,481   

INSURANCE — 3.50%

  

Allstate Corp. (The)

    1,503,617        66,008,787   

Arthur J. Gallagher & Co.

    2,591,415        95,752,784   

Cincinnati Financial Corp.

    2,741,555        116,351,594   

Mercury General Corp.

    2,645,295        104,753,682   
   

 

 

 
      382,866,847   

IRON & STEEL — 2.02%

  

Cliffs Natural Resources Inc.

    4,943,748        184,451,238   

Commercial Metals Co.

    2,191,370        36,486,310   
   

 

 

 
      220,937,548   

MACHINERY — 0.33%

  

Briggs & Stratton Corp.

    1,525,469        36,199,379   
   

 

 

 
      36,199,379   

MANUFACTURING — 2.12%

   

Eaton Corp. PLC

    1,845,140        105,080,723   

General Electric Co.

    2,004,965        44,670,620   

Leggett & Platt Inc.

    2,800,837        82,456,641   
   

 

 

 
      232,207,984   

MEDIA — 1.60%

   

McGraw-Hill Companies Inc. (The)

    1,230,198        70,760,989   

Meredith Corp. a,b

    2,887,474        104,699,807   
   

 

 

 
      175,460,796   

OFFICE & BUSINESS EQUIPMENT — 1.18%

  

Pitney Bowes Inc. b

    8,990,423        129,551,995   
   

 

 

 
      129,551,995   
Security   Shares     Value  
   

OIL & GAS — 3.77%

  

Chevron Corp.

    2,121,739      $ 244,318,246   

ConocoPhillips

    2,903,375        168,395,750   
   

 

 

 
      412,713,996   

PACKAGING & CONTAINERS — 0.75%

  

Sonoco Products Co.

    2,648,559        82,078,843   
   

 

 

 
      82,078,843   

PHARMACEUTICALS — 3.74%

  

Bristol-Myers Squibb Co.

    2,774,889        100,284,489   

Eli Lilly and Co.

    2,605,934        139,912,596   

Merck & Co. Inc.

    2,510,995        108,600,534   

Pfizer Inc.

    2,219,093        60,536,857   
   

 

 

 
      409,334,476   

PIPELINES — 0.82%

   

ONEOK Inc.

    1,910,909        89,831,832   
   

 

 

 
      89,831,832   

RETAIL — 3.13%

  

Darden Restaurants Inc.

    2,801,543        130,271,749   

McDonald’s Corp.

    2,226,719        212,184,054   
   

 

 

 
      342,455,803   

SAVINGS & LOANS — 1.49%

  

First Niagara Financial Group Inc.

    2,819,083        22,101,611   

Hudson City Bancorp Inc.

    2,838,764        24,271,432   

New York Community Bancorp Inc.

    5,239,704        69,950,048   

People’s United Financial Inc.

    3,786,832        46,615,902   
   

 

 

 
      162,938,993   

TELECOMMUNICATIONS — 2.82%

  

AT&T Inc.

    3,358,442        116,840,197   

CenturyLink Inc.

    4,734,552        191,512,629   
   

 

 

 
      308,352,826   

TOYS, GAMES & HOBBIES — 0.75%

  

Mattel Inc.

    2,177,150        81,926,155   
   

 

 

 
      81,926,155   
   

 

 

 

TOTAL COMMON STOCKS

  

 

(Cost: $9,502,336,955)

  

    10,876,538,746   

SHORT-TERM INVESTMENTS — 3.61%

  

MONEY MARKET FUNDS — 3.61%

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% a,c,d

    328,683,581        328,683,581   
 

 

     5   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES SELECT DIVIDEND INDEX FUND

January 31, 2013

 

Security   Shares     Value  
               

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% a,c,d

    23,003,813      $ 23,003,813   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% a,c

    42,724,837        42,724,837   
   

 

 

 
      394,412,231   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $394,412,231)

  

    394,412,231   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 103.06%

   

 

(Cost: $9,896,749,186)

  

    11,270,950,977   

Other Assets, Less Liabilities — (3.06)%

  

    (334,565,766 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 10,936,385,211   
   

 

 

 

 

a  

Affiliated issuer. See Note 2.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

The rate quoted is the annualized seven-day yield of the fund at period end.

d  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

Financial futures contracts purchased as of January 31, 2013 were as follows:

 

Number of
Contracts 		     Issue
(Expiration) 		  Exchange   Notional
Value 		    Net
Unrealized
Appreciation
(Depreciation) 		 
  766      

E-mini

S&P 500
(Mar. 2013)

  Chicago Mercantile     $57,193,390        $2,365,500   
                              

See accompanying notes to schedules of investments.

    

 

 

6   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES TRANSPORTATION AVERAGE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.90%

  

AIRLINES — 12.53%

  

 

Alaska Air Group Inc. a,b

    732,354      $ 33,783,490   

Delta Air Lines Inc. a

    884,944        12,291,872   

JetBlue Airways Corp. a,b

    1,214,329        7,055,252   

Southwest Airlines Co.

    1,176,097        13,184,047   

United Continental Holdings Inc. a,b

    704,253        17,007,710   
   

 

 

 
      83,322,371   

TRANSPORTATION — 82.56%

  

 

C.H. Robinson Worldwide Inc.

    495,500        32,777,325   

Con-way Inc.

    787,965        24,726,342   

CSX Corp.

    918,401        20,232,374   

Expeditors International of Washington Inc.

    759,084        32,564,704   

FedEx Corp.

    552,415        56,042,502   

J.B. Hunt Transport Services Inc.

    486,551        32,730,286   

Kansas City Southern Industries Inc.

    586,650        54,622,981   

Kirby Corp. a

    436,725        30,854,621   

Landstar System Inc.

    561,294        32,016,210   

Matson Inc.

    1,063,723        29,156,647   

Norfolk Southern Corp.

    554,799        38,209,007   

Ryder System Inc.

    627,074        35,605,262   

Union Pacific Corp.

    617,918        81,231,500   

United Parcel Service Inc. Class B

    607,078        48,135,215   
   

 

 

 
      548,904,976   

TRUCKING & LEASING — 4.81%

  

 

GATX Corp.

    675,363        31,978,438   
   

 

 

 
      31,978,438   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $661,628,907)

   

    664,205,785   

SHORT-TERM INVESTMENTS — 5.05%

  

MONEY MARKET FUNDS — 5.05%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    30,422,207        30,422,207   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    2,129,181        2,129,181   
Security   Shares     Value  
   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    1,057,351      $ 1,057,351   
   

 

 

 
      33,608,739   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $33,608,739)

   

    33,608,739   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 104.95%
(Cost: $695,237,646)

    

    697,814,524   

Other Assets, Less Liabilities — (4.95)%

  

    (32,937,843 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 664,876,681   
   

 

 

 

 

a    

Non-income earning security.

b    

All or a portion of this security represents a security on loan. See Note 3.

c    

Affiliated issuer. See Note 2.

d    

The rate quoted is the annualized seven-day yield of the fund at period end.

e    

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     7   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.88%

  

ADVERTISING — 0.14%

  

 

Interpublic Group of Companies Inc. (The)

    17,948      $ 217,350   

Lamar Advertising Co. Class A a

    2,161        92,145   

Omnicom Group Inc.

    10,857        589,318   
   

 

 

 
      898,813   

AEROSPACE & DEFENSE — 1.58%

   

Alliant Techsystems Inc.

    1,360        88,019   

B/E Aerospace Inc. a

    4,288        220,789   

Boeing Co. (The)

    27,828        2,055,654   

Curtiss-Wright Corp.

    1,888        67,307   

Esterline Technologies Corp. a

    1,234        81,925   

Exelis Inc.

    7,579        83,293   

General Dynamics Corp.

    13,622        903,139   

Kaman Corp.

    1,064        38,666   

L-3 Communications Holdings Inc.

    3,883        294,797   

Lockheed Martin Corp.

    10,956        951,748   

Moog Inc. Class A a,b

    1,948        85,322   

Northrop Grumman Corp.

    10,024        651,961   

Orbital Sciences Corp. a

    2,392        35,162   

Raytheon Co.

    13,541        713,340   

Rockwell Collins Inc.

    5,801        341,563   

Spirit AeroSystems Holdings Inc. Class A a

    4,359        69,483   

Teledyne Technologies Inc. a,b

    1,497        102,185   

TransDigm Group Inc.

    1,817        246,095   

Triumph Group Inc.

    2,069        145,596   

United Technologies Corp.

    34,530        3,023,792   
   

 

 

 
      10,199,836   

AGRICULTURE — 1.75%

   

Altria Group Inc.

    82,806        2,788,906   

Archer-Daniels-Midland Co.

    27,020        770,881   

Bunge Ltd.

    6,031        480,429   

Lorillard Inc.

    15,858        619,572   

Philip Morris International Inc.

    68,416        6,031,555   

Reynolds American Inc.

    13,335        586,473   

Universal Corp.

    949        51,607   
   

 

 

 
      11,329,423   

AIRLINES — 0.22%

   

Alaska Air Group Inc. a

    2,947        135,945   

Delta Air Lines Inc. a

    34,668        481,539   

JetBlue Airways Corp. a,b

    8,659        50,309   

Southwest Airlines Co.

    30,340        340,111   

United Continental Holdings Inc. a,b

    13,574        327,812   

US Airways Group Inc. a

    6,571        93,834   
   

 

 

 
      1,429,550   

APPAREL — 0.68%

   

Carter’s Inc. a

    2,068        124,556   

Coach Inc.

    11,663        594,813   

Crocs Inc. a

    3,624        53,853   

Deckers Outdoor Corp. a,b

    1,573        62,841   
Security   Shares     Value  
   

Hanesbrands Inc. a,b

    3,938      $ 147,596   

Iconix Brand Group Inc. a,b

    2,627        63,179   

Jones Group Inc. (The)

    3,249        38,988   

Michael Kors Holdings Ltd. a

    4,809        269,929   

Nike Inc. Class B

    29,952        1,618,906   

Ralph Lauren Corp.

    2,524        420,195   

Steven Madden Ltd. a

    1,748        80,548   

Under Armour Inc. Class A a,b

    3,155        160,495   

VF Corp.

    3,634        536,306   

Warnaco Group Inc. (The) a

    1,654        121,089   

Wolverine World Wide Inc.

    1,996        85,828   
   

 

 

 
      4,379,122   

AUTO MANUFACTURERS — 0.61%

   

Ford Motor Co.

    156,039        2,020,705   

General Motors Co. a

    31,192        876,183   

Navistar International Corp. a

    3,336        87,036   

Oshkosh Corp. a

    3,711        145,397   

PACCAR Inc.

    14,455        680,253   

Tesla Motors Inc. a,b

    3,014        113,055   
   

 

 

 
      3,922,629   

AUTO PARTS & EQUIPMENT — 0.36%

  

 

BorgWarner Inc. a

    4,776        354,284   

Cooper Tire & Rubber Co.

    2,550        64,923   

Dana Holding Corp.

    5,985        96,239   

Goodyear Tire & Rubber Co. (The) a

    9,961        137,063   

Johnson Controls Inc.

    27,945        868,810   

Lear Corp.

    3,988        195,412   

Tenneco Inc. a

    2,477        86,596   

TRW Automotive Holdings Corp. a

    4,222        243,314   

Visteon Corp. a

    2,114        118,997   

WABCO Holdings Inc. a

    2,638        165,297   
   

 

 

 
      2,330,935   

BANKS — 6.83%

   

Associated Banc-Corp

    7,020        100,175   

BancorpSouth Inc.

    3,128        45,356   

Bank of America Corp.

    441,540        4,998,233   

Bank of Hawaii Corp.

    1,927        92,669   

Bank of New York Mellon Corp. (The)

    47,858        1,299,823   

BB&T Corp.

    28,771        871,186   

BOK Financial Corp.

    1,090        61,094   

Capital One Financial Corp.

    23,774        1,338,952   

CapitalSource Inc.

    9,124        73,996   

Cathay General Bancorp

    2,787        54,096   

CIT Group Inc. a

    8,215        347,905   

Citigroup Inc.

    120,145        5,065,313   

City National Corp.

    1,986        105,179   

Comerica Inc.

    7,891        271,135   

Commerce Bancshares Inc.

    3,180        119,409   

Cullen/Frost Bankers Inc.

    2,534        149,227   

East West Bancorp Inc.

    5,639        132,235   

F.N.B. Corp.

    5,645        65,426   

Fifth Third Bancorp

    36,967        602,192   

First Financial Bankshares Inc.

    1,271        52,187   

First Horizon National Corp.

    9,867        100,742   

First Midwest Bancorp Inc.

    2,974        37,681   

First Republic Bank

    2,749        98,112   

FirstMerit Corp.

    4,443        67,667   
 

 

8   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Fulton Financial Corp.

    8,195      $ 89,244   

Glacier Bancorp Inc.

    2,960        46,117   

Goldman Sachs Group Inc. (The)

    18,072        2,672,126   

Hancock Holding Co.

    3,507        105,982   

Huntington Bancshares Inc.

    35,446        246,704   

IBERIABANK Corp.

    1,225        63,075   

International Bancshares Corp.

    2,318        45,317   

J.P. Morgan Chase & Co.

    155,686        7,325,026   

KeyCorp

    38,117        358,300   

M&T Bank Corp.

    5,000        513,450   

MB Financial Inc.

    2,208        49,393   

Morgan Stanley

    56,721        1,296,075   

National Penn Bancshares Inc.

    5,177        50,476   

Northern Trust Corp.

    8,909        458,546   

Old National Bancorp

    3,846        51,383   

PacWest Bancorp

    1,259        34,597   

Park National Corp. b

    537        35,147   

PNC Financial Services Group Inc. (The) c

    21,608        1,335,374   

Popular Inc. a

    4,225        113,399   

PrivateBancorp Inc.

    2,637        45,277   

Prosperity Bancshares Inc.

    1,872        84,446   

Regions Financial Corp.

    57,627        448,338   

Signature Bank a

    1,880        138,988   

State Street Corp.

    19,081        1,061,858   

SunTrust Banks Inc.

    21,961        623,034   

Susquehanna Bancshares Inc.

    7,522        85,901   

SVB Financial Group a

    1,884        125,041   

Synovus Financial Corp.

    29,675        76,561   

TCF Financial Corp.

    6,930        94,664   

Texas Capital Bancshares Inc. a

    1,685        69,759   

Trustmark Corp.

    2,717        62,844   

U.S. Bancorp

    76,918        2,545,986   

UMB Financial Corp.

    1,412        62,509   

Umpqua Holdings Corp.

    4,668        59,003   

United Bankshares Inc.

    1,859        47,386   

Valley National Bancorp

    7,950        77,830   

Webster Financial Corp.

    3,405        75,761   

Wells Fargo & Co.

    200,506        6,983,624   

Westamerica Bancorp

    1,153        51,216   

Wintrust Financial Corp.

    1,441        53,418   

Zions Bancorp

    7,552        176,113   
   

 

 

 
      44,089,278   

BEVERAGES — 2.03%

  

 

Beam Inc.

    6,497        398,526   

Brown-Forman Corp. Class B NVS

    6,230        403,081   

Coca-Cola Co. (The)

    157,970        5,882,803   

Coca-Cola Enterprises Inc.

    11,137        388,347   

Constellation Brands Inc. Class A a

    6,225        201,441   

Dr Pepper Snapple Group Inc.

    8,587        387,016   

Green Mountain Coffee Roasters Inc. a,b

    5,139        233,979   

Molson Coors Brewing Co. Class B NVS

    6,337        286,306   

Monster Beverage Corp. a

    6,176        295,830   

PepsiCo Inc.

    63,348        4,614,902   
   

 

 

 
      13,092,231   

BIOTECHNOLOGY — 1.82%

  

 

Acorda Therapeutics Inc. a,b

    1,619        46,757   

Alexion Pharmaceuticals Inc. a

    7,995        751,450   

Amgen Inc.

    31,374        2,681,222   

Arena Pharmaceuticals Inc. a,b

    8,854        74,728   
Security   Shares     Value  
   

ARIAD Pharmaceuticals Inc. a

    6,909      $ 137,351   

Bio-Rad Laboratories Inc. Class A a,b

    787        89,553   

Biogen Idec Inc. a

    9,670        1,509,294   

Celgene Corp. a

    17,330        1,714,977   

Charles River Laboratories International Inc. a

    2,020        83,466   

Cubist Pharmaceuticals Inc. a

    2,670        114,917   

Gilead Sciences Inc. a

    62,088        2,449,371   

Illumina Inc. a

    5,108        258,618   

Incyte Corp. a,b

    5,428        99,767   

Life Technologies Corp. a

    7,107        459,752   

Myriad Genetics Inc. a,b

    3,473        93,979   

PDL BioPharma Inc. b

    5,641        38,810   

Regeneron Pharmaceuticals Inc. a

    3,078        535,387   

Seattle Genetics Inc. a,b

    4,089        120,421   

United Therapeutics Corp. a

    1,920        103,469   

Vertex Pharmaceuticals Inc. a

    8,863        396,885   
   

 

 

 
      11,760,174   

BUILDING MATERIALS — 0.22%

  

 

Eagle Materials Inc.

    1,834        118,788   

Fortune Brands Home & Security Inc. a

    6,623        216,837   

Lennox International Inc.

    1,936        111,339   

Louisiana-Pacific Corp. a

    5,618        109,158   

Martin Marietta Materials Inc.

    1,849        182,552   

Masco Corp.

    14,649        269,395   

Owens Corning a

    4,932        205,516   

Simpson Manufacturing Co. Inc.

    1,637        53,072   

Texas Industries Inc. a

    776        44,108   

USG Corp. a,b

    3,706        108,919   
   

 

 

 
      1,419,684   

CHEMICALS — 2.54%

  

 

A. Schulman Inc.

    1,166        37,487   

Air Products and Chemicals Inc.

    8,688        759,592   

Airgas Inc.

    2,853        271,720   

Albemarle Corp.

    3,653        223,965   

Ashland Inc.

    3,022        237,257   

Cabot Corp.

    2,400        89,832   

Celanese Corp. Series A

    6,435        301,673   

CF Industries Holdings Inc.

    2,563        587,363   

Chemtura Corp. a

    3,831        90,871   

Cytec Industries Inc.

    1,876        137,511   

Dow Chemical Co. (The)

    49,054        1,579,539   

E.I. du Pont de Nemours and Co.

    38,265        1,815,674   

Eastman Chemical Co.

    6,232        443,407   

Ecolab Inc.

    10,768        779,603   

FMC Corp.

    5,609        344,785   

H.B. Fuller Co.

    2,014        78,707   

Huntsman Corp.

    7,936        139,912   

International Flavors & Fragrances Inc.

    3,272        230,447   

Intrepid Potash Inc.

    2,123        49,466   

LyondellBasell Industries NV Class A

    15,544        985,800   

Minerals Technologies Inc.

    1,440        59,573   

Monsanto Co.

    21,912        2,220,781   

Mosaic Co. (The)

    11,304        692,370   

NewMarket Corp. b

    444        113,291   

Olin Corp.

    3,362        78,200   

PolyOne Corp.

    3,629        79,257   

PPG Industries Inc. b

    5,841        805,299   

Praxair Inc.

    12,131        1,338,898   

Rockwood Holdings Inc.

    3,204        175,355   
 

 

     9   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

RPM International Inc.

    5,350      $ 166,974   

Sensient Technologies Corp.

    2,028        77,267   

Sherwin-Williams Co. (The)

    3,485        565,058   

Sigma-Aldrich Corp.

    4,968        384,175   

Valspar Corp. (The)

    3,392        224,822   

W.R. Grace & Co. a,b

    2,907        208,723   
   

 

 

 
      16,374,654   

COAL — 0.12%

   

Alpha Natural Resources Inc. a

    8,989        79,642   

Arch Coal Inc.

    8,675        61,766   

CONSOL Energy Inc.

    9,216        288,829   

Peabody Energy Corp.

    10,824        272,224   

Walter Energy Inc.

    2,541        95,415   
   

 

 

 
      797,876   

COMMERCIAL SERVICES — 1.78%

   

Aaron’s Inc.

    2,903        86,074   

ABM Industries Inc.

    1,877        41,144   

Acacia Research Corp. a,b

    2,081        53,128   

ADT Corp. (The)

    9,601        456,048   

Advisory Board Co. (The) a

    1,419        76,952   

Alliance Data Systems Corp. a,b

    2,043        321,977   

Apollo Group Inc. Class A a

    4,109        83,084   

Arbitron Inc.

    1,110        52,059   

Automatic Data Processing Inc.

    19,818        1,175,009   

Avis Budget Group Inc. a

    4,294        92,450   

Brink’s Co. (The)

    1,927        57,463   

Chemed Corp.

    811        61,271   

Convergys Corp.

    4,373        74,428   

CoreLogic Inc. a

    3,972        104,225   

Corporate Executive Board Co. (The)

    1,356        67,949   

Corrections Corp. of America

    4,055        153,644   

CoStar Group Inc. a,b

    1,055        98,938   

Deluxe Corp.

    2,074        76,302   

DeVry Inc.

    2,344        58,998   

Equifax Inc.

    4,830        283,521   

Euronet Worldwide Inc. a

    1,972        48,255   

FleetCor Technologies Inc. a

    1,688        101,010   

FTI Consulting Inc. a

    1,690        54,925   

Gartner Inc. a,b

    3,878        199,756   

Genpact Ltd. b

    5,560        93,130   

GEO Group Inc. (The)

    3,008        98,121   

Global Payments Inc.

    3,207        157,977   

H&R Block Inc.

    11,060        251,836   

Healthcare Services Group Inc.

    2,759        66,630   

Hertz Global Holdings Inc. a

    12,326        225,319   

HMS Holdings Corp. a,b

    3,465        94,456   

Iron Mountain Inc.

    6,943        237,520   

Lender Processing Services Inc.

    3,456        83,082   

Live Nation Entertainment Inc. a,b

    5,575        57,200   

Manpower Inc.

    3,147        162,071   

MasterCard Inc. Class A

    4,372        2,266,445   

Matthews International Corp. Class A

    1,176        38,526   

MAXIMUS Inc.

    1,431        98,124   

Monster Worldwide Inc. a,b

    5,033        29,191   

Moody’s Corp.

    7,914        433,845   

Morningstar Inc.

    904        61,192   

PAREXEL International Corp. a,b

    2,478        83,880   

Paychex Inc.

    13,284        433,457   

PHH Corp. a

    2,286        50,018   
Security   Shares     Value  
   

Quanta Services Inc. a

    8,858      $ 256,616   

R.R. Donnelley & Sons Co. b

    7,655        70,426   

Rent-A-Center Inc.

    2,400        85,632   

Robert Half International Inc.

    5,898        207,846   

Rollins Inc.

    2,626        64,915   

SAIC Inc.

    11,550        139,755   

SEI Investments Co.

    5,516        148,711   

Service Corp. International

    8,699        129,876   

Sotheby’s

    2,756        98,996   

Total System Services Inc.

    6,588        153,171   

Towers Watson & Co. Class A

    2,398        146,470   

United Rentals Inc. a,b

    3,833        194,026   

Valassis Communications Inc.

    1,483        41,613   

Verisk Analytics Inc. Class A a

    5,981        329,912   

Weight Watchers International Inc. b

    1,117        59,726   

Western Union Co.

    24,629        350,471   

WEX Inc. a,b

    1,571        123,496   
   

 

 

 
      11,502,288   

COMPUTERS — 5.92%

   

3D Systems Corp. a,b

    2,003        115,874   

Accenture PLC Class A

    26,192        1,882,943   

Apple Inc.

    38,528        17,542,184   

Brocade Communications Systems Inc. a,b

    19,252        110,121   

CACI International Inc. Class A a,b

    903        48,428   

Cadence Design Systems Inc. a,b

    11,528        160,585   

Cognizant Technology Solutions Corp. Class A a

    12,332        964,116   

Computer Sciences Corp.

    6,250        261,250   

Dell Inc.

    59,562        788,601   

Diebold Inc.

    2,597        76,456   

DST Systems Inc.

    1,246        83,407   

Electronics For Imaging Inc. a

    1,904        43,069   

EMC Corp. a

    86,358        2,125,270   

Fortinet Inc. a

    5,226        123,281   

Fusion-io Inc. a,b

    2,809        49,101   

Hewlett-Packard Co.

    80,600        1,330,706   

IHS Inc. Class A a

    2,039        209,813   

International Business Machines Corp.

    43,500        8,833,545   

j2 Global Inc.

    1,665        52,980   

Jack Henry & Associates Inc.

    3,504        145,346   

Lexmark International Inc. Class A b

    2,791        67,151   

Mentor Graphics Corp. a,b

    3,880        66,464   

MICROS Systems Inc. a

    3,285        151,209   

NCR Corp. a

    6,411        178,034   

NetApp Inc. a

    14,757        531,252   

Riverbed Technology Inc. a

    6,695        129,883   

SanDisk Corp. a

    9,831        491,452   

Seagate Technology PLC

    13,878        471,574   

Synaptics Inc. a

    1,380        48,410   

Synopsys Inc. a

    6,113        204,419   

Teradata Corp. a

    6,906        460,354   

Unisys Corp. a,b

    1,605        35,647   

Western Digital Corp.

    9,044        425,068   
   

 

 

 
      38,207,993   

COSMETICS & PERSONAL CARE — 1.74%

  

 

Avon Products Inc.

    17,668        300,003   

Colgate-Palmolive Co.

    18,157        1,949,517   

Estee Lauder Companies Inc. (The) Class A

    9,848        600,039   

Procter & Gamble Co. (The)

    111,982        8,416,567   
   

 

 

 
      11,266,126   
 

 

10   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

DISTRIBUTION & WHOLESALE — 0.42%

  

 

Arrow Electronics Inc. a

    4,343      $ 166,858   

Fastenal Co.

    11,009        546,927   

Fossil Inc. a

    2,248        237,344   

Genuine Parts Co.

    6,387        434,508   

Ingram Micro Inc. Class A a,b

    6,318        114,861   

LKQ Corp. a,b

    12,147        271,971   

Owens & Minor Inc.

    2,613        79,984   

Pool Corp.

    1,965        90,036   

United Stationers Inc.

    1,514        50,477   

W.W. Grainger Inc.

    2,425        528,214   

Watsco Inc.

    1,232        92,831   

WESCO International Inc. a,b

    1,765        128,721   
   

 

 

 
      2,742,732   

DIVERSIFIED FINANCIAL SERVICES — 2.33%

  

 

Affiliated Managers Group Inc. a

    2,104        302,829   

Air Lease Corp. a,b

    2,552        60,916   

American Express Co.

    39,832        2,342,520   

Ameriprise Financial Inc.

    8,480        562,394   

BlackRock Inc. c

    5,145        1,215,661   

CBOE Holdings Inc.

    3,678        124,611   

Charles Schwab Corp. (The)

    44,956        743,123   

CME Group Inc.

    12,509        723,520   

Discover Financial Services

    20,730        795,825   

E*TRADE Financial Corp. a

    10,632        112,805   

Eaton Vance Corp. NVS

    4,710        170,502   

Federated Investors Inc. Class B

    3,810        90,145   

Franklin Resources Inc.

    5,651        773,509   

Greenhill & Co. Inc.

    1,008        59,371   

IntercontinentalExchange Inc. a

    2,988        414,585   

Invesco Ltd.

    18,107        493,416   

Janus Capital Group Inc.

    7,578        70,475   

Jefferies Group Inc.

    5,204        103,716   

Legg Mason Inc.

    4,897        135,402   

NASDAQ OMX Group Inc. (The)

    4,820        136,502   

NYSE Euronext Inc.

    10,018        346,322   

Ocwen Financial Corp. a

    4,640        180,821   

Portfolio Recovery Associates Inc. a

    688        73,582   

Raymond James Financial Inc.

    4,469        199,451   

SLM Corp.

    19,101        322,616   

Stifel Financial Corp. a

    1,911        70,420   

T. Rowe Price Group Inc.

    10,451        746,724   

TD Ameritrade Holding Corp.

    9,177        177,942   

Visa Inc. Class A

    21,349        3,371,220   

Waddell & Reed Financial Inc. Class A

    3,504        139,109   
   

 

 

 
      15,060,034   

ELECTRIC — 3.01%

  

 

AES Corp. (The)

    25,362        274,924   

ALLETE Inc.

    1,491        68,795   

Alliant Energy Corp.

    4,499        206,234   

Ameren Corp.

    9,806        318,107   

American Electric Power Co. Inc.

    19,852        899,097   

Avista Corp.

    2,349        60,745   

Black Hills Corp.

    1,884        76,019   

Calpine Corp. a

    15,952        314,733   

Cleco Corp.

    2,478        105,935   

CMS Energy Corp.

    10,812        277,868   

Consolidated Edison Inc.

    11,965        680,569   
Security   Shares     Value  
   

Dominion Resources Inc.

    23,511      $ 1,272,180   

DTE Energy Co.

    7,075        447,918   

Duke Energy Corp.

    28,806        1,980,124   

Edison International

    13,376        644,589   

El Paso Electric Co.

    1,639        55,218   

Entergy Corp.

    7,248        468,221   

Exelon Corp.

    35,061        1,102,318   

FirstEnergy Corp.

    17,213        696,954   

Great Plains Energy Inc.

    6,330        135,462   

Hawaiian Electric Industries Inc.

    3,920        105,722   

IDACORP Inc.

    2,017        93,609   

Integrys Energy Group Inc.

    3,175        173,641   

ITC Holdings Corp.

    2,093        169,533   

MDU Resources Group Inc.

    7,789        181,640   

National Fuel Gas Co.

    3,452        187,789   

NextEra Energy Inc.

    17,310        1,247,186   

Northeast Utilities

    12,741        518,941   

NorthWestern Corp.

    1,452        53,709   

NRG Energy Inc.

    13,254        318,096   

NV Energy Inc.

    9,515        180,119   

OGE Energy Corp.

    4,045        237,482   

Pepco Holdings Inc.

    9,555        186,514   

PG&E Corp.

    17,564        748,929   

Pinnacle West Capital Corp.

    4,551        242,932   

PNM Resources Inc.

    3,255        69,527   

Portland General Electric Co.

    3,076        88,343   

PPL Corp.

    23,868        722,962   

Public Service Enterprise Group Inc.

    20,643        643,649   

SCANA Corp.

    5,405        253,008   

Southern Co. (The)

    35,840        1,585,203   

TECO Energy Inc.

    8,216        145,998   

UIL Holdings Corp.

    2,051        76,318   

UNS Energy Corp.

    1,699        76,948   

Westar Energy Inc.

    5,235        157,416   

Wisconsin Energy Corp.

    9,359        369,025   

Xcel Energy Inc.

    19,814        550,433   
   

 

 

 
      19,470,682   

ELECTRICAL COMPONENTS & EQUIPMENT — 0.49%

  

Acuity Brands Inc.

    1,742        119,850   

AMETEK Inc.

    9,899        405,760   

Belden Inc.

    1,737        83,637   

Emerson Electric Co.

    29,613        1,695,344   

Energizer Holdings Inc.

    2,575        224,051   

EnerSys Inc. a

    1,954        79,977   

General Cable Corp. a,b

    2,101        70,636   

GrafTech International Ltd. a,b

    5,304        50,918   

Hubbell Inc. Class B

    2,143        195,120   

Littelfuse Inc.

    954        61,065   

Molex Inc.

    5,715        155,219   

Universal Display Corp. a,b

    1,639        45,597   
   

 

 

 
      3,187,174   

ELECTRONICS — 1.28%

  

 

Agilent Technologies Inc.

    14,173        634,667   

Amphenol Corp. Class A

    6,515        440,219   

Avnet Inc. a

    5,663        200,244   

Benchmark Electronics Inc. a,b

    2,438        42,811   

Brady Corp. Class A

    2,001        69,815   

Cymer Inc. a

    1,238        127,477   

ESCO Technologies Inc.

    1,079        44,422   
 

 

     11   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

FEI Co.

    1,532      $ 93,391   

FLIR Systems Inc.

    5,989        142,359   

Garmin Ltd. b

    4,446        168,459   

Gentex Corp.

    5,815        111,241   

Honeywell International Inc.

    32,111        2,191,255   

Itron Inc. a

    1,649        76,497   

Jabil Circuit Inc.

    7,507        141,957   

Mettler-Toledo International Inc. a,b

    1,253        266,300   

National Instruments Corp.

    3,791        107,664   

PerkinElmer Inc.

    4,634        163,302   

Plexus Corp. a

    1,432        36,545   

TE Connectivity Ltd.

    17,367        675,229   

Tech Data Corp. a

    1,484        75,550   

Thermo Fisher Scientific Inc.

    14,767        1,065,291   

Trimble Navigation Ltd. a

    5,209        325,563   

Tyco International Ltd.

    19,091        577,121   

Vishay Intertechnology Inc. a,b

    4,983        54,763   

Waters Corp. a

    3,551        325,165   

Woodward Inc.

    2,354        90,417   
   

 

 

 
      8,247,724   

ENGINEERING & CONSTRUCTION — 0.26%

  

 

AECOM Technology Corp. a

    4,588        117,315   

Aegion Corp. a

    1,592        37,444   

EMCOR Group Inc.

    2,709        98,418   

Fluor Corp.

    6,774        439,158   

Foster Wheeler AG a

    4,353        113,657   

Granite Construction Inc.

    1,397        50,795   

Jacobs Engineering Group Inc. a

    5,233        251,760   

KBR Inc.

    6,101        190,473   

McDermott International Inc. a,b

    9,497        115,579   

Shaw Group Inc. (The) a

    2,664        126,060   

URS Corp.

    3,232        134,063   
   

 

 

 
      1,674,722   

ENTERTAINMENT — 0.16%

  

 

Bally Technologies Inc. a

    1,773        85,388   

Cinemark Holdings Inc.

    4,025        113,263   

Dolby Laboratories Inc. Class A

    2,105        68,013   

DreamWorks Animation SKG Inc. Class A a,b

    2,766        48,156   

International Game Technology

    10,883        167,272   

Madison Square Garden Inc. Class A a,b

    2,524        131,298   

Marriott Vacations Worldwide Corp. a

    1,071        47,531   

Penn National Gaming Inc. a,b

    2,620        127,489   

Regal Entertainment Group Class A

    3,250        48,523   

Six Flags Entertainment Corp.

    2,235        140,671   

Vail Resorts Inc.

    1,466        77,478   
   

 

 

 
      1,055,082   

ENVIRONMENTAL CONTROL — 0.31%

  

 

Clean Harbors Inc. a

    2,161        120,130   

Covanta Holding Corp.

    5,583        110,097   

Darling International Inc. a

    4,772        80,504   

Mine Safety Appliances Co.

    1,323        61,149   

Republic Services Inc.

    12,134        386,953   

Stericycle Inc. a

    3,485        328,810   

Tetra Tech Inc. a

    2,547        72,997   

Waste Connections Inc.

    5,091        183,378   

Waste Management Inc.

    17,814        648,073   
   

 

 

 
      1,992,091   
Security   Shares     Value  
   

FOOD — 1.82%

  

 

B&G Foods Inc. Class A

    2,141      $ 67,870   

Campbell Soup Co.

    7,351        269,855   

ConAgra Foods Inc.

    16,603        542,752   

Dean Foods Co. a

    7,520        137,691   

Flowers Foods Inc.

    4,680        125,798   

Fresh Del Monte Produce Inc.

    1,582        41,686   

Fresh Market Inc. (The) a

    1,711        83,651   

General Mills Inc.

    26,402        1,107,300   

H.J. Heinz Co.

    13,079        792,980   

Hain Celestial Group Inc. a,b

    1,861        106,058   

Harris Teeter Supermarkets Inc.

    2,050        85,054   

Hershey Co. (The)

    6,139        487,743   

Hillshire Brands Co.

    5,070        157,069   

Hormel Foods Corp.

    5,462        189,040   

Ingredion Inc.

    3,101        204,883   

J.M. Smucker Co. (The)

    4,475        396,619   

Kellogg Co.

    10,126        592,371   

Kraft Foods Group Inc.

    24,295        1,122,915   

Kroger Co. (The)

    21,048        583,030   

Lancaster Colony Corp.

    807        57,668   

McCormick & Co. Inc. NVS

    5,454        340,057   

Mondelez International Inc. Class A

    72,923        2,026,530   

Post Holdings Inc. a,b

    1,437        54,592   

Safeway Inc. b

    9,831        189,247   

Smithfield Foods Inc. a

    5,270        122,844   

Sysco Corp.

    23,954        761,019   

TreeHouse Foods Inc. a

    1,479        78,283   

Tyson Foods Inc. Class A

    11,656        257,831   

United Natural Foods Inc. a

    1,978        106,772   

Whole Foods Market Inc.

    7,046        678,177   
   

 

 

 
      11,767,385   

FOREST PRODUCTS & PAPER — 0.18%

  

 

Domtar Corp.

    1,482        123,347   

International Paper Co.

    17,942        743,158   

MeadWestvaco Corp.

    7,215        226,190   

Resolute Forest Products Inc. a

    4,159        56,729   
   

 

 

 
      1,149,424   

GAS — 0.41%

  

 

AGL Resources Inc.

    4,730        197,714   

Atmos Energy Corp.

    3,675        137,298   

CenterPoint Energy Inc.

    17,562        358,967   

Laclede Group Inc. (The)

    861        34,371   

New Jersey Resources Corp.

    1,701        71,493   

NiSource Inc.

    12,657        342,119   

Northwest Natural Gas Co.

    1,082        49,144   

Piedmont Natural Gas Co.

    2,921        92,771   

Questar Corp.

    7,220        167,721   

Sempra Energy

    9,155        687,083   

South Jersey Industries Inc.

    1,214        65,896   

Southwest Gas Corp.

    1,864        83,023   

UGI Corp.

    4,489        158,192   

Vectren Corp.

    3,308        104,400   

WGL Holdings Inc.

    2,103        88,179   
   

 

 

 
      2,638,371   
 

 

12   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

HAND & MACHINE TOOLS — 0.18%

  

 

Kennametal Inc.

    3,239      $ 132,831   

Lincoln Electric Holdings Inc.

    3,435        185,250   

Regal Beloit Corp.

    1,815        134,600   

Snap-on Inc.

    2,372        192,180   

Stanley Black & Decker Inc.

    6,858        526,900   
   

 

 

 
      1,171,761   

HEALTH CARE — PRODUCTS — 1.93%

  

 

Alere Inc. a

    3,077        65,417   

Baxter International Inc.

    22,561        1,530,538   

Becton, Dickinson and Co.

    8,086        679,547   

Boston Scientific Corp. a

    56,720        423,698   

C.R. Bard Inc.

    3,166        323,154   

CareFusion Corp. a

    9,208        285,816   

Cepheid Inc. a,b

    2,800        101,416   

Cooper Companies Inc. (The)

    1,915        194,085   

Covidien PLC

    19,393        1,208,960   

Edwards Lifesciences Corp. a

    4,701        422,761   

Haemonetics Corp. a,b

    2,084        87,403   

Henry Schein Inc. a

    3,585        309,529   

Hill-Rom Holdings Inc.

    2,545        84,443   

Hologic Inc. a

    11,080        264,147   

Hospira Inc. a

    6,783        231,436   

IDEXX Laboratories Inc. a,b

    2,220        211,366   

Intuitive Surgical Inc. a

    1,623        932,219   

Masimo Corp.

    2,213        44,924   

Medtronic Inc.

    41,384        1,928,494   

PSS World Medical Inc. a

    2,059        59,567   

ResMed Inc.

    5,834        255,529   

Sirona Dental Systems Inc. a

    2,274        151,153   

St. Jude Medical Inc.

    12,689        516,442   

Steris Corp.

    2,483        93,684   

Stryker Corp.

    11,826        740,899   

TECHNE Corp.

    1,381        98,990   

Teleflex Inc.

    1,665        124,875   

Thoratec Corp. a

    2,449        89,462   

Varian Medical Systems Inc. a

    4,467        315,594   

Volcano Corp. a,b

    2,127        53,260   

West Pharmaceutical Services Inc.

    1,374        81,355   

Zimmer Holdings Inc.

    7,092        529,063   
   

 

 

 
      12,439,226   

HEALTH CARE — SERVICES — 1.26%

  

 

Aetna Inc.

    13,664        659,015   

Brookdale Senior Living Inc. a

    4,106        110,903   

Centene Corp. a

    2,196        94,779   

Cigna Corp.

    11,718        683,628   

Community Health Systems Inc.

    3,769        144,466   

Covance Inc. a

    2,264        151,031   

Coventry Health Care Inc.

    5,462        250,324   

DaVita HealthCare Partners Inc. a

    3,469        400,357   

HCA Holdings Inc.

    6,794        255,794   

Health Management Associates Inc. Class A a

    10,293        107,459   

Health Net Inc. a

    3,394        92,317   

HealthSouth Corp. a,b

    3,859        92,076   

Humana Inc.

    6,523        485,050   

Laboratory Corp. of America Holdings a

    3,879        347,171   

LifePoint Hospitals Inc. a

    1,973        86,240   

Magellan Health Services Inc. a

    1,164        59,713   
Security   Shares     Value  
   

MEDNAX Inc. a,b

    1,987      $ 170,008   

Quest Diagnostics Inc.

    6,438        373,082   

Tenet Healthcare Corp. a

    4,364        169,454   

UnitedHealth Group Inc.

    41,792        2,307,336   

Universal Health Services Inc. Class B

    3,660        207,302   

WellCare Health Plans Inc. a

    1,751        88,793   

WellPoint Inc.

    12,411        804,481   
   

 

 

 
      8,140,779   

HOLDING COMPANIES — DIVERSIFIED — 0.03%

  

 

Leucadia National Corp.

    7,927        201,742   
   

 

 

 
      201,742   

HOME BUILDERS — 0.23%

  

 

D.R. Horton Inc.

    11,305        267,476   

Lennar Corp. Class A

    6,742        280,063   

M.D.C. Holdings Inc.

    1,506        59,216   

NVR Inc. a

    188        193,576   

PulteGroup Inc. a

    13,758        285,341   

Ryland Group Inc. (The)

    1,805        71,694   

Thor Industries Inc.

    1,699        71,494   

Toll Brothers Inc. a

    6,102        228,520   
   

 

 

 
      1,457,380   

HOME FURNISHINGS — 0.10%

  

 

Harman International Industries Inc.

    2,833        126,862   

Tempur-Pedic International Inc. a,b

    2,534        98,725   

TiVo Inc. a,b

    4,960        66,166   

Whirlpool Corp.

    3,153        363,793   
   

 

 

 
      655,546   

HOUSEHOLD PRODUCTS & WARES — 0.43%

  

 

Avery Dennison Corp.

    4,041        155,619   

Church & Dwight Co. Inc.

    5,691        328,883   

Clorox Co. (The)

    5,294        415,102   

Jarden Corp.

    3,062        180,168   

Kimberly-Clark Corp.

    16,026        1,434,487   

Scotts Miracle-Gro Co. (The) Class A

    1,493        65,274   

Tupperware Brands Corp.

    2,223        169,393   
   

 

 

 
      2,748,926   

HOUSEWARES — 0.06%

  

 

Newell Rubbermaid Inc.

    11,831        277,792   

Toro Co. (The)

    2,420        106,552   
   

 

 

 
      384,344   

INSURANCE — 4.25%

  

 

ACE Ltd.

    13,951        1,190,439   

Aflac Inc.

    19,161        1,016,683   

Alleghany Corp. a

    701        252,774   

Allied World Assurance Co. Holdings Ltd.

    1,436        121,816   

Allstate Corp. (The)

    19,694        864,567   

American Financial Group Inc.

    3,211        136,660   

American International Group Inc. a

    60,451        2,286,861   

Aon PLC

    13,084        755,470   

Arch Capital Group Ltd. a

    5,648        262,180   

Argo Group International Holdings Ltd.

    939        33,888   
 

 

     13   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Arthur J. Gallagher & Co.

    5,131      $ 189,590   

Aspen Insurance Holdings Ltd.

    2,867        97,793   

Assurant Inc.

    3,240        123,898   

Assured Guaranty Ltd.

    8,035        145,675   

Axis Capital Holdings Ltd.

    4,762        182,242   

Berkshire Hathaway Inc. Class B a

    74,712        7,241,834   

Brown & Brown Inc.

    4,748        129,810   

Chubb Corp. (The)

    10,758        863,975   

Cincinnati Financial Corp.

    5,972        253,452   

CNO Financial Group Inc.

    9,128        93,745   

Endurance Specialty Holdings Ltd.

    1,846        79,230   

Erie Indemnity Co. Class A

    994        70,912   

Everest Re Group Ltd.

    2,136        247,370   

Fidelity National Financial Inc. Class A

    8,597        215,785   

First American Financial Corp.

    4,268        101,962   

Genworth Financial Inc. Class A a

    19,920        182,666   

Hanover Insurance Group Inc. (The)

    1,863        77,426   

Hartford Financial Services Group Inc. (The)

    17,726        439,605   

HCC Insurance Holdings Inc.

    4,126        159,594   

Horace Mann Educators Corp.

    1,628        35,393   

Kemper Corp.

    2,277        75,847   

Lincoln National Corp.

    11,293        327,271   

Loews Corp.

    12,764        553,575   

Markel Corp. a

    372        177,120   

Marsh & McLennan Companies Inc.

    22,308        791,488   

MBIA Inc. a

    5,388        46,391   

Mercury General Corp.

    1,078        42,689   

MetLife Inc.

    44,779        1,672,048   

Montpelier Re Holdings Ltd.

    2,133        52,003   

Old Republic International Corp.

    9,925        113,145   

PartnerRe Ltd.

    2,539        222,645   

Platinum Underwriters Holdings Ltd.

    1,332        64,908   

Principal Financial Group Inc.

    11,336        351,529   

ProAssurance Corp.

    2,591        116,699   

Progressive Corp. (The)

    22,915        515,358   

Protective Life Corp.

    3,385        107,101   

Prudential Financial Inc.

    19,065        1,103,482   

Reinsurance Group of America Inc.

    2,999        172,113   

RenaissanceRe Holdings Ltd.

    2,011        172,222   

RLI Corp.

    715        49,342   

Selective Insurance Group Inc.

    2,178        44,671   

StanCorp Financial Group Inc.

    1,805        70,196   

Torchmark Corp.

    3,831        213,425   

Travelers Companies Inc. (The)

    15,630        1,226,330   

Unum Group

    11,282        262,983   

Validus Holdings Ltd.

    4,143        150,847   

W.R. Berkley Corp.

    4,583        188,682   

White Mountains Insurance Group Ltd. b

    228        125,550   

Willis Group Holdings PLC

    7,052        251,827   

XL Group PLC

    12,353        342,425   
   

 

 

 
      27,457,207   

INTERNET — 3.40%

  

 

Amazon.com Inc. a

    14,827        3,936,569   

AOL Inc. a

    3,410        104,517   

eBay Inc. a

    47,703        2,668,029   

Equinix Inc. a

    1,979        426,336   

Expedia Inc.

    3,807        248,407   

F5 Networks Inc. a

    3,238        339,601   

Facebook Inc. Class A a

    20,436        632,903   

Google Inc. Class A a

    10,901        8,237,777   

IAC/InterActiveCorp

    3,325        137,156   
Security   Shares     Value  
   

Liberty Interactive Corp. Series A a

    21,113      $ 448,862   

Liberty Ventures Series A a

    1,173        87,541   

LinkedIn Corp. Class A a

    2,738        338,937   

Netflix Inc. a

    2,267        374,599   

OpenTable Inc. a

    953        50,214   

Priceline.com Inc. a

    2,044        1,401,101   

Rackspace Hosting Inc. a

    4,432        333,951   

Shutterfly Inc. a

    1,216        40,225   

Symantec Corp. a

    28,530        621,098   

TIBCO Software Inc. a

    6,281        147,227   

TripAdvisor Inc. a,b

    4,525        209,417   

ValueClick Inc. a

    2,805        57,418   

VeriSign Inc. a

    6,391        277,433   

WebMD Health Corp. a

    2,225        36,779   

Yahoo! Inc. a

    42,591        836,061   
   

 

 

 
      21,992,158   

IRON & STEEL — 0.25%

  

 

Allegheny Technologies Inc.

    4,338        137,298   

Carpenter Technology Corp.

    1,880        98,380   

Cliffs Natural Resources Inc.

    5,871        219,047   

Commercial Metals Co.

    4,708        78,388   

Nucor Corp.

    13,043        600,109   

Reliance Steel & Aluminum Co.

    3,032        196,231   

Steel Dynamics Inc.

    8,887        135,171   

United States Steel Corp. b

    5,819        130,055   
   

 

 

 
      1,594,679   

LEISURE TIME — 0.29%

  

 

Brunswick Corp.

    3,598        130,104   

Carnival Corp.

    18,155        702,962   

Harley-Davidson Inc.

    9,289        486,929   

Life Time Fitness Inc. a,b

    1,629        82,639   

Polaris Industries Inc.

    2,658        231,485   

Royal Caribbean Cruises Ltd.

    5,926        214,521   

WMS Industries Inc. a

    2,310        57,173   
   

 

 

 
      1,905,813   

LODGING — 0.45%

  

 

Choice Hotels International Inc.

    1,116        40,221   

Hyatt Hotels Corp. Class A a,b

    2,339        93,724   

Las Vegas Sands Corp.

    14,455        798,639   

Marriott International Inc. Class A

    10,149        405,757   

MGM Resorts International a

    15,338        195,866   

Orient-Express Hotels Ltd. Class A a,b

    3,872        44,992   

Ryman Hospitality Properties Inc. b

    2,389        95,488   

Starwood Hotels & Resorts Worldwide Inc.

    7,978        489,929   

Wyndham Worldwide Corp.

    5,791        323,080   

Wynn Resorts Ltd.

    3,219        403,083   
   

 

 

 
      2,890,779   

MACHINERY — 1.35%

  

 

AGCO Corp. a

    3,930        208,290   

Applied Industrial Technologies Inc.

    1,765        77,589   

Babcock & Wilcox Co. (The)

    4,996        133,093   

Briggs & Stratton Corp.

    2,019        47,911   

Caterpillar Inc.

    26,794        2,636,262   

Chart Industries Inc. a,b

    1,203        79,627   

Cognex Corp.

    1,577        62,544   
 

 

14   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Cummins Inc.

    7,273      $ 835,159   

Deere & Co.

    16,022        1,507,029   

Flowserve Corp.

    2,066        323,887   

Gardner Denver Inc.

    2,056        144,681   

Graco Inc.

    2,478        141,742   

IDEX Corp.

    3,391        169,177   

Joy Global Inc.

    4,382        276,811   

Manitowoc Co. Inc. (The)

    5,327        93,755   

Middleby Corp. (The) a,b

    768        108,564   

Nordson Corp.

    2,270        153,497   

Robbins & Myers Inc.

    1,766        102,922   

Rockwell Automation Inc.

    5,735        511,505   

Roper Industries Inc.

    4,017        471,797   

Terex Corp. a

    4,462        144,479   

Wabtec Corp.

    1,960        183,495   

Xylem Inc.

    7,552        210,927   

Zebra Technologies Corp. Class A a

    2,127        92,057   
   

 

 

 
      8,716,800   

MANUFACTURING — 3.17%

  

 

3M Co.

    26,086        2,622,947   

A.O. Smith Corp.

    1,638        113,481   

Actuant Corp. Class A

    2,850        84,018   

AptarGroup Inc.

    2,750        141,708   

Carlisle Companies Inc.

    2,627        168,522   

CLARCOR Inc.

    2,061        103,998   

Colfax Corp. a

    2,720        121,339   

Crane Co.

    1,896        95,331   

Danaher Corp.

    23,793        1,425,914   

Donaldson Co. Inc.

    5,564        209,262   

Dover Corp.

    7,370        509,857   

Eaton Corp. PLC

    18,954        1,079,430   

General Electric Co.

    429,475        9,568,703   

Harsco Corp.

    3,291        83,888   

Hexcel Corp. a,b

    4,017        107,615   

Hillenbrand Inc.

    2,541        62,890   

Illinois Tool Works Inc.

    17,474        1,097,891   

Ingersoll-Rand PLC

    11,529        592,475   

ITT Corp.

    3,790        97,327   

Leggett & Platt Inc.

    5,692        167,572   

Pall Corp.

    4,600        314,180   

Parker Hannifin Corp.

    6,079        565,165   

Pentair Ltd. Registered

    8,522        431,895   

Polypore International Inc. a,b

    1,941        74,903   

SPX Corp.

    2,077        155,007   

Textron Inc.

    11,650        335,054   

Trinity Industries Inc.

    3,244        128,787   
   

 

 

 
      20,459,159   

MEDIA — 3.35%

  

 

AMC Networks Inc. Class A a,b

    2,379        135,532   

Cablevision NY Group Class A

    8,628        126,314   

CBS Corp. Class B NVS

    24,229        1,010,834   

Charter Communications Inc. Class A a

    1,873        146,038   

Comcast Corp. Class A

    108,840        4,144,627   

DIRECTV a

    24,759        1,266,175   

Discovery Communications Inc. Series A a

    9,829        681,936   

DISH Network Corp. Class A

    9,379        349,555   

FactSet Research Systems Inc.

    1,696        156,914   

Gannett Co. Inc.

    9,249        181,558   

John Wiley & Sons Inc. Class A

    1,878        71,927   
Security   Shares     Value  
   

Liberty Global Inc. Series A a

    10,143      $ 692,666   

Liberty Media Corp. a

    4,548        507,148   

McGraw-Hill Companies Inc. (The)

    11,404        655,958   

Meredith Corp. b

    1,485        53,846   

New York Times Co. (The) Class A a

    5,204        46,107   

News Corp. Class A NVS

    82,509        2,288,800   

Nielsen Holdings NV a

    5,089        165,443   

Scholastic Corp.

    977        28,978   

Scripps Networks Interactive Inc. Class A

    3,533        218,233   

Sirius XM Radio Inc.

    134,078        421,005   

Starz Liberty Capital Series A a

    4,548        72,495   

Time Warner Cable Inc.

    12,362        1,104,421   

Time Warner Inc.

    38,835        1,961,944   

Viacom Inc. Class B NVS

    18,953        1,143,814   

Walt Disney Co. (The)

    72,611        3,912,281   

Washington Post Co. (The) Class B

    193        74,436   
   

 

 

 
      21,618,985   

METAL FABRICATE & HARDWARE — 0.24%

  

 

Mueller Industries Inc.

    1,147        61,204   

Precision Castparts Corp.

    5,958        1,092,697   

Timken Co. (The)

    3,213        172,249   

Valmont Industries Inc.

    929        135,374   

Worthington Industries Inc.

    2,208        60,676   
   

 

 

 
      1,522,200   

MINING — 0.55%

  

 

Alcoa Inc.

    43,564        385,106   

Allied Nevada Gold Corp. a,b

    3,333        78,959   

Coeur d’Alene Mines Corp. a

    3,671        79,661   

Compass Minerals International Inc.

    1,341        96,619   

Freeport-McMoRan Copper & Gold Inc.

    38,912        1,371,648   

Hecla Mining Co.

    11,323        59,446   

Kaiser Aluminum Corp.

    677        42,082   

Molycorp Inc. a,b

    4,308        31,793   

Newmont Mining Corp.

    20,287        871,529   

Royal Gold Inc.

    2,618        195,486   

Stillwater Mining Co. a

    4,688        63,100   

Vulcan Materials Co.

    5,328        301,352   
   

 

 

 
      3,576,781   

OFFICE & BUSINESS EQUIPMENT — 0.08%

  

 

Pitney Bowes Inc.

    8,300        119,603   

Xerox Corp.

    52,284        418,795   
   

 

 

 
      538,398   

OFFICE FURNISHINGS — 0.02%

  

 

Herman Miller Inc.

    2,349        58,020   

HNI Corp.

    1,903        60,078   
   

 

 

 
      118,098   

OIL & GAS — 8.34%

  

 

Anadarko Petroleum Corp.

    20,447        1,636,169   

Apache Corp.

    16,051        1,344,432   

Atwood Oceanics Inc. a

    2,307        121,740   

Berry Petroleum Co. Class A b

    1,871        68,890   

Bill Barrett Corp. a

    2,124        33,920   

Cabot Oil & Gas Corp.

    8,532        450,319   
 

 

     15   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Carrizo Oil & Gas Inc. a

    1,424      $ 30,587   

Cheniere Energy Inc. a

    9,250        196,377   

Chesapeake Energy Corp.

    21,153        426,868   

Chevron Corp.

    80,158        9,230,194   

Cimarex Energy Co.

    3,495        223,191   

Cobalt International Energy Inc. a

    7,202        174,360   

Comstock Resources Inc. a,b

    1,932        28,188   

Concho Resources Inc. a

    4,253        387,959   

ConocoPhillips

    49,760        2,886,080   

Continental Resources Inc. a

    2,348        195,166   

Denbury Resources Inc. a

    16,023        298,508   

Devon Energy Corp.

    15,390        880,154   

Diamond Offshore Drilling Inc.

    2,864        215,058   

Energen Corp.

    2,950        142,013   

Ensco PLC Class A

    9,451        600,800   

EOG Resources Inc.

    11,058        1,382,029   

EQT Corp.

    6,125        363,886   

EXCO Resources Inc.

    6,146        39,396   

Exxon Mobil Corp.

    186,737        16,800,728   

Forest Oil Corp. a

    4,632        32,239   

Gulfport Energy Corp. a

    2,426        100,121   

Helmerich & Payne Inc.

    4,356        280,265   

Hess Corp.

    12,148        815,860   

HollyFrontier Corp.

    8,365        436,820   

Kodiak Oil & Gas Corp. a

    11,041        101,577   

Marathon Oil Corp.

    28,842        969,380   

Marathon Petroleum Corp.

    13,837        1,026,844   

McMoRan Exploration Co. a,b

    3,856        60,963   

Murphy Oil Corp.

    7,543        448,959   

Nabors Industries Ltd. a

    11,712        195,239   

Newfield Exploration Co. a

    5,381        158,739   

Noble Corp.

    10,325        418,162   

Noble Energy Inc.

    7,254        781,909   

Oasis Petroleum Inc. a,b

    2,870        102,976   

Occidental Petroleum Corp.

    33,204        2,930,917   

Patterson-UTI Energy Inc. b

    6,293        128,000   

Phillips 66

    25,697        1,556,467   

Pioneer Natural Resources Co.

    5,004        588,170   

Plains Exploration & Production Co. a

    5,270        251,642   

QEP Resources Inc.

    7,211        211,643   

Range Resources Corp.

    6,598        443,188   

Rosetta Resources Inc. a

    2,170        115,053   

Rowan Companies PLC a

    5,143        177,331   

SandRidge Energy Inc. a,b

    14,193        100,486   

SM Energy Co.

    2,750        159,940   

Southwestern Energy Co. a

    14,193        486,820   

Tesoro Corp.

    5,704        277,728   

Transocean Ltd.

    14,760        837,040   

Ultra Petroleum Corp. a,b

    6,194        112,855   

Unit Corp. a

    1,743        83,891   

Valero Energy Corp.

    22,564        986,724   

Whiting Petroleum Corp. a

    4,821        229,383   

WPX Energy Inc. a

    7,956        119,579   
   

 

 

 
      53,883,922   

OIL & GAS SERVICES — 1.70%

  

 

Baker Hughes Inc.

    17,901        800,533   

Cameron International Corp. a

    10,152        642,723   

CARBO Ceramics Inc.

    813        65,129   

Core Laboratories NV

    1,898        242,261   

Dresser-Rand Group Inc. a,b

    3,068        187,301   

Dril-Quip Inc. a

    1,482        120,175   
Security   Shares     Value  
   

Exterran Holdings Inc. a,b

    2,631      $ 61,145   

FMC Technologies Inc. a

    9,659        457,354   

Halliburton Co.

    38,040        1,547,467   

Helix Energy Solutions Group Inc. a

    4,122        97,774   

Key Energy Services Inc. a,b

    6,132        49,853   

Lufkin Industries Inc.

    1,413        81,827   

National Oilwell Varco Inc.

    17,498        1,297,302   

Oceaneering International Inc.

    4,458        281,790   

Oil States International Inc. a

    2,258        175,176   

Schlumberger Ltd.

    54,323        4,239,910   

SEACOR Holdings Inc.

    772        70,229   

Superior Energy Services Inc. a

    6,594        164,652   

Weatherford International Ltd. a

    31,400        419,190   
   

 

 

 
      11,001,791   

PACKAGING & CONTAINERS — 0.25%

  

 

Ball Corp.

    6,223        277,048   

Bemis Co. Inc.

    4,206        150,070   

Crown Holdings Inc. a

    5,993        226,895   

Greif Inc. Class A

    1,271        59,712   

Owens-Illinois Inc. a

    6,725        160,055   

Packaging Corp. of America

    4,066        156,256   

Rock-Tenn Co. Class A

    2,901        229,034   

Sealed Air Corp.

    7,934        148,524   

Silgan Holdings Inc.

    1,924        82,540   

Sonoco Products Co.

    4,082        126,501   
   

 

 

 
      1,616,635   

PHARMACEUTICALS — 6.41%

  

 

Abbott Laboratories

    64,803        2,195,526   

AbbVie Inc.

    64,774        2,376,558   

Actavis Inc. a

    5,214        450,437   

Align Technology Inc. a,b

    2,967        93,045   

Alkermes PLC a

    5,051        116,426   

Allergan Inc.

    12,614        1,324,596   

AmerisourceBergen Corp.

    9,646        437,639   

Auxilium Pharmaceuticals Inc. a

    1,961        36,082   

BioMarin Pharmaceutical Inc. a,b

    5,092        279,500   

Bristol-Myers Squibb Co.

    67,539        2,440,859   

Cardinal Health Inc.

    13,946        610,974   

DENTSPLY International Inc.

    5,818        242,960   

Eli Lilly and Co.

    41,761        2,242,148   

Endo Health Solutions Inc. a

    4,744        150,195   

Express Scripts Holding Co. a

    33,496        1,789,356   

Forest Laboratories Inc. a

    9,552        346,738   

Herbalife Ltd. b

    4,527        164,421   

Impax Laboratories Inc. a,b

    2,663        53,686   

Isis Pharmaceuticals Inc. a,b

    3,875        56,304   

Jazz Pharmaceuticals PLC a

    1,951        110,017   

Johnson & Johnson

    113,499        8,389,846   

McKesson Corp.

    9,653        1,015,785   

Mead Johnson Nutrition Co. Class A

    8,333        633,308   

Medivation Inc. a

    3,022        164,276   

Merck & Co. Inc.

    124,502        5,384,711   

Mylan Inc. a

    16,588        468,943   

Nektar Therapeutics a,b

    4,604        39,456   

Omnicare Inc.

    4,446        173,172   

Onyx Pharmaceuticals Inc. a,b

    2,740        212,405   

Patterson Companies Inc.

    3,451        124,685   

Perrigo Co.

    3,611        362,942   

Pfizer Inc.

    301,536        8,225,902   
 

 

16   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Pharmacyclics Inc. a,b

    2,025      $ 140,393   

Questcor Pharmaceuticals Inc. b

    2,388        60,846   

Salix Pharmaceuticals Ltd. a,b

    1,955        93,645   

Theravance Inc. a,b

    2,740        60,965   

VCA Antech Inc. a

    3,504        75,686   

ViroPharma Inc. a

    2,875        76,648   

VIVUS Inc. a,b

    4,091        49,542   

Warner Chilcott PLC Class A

    7,132        101,060   
   

 

 

 
      41,371,683   

PIPELINES — 0.49%

  

 

Kinder Morgan Inc.

    25,810        966,843   

ONEOK Inc.

    8,426        396,106   

SemGroup Corp. Class A a

    1,707        73,674   

Spectra Energy Corp.

    27,176        754,949   

Williams Companies Inc. (The)

    27,670        969,834   
   

 

 

 
      3,161,406   

REAL ESTATE — 0.12%

  

 

Alexander & Baldwin Inc. a

    1,637        55,003   

CBRE Group Inc. Class A a

    12,438        268,412   

Forest City Enterprises Inc. Class A a

    5,417        91,602   

Howard Hughes Corp. (The) a

    1,173        84,456   

Jones Lang LaSalle Inc.

    1,777        163,733   

St. Joe Co. (The) a,b

    3,768        88,548   
   

 

 

 
      751,754   

REAL ESTATE INVESTMENT TRUSTS — 3.40%

  

 

Alexandria Real Estate Equities Inc.

    2,636        191,110   

American Campus Communities Inc.

    4,200        195,594   

American Capital Agency Corp.

    14,022        443,516   

American Tower Corp.

    16,208        1,234,239   

Annaly Capital Management Inc. b

    39,927        593,715   

Apartment Investment and Management Co. Class A

    6,013        164,035   

ARMOUR Residential REIT Inc.

    12,591        90,403   

AvalonBay Communities Inc.

    4,669        605,990   

BioMed Realty Trust Inc. b

    6,249        127,167   

Boston Properties Inc.

    6,141        646,524   

Brandywine Realty Trust

    6,113        77,818   

BRE Properties Inc. Class A

    3,202        162,918   

Camden Property Trust

    3,483        241,685   

CBL & Associates Properties Inc.

    6,678        143,510   

Chimera Investment Corp.

    41,816        127,539   

Colonial Properties Trust b

    3,532        77,386   

CommonWealth REIT

    3,388        55,699   

Corporate Office Properties Trust

    3,256        86,154   

CYS Investments Inc.

    6,977        90,701   

DCT Industrial Trust Inc.

    11,497        81,169   

DDR Corp. b

    9,978        165,535   

DiamondRock Hospitality Co. b

    7,926        72,285   

Digital Realty Trust Inc.

    5,109        346,952   

Douglas Emmett Inc.

    5,294        123,456   

Duke Realty Corp.

    12,716        195,954   

DuPont Fabros Technology Inc. b

    2,530        59,809   

EastGroup Properties Inc. b

    1,245        69,770   

Entertainment Properties Trust b

    1,887        88,425   

Equity Lifestyle Properties, Inc.

    1,552        111,123   

Equity Residential

    13,132        727,381   

Essex Property Trust Inc. b

    1,518        233,438   

Extra Space Storage Inc.

    4,186        166,770   
Security   Shares     Value  
   

Federal Realty Investment Trust

    2,609      $ 276,163   

Franklin Street Properties Corp. b

    3,006        39,078   

General Growth Properties Inc. b

    18,520        361,510   

Hatteras Financial Corp.

    4,073        110,297   

HCP Inc.

    18,418        854,411   

Health Care REIT Inc.

    10,599        666,041   

Healthcare Realty Trust Inc.

    3,504        89,282   

Highwoods Properties Inc. b

    3,043        109,548   

Home Properties Inc. b

    2,119        130,255   

Hospitality Properties Trust

    5,029        126,831   

Host Hotels & Resorts Inc.

    29,600        496,984   

Invesco Mortgage Capital Inc.

    4,730        102,641   

Kilroy Realty Corp.

    3,054        152,395   

Kimco Realty Corp.

    16,685        346,547   

LaSalle Hotel Properties

    3,842        104,887   

Lexington Realty Trust

    6,480        71,280   

Liberty Property Trust

    4,872        190,836   

Macerich Co. (The) b

    5,575        332,939   

Mack-Cali Realty Corp. b

    3,534        96,019   

MFA Financial Inc.

    14,551        130,813   

Mid-America Apartment Communities Inc.

    1,707        111,587   

National Retail Properties Inc. b

    4,472        143,193   

Omega Healthcare Investors Inc. b

    4,623        118,164   

Piedmont Office Realty Trust Inc. Class A

    7,042        136,122   

Plum Creek Timber Co. Inc.

    6,704        322,999   

Post Properties Inc.

    2,182        105,849   

Potlatch Corp.

    1,629        70,682   

Prologis Inc.

    18,760        748,524   

Public Storage

    5,909        909,572   

Rayonier Inc. b

    5,013        269,900   

Realty Income Corp. b

    7,287        318,296   

Redwood Trust Inc.

    3,465        66,182   

Regency Centers Corp.

    3,667        182,727   

RLJ Lodging Trust

    4,344        90,833   

Senior Housing Properties Trust

    7,281        175,399   

Simon Property Group Inc.

    12,629        2,022,913   

SL Green Realty Corp.

    3,697        297,165   

Sovran Self Storage Inc.

    1,240        80,898   

Starwood Property Trust Inc.

    5,430        139,225   

Sunstone Hotel Investors Inc. a,b

    5,711        66,076   

Tanger Factory Outlet Centers Inc.

    3,823        135,411   

Taubman Centers Inc. b

    2,423        197,475   

Two Harbors Investment Corp.

    12,068        149,885   

UDR Inc.

    10,298        246,019   

Ventas Inc.

    12,093        801,645   

Vornado Realty Trust

    6,910        583,619   

Washington Real Estate Investment Trust b

    2,676        76,212   

Weingarten Realty Investors b

    4,544        131,049   

Weyerhaeuser Co.

    22,166        667,640   
   

 

 

 
      21,951,788   

RETAIL — 6.20%

  

 

Abercrombie & Fitch Co. Class A

    3,300        165,000   

Advance Auto Parts Inc.

    3,044        223,795   

Aeropostale Inc. a

    3,310        44,784   

American Eagle Outfitters Inc.

    7,295        147,432   

ANN INC. a

    1,918        59,151   

Ascena Retail Group Inc. a,b

    5,196        88,072   

AutoNation Inc. a

    1,606        77,891   

AutoZone Inc. a

    1,517        560,835   

Bed Bath & Beyond Inc. a

    9,438        554,011   

Best Buy Co. Inc.

    10,762        174,990   
 

 

     17   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Big Lots Inc. a

    2,356      $ 75,745   

Bob Evans Farms Inc.

    1,180        52,239   

Brinker International Inc.

    3,041        99,562   

Buckle Inc. (The) b

    1,110        51,926   

Cabela’s Inc. a

    1,877        96,891   

CarMax Inc. a

    9,290        366,212   

Casey’s General Stores Inc.

    1,535        84,011   

Cash America International Inc.

    1,196        57,300   

Cato Corp. (The) Class A

    1,123        30,961   

Cheesecake Factory Inc. (The)

    2,132        70,697   

Chico’s FAS Inc.

    6,860        123,000   

Children’s Place Retail Stores Inc. (The) a

    1,046        52,133   

Chipotle Mexican Grill Inc. a

    1,302        399,727   

Coinstar Inc. a,b

    1,250        63,600   

Copart Inc. a

    4,372        156,998   

Costco Wholesale Corp.

    17,703        1,811,725   

Cracker Barrel Old Country Store Inc.

    939        60,866   

CVS Caremark Corp.

    50,996        2,610,995   

Darden Restaurants Inc.

    5,253        244,264   

Dick’s Sporting Goods Inc.

    4,066        193,501   

Dillard’s Inc. Class A

    1,247        105,259   

Dollar General Corp. a

    10,815        499,869   

Dollar Tree Inc. a

    9,327        372,987   

Domino’s Pizza Inc.

    2,261        105,295   

DSW Inc. Class A

    1,335        89,351   

Dunkin’ Brands Group Inc.

    3,051        111,392   

Express Inc. a,b

    3,741        68,760   

EZCORP Inc. Class A NVS a

    1,773        39,361   

Family Dollar Stores Inc.

    3,957        224,362   

Foot Locker Inc.

    6,215        213,485   

GameStop Corp. Class A

    5,026        116,603   

Gap Inc. (The)

    12,172        397,781   

Genesco Inc. a

    1,003        62,517   

GNC Holdings Inc. Class A

    2,989        107,425   

Group 1 Automotive Inc.

    813        55,073   

Guess? Inc.

    2,625        71,111   

Home Depot Inc. (The)

    61,254        4,099,118   

HSN Inc.

    1,469        87,552   

J.C. Penney Co. Inc. b

    5,808        118,077   

Jack in the Box Inc. a

    1,794        52,080   

Kohl’s Corp.

    8,747        404,899   

Limited Brands Inc.

    9,751        468,243   

Lowe’s Companies Inc.

    46,054        1,758,802   

Macy’s Inc.

    16,253        642,156   

McDonald’s Corp.

    41,141        3,920,326   

Men’s Wearhouse Inc. (The)

    1,827        55,449   

MSC Industrial Direct Co. Inc. Class A

    1,891        149,616   

Nordstrom Inc.

    6,240        344,635   

Nu Skin Enterprises Inc. Class A

    2,161        91,540   

O’Reilly Automotive Inc. a

    4,733        438,512   

Panera Bread Co. Class A a

    1,155        184,580   

Papa John’s International Inc. a

    645        36,184   

PetSmart Inc.

    4,438        290,290   

Pier 1 Imports Inc.

    4,468        96,911   

PVH Corp.

    2,903        345,080   

Regis Corp.

    2,355        41,801   

Rite Aid Corp. a

    32,254        51,606   

Ross Stores Inc.

    9,140        545,658   

Saks Inc. a

    3,837        41,478   

Sally Beauty Holdings Inc. a

    6,243        165,689   

Sears Holdings Corp. a,b

    1,496        70,237   

Signet Jewelers Ltd.

    3,300        206,514   

Staples Inc.

    27,814        374,933   
Security   Shares     Value  
   

Starbucks Corp.

    30,447      $ 1,708,686   

Target Corp.

    26,638        1,609,202   

Tiffany & Co.

    4,863        319,742   

TJX Companies Inc. (The)

    29,866        1,349,346   

Tractor Supply Co.

    2,922        302,924   

Ulta Salon, Cosmetics & Fragrance Inc.

    2,394        234,181   

Urban Outfitters Inc. a

    4,414        188,875   

Vitamin Shoppe Inc. a

    1,251        76,411   

Wal-Mart Stores Inc.

    68,513        4,792,484   

Walgreen Co.

    35,068        1,401,317   

Wendy’s Co. (The)

    12,263        63,032   

Williams-Sonoma Inc.

    3,453        151,932   

World Fuel Services Corp.

    2,888        124,502   

Yum! Brands Inc.

    18,507        1,201,845   
   

 

 

 
      40,045,390   

SAVINGS & LOANS — 0.15%

  

 

Astoria Financial Corp.

    3,675        35,795   

Capitol Federal Financial Inc.

    5,907        69,407   

First Niagara Financial Group Inc.

    14,662        114,950   

Hudson City Bancorp Inc.

    19,871        169,897   

New York Community Bancorp Inc.

    17,755        237,029   

People’s United Financial Inc.

    14,028        172,685   

Provident Financial Services Inc.

    2,307        34,213   

TFS Financial Corp. a

    2,854        29,196   

Washington Federal Inc.

    4,370        76,868   
   

 

 

 
      940,040   

SEMICONDUCTORS — 2.74%

  

 

Advanced Micro Devices Inc. a,b

    24,009        62,423   

Altera Corp.

    13,008        434,727   

Analog Devices Inc.

    12,413        541,703   

Applied Materials Inc.

    49,328        636,825   

Atmel Corp. a

    17,506        117,290   

Broadcom Corp. Class A

    21,179        687,259   

Cavium Inc. a,b

    1,965        65,710   

Cirrus Logic Inc. a

    2,739        77,322   

Cree Inc. a,b

    4,715        203,452   

Cypress Semiconductor Corp. a

    5,534        56,834   

Fairchild Semiconductor International Inc. a

    5,183        76,553   

First Solar Inc. a

    2,331        65,688   

Hittite Microwave Corp. a,b

    1,143        70,157   

Integrated Device Technology Inc. a,b

    5,908        42,715   

Intel Corp.

    203,807        4,288,099   

International Rectifier Corp. a,b

    2,810        54,767   

Intersil Corp. Class A

    5,151        44,556   

KLA-Tencor Corp.

    6,883        377,946   

Lam Research Corp. a

    7,001        288,021   

Linear Technology Corp.

    9,471        346,828   

LSI Corp. a

    23,049        162,265   

Marvell Technology Group Ltd.

    19,181        177,424   

Maxim Integrated Products Inc.

    11,823        371,833   

Microchip Technology Inc.

    7,839        262,215   

Micron Technology Inc. a

    42,107        318,329   

Microsemi Corp. a

    3,833        80,186   

NVIDIA Corp.

    25,563        313,402   

OmniVision Technologies Inc. a

    2,414        37,103   

ON Semiconductor Corp. a

    18,030        141,536   

PMC-Sierra Inc. a

    8,054        46,552   

QLogic Corp. a

    4,033        46,581   

QUALCOMM Inc.

    69,849        4,612,130   
 

 

18   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Rovi Corp. a

    4,226      $ 73,068   

Semtech Corp. a

    2,665        80,376   

Silicon Laboratories Inc. a,b

    1,557        67,948   

Skyworks Solutions Inc. a

    7,838        187,642   

Teradyne Inc. a,b

    7,588        122,622   

Tessera Technologies Inc.

    2,103        36,908   

Texas Instruments Inc.

    45,912        1,518,769   

TriQuint Semiconductor Inc. a

    6,737        35,369   

Veeco Instruments Inc. a,b

    1,589        49,974   

Xilinx Inc.

    10,709        390,771   
   

 

 

 
      17,671,878   

SHIPBUILDING — 0.01%

  

 

Huntington Ingalls Industries Inc.

    2,110        93,473   
   

 

 

 
      93,473   

SOFTWARE — 3.64%

  

 

ACI Worldwide Inc. a,b

    1,638        77,870   

Activision Blizzard Inc.

    16,925        192,776   

Acxiom Corp. a

    3,160        56,027   

Adobe Systems Inc. a

    20,350        769,840   

Akamai Technologies Inc. a

    7,339        298,771   

Allscripts Healthcare Solutions Inc. a

    6,693        74,158   

ANSYS Inc. a

    3,761        276,810   

Aspen Technology Inc. a

    3,845        117,657   

athenahealth Inc. a,b

    1,514        130,915   

Autodesk Inc. a

    9,272        360,495   

BMC Software Inc. a,b

    5,908        245,477   

Broadridge Financial Solutions Inc.

    5,028        118,510   

CA Inc.

    13,868        344,204   

Cerner Corp. a

    5,953        491,420   

Citrix Systems Inc. a

    7,646        559,381   

CommVault Systems Inc. a

    1,683        129,137   

Compuware Corp. a

    8,940        103,883   

Concur Technologies Inc. a,b

    1,900        127,110   

Dun & Bradstreet Corp. (The)

    1,829        149,137   

Electronic Arts Inc. a

    12,747        200,510   

Fair Isaac Corp.

    1,471        66,298   

Fidelity National Information Services Inc.

    10,213        379,004   

Fiserv Inc. a

    5,490        440,902   

Informatica Corp. a

    4,488        166,101   

Intuit Inc.

    11,421        712,442   

Microsoft Corp.

    310,230        8,522,018   

MSCI Inc. Class A a

    5,098        172,006   

NetSuite Inc. a

    1,139        79,992   

Nuance Communications Inc. a,b

    10,133        243,699   

Oracle Corp.

    153,939        5,466,374   

Progress Software Corp. a

    2,512        58,957   

PTC Inc. a,b

    4,826        111,867   

QLIK Technologies Inc. a,b

    2,989        66,386   

Red Hat Inc. a

    7,912        439,591   

Salesforce.com Inc. a

    5,333        917,969   

SolarWinds Inc. a

    2,511        136,649   

Solera Holdings Inc.

    2,862        156,866   

Take-Two Interactive Software Inc. a,b

    3,680        44,786   

Ultimate Software Group Inc. (The) a,b

    1,132        114,943   

VeriFone Systems Inc. a

    4,342        150,754   

VMware Inc. Class A a,b

    3,454        264,162   
   

 

 

 
      23,535,854   
Security   Shares     Value  
   

TELECOMMUNICATIONS — 3.90%

  

 

Acme Packet Inc. a,b

    2,240      $ 54,141   

ADTRAN Inc.

    2,649        53,510   

Amdocs Ltd.

    6,763        241,371   

Anixter International Inc.

    1,153        77,574   

ARRIS Group Inc. a,b

    4,825        79,709   

Aruba Networks Inc. a,b

    4,386        101,053   

AT&T Inc.

    232,625        8,093,024   

CenturyLink Inc.

    25,544        1,033,255   

Ciena Corp. a,b

    3,880        60,761   

Cincinnati Bell Inc. a

    8,133        38,632   

Cisco Systems Inc.

    217,622        4,476,485   

Corning Inc.

    60,669        728,028   

Crown Castle International Corp. a

    12,038        848,920   

Finisar Corp. a,b

    3,663        56,776   

Frontier Communications Corp. b

    40,652        185,780   

Harris Corp.

    4,555        210,441   

InterDigital Inc.

    1,656        71,854   

IPG Photonics Corp.

    1,161        76,022   

JDS Uniphase Corp. a

    9,318        135,204   

Juniper Networks Inc. a

    21,256        475,709   

Level 3 Communications Inc. a

    6,681        159,141   

MetroPCS Communications Inc. a

    13,054        130,932   

Motorola Solutions Inc.

    11,541        673,879   

NeuStar Inc. Class A a,b

    2,657        119,937   

NII Holdings Inc. a,b

    6,966        48,762   

Plantronics Inc.

    1,759        72,330   

Polycom Inc. a

    7,348        81,048   

RF Micro Devices Inc. a

    11,194        55,970   

SBA Communications Corp. Class A a

    5,159        359,376   

Sprint Nextel Corp. a

    122,873        691,775   

Telephone & Data Systems Inc.

    4,142        104,751   

Tellabs Inc.

    13,438        30,639   

tw telecom inc. a

    6,179        170,726   

Verizon Communications Inc.

    116,927        5,099,186   

ViaSat Inc. a,b

    1,707        65,566   

Windstream Corp.

    24,334        237,013   
   

 

 

 
      25,199,280   

TEXTILES — 0.07%

  

 

Cintas Corp.

    4,343        183,535   

Mohawk Industries Inc. a

    2,389        242,866   
   

 

 

 
      426,401   

TOYS, GAMES & HOBBIES — 0.11%

  

 

Hasbro Inc.

    4,738        177,059   

Mattel Inc.

    14,100        530,583   
   

 

 

 
      707,642   

TRANSPORTATION — 1.64%

  

 

Bristow Group Inc.

    1,401        79,829   

C.H. Robinson Worldwide Inc.

    6,562        434,076   

Con-way Inc.

    2,258        70,856   

CSX Corp.

    42,305        931,979   

Expeditors International of Washington Inc.

    8,531        365,980   

FedEx Corp.

    11,947        1,212,023   

Forward Air Corp.

    1,193        44,272   

Genesee & Wyoming Inc. Class A a,b

    1,770        149,707   

Hub Group Inc. Class A a

    1,502        55,289   
 

 

     19   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

J.B. Hunt Transport Services Inc.

    3,692      $ 248,361   

Kansas City Southern Industries Inc.

    4,509        419,833   

Kirby Corp. a,b

    2,270        160,375   

Knight Transportation Inc.

    2,289        36,510   

Landstar System Inc.

    1,928        109,973   

Matson Inc.

    1,637        44,870   

Norfolk Southern Corp.

    12,965        892,900   

Old Dominion Freight Line Inc. a,b

    2,869        106,956   

Ryder System Inc.

    2,087        118,500   

Teekay Corp.

    1,634        57,484   

Tidewater Inc.

    2,104        103,454   

Union Pacific Corp.

    19,235        2,528,633   

United Parcel Service Inc. Class B

    29,266        2,320,501   

UTi Worldwide Inc.

    4,169        61,534   

Werner Enterprises Inc.

    1,667        39,375   
   

 

 

 
      10,593,270   

TRUCKING & LEASING — 0.01%

  

 

GATX Corp.

    1,897        89,823   
   

 

 

 
      89,823   

WATER — 0.07%

  

 

American Water Works Co. Inc.

    7,305        279,635   

Aqua America Inc.

    5,651        153,877   

California Water Service Group

    1,686        32,877   
   

 

 

 
      466,389   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $563,448,749)

   

    645,085,213   

SHORT-TERM INVESTMENTS — 2.19%

  

MONEY MARKET FUNDS — 2.19%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    12,240,676        12,240,676   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    856,697        856,697   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    1,034,506        1,034,506   
   

 

 

 
    14,131,879   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $14,131,879)

   

    14,131,879   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.07%
(Cost: $577,580,628)

     

    659,217,092   

Other Assets Less Liabilities — (2.07)%

  

    (13,395,831 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 645,821,261   
   

 

 

 

NVS  —  Non-Voting Shares

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

20   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. AEROSPACE & DEFENSE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.86%

  

ADVANCED MATERIALS/PRODUCTS — 2.36%

  

 

Hexcel Corp. a,b

    69,968      $ 1,874,443   
   

 

 

 
      1,874,443   

AEROSPACE/DEFENSE — 43.60%

  

 

AeroVironment Inc. a,b

    36,367        787,345   

Boeing Co. (The)

    81,025        5,985,317   

Cubic Corp.

    21,797        1,024,459   

Esterline Technologies Corp. a

    25,162        1,670,505   

General Dynamics Corp.

    64,418        4,270,913   

Lockheed Martin Corp.

    50,202        4,361,048   

Northrop Grumman Corp.

    56,717        3,688,874   

Raytheon Co.

    70,598        3,719,103   

Rockwell Collins Inc.

    51,417        3,027,433   

Spirit AeroSystems Holdings Inc. Class A a

    95,222        1,517,839   

Teledyne Technologies Inc. a,b

    27,577        1,882,406   

TransDigm Group Inc.

    19,884        2,693,089   
   

 

 

 
      34,628,331   

AEROSPACE/DEFENSE—EQUIPMENT — 29.81%

  

 

AAR Corp.

    61,532        1,159,878   

Alliant Techsystems Inc.

    26,114        1,690,098   

B/E Aerospace Inc. a

    49,296        2,538,251   

Curtiss-Wright Corp.

    44,705        1,593,733   

Exelis Inc.

    143,572        1,577,856   

GenCorp Inc. a,b

    102,500        1,099,825   

HEICO Corp. Class A

    42,416        1,442,568   

Moog Inc. Class A a,b

    39,826        1,744,379   

Orbital Sciences Corp. a,b

    82,296        1,209,751   

Triumph Group Inc.

    31,014        2,182,455   

United Technologies Corp.

    84,883        7,433,205   
   

 

 

 
      23,671,999   

DIVERSIFIED MANUFACTURING OPERATIONS — 4.08%

  

Textron Inc.

    112,766        3,243,150   
   

 

 

 
      3,243,150   

ELECTRONIC MEASURING INSTRUMENTS — 2.85%

  

FLIR Systems Inc.

    95,017        2,258,554   
   

 

 

 
      2,258,554   

ELECTRONICS — MILITARY — 3.51%

  

 

L-3 Communications Holdings Inc.

    36,676        2,784,442   
   

 

 

 
      2,784,442   

ENTERPRISE SOFTWARE/SERVICES — 1.17%

  

 

ManTech International Corp. Class A b

    37,763        931,613   
   

 

 

 
      931,613   
Security   Shares     Value  
   

FIREARMS & AMMUNITION — 2.63%

  

 

Smith & Wesson Holding Corp. a,b

    101,380      $ 871,868   

Sturm, Ruger & Co. Inc. b

    23,954        1,216,145   
   

 

 

 
      2,088,013   

METAL PROCESSORS & FABRICATORS — 7.66%

  

Precision Castparts Corp.

    25,778        4,727,685   

RBC Bearings Inc. a,b

    25,762        1,358,430   
   

 

 

 
      6,086,115   

SHIPBUILDING — 2.19%

  

 

Huntington Ingalls Industries Inc.

    39,266        1,739,484   
   

 

 

 
      1,739,484   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $88,347,876)

   

    79,306,144   

SHORT-TERM INVESTMENTS—8.31%

  

MONEY MARKET FUNDS — 8.31%

   

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    6,091,848        6,091,848   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    426,355        426,355   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    78,969        78,969   
   

 

 

 
      6,597,172   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $6,597,172)

   

    6,597,172   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 108.17%
(Cost: $94,945,048)

    

    85,903,316   

Other Assets, Less Liabilities — (8.17%)

  

    (6,483,535 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 79,419,781   
   

 

 

 

 

a  

Non-income earning security.

b

All or a portion of this security represents a security on loan. See Note 3.

c

Affiliated issuer. See Note 2.

d

The rate quoted is the annualized seven-day yield of the fund at period end.

e

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     21   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. BASIC MATERIALS SECTOR INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

COMMON STOCKS — 99.86%

  

CHEMICALS — 64.55%

  

  

A. Schulman Inc.

     37,329       $ 1,200,127   

Air Products and Chemicals Inc.

     271,737         23,757,966   

Airgas Inc.

     89,739         8,546,742   

Albemarle Corp.

     113,952         6,986,397   

Ashland Inc.

     93,585         7,347,358   

Cabot Corp.

     76,210         2,852,540   

Celanese Corp. Series A

     203,666         9,547,862   

CF Industries Holdings Inc.

     80,264         18,394,101   

Chemtura Corp. a

     124,790         2,960,019   

Cytec Industries Inc.

     58,202         4,266,207   

Dow Chemical Co. (The)

     1,531,011         49,298,554   

E.I. du Pont de Nemours and Co.

     1,190,451         56,486,900   

Eastman Chemical Co.

     195,796         13,930,885   

FMC Corp.

     175,407         10,782,268   

H.B. Fuller Co.

     63,560         2,483,925   

Huntsman Corp.

     244,639         4,312,986   

International Flavors & Fragrances Inc.

     104,132         7,334,017   

Intrepid Potash Inc.

     68,080         1,586,264   

LyondellBasell Industries NV Class A

     484,644         30,736,123   

Minerals Technologies Inc.

     45,234         1,871,331   

Mosaic Co. (The)

     353,221         21,634,786   

NewMarket Corp. b

     13,704         3,496,713   

Olin Corp.

     102,324         2,380,056   

PolyOne Corp.

     113,790         2,485,174   

PPG Industries Inc. b

     182,589         25,173,545   

Praxair Inc.

     379,327         41,866,321   

Rockwood Holdings Inc.

     99,137         5,425,768   

RPM International Inc.

     168,890         5,271,057   

Sensient Technologies Corp.

     63,581         2,422,436   

Sigma-Aldrich Corp.

     153,616         11,879,125   

W.R. Grace & Co. a

     90,382         6,489,428   
     

 

 

 
        393,206,981   

COAL — 4.13%

  

  

Alpha Natural Resources Inc. a

     281,509         2,494,170   

Arch Coal Inc.

     270,370         1,925,034   

CONSOL Energy Inc.

     290,798         9,113,609   

Peabody Energy Corp.

     342,636         8,617,296   

Walter Energy Inc.

     79,822         2,997,316   
     

 

 

 
        25,147,425   

FOREST PRODUCTS & PAPER — 4.72%

  

  

Domtar Corp.

     45,018         3,746,848   

International Paper Co.

     560,639         23,221,667   

Resolute Forest Products Inc. a

     128,228         1,749,030   
     

 

 

 
        28,717,545   

HOUSEHOLD PRODUCTS & WARES — 0.80%

  

  

Avery Dennison Corp.

     127,146         4,896,393   
     

 

 

 
        4,896,393   
Security    Shares      Value  
     

IRON & STEEL — 8.18%

  

  

Allegheny Technologies Inc.

     137,005       $ 4,336,208   

Carpenter Technology Corp.

     56,444         2,953,715   

Cliffs Natural Resources Inc.

     181,920         6,787,435   

Commercial Metals Co.

     148,589         2,474,007   

Nucor Corp.

     405,514         18,657,699   

Reliance Steel & Aluminum Co.

     96,459         6,242,826   

Steel Dynamics Inc.

     279,900         4,257,279   

United States Steel Corp. b

     184,196         4,116,781   
     

 

 

 
        49,825,950   

MANUFACTURING — 0.38%

  

  

Polypore International Inc. a,b

     59,463         2,294,677   
     

 

 

 
        2,294,677   

METAL FABRICATE & HARDWARE — 0.30%

  

  

Worthington Industries Inc.

     66,919         1,838,934   
     

 

 

 
        1,838,934   

MINING — 16.80%

  

  

Alcoa Inc.

     1,362,452         12,044,076   

Allied Nevada Gold Corp. a,b

     104,544         2,476,647   

Coeur d’Alene Mines Corp. a

     114,340         2,481,178   

Compass Minerals International Inc.

     42,269         3,045,481   

Freeport-McMoRan Copper & Gold Inc.

     1,211,956         42,721,449   

Hecla Mining Co.

     363,548         1,908,627   

Kaiser Aluminum Corp. b

     21,439         1,332,648   

Molycorp Inc. a,b

     123,775         913,460   

Newmont Mining Corp.

     633,777         27,227,060   

Royal Gold Inc.

     83,027         6,199,626   

Stillwater Mining Co. a,b

     148,982         2,005,298   
     

 

 

 
        102,355,550   
     

 

 

 

TOTAL COMMON STOCKS
(Cost: $735,433,724)

   

     608,283,455   

SHORT-TERM INVESTMENTS — 5.85%

  

MONEY MARKET FUNDS — 5.85%

  

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

  

0.22% c,d,e

     32,959,419         32,959,419   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

  

0.20% c,d,e

     2,306,755         2,306,755   
 

 

22   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. BASIC MATERIALS SECTOR INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

  

0.03% c,d

     364,624       $ 364,624   
     

 

 

 
        35,630,798   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $35,630,798)

   

     35,630,798   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 105.71%
(Cost: $771,064,522)

    

     643,914,253   

Other Assets, Less Liabilities — (5.71)%

  

     (34,780,081 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 609,134,172   
     

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     23   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. BROKER-DEALERS INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

COMMON STOCKS — 99.88%

  

DIVERSIFIED BANKING INSTITUTIONS — 16.50%

  

Goldman Sachs Group Inc. (The)

     32,583       $ 4,817,722   

Morgan Stanley

     185,123         4,230,061   
     

 

 

 
        9,047,783   

FINANCE — INVESTMENT BANKER/BROKER — 46.44%

  

Charles Schwab Corp. (The)

     213,377         3,527,122   

E*TRADE Financial Corp. a

     218,625         2,319,611   

Greenhill & Co. Inc. b

     31,337         1,845,749   

Interactive Brokers Group Inc. Class A

     89,818         1,284,397   

Investment Technology Group Inc. a,b

     129,654         1,312,098   

Jefferies Group Inc.

     101,935         2,031,565   

KBW Inc.

     86,008         1,364,947   

Knight Capital Group Inc. Class A a,b

     341,719         1,271,195   

LPL Financial Holdings Inc.

     53,744         1,789,675   

Piper Jaffray Companies Inc. a,b

     42,096         1,630,378   

Raymond James Financial Inc.

     57,975         2,587,424   

Stifel Financial Corp. a,b

     55,430         2,042,596   

TD Ameritrade Holding Corp.

     126,481         2,452,467   
     

 

 

 
        25,459,224   

FINANCE — OTHER SERVICES — 31.42%

  

  

BGC Partners Inc. Class A

     339,400         1,354,206   

CBOE Holdings Inc.

     63,644         2,156,259   

CME Group Inc.

     57,966         3,352,753   

IntercontinentalExchange Inc. a

     20,157         2,796,784   

MarketAxess Holdings Inc.

     48,548         1,835,600   

NASDAQ OMX Group Inc. (The)

     80,249         2,272,652   

NYSE Euronext Inc.

     99,960         3,455,617   
     

 

 

 
        17,223,871   

INVESTMENT MANAGEMENT/ADVISORY SERVICES — 5.52%

  

Ameriprise Financial Inc.

     45,634         3,026,447   
     

 

 

 
        3,026,447   
     

 

 

 

TOTAL COMMON STOCKS
(Cost: $61,013,920)

   

     54,757,325   

SHORT-TERM INVESTMENTS — 8.16%

  

MONEY MARKET FUNDS — 8.16%

  

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

  

0.22% c,d,e

     4,114,499         4,114,499   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

  

0.20% c,d,e

     287,964         287,964   
Security    Shares      Value  
     

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

  

0.03% c,d

     72,054       $ 72,054   
     

 

 

 
        4,474,517   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $4,474,517)

   

     4,474,517   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 108.04%
(Cost: $65,488,437)

    

     59,231,842   

Other Assets, Less Liabilities — (8.04)%

  

     (4,410,502 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 54,821,340   
     

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

24   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. CONSUMER GOODS SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.82%

  

AGRICULTURE — 16.64%

  

Altria Group Inc.

    474,821      $ 15,991,971   

Archer-Daniels-Midland Co.

    154,409        4,405,289   

Bunge Ltd.

    34,255        2,728,753   

Lorillard Inc.

    91,051        3,557,363   

Philip Morris International Inc.

    391,690        34,531,391   

Reynolds American Inc.

    76,009        3,342,876   

Universal Corp.

    5,522        300,286   
   

 

 

 
      64,857,929   

APPAREL — 6.42%

  

 

Carter’s Inc. a,b

    11,911        717,400   

Coach Inc.

    66,514        3,392,214   

Crocs Inc. a,b

    21,376        317,647   

Deckers Outdoor Corp. a,b

    8,301        331,625   

Hanesbrands Inc. a,b

    22,943        859,904   

Iconix Brand Group Inc. a,b

    15,940        383,357   

Jones Group Inc. (The)

    17,824        213,888   

Michael Kors Holdings Ltd. a,b

    27,634        1,551,096   

Nike Inc. Class B

    171,137        9,249,955   

Ralph Lauren Corp.

    14,370        2,392,318   

Steven Madden Ltd. a,b

    9,531        439,188   

Under Armour Inc. Class A a,b

    18,158        923,697   

VF Corp.

    20,662        3,049,298   

Warnaco Group Inc. (The) b

    9,577        701,132   

Wolverine World Wide Inc.

    11,539        496,177   
   

 

 

 
      25,018,896   

AUTO MANUFACTURERS — 4.42%

  

 

Ford Motor Co.

    893,941        11,576,536   

General Motors Co. b

    179,351        5,037,970   

Tesla Motors Inc. a,b

    16,812        630,618   
   

 

 

 
      17,245,124   

AUTO PARTS & EQUIPMENT — 3.43%

  

 

BorgWarner Inc. b

    27,449        2,036,167   

Cooper Tire & Rubber Co.

    14,661        373,269   

Dana Holding Corp.

    34,878        560,838   

Goodyear Tire & Rubber Co. (The) b

    57,540        791,751   

Johnson Controls Inc.

    160,326        4,984,535   

Lear Corp.

    22,754        1,114,946   

Tenneco Inc. a,b

    14,108        493,216   

TRW Automotive Holdings Corp. b

    23,775        1,370,153   

Visteon Corp. a,b

    12,397        697,827   

WABCO Holdings Inc. b

    14,843        930,062   
   

 

 

 
      13,352,764   

BEVERAGES — 19.21%

  

 

Beam Inc.

    37,305        2,288,289   

Brown-Forman Corp. Class B NVS

    35,534        2,299,050   

Coca-Cola Co. (The)

    904,396        33,679,707   

Coca-Cola Enterprises Inc.

    63,262        2,205,946   

Constellation Brands Inc. Class A b

    35,508        1,149,039   
Security   Shares     Value  
   

Dr Pepper Snapple Group Inc.

    48,794      $ 2,199,145   

Green Mountain Coffee Roasters Inc. a,b

    28,917        1,316,591   

Molson Coors Brewing Co. Class B NVS

    36,538        1,650,787   

Monster Beverage Corp. b

    34,955        1,674,344   

PepsiCo Inc.

    362,687        26,421,748   
   

 

 

 
      74,884,646   

CHEMICALS — 3.26%

  

 

Monsanto Co.

    125,346        12,703,817   
   

 

 

 
      12,703,817   

COSMETICS & PERSONAL CARE — 16.55%

  

 

Avon Products Inc.

    101,323        1,720,465   

Colgate-Palmolive Co.

    104,133        11,180,760   

Estee Lauder Companies Inc. (The) Class A

    56,287        3,429,567   

Procter & Gamble Co. (The)

    641,088        48,184,174   
   

 

 

 
      64,514,966   

DISTRIBUTION & WHOLESALE — 1.51%

  

 

Fossil Inc. b

    12,666        1,337,276   

Genuine Parts Co.

    36,373        2,474,455   

LKQ Corp. a,b

    69,686        1,560,270   

Pool Corp.

    10,915        500,125   
   

 

 

 
      5,872,126   

ELECTRICAL COMPONENTS & EQUIPMENT — 0.32%

  

Energizer Holdings Inc.

    14,531        1,264,342   
   

 

 

 
      1,264,342   

ELECTRONICS — 0.16%

  

 

Gentex Corp.

    33,400        638,942   
   

 

 

 
      638,942   

ENVIRONMENTAL CONTROL — 0.12%

  

 

Darling International Inc. b

    27,527        464,380   
   

 

 

 
      464,380   

FOOD — 13.62%

  

 

B&G Foods Inc. Class A

    12,250        388,325   

Campbell Soup Co.

    42,018        1,542,481   

ConAgra Foods Inc.

    95,551        3,123,562   

Dean Foods Co. b

    43,477        796,064   

Flowers Foods Inc.

    26,914        723,448   

Fresh Del Monte Produce Inc. a

    8,991        236,913   

General Mills Inc.

    151,282        6,344,767   

H.J. Heinz Co.

    75,184        4,558,406   

Hain Celestial Group Inc. a,b

    10,530        600,105   

Hershey Co. (The)

    35,062        2,785,676   

Hillshire Brands Co.

    28,581        885,439   

Hormel Foods Corp.

    31,432        1,087,862   

Ingredion Inc.

    17,966        1,187,014   

J.M. Smucker Co. (The)

    25,429        2,253,772   

Kellogg Co.

    57,984        3,392,064   

Kraft Foods Group Inc.

    138,900        6,419,958   

Lancaster Colony Corp.

    4,530        323,714   

McCormick & Co. Inc. NVS

    31,070        1,937,214   
 

 

     25   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. CONSUMER GOODS SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Mondelez International Inc. Class A

    416,667        11,579,176   

Post Holdings Inc. a,b

    7,595        288,534   

Smithfield Foods Inc. a,b

    29,260        682,051   

TreeHouse Foods Inc. a,b

    8,452        447,364   

Tyson Foods Inc. Class A

    67,291        1,488,477   
   

 

 

 
      53,072,386   

HAND & MACHINE TOOLS — 1.06%

  

 

Snap-on Inc.

    13,635        1,104,708   

Stanley Black & Decker Inc.

    39,574        3,040,470   
   

 

 

 
      4,145,178   

HOME BUILDERS — 2.17%

  

 

D.R. Horton Inc.

    65,469        1,548,997   

Lennar Corp. Class A

    38,488        1,598,792   

M.D.C. Holdings Inc.

    9,110        358,205   

NVR Inc. b

    1,078        1,109,973   

PulteGroup Inc. b

    79,707        1,653,123   

Ryland Group Inc. (The)

    10,613        421,548   

Thor Industries Inc.

    10,321        434,308   

Toll Brothers Inc. b

    35,061        1,313,034   
   

 

 

 
      8,437,980   

HOME FURNISHINGS — 0.96%

  

 

Harman International Industries Inc.

    15,880        711,106   

Tempur-Pedic International Inc. b

    13,907        541,817   

TiVo Inc. a,b

    29,220        389,795   

Whirlpool Corp.

    18,255        2,106,262   
   

 

 

 
      3,748,980   

HOUSEHOLD PRODUCTS & WARES — 3.82%

  

 

Church & Dwight Co. Inc.

    32,760        1,893,200   

Clorox Co. (The)

    30,591        2,398,640   

Jarden Corp.

    17,258        1,015,461   

Kimberly-Clark Corp.

    91,744        8,212,005   

Scotts Miracle-Gro Co. (The) Class A

    9,001        393,524   

Tupperware Brands Corp.

    12,993        990,067   
   

 

 

 
      14,902,897   

HOUSEWARES — 0.41%

  

 

Newell Rubbermaid Inc.

    67,525        1,585,487   
   

 

 

 
      1,585,487   

LEISURE TIME — 1.24%

   

Brunswick Corp.

    20,957        757,805   

Harley-Davidson Inc.

    53,050        2,780,881   

Polaris Industries Inc.

    15,045        1,310,269   
   

 

 

 
      4,848,955   

MACHINERY — 0.23%

  

 

Briggs & Stratton Corp. a

    11,244        266,820   

Middleby Corp. (The) a,b

    4,396        621,419   
   

 

 

 
      888,239   
Security   Shares     Value  
   

MANUFACTURING — 0.25%

  

 

Leggett & Platt Inc.

    33,041      $ 972,727   
   

 

 

 
      972,727   

OFFICE FURNISHINGS — 0.17%

   

Herman Miller Inc.

    13,747        339,551   

HNI Corp.

    10,604        334,768   
   

 

 

 
      674,319   

PHARMACEUTICALS — 1.16%

  

 

Herbalife Ltd. a

    25,383        921,911   

Mead Johnson Nutrition Co. Class A

    47,601        3,617,676   
   

 

 

 
      4,539,587   

RETAIL — 0.64%

  

 

Nu Skin Enterprises Inc. Class A

    12,376        524,247   

PVH Corp.

    16,564        1,968,963   
   

 

 

 
      2,493,210   

SOFTWARE — 0.65%

  

 

Activision Blizzard Inc.

    99,004        1,127,655   

Electronic Arts Inc. b

    71,690        1,127,684   

Take-Two Interactive Software Inc. a,b

    21,217        258,211   
   

 

 

 
      2,513,550   

TEXTILES — 0.36%

  

 

Mohawk Industries Inc. b

    13,622        1,384,813   
   

 

 

 
      1,384,813   

TOYS, GAMES & HOBBIES — 1.04%

  

 

Hasbro Inc. a

    27,067        1,011,494   

Mattel Inc.

    80,452        3,027,409   
   

 

 

 
      4,038,903   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $356,637,893)

   

    389,065,143   

SHORT-TERM INVESTMENTS — 2.64%

  

 

MONEY MARKET FUNDS — 2.64%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    8,089,421        8,089,421   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    566,160        566,160   
 

 

26   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. CONSUMER GOODS SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    1,632,155      $ 1,632,155   
   

 

 

 
      10,287,736   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $10,287,736)

   

    10,287,736   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.46%
(Cost: $366,925,629)

    

    399,352,879   

Other Assets, Less Liabilities — (2.46)%

  

    (9,584,639 ) 
   

 

 

 

NET ASSETS—100.00%

    $ 389,768,240   
   

 

 

 

NVS  —  Non-Voting Shares

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

     27   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. CONSUMER SERVICES SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.90%

  

ADVERTISING — 1.06%

  

 

Interpublic Group of Companies Inc. (The)

    75,334      $ 912,295   

Lamar Advertising Co. Class A a

    9,621        410,239   

Omnicom Group Inc.

    46,057        2,499,974   
   

 

 

 
      3,822,508   

AIRLINES — 1.70%

   

Alaska Air Group Inc. a,b

    12,241        564,677   

Delta Air Lines Inc. a

    148,277        2,059,568   

JetBlue Airways Corp. a,b

    39,254        228,066   

Southwest Airlines Co.

    128,823        1,444,106   

United Continental Holdings Inc. a,b

    58,001        1,400,724   

US Airways Group Inc. a,b

    28,248        403,381   
   

 

 

 
      6,100,522   

COMMERCIAL SERVICES — 1.84%

   

Aaron’s Inc.

    12,191        361,463   

Apollo Group Inc. Class A a

    17,426        352,354   

Arbitron Inc.

    4,582        214,896   

Avis Budget Group Inc. a,b

    18,527        398,886   

Chemed Corp.

    3,322        250,977   

DeVry Inc.

    9,922        249,737   

H&R Block Inc.

    47,440        1,080,209   

Hertz Global Holdings Inc. a

    52,271        955,514   

Live Nation Entertainment Inc. a,b

    24,329        249,615   

Matthews International Corp. Class A

    4,880        159,869   

Morningstar Inc.

    3,988        269,948   

Rent-A-Center Inc.

    10,206        364,150   

Rollins Inc.

    11,352        280,621   

Service Corp. International

    37,227        555,799   

Sotheby’s

    11,802        423,928   

Valassis Communications Inc.

    6,866        192,660   

Weight Watchers International Inc. b

    4,615        246,764   
   

 

 

 
      6,607,390   

COMPUTERS — 0.25%

   

IHS Inc. Class A a,b

    8,769        902,330   
   

 

 

 
      902,330   

ENTERTAINMENT — 1.25%

   

Bally Technologies Inc. a

    7,157        344,681   

Cinemark Holdings Inc.

    17,836        501,905   

Dolby Laboratories Inc. Class A

    8,485        274,150   

DreamWorks Animation SKG Inc. Class A a,b

    12,389        215,693   

International Game Technology

    46,512        714,890   

Madison Square Garden Inc. Class A a

    10,524        547,459   

Marriott Vacations Worldwide Corp. a

    5,058        224,474   

Penn National Gaming Inc. a

    11,502        559,687   

Regal Entertainment Group Class A

    13,795        205,959   

Six Flags Entertainment Corp.

    9,264        583,076   

Vail Resorts Inc.

    6,206        327,987   
   

 

 

 
      4,499,961   
Security   Shares     Value  
   

FOOD — 2.95%

   

Fresh Market Inc. (The) a

    7,179      $ 350,981   

Harris Teeter Supermarkets Inc.

    8,667        359,594   

Kroger Co. (The)

    89,585        2,481,504   

Safeway Inc. b

    41,620        801,185   

Sysco Corp.

    102,484        3,255,917   

United Natural Foods Inc. a,b

    8,553        461,691   

Whole Foods Market Inc.

    30,081        2,895,296   
   

 

 

 
      10,606,168   

INTERNET — 11.32%

   

Amazon.com Inc. a

    63,180        16,774,290   

eBay Inc. a

    203,049        11,356,531   

Expedia Inc.

    16,266        1,061,356   

Liberty Interactive Corp. Series A a

    90,069        1,914,867   

Liberty Ventures Series A a

    4,841        361,284   

Netflix Inc. a

    9,712        1,604,811   

OpenTable Inc. a

    3,979        209,654   

Priceline.com Inc. a

    8,698        5,962,218   

Shutterfly Inc. a,b

    5,386        178,169   

TripAdvisor Inc. a

    19,047        881,495   

ValueClick Inc. a,b

    12,469        255,240   

WebMD Health Corp. a

    8,682        143,513   
   

 

 

 
      40,703,428   

LEISURE TIME — 1.25%

   

Carnival Corp.

    77,735        3,009,899   

Life Time Fitness Inc. a,b

    7,002        355,212   

Royal Caribbean Cruises Ltd.

    25,172        911,226   

WMS Industries Inc. a,b

    9,520        235,620   
   

 

 

 
      4,511,957   

LODGING — 3.30%

   

Choice Hotels International Inc.

    4,685        168,847   

Hyatt Hotels Corp. Class A a

    9,740        390,282   

Las Vegas Sands Corp.

    61,739        3,411,080   

Marriott International Inc. Class A

    42,915        1,715,742   

MGM Resorts International a

    64,592        824,840   

Orient-Express Hotels Ltd. Class A a

    15,270        177,437   

Starwood Hotels & Resorts Worldwide Inc.

    34,170        2,098,380   

Wyndham Worldwide Corp.

    24,456        1,364,400   

Wynn Resorts Ltd.

    13,858        1,735,299   
   

 

 

 
      11,886,307   

MANUFACTURING — 0.08%

   

Hillenbrand Inc.

    10,929        270,493   
   

 

 

 
      270,493   

MEDIA — 25.58%

   

AMC Networks Inc. Class A a

    9,999        569,643   

Cablevision NY Group Class A

    37,542        549,615   

CBS Corp. Class B NVS

    103,026        4,298,245   

Charter Communications Inc. Class A a

    7,898        615,807   

Comcast Corp. Class A

    463,297        17,642,350   

DIRECTV a

    105,348        5,387,497   

Discovery Communications Inc. Series A a

    41,659        2,890,301   

DISH Network Corp. Class A

    39,789        1,482,936   
 

 

28   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. CONSUMER SERVICES SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

FactSet Research Systems Inc.

    7,132      $ 659,853   

Gannett Co. Inc.

    39,953        784,277   

John Wiley & Sons Inc. Class A

    8,207        314,328   

Liberty Global Inc. Series A a

    43,097        2,943,094   

Liberty Media Corp. a

    19,494        2,173,776   

McGraw-Hill Companies Inc. (The)

    48,416        2,784,888   

Meredith Corp. b

    6,226        225,755   

New York Times Co. (The) Class A a,b

    20,988        185,954   

News Corp. Class A NVS

    351,545        9,751,858   

Nielsen Holdings NV a

    21,392        695,454   

Scholastic Corp.

    4,527        134,271   

Scripps Networks Interactive Inc. Class A

    15,191        938,348   

Sirius XM Radio Inc.

    572,000        1,796,080   

Starz Liberty Capital Series A a

    19,494        310,734   

Time Warner Cable Inc.

    52,613        4,700,446   

Time Warner Inc.

    165,090        8,340,347   

Viacom Inc. Class B NVS

    80,598        4,864,089   

Walt Disney Co. (The)

    308,974        16,647,519   

Washington Post Co. (The) Class B

    784        302,373   
   

 

 

 
      91,989,838   

PHARMACEUTICALS — 2.74%

   

AmerisourceBergen Corp.

    41,058        1,862,801   

Cardinal Health Inc.

    59,238        2,595,217   

McKesson Corp.

    41,152        4,330,425   

Omnicare Inc.

    19,235        749,203   

VCA Antech Inc. a

    15,436        333,418   
   

 

 

 
      9,871,064   

RETAIL — 46.34%

   

Abercrombie & Fitch Co. Class A

    13,922        696,100   

Advance Auto Parts Inc.

    12,829        943,188   

Aeropostale Inc. a,b

    13,464        182,168   

American Eagle Outfitters Inc.

    31,293        632,431   

ANN INC. a,b

    8,386        258,624   

Ascena Retail Group Inc. a

    21,852        370,391   

AutoNation Inc. a

    6,757        327,714   

AutoZone Inc. a

    6,436        2,379,389   

Bed Bath & Beyond Inc. a

    39,914        2,342,952   

Best Buy Co. Inc.

    46,386        754,236   

Big Lots Inc. a

    10,192        327,673   

Bob Evans Farms Inc.

    4,847        214,577   

Brinker International Inc.

    12,769        418,057   

Buckle Inc. (The) b

    4,752        222,299   

Cabela’s Inc. a,b

    8,068        416,470   

CarMax Inc. a

    39,901        1,572,897   

Casey’s General Stores Inc.

    6,646        363,736   

Cato Corp. (The) Class A

    4,623        127,456   

Cheesecake Factory Inc. (The) b

    8,624        285,972   

Chico’s FAS Inc.

    28,902        518,213   

Children’s Place Retail Stores Inc. (The) a,b

    4,056        202,151   

Chipotle Mexican Grill Inc. a

    5,494        1,686,713   

Copart Inc. a,b

    18,563        666,597   

Costco Wholesale Corp.

    75,392        7,715,617   

Cracker Barrel Old Country Store Inc.

    4,104        266,021   

CVS Caremark Corp.

    217,362        11,128,934   

Darden Restaurants Inc.

    22,469        1,044,808   

Dick’s Sporting Goods Inc.

    17,161        816,692   

Dillard’s Inc. Class A

    5,344        451,087   

Dollar General Corp. a

    45,739        2,114,057   

Dollar Tree Inc. a

    39,592        1,583,284   
Security   Shares     Value  
   

Domino’s Pizza Inc.

    9,859      $ 459,134   

DSW Inc. Class A

    5,614        375,745   

Dunkin’ Brands Group Inc.

    12,707        463,933   

Express Inc. a,b

    14,941        274,616   

Family Dollar Stores Inc.

    16,718        947,911   

Foot Locker Inc.

    26,353        905,226   

GameStop Corp. Class A

    21,219        492,281   

Gap Inc. (The)

    51,845        1,694,295   

Genesco Inc. a,b

    4,259        265,463   

GNC Holdings Inc. Class A

    12,782        459,385   

Group 1 Automotive Inc.

    3,694        250,232   

Guess? Inc.

    10,714        290,242   

Home Depot Inc. (The)

    260,688        17,445,241   

HSN Inc.

    6,389        380,784   

J.C. Penney Co. Inc. b

    24,787        503,920   

Jack in the Box Inc. a,b

    7,568        219,699   

Kohl’s Corp.

    36,889        1,707,592   

Limited Brands Inc.

    41,731        2,003,923   

Lowe’s Companies Inc.

    196,089        7,488,639   

Macy’s Inc.

    68,856        2,720,501   

McDonald’s Corp.

    175,046        16,680,133   

Men’s Wearhouse Inc. (The)

    8,424        255,668   

Nordstrom Inc.

    26,557        1,466,743   

O’Reilly Automotive Inc. a

    20,004        1,853,371   

Panera Bread Co. Class A a

    4,945        790,260   

Papa John’s International Inc. a,b

    3,035        170,263   

PetSmart Inc.

    18,760        1,227,092   

Pier 1 Imports Inc.

    18,780        407,338   

Regis Corp.

    10,102        179,310   

Rite Aid Corp. a,b

    122,800        196,480   

Ross Stores Inc.

    38,773        2,314,748   

Saks Inc. a

    17,659        190,894   

Sally Beauty Holdings Inc. a,b

    27,169        721,065   

Sears Holdings Corp. a,b

    6,284        295,034   

Signet Jewelers Ltd. b

    14,172        886,884   

Staples Inc.

    117,436        1,583,037   

Starbucks Corp.

    129,649        7,275,902   

Target Corp.

    113,466        6,854,481   

Tiffany & Co.

    20,799        1,367,534   

TJX Companies Inc. (The)

    127,147        5,744,501   

Tractor Supply Co.

    12,303        1,275,452   

Ulta Salon, Cosmetics & Fragrance Inc.

    10,356        1,013,024   

Urban Outfitters Inc. a

    19,011        813,481   

Vitamin Shoppe Inc. a,b

    5,235        319,754   

Wal-Mart Stores Inc.

    291,623        20,399,029   

Walgreen Co.

    149,785        5,985,409   

Wendy’s Co. (The)

    48,570        249,650   

Williams-Sonoma Inc.

    15,088        663,872   

Yum! Brands Inc.

    78,774        5,115,584   
   

 

 

 
      166,675,259   

SOFTWARE — 0.24%

   

Acxiom Corp. a,b

    12,954        229,674   

Dun & Bradstreet Corp. (The)

    7,748        631,772   
   

 

 

 
      861,446   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $324,693,760)

   

    359,308,671   
 

 

     29   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. CONSUMER SERVICES SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

SHORT-TERM INVESTMENTS — 2.21%

  

MONEY MARKET FUNDS — 2.21%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    7,087,108      $ 7,087,108   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    496,011        496,011   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    380,253        380,253   
   

 

 

 
    7,963,372   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $7,963,372)

   

    7,963,372   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.11%
(Cost: $332,657,132)

     

    367,272,043   

Other Assets, Less Liabilities — (2.11)%

  

    (7,582,897 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 359,689,146   
   

 

 

 

NVS  —  Non-Voting Shares

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

30   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. ENERGY SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.88%

  

ELECTRIC — 0.49%

  

 

OGE Energy Corp.

    97,245      $ 5,709,254   
   

 

 

 
      5,709,254   

ENGINEERING & CONSTRUCTION — 0.17%

  

 

McDermott International Inc. a

    168,349        2,048,807   
   

 

 

 
      2,048,807   

MACHINERY — 0.12%

   

Chart Industries Inc. a,b

    21,411        1,417,194   
   

 

 

 
      1,417,194   

OIL & GAS — 79.16%

   

Anadarko Petroleum Corp.

    361,582        28,933,792   

Apache Corp.

    289,563        24,253,797   

Atwood Oceanics Inc. a,b

    40,710        2,148,267   

Berry Petroleum Co. Class A

    32,315        1,189,838   

Bill Barrett Corp. a,b

    34,681        553,856   

Cabot Oil & Gas Corp.

    151,142        7,977,275   

Carrizo Oil & Gas Inc. a,b

    26,423        567,566   

Cheniere Energy Inc. a,b

    159,148        3,378,712   

Chesapeake Energy Corp.

    387,998        7,829,800   

Chevron Corp.

    1,388,951        159,937,708   

Cimarex Energy Co.

    61,598        3,933,648   

Cobalt International Energy Inc. a,b

    125,786        3,045,279   

Comstock Resources Inc. a,b

    32,458        473,562   

Concho Resources Inc. a,b

    76,477        6,976,232   

ConocoPhillips

    875,817        50,797,386   

Continental Resources Inc. a

    42,825        3,559,614   

Denbury Resources Inc. a,b

    275,242        5,127,758   

Devon Energy Corp.

    280,035        16,015,202   

Diamond Offshore Drilling Inc.

    56,090        4,211,798   

Energen Corp.

    51,457        2,477,140   

Ensco PLC Class A

    165,051        10,492,292   

EOG Resources Inc.

    196,624        24,574,068   

EQT Corp.

    106,319        6,316,412   

EXCO Resources Inc.

    104,502        669,858   

Exxon Mobil Corp.

    3,035,910        273,140,823   

Forest Oil Corp. a,b

    85,527        595,268   

Gulfport Energy Corp. a,b

    35,187        1,452,167   

Helmerich & Payne Inc.

    75,267        4,842,679   

Hess Corp.

    221,269        14,860,426   

HollyFrontier Corp.

    143,970        7,518,113   

Kodiak Oil & Gas Corp. a,b

    196,564        1,808,389   

Marathon Oil Corp.

    528,684        17,769,069   

Marathon Petroleum Corp.

    247,357        18,356,363   

McMoRan Exploration Co. a,b

    71,869        1,136,249   

Murphy Oil Corp.

    137,977        8,212,391   

Nabors Industries Ltd. a

    206,745        3,446,439   

Newfield Exploration Co. a

    96,305        2,840,997   

Noble Corp.

    187,110        7,577,955   

Noble Energy Inc.

    132,948        14,330,465   

Oasis Petroleum Inc. a,b

    50,777        1,821,879   

Occidental Petroleum Corp.

    594,598        52,485,165   
Security    Shares      Value  
     

Patterson-UTI Energy Inc.

     106,609       $ 2,168,427   

Phillips 66

     452,542         27,410,469   

Pioneer Natural Resources Co.

     89,688         10,541,928   

Plains Exploration & Production Co. a

     95,218         4,546,659   

QEP Resources Inc.

     132,571         3,890,959   

Range Resources Corp.

     120,019         8,061,676   

Rosetta Resources Inc. a,b

     37,619         1,994,559   

Rowan Companies PLC a

     88,674         3,057,480   

SandRidge Energy Inc. a,b

     248,941         1,762,502   

SM Energy Co.

     47,108         2,739,801   

Southwestern Energy Co. a

     254,994         8,746,294   

Tesoro Corp.

     99,888         4,863,547   

Transocean Ltd.

     255,323         14,479,367   

Ultra Petroleum Corp. a,b

     109,037         1,986,654   

Unit Corp. a

     34,631         1,666,790   

Valero Energy Corp.

     403,758         17,656,337   

Whiting Petroleum Corp. a

     83,772         3,985,872   

WPX Energy Inc. a

     142,127         2,136,169   
     

 

 

 
        929,331,187   

OIL & GAS SERVICES — 16.55%

     

Baker Hughes Inc.

     312,251         13,963,865   

Cameron International Corp. a

     180,407         11,421,567   

CARBO Ceramics Inc. b

     14,002         1,121,700   

Core Laboratories NV b

     36,306         4,634,098   

Dresser-Rand Group Inc. a

     53,962         3,294,380   

Dril-Quip Inc. a,b

     26,217         2,125,937   

Exterran Holdings Inc. a,b

     46,605         1,083,100   

FMC Technologies Inc. a

     175,943         8,330,901   

Halliburton Co.

     664,617         27,036,620   

Helix Energy Solutions Group Inc. a,b

     70,068         1,662,013   

Key Energy Services Inc. a,b

     108,803         884,568   

Lufkin Industries Inc.

     24,016         1,390,767   

National Oilwell Varco Inc.

     306,550         22,727,617   

Oceaneering International Inc.

     80,044         5,059,581   

Oil States International Inc. a,b

     39,155         3,037,645   

Schlumberger Ltd.

     942,077         73,529,110   

SEACOR Holdings Inc. b

     32,557         2,961,710   

Superior Energy Services Inc. a

     112,461         2,808,151   

Weatherford International Ltd. a

     543,907         7,261,158   
     

 

 

 
        194,334,488   

PIPELINES — 3.02%

     

Kinder Morgan Inc.

     463,986         17,380,916   

SemGroup Corp. Class A a

     30,090         1,298,684   

Williams Companies Inc. (The)

     478,490         16,771,075   
     

 

 

 
        35,450,675   

SEMICONDUCTORS — 0.10%

     

First Solar Inc. a,b

     42,969         1,210,867   
     

 

 

 
        1,210,867   

TRANSPORTATION — 0.27%

     

Bristow Group Inc.

     25,675         1,462,961   
 

 

     31   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. ENERGY SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Tidewater Inc.

    35,503      $ 1,745,683   
   

 

 

 
    3,208,644   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $1,159,260,618)

   

    1,172,711,116   

SHORT-TERM INVESTMENTS — 2.40%

  

MONEY MARKET FUNDS — 2.40%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    24,880,114        24,880,114   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    1,741,302        1,741,302   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    1,510,875        1,510,875   
   

 

 

 
    28,132,291   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $28,132,291)

   

    28,132,291   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.28%
(Cost: $1,187,392,909)

     

    1,200,843,407   

Other Assets, Less Liabilities — (2.28)%

  

    (26,793,568 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 1,174,049,839   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

32   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. FINANCIAL SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.83%

  

BANKS — 38.58%

  

 

Associated Banc-Corp

    48,367      $ 690,197   

BancorpSouth Inc. a

    23,206        336,487   

Bank of America Corp.

    3,004,962        34,016,170   

Bank of Hawaii Corp.

    12,729        612,138   

Bank of New York Mellon Corp. (The)

    325,924        8,852,096   

BB&T Corp.

    195,338        5,914,835   

BOK Financial Corp.

    7,479        419,198   

Capital One Financial Corp.

    162,228        9,136,681   

CapitalSource Inc.

    59,303        480,947   

Cathay General Bancorp

    20,654        400,894   

CIT Group Inc. b

    56,230        2,381,341   

Citigroup Inc.

    817,595        34,469,805   

City National Corp.

    13,268        702,673   

Comerica Inc.

    53,312        1,831,800   

Commerce Bancshares Inc.

    21,997        825,987   

Cullen/Frost Bankers Inc.

    17,274        1,017,266   

East West Bancorp Inc.

    39,546        927,354   

F.N.B. Corp.

    39,233        454,710   

Fifth Third Bancorp

    250,435        4,079,586   

First Financial Bankshares Inc.

    8,427        346,013   

First Horizon National Corp.

    69,102        705,531   

First Midwest Bancorp Inc.

    21,019        266,311   

First Republic Bank

    19,041        679,573   

FirstMerit Corp.

    30,865        470,074   

Fulton Financial Corp.

    55,389        603,186   

Glacier Bancorp Inc. a

    20,252        315,526   

Goldman Sachs Group Inc. (The)

    123,174        18,212,508   

Hancock Holding Co.

    23,804        719,357   

Huntington Bancshares Inc.

    238,578        1,660,503   

IBERIABANK Corp.

    8,270        425,822   

International Bancshares Corp.

    15,365        300,386   

J.P. Morgan Chase & Co.

    1,059,806        49,863,872   

KeyCorp

    260,779        2,451,323   

M&T Bank Corp.

    33,940        3,485,299   

MB Financial Inc.

    15,612        349,240   

Morgan Stanley

    385,471        8,808,012   

National Penn Bancshares Inc.

    34,260        334,035   

Northern Trust Corp.

    60,899        3,134,472   

Old National Bancorp

    28,505        380,827   

PacWest Bancorp

    8,922        245,177   

Park National Corp.

    3,772        246,877   

PNC Financial Services Group Inc. (The) c

    147,497        9,115,315   

Popular Inc. b

    28,948        776,964   

PrivateBancorp Inc.

    17,391        298,603   

Prosperity Bancshares Inc.

    12,304        555,033   

Regions Financial Corp.

    395,096        3,073,847   

Signature Bank a,b

    12,990        960,351   

State Street Corp.

    129,648        7,214,911   

SunTrust Banks Inc.

    150,349        4,265,401   

Susquehanna Bancshares Inc.

    52,508        599,641   

SVB Financial Group a,b

    12,502        829,758   

Synovus Financial Corp.

    135,774        350,297   

TCF Financial Corp.

    46,430        634,234   

Texas Capital Bancshares Inc. a,b

    11,478        475,189   

Trustmark Corp.

    18,121        419,139   

U.S. Bancorp

    524,314        17,354,793   
Security    Shares      Value  
     

UMB Financial Corp.

     9,147       $ 404,938   

Umpqua Holdings Corp.

     31,529         398,527   

United Bankshares Inc.

     8,606         219,367   

Valley National Bancorp

     55,620         544,520   

Webster Financial Corp.

     22,357         497,443   

Wells Fargo & Co.

     1,364,912         47,539,885   

Westamerica Bancorp

     7,746         344,077   

Wintrust Financial Corp.

     10,201         378,151   

Zions Bancorp

     51,364         1,197,809   
     

 

 

 
        300,002,282   

COMMERCIAL SERVICES — 3.06%

  

  

Equifax Inc.

     33,338         1,956,941   

MasterCard Inc. Class A

     29,800         15,448,320   

Moody’s Corp.

     54,250         2,973,985   

SEI Investments Co.

     37,663         1,015,394   

Western Union Co.

     166,773         2,373,180   
     

 

 

 
        23,767,820   

DIVERSIFIED FINANCIAL SERVICES — 13.16%

  

  

Affiliated Managers Group Inc. b

     14,429         2,076,766   

American Express Co.

     271,475         15,965,445   

Ameriprise Financial Inc.

     57,453         3,810,283   

BlackRock Inc. c

     34,991         8,267,673   

CBOE Holdings Inc.

     24,624         834,261   

Charles Schwab Corp. (The)

     305,956         5,057,453   

CME Group Inc.

     85,575         4,949,658   

Discover Financial Services

     140,821         5,406,118   

E*TRADE Financial Corp. b

     72,301         767,114   

Eaton Vance Corp. NVS

     32,123         1,162,852   

Federated Investors Inc. Class B

     26,347         623,370   

Franklin Resources Inc.

     38,499         5,269,743   

Greenhill & Co. Inc.

     7,513         442,516   

IntercontinentalExchange Inc. b

     20,348         2,823,285   

Invesco Ltd.

     123,933         3,377,174   

Janus Capital Group Inc.

     52,527         488,501   

Jefferies Group Inc.

     36,147         720,410   

Legg Mason Inc.

     33,040         913,556   

NASDAQ OMX Group Inc. (The)

     32,957         933,342   

NYSE Euronext Inc.

     67,924         2,348,133   

Ocwen Financial Corp. a,b

     32,345         1,260,485   

Portfolio Recovery Associates Inc. a,b

     4,783         511,542   

Raymond James Financial Inc.

     31,159         1,390,626   

SLM Corp.

     129,237         2,182,813   

Stifel Financial Corp. a,b

     14,003         516,010   

T. Rowe Price Group Inc.

     71,106         5,080,524   

TD Ameritrade Holding Corp.

     64,270         1,246,195   

Visa Inc. Class A

     145,354         22,952,850   

Waddell & Reed Financial Inc. Class A

     23,861         947,282   
     

 

 

 
        102,325,980   

INSURANCE — 24.03%

     

ACE Ltd.

     94,731         8,083,396   

Aflac Inc.

     130,861         6,943,485   

Alleghany Corp. a,b

     4,737         1,708,115   

Allied World Assurance Co. Holdings Ltd.

     9,819         832,946   

Allstate Corp. (The)

     134,483         5,903,804   

American Financial Group Inc.

     21,114         898,612   

American International Group Inc. b

     411,661         15,573,136   

Aon PLC

     88,905         5,133,375   
 

 

     33   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. FINANCIAL SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Arch Capital Group Ltd. a,b

    38,094      $ 1,768,323   

Argo Group International Holdings Ltd. a

    7,253        261,761   

Arthur J. Gallagher & Co.

    34,935        1,290,848   

Aspen Insurance Holdings Ltd.

    19,745        673,502   

Assurant Inc.

    21,908        837,762   

Assured Guaranty Ltd.

    54,436        986,925   

Axis Capital Holdings Ltd.

    31,953        1,222,841   

Berkshire Hathaway Inc. Class B b

    508,535        49,292,298   

Brown & Brown Inc.

    33,056        903,751   

Chubb Corp. (The)

    73,023        5,864,477   

Cincinnati Financial Corp.

    40,910        1,736,220   

CNO Financial Group Inc.

    63,162        648,674   

Endurance Specialty Holdings Ltd. a

    12,242        525,427   

Erie Indemnity Co. Class A

    7,215        514,718   

Everest Re Group Ltd.

    14,442        1,672,528   

Fidelity National Financial Inc. Class A

    59,192        1,485,719   

First American Financial Corp.

    29,899        714,287   

Genworth Financial Inc. Class A b

    137,037        1,256,629   

Hanover Insurance Group Inc. (The)

    12,591        523,282   

Hartford Financial Services Group Inc. (The)

    121,810        3,020,888   

HCC Insurance Holdings Inc.

    28,367        1,097,236   

Horace Mann Educators Corp.

    11,090        241,097   

Kemper Corp.

    15,239        507,611   

Lincoln National Corp.

    76,906        2,228,736   

Loews Corp.

    86,776        3,763,475   

Markel Corp. a,b

    2,569        1,223,178   

Marsh & McLennan Companies Inc.

    151,876        5,388,561   

MBIA Inc. a,b

    39,817        342,824   

Mercury General Corp.

    4,335        171,666   

MetLife Inc.

    304,259        11,361,031   

Montpelier Re Holdings Ltd. a

    15,445        376,549   

Old Republic International Corp.

    67,943        774,550   

PartnerRe Ltd. a

    17,195        1,507,830   

Platinum Underwriters Holdings Ltd. a

    9,127        444,759   

Principal Financial Group Inc.

    77,119        2,391,460   

ProAssurance Corp.

    17,211        775,183   

Progressive Corp. (The)

    155,353        3,493,889   

Protective Life Corp.

    22,208        702,661   

Prudential Financial Inc.

    129,419        7,490,772   

Reinsurance Group of America Inc.

    20,762        1,191,531   

RenaissanceRe Holdings Ltd. a

    13,419        1,149,203   

RLI Corp.

    4,919        339,460   

Selective Insurance Group Inc.

    15,432        316,510   

StanCorp Financial Group Inc.

    12,460        484,569   

Torchmark Corp.

    26,634        1,483,780   

Travelers Companies Inc. (The)

    106,243        8,335,826   

Unum Group

    77,065        1,796,385   

Validus Holdings Ltd. a

    28,496        1,037,539   

W.R. Berkley Corp.

    30,905        1,272,359   

White Mountains Insurance Group Ltd. a

    1,555        856,276   

Willis Group Holdings PLC

    48,254        1,723,150   

XL Group PLC

    84,019        2,329,007   
   

 

 

 
      186,876,392   

LODGING — 0.06%

   

Ryman Hospitality Properties Inc. a

    12,634        504,981   
   

 

 

 
      504,981   

REAL ESTATE — 0.67%

   

Alexander & Baldwin Inc. b

    11,977        402,427   

CBRE Group Inc. Class A b

    84,537        1,824,308   
Security    Shares      Value  
     

Forest City Enterprises Inc. Class A b

     38,493       $ 650,917   

Howard Hughes Corp. (The) a,b

     7,897         568,584   

Jones Lang LaSalle Inc.

     12,268         1,130,374   

St. Joe Co. (The) a,b

     25,979         610,506   
     

 

 

 
        5,187,116   

REAL ESTATE INVESTMENT TRUSTS — 19.21%

  

  

Alexandria Real Estate Equities Inc.

     17,767         1,288,107   

American Campus Communities Inc.

     29,156         1,357,795   

American Capital Agency Corp.

     95,498         3,020,602   

American Tower Corp.

     110,335         8,402,010   

Annaly Capital Management Inc. a

     271,993         4,044,536   

Apartment Investment and Management Co. Class A

     41,268         1,125,791   

ARMOUR Residential REIT Inc.

     87,086         625,277   

AvalonBay Communities Inc.

     31,887         4,138,614   

BioMed Realty Trust Inc. a

     43,384         882,864   

Boston Properties Inc.

     42,095         4,431,762   

Brandywine Realty Trust

     40,417         514,508   

BRE Properties Inc. Class A

     21,432         1,090,460   

Camden Property Trust

     23,591         1,636,979   

CBL & Associates Properties Inc.

     44,904         964,987   

Chimera Investment Corp.

     289,526         883,054   

Colonial Properties Trust a

     23,326         511,073   

CommonWealth REIT

     23,425         385,107   

Corporate Office Properties Trust a

     22,165         586,486   

CYS Investments Inc.

     49,077         638,001   

DCT Industrial Trust Inc.

     76,313         538,770   

DDR Corp. a

     67,991         1,127,971   

DiamondRock Hospitality Co. a

     55,182         503,260   

Digital Realty Trust Inc.

     34,479         2,341,469   

Douglas Emmett Inc.

     36,581         853,069   

Duke Realty Corp.

     87,302         1,345,324   

DuPont Fabros Technology Inc. a

     17,827         421,430   

EastGroup Properties Inc. a

     8,504         476,564   

Entertainment Properties Trust

     13,210         619,021   

Equity Lifestyle Properties, Inc.

     11,070         792,612   

Equity Residential

     89,709         4,968,981   

Essex Property Trust Inc. a

     10,265         1,578,552   

Extra Space Storage Inc. a

     28,710         1,143,806   

Federal Realty Investment Trust

     18,091         1,914,932   

Franklin Street Properties Corp. a

     20,296         263,848   

General Growth Properties Inc. a

     125,970         2,458,934   

Hatteras Financial Corp.

     27,636         748,383   

HCP Inc.

     126,058         5,847,831   

Health Care REIT Inc.

     72,500         4,555,900   

Healthcare Realty Trust Inc.

     24,526         624,922   

Highwoods Properties Inc.

     13,672         492,192   

Home Properties Inc. a

     14,500         891,315   

Hospitality Properties Trust

     34,790         877,404   

Host Hotels & Resorts Inc.

     202,466         3,399,404   

Invesco Mortgage Capital Inc.

     32,509         705,445   

Kilroy Realty Corp. a

     21,001         1,047,950   

Kimco Realty Corp.

     113,893         2,365,558   

LaSalle Hotel Properties

     26,289         717,690   

Lexington Realty Trust a

     42,568         468,248   

Liberty Property Trust a

     33,313         1,304,870   

Macerich Co. (The) a

     38,231         2,283,155   

Mack-Cali Realty Corp. a

     23,454         637,245   

MFA Financial Inc.

     100,816         906,336   

Mid-America Apartment Communities Inc. a

     11,990         783,786   

National Retail Properties Inc. a

     30,680         982,374   

Omega Healthcare Investors Inc. a

     31,666         809,383   
 

 

34   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. FINANCIAL SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Piedmont Office Realty Trust Inc. Class A

    47,517      $ 918,504   

Plum Creek Timber Co. Inc.

    45,315        2,183,277   

Post Properties Inc.

    15,225        738,565   

Potlatch Corp.

    11,566        501,849   

Prologis Inc.

    128,468        5,125,873   

Public Storage

    40,186        6,185,831   

Rayonier Inc. a

    34,528        1,858,988   

Realty Income Corp. a

    50,092        2,188,017   

Redwood Trust Inc. a

    23,574        450,263   

Regency Centers Corp.

    25,290        1,260,201   

RLJ Lodging Trust

    30,155        630,541   

Senior Housing Properties Trust

    51,977        1,252,126   

Simon Property Group Inc.

    86,238        13,813,603   

SL Green Realty Corp. a

    24,891        2,000,739   

Sovran Self Storage Inc.

    8,499        554,475   

Starwood Property Trust Inc.

    37,772        968,474   

Sunstone Hotel Investors Inc. a,b

    38,303        443,166   

Tanger Factory Outlet Centers Inc.

    26,453        936,965   

Taubman Centers Inc.

    10,926        890,469   

Two Harbors Investment Corp.

    82,855        1,029,059   

UDR Inc.

    69,711        1,665,396   

Ventas Inc.

    82,393        5,461,832   

Vornado Realty Trust

    47,422        4,005,262   

Washington Real Estate Investment Trust

    18,636        530,753   

Weingarten Realty Investors a

    31,473        907,681   

Weyerhaeuser Co.

    151,009        4,548,391   
   

 

 

 
      149,376,247   

RETAIL — 0.09%

   

Cash America International Inc. a

    8,203        393,006   

EZCORP Inc. Class A NVS b

    12,529        278,144   
   

 

 

 
      671,150   

SAVINGS & LOANS — 0.82%

   

Astoria Financial Corp.

    22,969        223,718   

Capitol Federal Financial Inc.

    39,183        460,400   

First Niagara Financial Group Inc.

    99,516        780,206   

Hudson City Bancorp Inc.

    132,589        1,133,636   

New York Community Bancorp Inc.

    122,912        1,640,875   

People’s United Financial Inc.

    97,633        1,201,862   

Provident Financial Services Inc.

    15,224        225,772   

TFS Financial Corp. a,b

    22,634        231,546   

Washington Federal Inc.

    29,953        526,873   
   

 

 

 
      6,424,888   

SOFTWARE — 0.15%

   

MSCI Inc. Class A a,b

    34,326        1,158,159   
   

 

 

 
      1,158,159   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $815,243,554)

   

    776,295,015   

SHORT-TERM INVESTMENTS — 3.72%

  

MONEY MARKET FUNDS — 3.72%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    26,372,296        26,372,296   
Security   Shares     Value  
   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    1,845,737      $ 1,845,737   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    716,122        716,122   
   

 

 

 
      28,934,155   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $28,934,155)

   

    28,934,155   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 103.55%
(Cost: $844,177,709)

     

    805,229,170   

Other Assets, Less Liabilities — (3.55)%

  

    (27,638,058 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 777,591,112   
   

 

 

 

NVS  —  Non-Voting Shares

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     35   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. FINANCIAL SERVICES INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.74%

  

BANKS—68.66%

  

 

Associated Banc-Corp

    50,035      $ 713,999   

BancorpSouth Inc. a

    24,395        353,728   

Bank of America Corp.

    3,137,503        35,516,534   

Bank of Hawaii Corp.

    13,158        632,768   

Bank of New York Mellon Corp. (The)

    340,281        9,242,032   

BB&T Corp.

    203,833        6,172,063   

BOK Financial Corp.

    7,804        437,414   

Capital One Financial Corp.

    169,366        9,538,693   

CapitalSource Inc. a

    62,345        505,618   

Cathay General Bancorp

    21,645        420,129   

CIT Group Inc. b

    58,491        2,477,094   

Citigroup Inc.

    853,655        35,990,095   

City National Corp.

    13,824        732,119   

Comerica Inc.

    55,442        1,904,987   

Commerce Bancshares Inc.

    22,766        854,863   

Cullen/Frost Bankers Inc.

    17,946        1,056,840   

East West Bancorp Inc.

    40,945        960,160   

F.N.B. Corp.

    40,979        474,947   

Fifth Third Bancorp

    261,584        4,261,203   

First Financial Bankshares Inc. a

    8,864        363,956   

First Horizon National Corp.

    72,237        737,540   

First Midwest Bancorp Inc.

    21,782        275,978   

First Republic Bank

    19,848        708,375   

FirstMerit Corp.

    32,133        489,386   

Fulton Financial Corp.

    58,264        634,495   

Glacier Bancorp Inc. a

    21,148        329,486   

Goldman Sachs Group Inc. (The)

    128,606        19,015,683   

Hancock Holding Co.

    24,823        750,151   

Huntington Bancshares Inc.

    249,295        1,735,093   

IBERIABANK Corp.

    8,702        448,066   

International Bancshares Corp.

    16,198        316,671   

J.P. Morgan Chase & Co.

    1,106,551        52,063,225   

KeyCorp

    271,893        2,555,794   

M&T Bank Corp.

    35,401        3,635,329   

MB Financial Inc.

    15,989        357,674   

Morgan Stanley

    402,464        9,196,302   

National Penn Bancshares Inc.

    35,395        345,101   

Northern Trust Corp.

    63,638        3,275,448   

Old National Bancorp

    29,753        397,500   

PacWest Bancorp

    9,479        260,483   

Park National Corp.

    3,737        244,587   

PNC Financial Services Group Inc. (The) c

    153,993        9,516,767   

Popular Inc. a,b

    30,208        810,783   

PrivateBancorp Inc.

    18,394        315,825   

Prosperity Bancshares Inc.

    12,886        581,288   

Regions Financial Corp.

    411,454        3,201,112   

Signature Bank a,b

    13,475        996,207   

State Street Corp.

    135,367        7,533,174   

SunTrust Banks Inc.

    157,076        4,456,246   

Susquehanna Bancshares Inc.

    54,751        625,256   

SVB Financial Group a,b

    13,017        863,938   

Synovus Financial Corp.

    110,783        285,820   

TCF Financial Corp.

    47,883        654,082   

Texas Capital Bancshares Inc. a,b

    11,908        492,991   

Trustmark Corp.

    18,990        439,239   

U.S. Bancorp

    547,420        18,119,602   
Security   Shares     Value  
   

UMB Financial Corp.

    9,586      $ 424,372   

Umpqua Holdings Corp.

    32,818        414,820   

United Bankshares Inc.

    6,925        176,518   

Valley National Bancorp

    57,996        567,781   

Webster Financial Corp.

    23,501        522,897   

Wells Fargo & Co.

    1,425,116        49,636,790   

Westamerica Bancorp a

    8,031        356,737   

Wintrust Financial Corp.

    10,741        398,169   

Zions Bancorp

    53,740        1,253,217   
   

 

 

 
      313,025,240   

COMMERCIAL SERVICES — 5.44%

  

 

Equifax Inc.

    34,923        2,049,980   

MasterCard Inc. Class A

    31,119        16,132,090   

Moody’s Corp.

    56,456        3,094,918   

SEI Investments Co.

    39,387        1,061,874   

Western Union Co.

    173,724        2,472,092   
   

 

 

 
      24,810,954   

DIVERSIFIED FINANCIAL SERVICES — 23.42%

  

 

Affiliated Managers Group Inc. a,b

    15,090        2,171,904   

American Express Co.

    283,444        16,669,342   

Ameriprise Financial Inc.

    60,000        3,979,200   

BlackRock Inc. c

    36,535        8,632,490   

CBOE Holdings Inc.

    25,399        860,518   

Charles Schwab Corp. (The)

    319,620        5,283,319   

CME Group Inc.

    89,412        5,171,590   

Discover Financial Services

    147,024        5,644,251   

E*TRADE Financial Corp. a,b

    75,271        798,625   

Eaton Vance Corp. NVS

    33,682        1,219,288   

Federated Investors Inc. Class B a

    27,253        644,806   

Franklin Resources Inc.

    40,205        5,503,260   

Greenhill & Co. Inc.

    7,721        454,767   

IntercontinentalExchange Inc. b

    21,174        2,937,892   

Invesco Ltd.

    129,401        3,526,177   

Janus Capital Group Inc. a

    54,538        507,203   

Jefferies Group Inc.

    37,255        742,492   

Legg Mason Inc.

    34,211        945,934   

NASDAQ OMX Group Inc. (The)

    34,193        968,346   

NYSE Euronext Inc.

    70,792        2,447,279   

Ocwen Financial Corp. a,b

    33,956        1,323,265   

Portfolio Recovery Associates Inc. a,b

    4,981        532,718   

Raymond James Financial Inc.

    32,476        1,449,404   

SLM Corp.

    134,575        2,272,972   

Stifel Financial Corp. a,b

    14,673        540,700   

T. Rowe Price Group Inc.

    74,279        5,307,235   

TD Ameritrade Holding Corp.

    66,681        1,292,945   

Visa Inc. Class A

    151,771        23,966,159   

Waddell & Reed Financial Inc. Class A

    24,960        990,912   
   

 

 

 
      106,784,993   

INSURANCE — 0.34%

  

 

Fidelity National Financial Inc. Class A

    61,761        1,550,201   
   

 

 

 
      1,550,201   

RETAIL — 0.15%

  

 

Cash America International Inc. a

    8,533        408,816   

EZCORP Inc. Class A NVS a,b

    13,314        295,571   
   

 

 

 
      704,387   
 

 

36   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. FINANCIAL SERVICES INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

SAVINGS & LOANS — 1.47%

   

Astoria Financial Corp.

    24,473      $ 238,367   

Capitol Federal Financial Inc.

    41,185        483,924   

First Niagara Financial Group Inc.

    102,645        804,737   

Hudson City Bancorp Inc.

    138,969        1,188,185   

New York Community Bancorp Inc.

    127,984        1,708,586   

People’s United Financial Inc.

    101,362        1,247,766   

Provident Financial Services Inc.

    15,766        233,810   

TFS Financial Corp. a,b

    24,050        246,031   

Washington Federal Inc.

    30,989        545,097   
   

 

 

 
      6,696,503   

SOFTWARE — 0.26%

   

MSCI Inc. Class A a,b

    35,631        1,202,190   
   

 

 

 
      1,202,190   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $474,525,124)

   

    454,774,468   

SHORT-TERM INVESTMENTS — 1.14%

  

 

MONEY MARKET FUNDS — 1.14%

   

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    4,098,381        4,098,381   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    286,836        286,836   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    800,591        800,591   
   

 

 

 
      5,185,808   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $5,185,808)

   

    5,185,808   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.88%
(Cost: $479,710,932)

    

    459,960,276   

Other Assets, Less Liabilities — (0.88)%

  

    (4,024,021 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 455,936,255   
   

 

 

 

NVS  —  Non-Voting Shares

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

     37   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. HEALTHCARE PROVIDERS INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.85%

  

 

COMMERCIAL SERVICES — 2.48%

   

Healthcare Services Group Inc.

    104,274      $ 2,518,217   

HMS Holdings Corp. a,b

    125,449        3,419,740   
   

 

 

 
      5,937,957   

CONSULTING SERVICES — 0.57%

  

 

Accretive Health Inc. a,b

    105,450        1,361,359   
   

 

 

 
      1,361,359   

DIALYSIS CENTERS — 4.00%

  

 

DaVita HealthCare Partners Inc. a

    82,999        9,578,915   
   

 

 

 
      9,578,915   

HUMAN RESOURCES — 0.77%

  

 

Team Health Holdings Inc. a

    54,478        1,845,170   
   

 

 

 
      1,845,170   

INTERNET CONTENT — INFO/NEWS — 0.43%

  

 

HealthStream Inc. a,b

    41,468        1,027,577   
   

 

 

 
      1,027,577   

MEDICAL — DRUGS — 0.38%

  

 

PharMerica Corp. a,b

    62,799        909,329   
   

 

 

 
      909,329   

MEDICAL — HMO — 45.47%

  

 

Aetna Inc.

    287,285        13,855,756   

Centene Corp. a

    72,197        3,116,023   

Cigna Corp.

    245,580        14,327,137   

Coventry Health Care Inc.

    148,008        6,783,207   

Health Net Inc. a

    117,022        3,182,998   

Humana Inc.

    150,421        11,185,306   

Magellan Health Services Inc. a

    43,697        2,241,656   

Molina Healthcare Inc. a

    53,268        1,529,324   

UnitedHealth Group Inc.

    590,778        32,616,853   

Universal American Corp. b

    80,647        755,662   

WellCare Health Plans Inc. a

    61,181        3,102,489   

WellPoint Inc.

    250,916        16,264,375   
   

 

 

 
      108,960,786   

MEDICAL — HOSPITALS — 12.98%

  

 

Community Health Systems Inc.

    122,872        4,709,684   

HCA Holdings Inc.

    187,853        7,072,665   

Health Management Associates Inc. Class A a

    368,162        3,843,611   

LifePoint Hospitals Inc. a

    73,432        3,209,713   

Select Medical Holdings Corp.

    86,029        837,922   

Tenet Healthcare Corp. a

    137,343        5,333,029   

Universal Health Services Inc. Class B

    107,530        6,090,499   
   

 

 

 
      31,097,123   
Security   Shares     Value  
   

MEDICAL — NURSING HOMES — 0.91%

  

 

Ensign Group Inc. (The)

    36,551      $ 1,043,897   

Kindred Healthcare Inc. a,b

    106,017        1,142,863   
   

 

 

 
      2,186,760   

MEDICAL — OUTPATIENT/HOME MEDICAL CARE — 2.08%

  

Air Methods Corp. b

    56,232        2,458,463   

Amedisys Inc. a,b

    70,054        779,000   

AmSurg Corp. a

    56,052        1,749,383   
   

 

 

 
      4,986,846   

MEDICAL LABS & TESTING SERVICES — 9.84%

  

Bio-Reference Laboratories Inc. a,b

    45,985        1,277,004   

Covance Inc. a

    70,941        4,732,474   

Laboratory Corp. of America Holdings a

    95,552        8,551,904   

Quest Diagnostics Inc.

    155,895        9,034,115   
   

 

 

 
      23,595,497   

MEDICAL PRODUCTS — 0.73%

  

 

Hanger Inc. a,b

    60,985        1,752,099   
   

 

 

 
      1,752,099   

PHARMACY SERVICES — 11.69%

  

 

BioScrip Inc. a,b

    111,181        1,248,563   

Express Scripts Holding Co. a

    500,905        26,758,345   
   

 

 

 
      28,006,908   

PHYSICAL THERAPY/REHAB CENTERS — 1.38%

  

HealthSouth Corp. a,b

    138,299        3,299,814   
   

 

 

 
      3,299,814   

PHYSICIAN PRACTICE MANAGEMENT — 2.75%

  

IPC The Hospitalist Co. Inc. a,b

    32,197        1,372,880   

MEDNAX Inc. a,b

    60,928        5,213,000   
   

 

 

 
      6,585,880   

RESEARCH & DEVELOPMENT — 1.22%

  

PAREXEL International Corp. a,b

    86,685        2,934,287   
   

 

 

 
      2,934,287   

RETIREMENT/AGED CARE FACILITIES — 2.17%

  

Brookdale Senior Living Inc. a

    135,982        3,672,874   

Emeritus Corp. a,b

    56,213        1,522,248   
   

 

 

 
      5,195,122   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $237,992,397)

   

    239,261,429   
 

 

38   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. HEALTHCARE PROVIDERS INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

SHORT-TERM INVESTMENTS — 8.38%

  

 

MONEY MARKET FUNDS — 8.38%

   

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    18,353,337      $ 18,353,337   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    1,284,508        1,284,508   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    449,559        449,559   
   

 

 

 
      20,087,404   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $20,087,404)

   

    20,087,404   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 108.23%
(Cost: $258,079,801)

    

    259,348,833   

Other Assets, Less Liabilities — (8.23)%

  

    (19,725,555 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 239,623,278   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

     39   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. HEALTHCARE SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.83%

  

 

BIOTECHNOLOGY — 16.23%

  

 

Acorda Therapeutics Inc. a,b

    17,498      $ 505,342   

Alexion Pharmaceuticals Inc. a

    84,809        7,971,198   

Amgen Inc.

    334,886        28,619,358   

Arena Pharmaceuticals Inc. a,b

    97,510        822,984   

ARIAD Pharmaceuticals Inc. a

    72,776        1,446,787   

Bio-Rad Laboratories Inc. Class A a

    8,821        1,003,742   

Biogen Idec Inc. a

    103,252        16,115,572   

Celgene Corp. a

    184,595        18,267,521   

Charles River Laboratories International Inc. a

    21,159        874,290   

Cubist Pharmaceuticals Inc. a,b

    28,061        1,207,745   

Gilead Sciences Inc. a

    661,298        26,088,206   

Illumina Inc. a,b

    53,774        2,722,578   

Incyte Corp. a,b

    57,404        1,055,086   

Life Technologies Corp. a

    75,063        4,855,825   

Myriad Genetics Inc. a

    35,651        964,716   

PDL BioPharma Inc. b

    60,488        416,157   

Regeneron Pharmaceuticals Inc. a,b

    32,895        5,721,756   

Seattle Genetics Inc. a,b

    45,139        1,329,344   

United Therapeutics Corp. a

    20,681        1,114,499   

Vertex Pharmaceuticals Inc. a

    94,501        4,231,755   
   

 

 

 
      125,334,461   

COMMERCIAL SERVICES — 0.34%

   

Healthcare Services Group Inc.

    30,391        733,943   

HMS Holdings Corp. a

    37,878        1,032,554   

PAREXEL International Corp. a,b

    25,812        873,736   
   

 

 

 
      2,640,233   

DISTRIBUTION & WHOLESALE — 0.11%

   

Owens & Minor Inc. b

    27,848        852,427   
   

 

 

 
      852,427   

ELECTRONICS — 1.92%

   

Thermo Fisher Scientific Inc.

    157,201        11,340,480   

Waters Corp. a

    37,949        3,474,990   
   

 

 

 
      14,815,470   

HEALTH CARE — PRODUCTS — 17.16%

   

Alere Inc. a

    32,958        700,687   

Baxter International Inc.

    239,755        16,264,979   

Becton, Dickinson and Co.

    86,022        7,229,289   

Boston Scientific Corp. a

    598,858        4,473,469   

C.R. Bard Inc.

    33,403        3,409,444   

CareFusion Corp. a

    96,696        3,001,444   

Cepheid Inc. a,b

    28,885        1,046,215   

Cooper Companies Inc. (The)

    20,870        2,115,174   

Covidien PLC

    206,591        12,878,883   

Edwards Lifesciences Corp. a

    50,315        4,524,828   

Haemonetics Corp. a,b

    22,523        944,615   

Henry Schein Inc. a

    38,401        3,315,542   

Hill-Rom Holdings Inc.

    26,622        883,318   

Hologic Inc. a

    116,265        2,771,758   
Security   Shares     Value  
   

Hospira Inc. a

    71,998      $ 2,456,572   

IDEXX Laboratories Inc. a,b

    23,878        2,273,424   

Intuitive Surgical Inc. a

    17,354        9,967,791   

Masimo Corp.

    22,565        458,070   

Medtronic Inc.

    441,369        20,567,795   

PSS World Medical Inc. a,b

    21,837        631,744   

ResMed Inc.

    62,363        2,731,499   

Sirona Dental Systems Inc. a

    24,031        1,597,341   

St. Jude Medical Inc.

    134,405        5,470,283   

Steris Corp.

    25,518        962,794   

Stryker Corp.

    126,106        7,900,541   

TECHNE Corp.

    15,185        1,088,461   

Teleflex Inc.

    17,834        1,337,550   

Thoratec Corp. a,b

    25,551        933,378   

Varian Medical Systems Inc. a

    47,755        3,373,891   

Volcano Corp. a,b

    23,688        593,148   

West Pharmaceutical Services Inc.

    14,962        885,900   

Zimmer Holdings Inc.

    75,713        5,648,190   
   

 

 

 
      132,438,017   

HEALTH CARE — SERVICES — 11.23%

   

Aetna Inc.

    146,053        7,044,136   

Brookdale Senior Living Inc. a

    42,943        1,159,890   

Centene Corp. a,b

    22,433        968,208   

Cigna Corp.

    124,687        7,274,240   

Community Health Systems Inc.

    39,802        1,525,611   

Covance Inc. a,b

    23,850        1,591,033   

Coventry Health Care Inc.

    58,617        2,686,417   

DaVita HealthCare Partners Inc. a

    36,533        4,216,274   

HCA Holdings Inc.

    71,183        2,680,040   

Health Management Associates Inc. Class A a

    112,241        1,171,796   

Health Net Inc. a

    35,388        962,554   

HealthSouth Corp. a,b

    41,515        990,548   

Humana Inc.

    69,002        5,130,989   

Laboratory Corp. of America Holdings a,b

    41,282        3,694,739   

LifePoint Hospitals Inc. a

    21,578        943,174   

Magellan Health Services Inc. a,b

    11,958        613,445   

MEDNAX Inc. a,b

    21,710        1,857,508   

Quest Diagnostics Inc.

    69,282        4,014,892   

Tenet Healthcare Corp. a

    46,422        1,802,566   

UnitedHealth Group Inc.

    445,794        24,612,287   

Universal Health Services Inc. Class B

    38,546        2,183,245   

WellCare Health Plans Inc. a

    18,960        961,462   

WellPoint Inc.

    132,513        8,589,493   
   

 

 

 
      86,674,547   

PHARMACEUTICALS — 52.84%

   

Abbott Laboratories

    689,827        23,371,339   

AbbVie Inc.

    689,828        25,309,789   

Actavis Inc. a

    55,817        4,822,031   

Align Technology Inc. a,b

    31,075        974,512   

Alkermes PLC a

    53,456        1,232,161   

Allergan Inc.

    134,209        14,093,287   

Auxilium Pharmaceuticals Inc. a,b

    21,675        398,820   

BioMarin Pharmaceutical Inc. a

    53,960        2,961,864   

Bristol-Myers Squibb Co.

    720,381        26,034,569   

DENTSPLY International Inc.

    61,847        2,582,731   

Eli Lilly and Co.

    445,665        23,927,754   

Endo Health Solutions Inc. a

    49,918        1,580,404   

Express Scripts Holding Co. a

    356,284        19,032,691   

Forest Laboratories Inc. a

    102,014        3,703,108   
 

 

40   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. HEALTHCARE SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Impax Laboratories Inc. a

    28,262      $ 569,762   

Isis Pharmaceuticals Inc. a,b

    44,498        646,556   

Jazz Pharmaceuticals PLC a

    20,433        1,152,217   

Johnson & Johnson

    1,209,433        89,401,287   

Medivation Inc. a

    32,374        1,759,851   

Merck & Co. Inc.

    1,326,741        57,381,548   

Mylan Inc. a

    178,023        5,032,710   

Nektar Therapeutics a,b

    50,757        434,987   

Onyx Pharmaceuticals Inc. a

    31,274        2,424,360   

Patterson Companies Inc.

    36,582        1,321,708   

Perrigo Co.

    38,463        3,865,916   

Pfizer Inc.

    3,213,152        87,654,787   

Pharmacyclics Inc. a,b

    21,899        1,518,258   

Questcor Pharmaceuticals Inc. b

    25,697        654,760   

Salix Pharmaceuticals Ltd. a

    21,920        1,049,968   

Theravance Inc. a,b

    29,831        663,740   

ViroPharma Inc. a,b

    28,947        771,727   

VIVUS Inc. a,b

    43,547        527,354   

Warner Chilcott PLC Class A

    76,935        1,090,169   
   

 

 

 
      407,946,725   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $742,047,639)

   

    770,701,880   

SHORT-TERM INVESTMENTS — 3.21%

  

MONEY MARKET FUNDS — 3.21%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    21,899,235        21,899,235   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    1,532,677        1,532,677   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    1,355,979        1,355,979   
   

 

 

 
      24,787,891   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $24,787,891)

   

    24,787,891   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 103.04%
(Cost: $766,835,530)

    

    795,489,771   

Other Assets, Less Liabilities — (3.04)%

  

    (23,436,366 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 772,053,405   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     41   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. HOME CONSTRUCTION INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.85%

  

BUILDING — MOBILE HOME/MANUFACTURED
HOUSING & RV — 1.07%

   

Cavco Industries Inc. a,b,c

    462,917      $ 24,006,876   
   

 

 

 
      24,006,876   

BUILDING — RESIDENTIAL/COMMERCIAL — 64.65%

  

D.R. Horton Inc. b

    9,318,510        220,475,947   

Hovnanian Enterprises Inc. Class A a,b

    4,902,752        27,994,714   

KB Home b

    3,678,193        70,143,140   

Lennar Corp. Class A b

    5,305,809        220,403,306   

M.D.C. Holdings Inc.

    1,934,439        76,062,141   

M/I Homes Inc. a,b,c

    1,413,012        38,490,447   

Meritage Homes Corp. a,b

    1,594,548        70,542,804   

NVR Inc. a

    160,766        165,534,320   

PulteGroup Inc. a

    11,140,574        231,055,505   

Ryland Group Inc. (The)

    2,183,877        86,743,594   

Standard-Pacific Corp. a,b

    6,535,518        54,244,799   

Toll Brothers Inc. a

    5,140,516        192,512,324   
   

 

 

 
      1,454,203,041   

BUILDING AND CONSTRUCTION PRODUCTS — MISCELLANEOUS — 6.18%

   

Louisiana-Pacific Corp. a,b

    2,220,541        43,145,111   

Owens Corning a

    1,250,797        52,120,711   

USG Corp. a,b

    1,488,638        43,751,071   
   

 

 

 
      139,016,893   

BUILDING PRODUCTS — AIR AND HEATING — 1.87%

  

Lennox International Inc.

    732,698        42,137,462   
   

 

 

 
      42,137,462   

BUILDING PRODUCTS — CEMENT/AGGREGATES — 2.01%

  

Eagle Materials Inc.

    697,282        45,162,955   
   

 

 

 
      45,162,955   

BUILDING PRODUCTS — WOOD — 2.45%

  

 

Masco Corp.

    2,992,800        55,037,592   
   

 

 

 
      55,037,592   

COATINGS/PAINT — 2.82%

  

 

Sherwin-Williams Co. (The)

    391,473        63,473,432   
   

 

 

 
      63,473,432   

DISTRIBUTION/WHOLESALE — 3.38%

  

 

Beacon Roofing Supply Inc. a,b

    1,047,465        37,855,385   

Watsco Inc.

    507,873        38,268,231   
   

 

 

 
      76,123,616   
Security   Shares     Value  
   

DIVERSIFIED MANUFACTURING OPERATIONS — 2.10%

  

Leggett & Platt Inc.

    1,603,931      $ 47,219,729   
   

 

 

 
      47,219,729   

HOME FURNISHINGS — 1.36%

  

 

Ethan Allen Interiors Inc. b

    1,054,370        30,481,837   
   

 

 

 
      30,481,837   

RETAIL — BUILDING PRODUCTS — 9.42%

  

Home Depot Inc. (The)

    1,399,354        93,644,770   

Lowe’s Companies Inc.

    2,089,488        79,797,547   

Lumber Liquidators Holdings Inc. a,b

    651,381        38,548,727   
   

 

 

 
      211,991,044   

TEXTILE — HOME FURNISHINGS — 2.54%

  

Mohawk Industries Inc. a

    561,388        57,070,704   
   

 

 

 
      57,070,704   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $1,821,050,228)

   

    2,245,925,181   

SHORT-TERM INVESTMENTS — 8.66%

  

MONEY MARKET FUNDS — 8.66%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    179,611,571        179,611,571   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    12,570,604        12,570,604   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    2,531,869        2,531,869   
   

 

 

 
      194,714,044   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $194,714,044)

   

    194,714,044   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 108.51%
(Cost: $2,015,764,272)

    

    2,440,639,225   

Other Assets, Less Liabilities — (8.51)%

  

    (191,430,506 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 2,249,208,719   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

42   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

COMMON STOCKS — 99.81%

  

AEROSPACE & DEFENSE — 12.39%

  

Alliant Techsystems Inc.

     12,867       $ 832,752   

B/E Aerospace Inc. a

     40,965         2,109,288   

Boeing Co. (The)

     267,371         19,750,696   

Curtiss-Wright Corp.

     18,388         655,532   

Esterline Technologies Corp. a,b

     12,241         812,680   

Exelis Inc.

     73,517         807,952   

General Dynamics Corp.

     130,784         8,670,979   

Kaman Corp.

     10,354         376,264   

L-3 Communications Holdings Inc.

     37,148         2,820,276   

Lockheed Martin Corp.

     105,887         9,198,404   

Moog Inc. Class A a,b

     17,787         779,071   

Northrop Grumman Corp.

     96,806         6,296,262   

Orbital Sciences Corp. a,b

     23,476         345,097   

Raytheon Co.

     130,082         6,852,720   

Rockwell Collins Inc.

     55,355         3,259,302   

Spirit AeroSystems Holdings Inc.
Class A a

     43,606         695,080   

Teledyne Technologies Inc. a,b

     14,505         990,111   

TransDigm Group Inc.

     17,709         2,398,507   

Triumph Group Inc.

     19,622         1,380,800   

United Technologies Corp.

     332,185         29,089,441   
     

 

 

 
        98,121,214   

AUTO MANUFACTURERS — 1.11%

  

Navistar International Corp. a,b

     31,172         813,278   

Oshkosh Corp. a

     36,112         1,414,868   

PACCAR Inc.

     138,965         6,539,693   
     

 

 

 
        8,767,839   

BUILDING MATERIALS — 1.73%

  

Eagle Materials Inc.

     18,366         1,189,566   

Fortune Brands Home & Security Inc. a

     64,090         2,098,307   

Lennox International Inc.

     17,928         1,031,039   

Louisiana-Pacific Corp. a,b

     54,622         1,061,305   

Martin Marietta Materials Inc.

     18,023         1,779,411   

Masco Corp.

     140,694         2,587,363   

Owens Corning a

     46,399         1,933,446   

Simpson Manufacturing Co. Inc.

     15,734         510,096   

Texas Industries Inc. a

     8,163         463,985   

USG Corp. a,b

     35,107         1,031,795   
     

 

 

 
        13,686,313   

CHEMICALS — 1.92%

     

Ecolab Inc.

     103,854         7,519,030   

Sherwin-Williams Co. (The)

     33,707         5,465,253   

Valspar Corp. (The)

     33,262         2,204,605   
     

 

 

 
        15,188,888   

COMMERCIAL SERVICES — 7.13%

  

ABM Industries Inc.

     19,827         434,608   

Acacia Research Corp. a

     19,592         500,184   

ADT Corp. (The)

     91,552         4,348,720   

Advisory Board Co. (The) a,b

     13,489         731,508   
Security    Shares      Value  
     

Alliance Data Systems Corp. a,b

     19,659       $ 3,098,258   

Automatic Data Processing Inc.

     191,241         11,338,679   

Brink’s Co. (The)

     18,787         560,228   

Convergys Corp.

     43,381         738,345   

CoreLogic Inc. a

     38,345         1,006,173   

Corporate Executive Board Co. (The)

     13,209         661,903   

Corrections Corp. of America

     39,417         1,493,510   

CoStar Group Inc. a,b

     10,572         991,442   

Deluxe Corp.

     20,161         741,723   

Euronet Worldwide Inc. a,b

     19,000         464,930   

FleetCor Technologies Inc. a

     16,049         960,372   

FTI Consulting Inc. a,b

     16,164         525,330   

Genpact Ltd.

     52,677         882,340   

GEO Group Inc. (The)

     28,082         916,035   

Global Payments Inc.

     31,044         1,529,227   

Iron Mountain Inc.

     65,748         2,249,239   

Lender Processing Services Inc.

     33,300         800,532   

Manpower Inc.

     30,780         1,585,170   

MAXIMUS Inc.

     13,430         920,895   

Monster Worldwide Inc. a,b

     46,551         269,996   

Paychex Inc.

     127,511         4,160,684   

PHH Corp. a

     22,188         485,473   

Quanta Services Inc. a

     83,971         2,432,640   

R.R. Donnelley & Sons Co. b

     70,826         651,599   

Robert Half International Inc.

     55,271         1,947,750   

Total System Services Inc.

     63,045         1,465,796   

Towers Watson & Co. Class A

     22,485         1,373,384   

United Rentals Inc. a,b

     36,524         1,848,845   

Verisk Analytics Inc. Class A a

     57,147         3,152,229   

WEX Inc. a,b

     15,298         1,202,576   
     

 

 

 
        56,470,323   

COMPUTERS — 2.46%

     

Accenture PLC Class A

     251,538         18,083,067   

Jack Henry & Associates Inc.

     34,027         1,411,440   
     

 

 

 
        19,494,507   

DISTRIBUTION & WHOLESALE — 1.85%

  

Arrow Electronics Inc. a

     41,930         1,610,950   

Fastenal Co.

     106,168         5,274,426   

United Stationers Inc.

     15,927         531,006   

W.W. Grainger Inc.

     23,518         5,122,691   

Watsco Inc.

     11,674         879,636   

WESCO International Inc. a,b

     17,175         1,252,573   
     

 

 

 
        14,671,282   

DIVERSIFIED FINANCIAL SERVICES — 0.08%

  

Air Lease Corp. a

     26,326         628,402   
     

 

 

 
        628,402   

ELECTRIC — 0.22%

     

MDU Resources Group Inc.

     74,504         1,737,433   
     

 

 

 
        1,737,433   

ELECTRICAL COMPONENTS & EQUIPMENT — 3.61%

  

Acuity Brands Inc.

     16,730         1,151,024   

AMETEK Inc.

     95,827         3,927,949   

Belden Inc.

     17,271         831,599   
 

 

     43   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Emerson Electric Co.

    285,440      $ 16,341,440   

EnerSys Inc. a,b

    19,062        780,208   

General Cable Corp. a,b

    19,587        658,515   

GrafTech International Ltd. a,b

    50,019        480,182   

Hubbell Inc. Class B

    21,044        1,916,056   

Littelfuse Inc.

    8,595        550,166   

Molex Inc.

    54,303        1,474,869   

Universal Display Corp. a,b

    15,867        441,420   
   

 

 

 
      28,553,428   

ELECTRONICS — 7.76%

   

Agilent Technologies Inc.

    137,272        6,147,040   

Amphenol Corp. Class A

    63,086        4,262,721   

Avnet Inc. a

    54,281        1,919,376   

Benchmark Electronics Inc. a,b

    22,195        389,744   

Brady Corp. Class A

    18,316        639,045   

ESCO Technologies Inc.

    10,611        436,855   

FEI Co.

    15,056        917,814   

FLIR Systems Inc.

    58,844        1,398,722   

Honeywell International Inc.

    308,612        21,059,683   

Itron Inc. a,b

    15,320        710,695   

Jabil Circuit Inc.

    73,439        1,388,732   

Mettler-Toledo International Inc. a,b

    12,104        2,572,463   

National Instruments Corp.

    37,358        1,060,967   

PerkinElmer Inc.

    45,220        1,593,553   

Plexus Corp. a,b

    13,953        356,081   

TE Connectivity Ltd.

    166,680        6,480,518   

Trimble Navigation Ltd. a,b

    49,698        3,106,125   

Tyco International Ltd.

    183,415        5,544,635   

Vishay Intertechnology Inc. a,b

    51,855        569,886   

Woodward Inc.

    23,844        915,848   
   

 

 

 
      61,470,503   

ENGINEERING & CONSTRUCTION — 1.90%

  

AECOM Technology Corp. a

    42,891        1,096,723   

Aegion Corp. a,b

    15,307        360,021   

EMCOR Group Inc.

    26,113        948,685   

Fluor Corp.

    65,506        4,246,754   

Foster Wheeler AGa

    42,030        1,097,403   

Granite Construction Inc.

    14,070        511,585   

Jacobs Engineering Group Inc. a

    51,352        2,470,545   

KBR Inc.

    58,050        1,812,321   

Shaw Group Inc. (The) a

    26,230        1,241,204   

URS Corp.

    30,238        1,254,272   
   

 

 

 
      15,039,513   

ENVIRONMENTAL CONTROL — 2.33%

  

Clean Harbors Inc. a

    20,836        1,158,273   

Covanta Holding Corp.

    52,350        1,032,342   

Mine Safety Appliances Co.

    12,236        565,548   

Republic Services Inc.

    117,999        3,762,988   

Stericycle Inc. a

    33,856        3,194,314   

Tetra Tech Inc. a,b

    25,088        719,022   

Waste Connections Inc.

    48,543        1,748,519   

Waste Management Inc.

    171,675        6,245,536   
   

 

 

 
      18,426,542   
Security   Shares     Value  
   

FOREST PRODUCTS & PAPER — 0.27%

  

MeadWestvaco Corp.

    68,823      $ 2,157,601   
   

 

 

 
      2,157,601   

HAND & MACHINE TOOLS — 0.55%

  

Kennametal Inc.

    31,232        1,280,824   

Lincoln Electric Holdings Inc.

    32,614        1,758,873   

Regal Beloit Corp.

    17,501        1,297,874   
   

 

 

 
      4,337,571   

HOUSEWARES — 0.13%

   

Toro Co. (The)

    23,094        1,016,829   
   

 

 

 
      1,016,829   

INTERNET — 0.42%

   

LinkedIn Corp. Class A a

    26,657        3,299,870   
   

 

 

 
      3,299,870   

MACHINERY — 10.29%

   

AGCO Corp. a

    38,307        2,030,271   

Applied Industrial Technologies Inc.

    16,538        727,010   

Babcock & Wilcox Co. (The)

    46,872        1,248,670   

Caterpillar Inc.

    257,634        25,348,609   

Cognex Corp.

    15,715        623,257   

Cummins Inc.

    69,590        7,991,020   

Deere & Co.

    154,292        14,512,706   

Flowserve Corp.

    19,743        3,095,110   

Gardner Denver Inc.

    19,369        1,362,997   

Graco Inc.

    23,852        1,364,334   

IDEX Corp.

    32,444        1,618,631   

Joy Global Inc.

    41,667        2,632,104   

Manitowoc Co. Inc. (The)

    51,968        914,637   

Nordson Corp.

    22,277        1,506,371   

Robbins & Myers Inc.

    16,768        977,239   

Rockwell Automation Inc.

    54,968        4,902,596   

Roper Industries Inc.

    38,752        4,551,422   

Terex Corp. a

    43,474        1,407,688   

Wabtec Corp.

    18,825        1,762,396   

Xylem Inc.

    73,118        2,042,186   

Zebra Technologies Corp. Class A a,b

    19,899        861,229   
   

 

 

 
      81,480,483   

MANUFACTURING — 24.48%

  

3M Co.

    250,791        25,217,035   

A.O. Smith Corp.

    15,292        1,059,430   

Actuant Corp. Class A

    28,724        846,784   

AptarGroup Inc.

    26,050        1,342,357   

Carlisle Companies Inc.

    24,721        1,585,852   

CLARCOR Inc.

    19,759        997,039   

Colfax Corp. a

    25,861        1,153,659   

Crane Co.

    18,713        940,890   

Danaher Corp.

    229,367        13,745,964   

Donaldson Co. Inc.

    53,355        2,006,682   

Dover Corp.

    70,642        4,887,014   

Eaton Corp. PLC

    181,983        10,363,932   

General Electric Co.

    4,132,307        92,067,800   

Harsco Corp.

    31,665        807,141   
 

 

44   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Hexcel Corp. a,b

    39,217      $ 1,050,623   

Illinois Tool Works Inc.

    168,115        10,562,665   

Ingersoll-Rand PLC

    110,452        5,676,128   

ITT Corp.

    36,351        933,494   

Pall Corp.

    43,895        2,998,028   

Parker Hannifin Corp.

    58,713        5,458,548   

Pentair Ltd. Registered

    82,827        4,197,672   

SPX Corp.

    20,023        1,494,316   

Textron Inc.

    111,107        3,195,437   

Trinity Industries Inc.

    31,063        1,233,201   
   

 

 

 
      193,821,691   

METAL FABRICATE & HARDWARE — 1.79%

  

Mueller Industries Inc.

    11,049        589,575   

Precision Castparts Corp.

    57,335        10,515,239   

Timken Co. (The)

    31,474        1,687,321   

Valmont Industries Inc.

    9,211        1,342,227   
   

 

 

 
      14,134,362   

MINING — 0.36%

   

Vulcan Materials Co.

    50,979        2,883,372   
   

 

 

 
      2,883,372   

PACKAGING & CONTAINERS — 1.97%

  

Ball Corp.

    60,497        2,693,327   

Bemis Co. Inc.

    40,784        1,455,173   

Crown Holdings Inc. a

    56,964        2,156,657   

Greif Inc. Class A

    11,879        558,075   

Owens-Illinois Inc. a

    64,920        1,545,096   

Packaging Corp. of America

    38,741        1,488,817   

Rock-Tenn Co. Class A

    28,029        2,212,890   

Sealed Air Corp.

    76,524        1,432,529   

Silgan Holdings Inc.

    19,419        833,075   

Sonoco Products Co.

    39,607        1,227,421   
   

 

 

 
      15,603,060   

RETAIL — 0.41%

   

Coinstar Inc. a,b

    12,010        611,069   

MSC Industrial Direct Co. Inc. Class A

    18,295        1,447,500   

World Fuel Services Corp.

    28,406        1,224,583   
   

 

 

 
      3,283,152   

SEMICONDUCTORS — 0.06%

  

Veeco Instruments Inc. a,b

    15,291        480,902   
   

 

 

 
      480,902   

SHIPBUILDING — 0.11%

   

Huntington Ingalls Industries Inc.

    19,429        860,705   
   

 

 

 
      860,705   

SOFTWARE — 1.14%

   

Broadridge Financial Solutions Inc.

    48,422        1,141,306   

Fidelity National Information Services Inc.

    98,037        3,638,153   

Fiserv Inc. a

    52,673        4,230,169   
   

 

 

 
      9,009,628   
Security   Shares     Value  
   

TELECOMMUNICATIONS — 0.33%

  

Anixter International Inc.

    10,641      $ 715,927   

IPG Photonics Corp.

    11,259        737,239   

NeuStar Inc. Class A a,b

    26,159        1,180,817   
   

 

 

 
    2,633,983   

TEXTILES — 0.22%

   

Cintas Corp.

    41,979        1,774,033   
   

 

 

 
    1,774,033   

TRANSPORTATION — 12.68%

  

C.H. Robinson Worldwide Inc.

    63,420        4,195,233   

Con-way Inc.

    22,003        690,454   

CSX Corp.

    406,709        8,959,799   

Expeditors International of Washington Inc.

    82,495        3,539,036   

FedEx Corp.

    115,041        11,670,909   

Forward Air Corp.

    11,461        425,318   

Genesee & Wyoming Inc. Class A a,b

    17,223        1,456,721   

Hub Group Inc. Class A a,b

    14,036        516,665   

J.B. Hunt Transport Services Inc.

    35,855        2,411,966   

Kansas City Southern Industries Inc.

    43,336        4,035,015   

Kirby Corp. a,b

    22,013        1,555,218   

Knight Transportation Inc.

    23,457        374,139   

Landstar System Inc.

    18,377        1,048,224   

Matson Inc.

    16,573        454,266   

Norfolk Southern Corp.

    124,635        8,583,612   

Old Dominion Freight Line Inc. a,b

    27,775        1,035,452   

Ryder System Inc.

    20,156        1,144,458   

Teekay Corp.

    14,844        522,212   

Union Pacific Corp.

    185,404        24,373,210   

United Parcel Service Inc. Class B

    282,005        22,360,177   

UTi Worldwide Inc.

    40,839        602,784   

Werner Enterprises Inc.

    17,522        413,870   
   

 

 

 
    100,368,738   

TRUCKING & LEASING — 0.11%

  

GATX Corp.

    18,482        875,123   
   

 

 

 
    875,123   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $791,114,247)

   

    790,277,290   

SHORT-TERM INVESTMENTS — 3.17%

  

MONEY MARKET FUNDS — 3.17%

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    22,069,063        22,069,063   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    1,544,564        1,544,564   
 

 

     45   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INDUSTRIAL SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    1,501,909      $ 1,501,909   
   

 

 

 
      25,115,536   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $25,115,536)

      25,115,536   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.98%
(Cost: $816,229,783)

      815,392,826   

Other Assets, Less Liabilities — (2.98)%

      (23,587,807 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 791,805,019   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

46   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. INSURANCE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.94%

   

FINANCIAL GUARANTEE INSURANCE — 1.31%

  

Assured Guaranty Ltd.

    48,664      $ 882,278   

MBIA Inc. a

    38,327        329,996   
   

 

 

 
      1,212,274   

INSURANCE BROKERS — 2.74%

  

Arthur J. Gallagher & Co.

    30,177        1,115,040   

Brown & Brown Inc.

    29,364        802,811   

eHealth Inc. a,b

    5,986        145,879   

Erie Indemnity Co. Class A

    6,782        483,828   
   

 

 

 
      2,547,558   

LIFE/HEALTH INSURANCE — 21.57%

  

Aflac Inc.

    96,503        5,120,449   

American Equity Investment Life Holding Co.

    17,910        241,427   

CNO Financial Group Inc.

    58,649        602,325   

Lincoln National Corp.

    63,834        1,849,909   

National Western Life Insurance Co. Class A

    696        113,726   

Primerica Inc.

    12,447        409,257   

Principal Financial Group Inc.

    63,570        1,971,306   

Protective Life Corp.

    20,342        643,621   

Prudential Financial Inc.

    95,828        5,546,525   

StanCorp Financial Group Inc.

    11,755        457,152   

Symetra Financial Corp.

    21,480        299,646   

Torchmark Corp.

    22,760        1,267,960   

Unum Group

    64,841        1,511,444   
   

 

 

 
      20,034,747   

MULTI - LINE INSURANCE — 46.00%

  

ACE Ltd.

    69,467        5,927,619   

Allstate Corp. (The)

    101,290        4,446,631   

American Financial Group Inc.

    19,066        811,449   

American International Group Inc. a

    284,420        10,759,609   

American National Insurance Co.

    2,216        171,097   

Assurant Inc.

    19,848        758,988   

Cincinnati Financial Corp.

    34,489        1,463,713   

CNA Financial Corp.

    7,673        239,014   

Genworth Financial Inc. Class A a

    121,539        1,114,513   

Hartford Financial Services Group Inc. (The)

    98,594        2,445,131   

Horace Mann Educators Corp.

    11,221        243,945   

Kemper Corp.

    14,508        483,261   

Loews Corp.

    68,334        2,963,646   

MetLife Inc.

    217,354        8,115,998   

Old Republic International Corp.

    61,603        702,274   

United Fire Group Inc.

    6,548        151,848   

XL Group PLC

    69,525        1,927,233   
   

 

 

 
      42,725,969   

PROPERTY/CASUALTY INSURANCE — 26.09%

  

Alleghany Corp. a

    4,017        1,448,490   

AmTrust Financial Services Inc.

    7,647        254,186   

Arch Capital Group Ltd. a,b

    32,088        1,489,525   

Chubb Corp. (The)

    54,924        4,410,947   
Security   Shares     Value  
   

Employers Holdings Inc.

    5,058      $ 107,786   

First American Financial Corp.

    27,058        646,416   

Hanover Insurance Group Inc. (The)

    11,863        493,026   

HCC Insurance Holdings Inc.

    24,900        963,132   

Hilltop Holdings Inc. a,b

    11,434        150,243   

Infinity Property and Casualty Corp.

    3,443        204,755   

Markel Corp. a,b

    2,197        1,046,058   

Meadowbrook Insurance Group Inc.

    14,467        90,708   

Mercury General Corp.

    4,942        195,703   

Navigators Group Inc. (The) a,b

    3,166        171,692   

OneBeacon Insurance Group Ltd. Class A b

    7,600        103,816   

ProAssurance Corp.

    15,668        705,687   

Progressive Corp. (The)

    123,231        2,771,465   

RLI Corp.

    4,736        326,831   

Safety Insurance Group Inc.

    3,828        183,782   

Selective Insurance Group Inc.

    14,976        307,158   

Tower Group Inc.

    10,291        198,616   

Travelers Companies Inc. (The)

    77,732        6,098,853   

W.R. Berkley Corp.

    26,776        1,102,368   

White Mountains Insurance Group Ltd. b

    1,391        765,968   
   

 

 

 
    24,237,211   

REINSURANCE — 2.23%

  

Allied World Assurance Co. Holdings Ltd.

    8,852        750,915   

Argo Group International Holdings Ltd. b

    7,186        259,343   

Axis Capital Holdings Ltd.

    27,779        1,063,102   
   

 

 

 
    2,073,360   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $83,985,366)

   

    92,831,119   
 

 

     47   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. INSURANCE INDEX FUND

January 31, 2013

 

Security   Shares     Value  

SHORT-TERM INVESTMENTS — 3.57%

  

MONEY MARKET FUNDS — 3.57%

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    2,954,356      $ 2,954,356   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    206,769        206,769   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    155,491        155,491   
   

 

 

 
    3,316,616   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $3,316,616)

   

    3,316,616   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 103.51%
(Cost: $87,301,982)

    

    96,147,735   

Other Assets, Less Liabilities — (3.51)%

  

    (3,258,888 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 92,888,847   
   

 

 

 
   

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

48   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. MEDICAL DEVICES INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.93%

   

DIAGNOSTIC EQUIPMENT — 1.95%

   

Cepheid Inc. a,b

    175,089      $ 6,341,724   
   

 

 

 
      6,341,724   

DIAGNOSTIC KITS — 0.62%

  

OraSure Technologies Inc. a

    283,874        2,001,312   
   

 

 

 
      2,001,312   

ELECTRONIC MEASURING INSTRUMENTS — 1.09%

  

Analogic Corp.

    46,409        3,535,902   
   

 

 

 
      3,535,902   

ENTERPRISE SOFTWARE/SERVICES — 0.74%

  

Omnicell Inc. a,b

    152,875        2,415,425   
   

 

 

 
      2,415,425   

INSTRUMENTS — SCIENTIFIC — 11.45%

  

Thermo Fisher Scientific Inc.

    348,233        25,121,529   

Waters Corp. a

    133,506        12,225,144   
   

 

 

 
      37,346,673   

MEDICAL — BIOMEDICAL/GENE — 1.87%

  

Bio-Rad Laboratories Inc. Class A a

    53,555        6,094,023   
   

 

 

 
      6,094,023   

MEDICAL INSTRUMENTS — 39.22%

  

ArthroCare Corp. a

    102,864        3,747,336   

Boston Scientific Corp. a

    2,094,747        15,647,760   

Bruker Corp. a

    291,183        4,912,257   

Conceptus Inc. a,b

    131,421        2,715,158   

Endologix Inc. a,b

    221,832        3,400,685   

Integra LifeSciences Holdings Corp. a

    77,157        3,252,168   

Intuitive Surgical Inc. a

    39,796        22,858,026   

MAKO Surgical Corp. a,b

    191,075        2,214,559   

Medtronic Inc.

    757,860        35,316,276   

Natus Medical Inc. a

    165,475        2,038,652   

NuVasive Inc. a,b

    184,337        3,176,126   

St. Jude Medical Inc.

    407,273        16,576,011   

Symmetry Medical Inc. a,b

    196,583        2,105,404   

Thoratec Corp. a

    151,793        5,544,998   

Volcano Corp. a,b

    175,850        4,403,284   
   

 

 

 
      127,908,700   

MEDICAL PRODUCTS — 35.49%

  

ABIOMED Inc. a,b

    172,604        2,407,826   

Accuray Inc. a,b

    310,238        1,585,316   

Cantel Medical Corp.

    91,752        2,881,930   

CareFusion Corp. a

    368,626        11,442,151   

Covidien PLC

    430,067        26,810,377   

Hill-Rom Holdings Inc.

    173,387        5,752,981   
Security   Shares     Value  
   

Invacare Corp.

    141,971      $ 2,233,204   

NxStage Medical Inc. a,b

    234,412        2,742,620   

Sirona Dental Systems Inc. a

    119,764        7,960,713   

Stryker Corp.

    324,001        20,298,663   

Varian Medical Systems Inc. a

    166,071        11,732,916   

Wright Medical Group Inc. a,b

    153,435        3,243,616   

Zimmer Holdings Inc.

    223,252        16,654,599   
   

 

 

 
    115,746,912   

MEDICAL STERILIZATION PRODUCTS — 1.84%

  

Steris Corp.

    159,299        6,010,351   
   

 

 

 
    6,010,351   

PATIENT MONITORING EQUIPMENT — 2.41%

  

Insulet Corp. a,b

    182,884        4,219,134   

Masimo Corp.

    179,683        3,647,565   
   

 

 

 
    7,866,699   

RESPIRATORY PRODUCTS — 3.25%

  

ResMed Inc. b

    242,010        10,600,038   
   

 

 

 
    10,600,038   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $324,934,244)

   

    325,867,759   

SHORT-TERM INVESTMENTS — 10.23%

  

MONEY MARKET FUNDS — 10.23%

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    30,855,850        30,855,850   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    2,159,530        2,159,530   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    341,551        341,551   
   

 

 

 
    33,356,931   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $33,356,931)

   

    33,356,931   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 110.16%
(Cost: $358,291,175)

    

    359,224,690   

Other Assets, Less Liabilities — (10.16)%

  

    (33,112,712 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 326,111,978   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     49   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. OIL & GAS EXPLORATION & PRODUCTION INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.93%

   

OIL - FIELD SERVICES — 0.35%

   

Targa Resources Corp.

    18,357      $ 1,108,029   
   

 

 

 
      1,108,029   

OIL COMPANIES — EXPLORATION & PRODUCTION — 76.97%

  

Anadarko Petroleum Corp.

    317,882        25,436,918   

Apache Corp.

    248,888        20,846,859   

Approach Resources Inc. a,b

    21,084        560,624   

Berry Petroleum Co. Class A

    28,649        1,054,856   

Bill Barrett Corp. a,b

    30,631        489,177   

Bonanza Creek Energy Inc. a,b

    14,924        460,853   

Cabot Oil & Gas Corp.

    133,471        7,044,599   

Carrizo Oil & Gas Inc. a,b

    23,200        498,336   

Chesapeake Energy Corp.

    329,754        6,654,436   

Cimarex Energy Co.

    55,047        3,515,301   

Cobalt International Energy Inc. b

    112,293        2,718,614   

Comstock Resources Inc. b

    28,485        415,596   

Concho Resources Inc. b

    66,532        6,069,049   

Contango Oil & Gas Co.

    8,120        348,592   

Continental Resources Inc. b

    36,494        3,033,381   

Denbury Resources Inc. a,b

    246,128        4,585,365   

Devon Energy Corp.

    239,579        13,701,523   

Energen Corp.

    45,890        2,209,145   

EOG Resources Inc.

    172,305        21,534,679   

EPL Oil & Gas Inc. a,b

    22,127        541,226   

EQT Corp.

    95,168        5,653,931   

EXCO Resources Inc.

    92,332        591,848   

Forest Oil Corp. b

    75,285        523,984   

Gulfport Energy Corp. b

    37,802        1,560,089   

Halcon Resources Corp. a,b

    64,024        489,143   

Kodiak Oil & Gas Corp. b

    167,958        1,545,214   

Magnum Hunter Resources Corp. a,b

    101,096        408,428   

McMoRan Exploration Co. a,b

    63,841        1,009,326   

Newfield Exploration Co. b

    86,011        2,537,324   

Noble Energy Inc.

    113,154        12,196,870   

Northern Oil and Gas Inc. a,b

    37,549        621,060   

Oasis Petroleum Inc. a,b

    45,135        1,619,444   

Occidental Petroleum Corp.

    515,334        45,488,532   

PDC Energy Inc. b

    19,250        712,828   

Pioneer Natural Resources Co.

    78,385        9,213,373   

Plains Exploration & Production Co. b

    82,050        3,917,887   

QEP Resources Inc.

    113,296        3,325,238   

Quicksilver Resources Inc. a,b

    75,907        207,985   

Range Resources Corp.

    103,448        6,948,602   

Resolute Energy Corp. b

    25,224        214,656   

Rex Energy Corp. a,b

    26,226        344,347   

Rosetta Resources Inc. b

    33,419        1,771,875   

SandRidge Energy Inc. a,b

    221,502        1,568,234   

SM Energy Co.

    42,036        2,444,814   

Southwestern Energy Co. a,b

    222,268        7,623,792   

Stone Energy Corp. a,b

    31,485        708,413   

Swift Energy Co. a,b

    27,305        411,486   

Ultra Petroleum Corp. a,b

    97,273        1,772,314   

W&T Offshore Inc.

    22,235        391,336   

Whiting Petroleum Corp. a,b

    74,825        3,560,173   
Security   Shares     Value  
   

WPX Energy Inc. b

    126,698      $ 1,904,271   
   

 

 

 
    243,005,946   

OIL COMPANIES — INTEGRATED — 7.63%

  

Phillips 66

    398,046        24,109,646   
   

 

 

 
    24,109,646   

OIL REFINING & MARKETING — 14.98%

  

Cheniere Energy Inc. b

    142,119        3,017,186   

CVR Energy Inc. b

    9,390        551,663   

HollyFrontier Corp.

    128,847        6,728,390   

Marathon Petroleum Corp.

    215,752        16,010,956   

Tesoro Corp.

    89,326        4,349,283   

Valero Energy Corp.

    352,104        15,397,508   

Western Refining Inc.

    36,544        1,228,975   
   

 

 

 
    47,283,961   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $339,565,157)

   

    315,507,582   

SHORT-TERM INVESTMENTS — 4.87%

  

MONEY MARKET FUNDS — 4.87%

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    14,127,103        14,127,103   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    988,724        988,724   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    252,168        252,168   
   

 

 

 
    15,367,995   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $15,367,995)

   

    15,367,995   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 104.80%
(Cost: $354,933,152)

    

    330,875,577   

Other Assets, Less Liabilities — (4.80)%

  

    (15,167,436 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 315,708,141   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

50   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. OIL EQUIPMENT & SERVICES INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.90%

   

ENGINEERING/RESEARCH AND DEVELOPMENT
SERVICES — 1.28%

   

McDermott International Inc. a

    388,692      $ 4,730,382   
   

 

 

 
      4,730,382   

MACHINERY — GENERAL INDUSTRIAL — 0.95%

  

Chart Industries Inc. a,b

    52,915        3,502,444   
   

 

 

 
      3,502,444   

OIL & GAS DRILLING — 25.22%

   

Atwood Oceanics Inc. a,b

    93,485        4,933,204   

Diamond Offshore Drilling Inc.

    98,425        7,390,733   

Ensco PLC Class A

    252,816        16,071,513   

Helmerich & Payne Inc.

    142,509        9,169,029   

Hercules Offshore Inc. a,b

    343,983        2,263,408   

Nabors Industries Ltd. a

    426,727        7,113,539   

Noble Corp.

    306,795        12,425,198   

Parker Drilling Co. a,b

    286,479        1,610,012   

Patterson-UTI Energy Inc.

    244,032        4,963,611   

Rowan Companies PLC a

    183,388        6,323,218   

Transocean Ltd.

    372,620        21,131,280   
   

 

 

 
      93,394,745   

OIL — FIELD SERVICES — 47.47%

  

Baker Hughes Inc.

    440,405        19,694,912   

Basic Energy Services Inc. a,b

    77,011        995,752   

CARBO Ceramics Inc.

    36,202        2,900,142   

Exterran Holdings Inc. a,b

    123,731        2,875,508   

Halliburton Co.

    811,026        32,992,538   

Helix Energy Solutions Group Inc. a

    174,541        4,140,112   

Hornbeck Offshore Services Inc. a,b

    64,039        2,357,275   

Key Energy Services Inc. a

    313,191        2,546,243   

Matrix Service Co. a,b

    72,515        1,035,514   

Newpark Resources Inc. a,b

    197,729        1,704,424   

Oceaneering International Inc.

    146,115        9,235,929   

Oil States International Inc. a,b

    82,039        6,364,586   

Pioneer Energy Services Corp. a

    157,803        1,196,147   

RPC Inc.

    143,830        2,153,135   

Schlumberger Ltd.

    781,794        61,019,022   

SEACOR Holdings Inc.

    36,175        3,290,840   

Superior Energy Services Inc. a

    245,674        6,134,480   

Tesco Corp. a,b

    86,067        1,040,550   

TETRA Technologies Inc. a,b

    185,384        1,575,764   

Weatherford International Ltd. a

    938,814        12,533,167   
   

 

 

 
      175,786,040   

OIL COMPANIES — EXPLORATION & PRODUCTION — 0.99%

  

Unit Corp. a

    75,942        3,655,088   
   

 

 

 
      3,655,088   

OIL FIELD MACHINERY & EQUIPMENT — 20.26%

  

Cameron International Corp. a

    268,331        16,988,036   

Dresser-Rand Group Inc. a

    110,870        6,768,613   
Security   Shares     Value  
   

Dril-Quip Inc. a,b

    59,434      $ 4,819,503   

Flotek Industries Inc. a,b

    107,086        1,441,378   

FMC Technologies Inc. a

    278,723        13,197,534   

Lufkin Industries Inc.

    59,489        3,445,008   

National Oilwell Varco Inc.

    382,634        28,368,485   
   

 

 

 
    75,028,557   

SEISMIC DATA COLLECTION — 1.13%

  

Geospace Technologies Corp. a,b

    26,409        2,381,036   

ION Geophysical Corp. a,b

    267,734        1,820,591   
   

 

 

 
    4,201,627   

TRANSPORTATION — MARINE — 1.62%

  

GulfMark Offshore Inc. Class A

    53,001        1,842,315   

Tidewater Inc.

    84,662        4,162,830   
   

 

 

 
    6,005,145   

TRANSPORTATION — SERVICES — 0.98%

  

Bristow Group Inc.

    63,686        3,628,828   
   

 

 

 
    3,628,828   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $391,434,229)

   

    369,932,856   

SHORT-TERM INVESTMENTS — 4.60%

  

MONEY MARKET FUNDS — 4.60%

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    15,515,033        15,515,033   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    1,085,862        1,085,862   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    426,115        426,115   
   

 

 

 
    17,027,010   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $17,027,010)

   

    17,027,010   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 104.50%
(Cost: $408,461,239)

    

    386,959,866   

Other Assets, Less Liabilities — (4.50)%

  

    (16,641,692 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 370,318,174   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     51   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. PHARMACEUTICALS INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.73%

   

CONSUMER PRODUCTS — MISCELLANEOUS — 1.44%

  

Prestige Brands Holdings Inc. a,b

    234,865      $ 5,037,854   
   

 

 

 
      5,037,854   

DISTRIBUTION/WHOLESALE — 1.50%

   

MWI Veterinary Supply Inc. a

    46,794        5,255,434   
   

 

 

 
      5,255,434   

MEDICAL — BIOMEDICAL/GENE — 6.99%

   

Affymax Inc. a

    190,237        3,578,358   

AMAG Pharmaceuticals Inc. a,b

    204,707        3,265,076   

ARIAD Pharmaceuticals Inc. a,b

    335,160        6,662,981   

Medicines Co. (The) a,b

    225,226        6,729,753   

Spectrum Pharmaceuticals Inc. b

    340,993        4,299,922   
   

 

 

 
      24,536,090   

MEDICAL — DRUGS — 70.62%

   

Abbott Laboratories

    378,166        12,812,264   

Akorn Inc. a,b

    338,436        4,430,127   

Alkermes PLC a

    345,190        7,956,629   

Allergan Inc.

    170,415        17,895,279   

Auxilium Pharmaceuticals Inc. a,b

    248,535        4,573,044   

Bristol-Myers Squibb Co.

    605,227        21,872,904   

Eli Lilly and Co.

    396,164        21,270,045   

Endo Health Solutions Inc. a

    271,235        8,587,300   

Forest Laboratories Inc. a

    293,166        10,641,926   

Infinity Pharmaceuticals Inc. a,b

    180,166        6,206,719   

Ironwood Pharmaceuticals Inc. Class A a,b

    402,317        5,157,704   

Jazz Pharmaceuticals PLC a

    130,190        7,341,414   

Johnson & Johnson

    445,454        32,927,960   

Merck & Co. Inc.

    620,286        26,827,369   

Optimer Pharmaceuticals Inc. a,b

    364,145        3,379,266   

Pfizer Inc.

    1,219,106        33,257,212   

Rigel Pharmaceuticals Inc. a,b

    639,315        4,193,906   

Salix Pharmaceuticals Ltd. a

    149,234        7,148,309   

ViroPharma Inc. a,b

    233,304        6,219,885   

VIVUS Inc. a,b

    427,471        5,176,674   
   

 

 

 
      247,875,936   

MEDICAL — GENERIC DRUGS — 11.18%

   

Actavis Inc. a

    133,943        11,571,336   

Impax Laboratories Inc. a

    256,012        5,161,202   

Mylan Inc. a

    424,259        11,993,802   

Perrigo Co.

    104,763        10,529,729   
   

 

 

 
      39,256,069   

MEDICAL PRODUCTS — 2.72%

   

Hospira Inc. a

    280,008        9,553,873   
   

 

 

 
      9,553,873   
Security   Shares     Value  
   

THERAPEUTICS — 5.28%

   

Questcor Pharmaceuticals Inc. b

    205,179      $ 5,227,961   

Theravance Inc. a,b

    246,514        5,484,936   

Warner Chilcott PLC Class A

    552,080        7,822,974   
   

 

 

 
      18,535,871   
   

 

 

 

TOTAL COMMON STOCKS

   

(Cost: $317,245,781)

  

    350,051,127   

SHORT-TERM INVESTMENTS — 14.31%

  

MONEY MARKET FUNDS — 14.31%

  

 

BlackRock Cash Funds: Institutional,

   

SL Agency Shares

   

0.22% c,d,e

    46,539,641        46,539,641   

BlackRock Cash Funds: Prime,

   

SL Agency Shares

   

0.20% c,d,e

    3,257,203        3,257,203   

BlackRock Cash Funds: Treasury,

   

SL Agency Shares

   

0.03% c,d

    448,124        448,124   
   

 

 

 
      50,244,968   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

   

(Cost: $50,244,968)

      50,244,968   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 114.04%

   

(Cost: $367,490,749)

      400,296,095   

Other Assets, Less Liabilities — (14.04)%

  

    (49,283,415 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 351,012,680   
   

 

 

 
a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

52   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. REAL ESTATE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.87%

  

 

HOTELS & MOTELS — 0.33%

   

Ryman Hospitality Properties Inc. a

    365,844      $ 14,622,785   
   

 

 

 
      14,622,785   

REAL ESTATE MANAGEMENT/SERVICES — 1.89%

  

 

CBRE Group Inc. Class A b

    2,428,088        52,398,139   

Jones Lang LaSalle Inc.

    354,668        32,679,110   
   

 

 

 
      85,077,249   

REAL ESTATE OPERATING/DEVELOPMENT — 1.43%

   

 

Alexander & Baldwin Inc. b

    345,901        11,622,274   

Forest City Enterprises Inc. Class A b

    1,107,522        18,728,197   

Howard Hughes Corp. (The) b

    226,874        16,334,928   

St. Joe Co. (The) a,b

    742,535        17,449,572   
   

 

 

 
      64,134,971   

REITS — APARTMENTS — 13.12%

  

 

American Campus Communities Inc.

    842,218        39,222,092   

Apartment Investment and Management Co. Class A

    1,171,882        31,968,941   

AvalonBay Communities Inc.

    920,620        119,487,270   

BRE Properties Inc. Class A

    618,747        31,481,847   

Camden Property Trust

    676,934        46,972,450   

Colonial Properties Trust a

    666,989        14,613,729   

Equity Residential

    2,589,436        143,428,860   

Essex Property Trust Inc.

    293,980        45,208,245   

Home Properties Inc. a

    412,779        25,373,525   

Mid-America Apartment Communities Inc. a

    340,982        22,289,993   

Post Properties Inc.

    438,395        21,266,542   

UDR Inc.

    2,013,600        48,104,904   
   

 

 

 
      589,418,398   

REITS — DIVERSIFIED — 18.27%

  

 

American Tower Corp.

    3,181,572        242,276,708   

Digital Realty Trust Inc. a

    993,439        67,464,442   

Duke Realty Corp.

    2,503,615        38,580,707   

DuPont Fabros Technology Inc. a

    510,401        12,065,880   

Entertainment Properties Trust a

    378,100        17,717,766   

Lexington Realty Trust a

    1,223,649        13,460,139   

Liberty Property Trust

    953,087        37,332,418   

Plum Creek Timber Co. Inc. a

    1,301,571        62,709,691   

Potlatch Corp.

    325,295        14,114,550   

Rayonier Inc. a

    991,319        53,372,615   

Vornado Realty Trust

    1,363,346        115,148,203   

Washington Real Estate Investment Trust a

    534,339        15,217,975   

Weyerhaeuser Co.

    4,358,544        131,279,345   
   

 

 

 
      820,740,439   

REITS — HEALTH CARE — 11.91%

  

 

HCP Inc.

    3,638,222        168,777,119   

Health Care REIT Inc.

    2,090,066        131,339,747   

Healthcare Realty Trust Inc.

    703,212        17,917,842   

Omega Healthcare Investors Inc. a

    902,688        23,072,705   
Security   Shares     Value  
   

Senior Housing Properties Trust

    1,500,619      $ 36,149,912   

Ventas Inc.

    2,379,169        157,715,113   
   

 

 

 
      534,972,438   

REITS — HOTELS — 4.21%

   

DiamondRock Hospitality Co. a

    1,571,234        14,329,654   

Hospitality Properties Trust

    995,802        25,114,126   

Host Hotels & Resorts Inc. a

    5,832,959        97,935,382   

LaSalle Hotel Properties a

    759,652        20,738,500   

RLJ Lodging Trust

    860,418        17,991,340   

Sunstone Hotel Investors Inc. b

    1,103,937        12,772,551   
   

 

 

 
      188,881,553   

REITS — MANUFACTURED HOMES — 0.50%

  

 

Equity Lifestyle Properties, Inc.

    313,767        22,465,717   
   

 

 

 
      22,465,717   

REITS — MORTGAGE — 8.97%

  

 

American Capital Agency Corp.

    2,750,138        86,986,865   

Annaly Capital Management Inc. a

    7,847,029        116,685,321   

ARMOUR Residential REIT Inc.

    2,494,297        17,909,052   

Chimera Investment Corp.

    8,275,190        25,239,330   

CYS Investments Inc.

    1,412,013        18,356,169   

Hatteras Financial Corp.

    797,200        21,588,176   

Invesco Mortgage Capital Inc.

    937,561        20,345,074   

MFA Financial Inc.

    2,879,707        25,888,566   

Redwood Trust Inc. a

    657,704        12,562,146   

Starwood Property Trust Inc.

    1,089,830        27,943,241   

Two Harbors Investment Corp.

    2,378,413        29,539,890   
   

 

 

 
      403,043,830   

REITS — OFFICE PROPERTY — 9.36%

  

 

Alexandria Real Estate Equities Inc.

    512,675        37,168,938   

BioMed Realty Trust Inc.

    1,243,021        25,295,477   

Boston Properties Inc.

    1,214,235        127,834,661   

Brandywine Realty Trust a

    1,155,714        14,712,239   

CommonWealth REIT

    676,657        11,124,241   

Corporate Office Properties Trust

    650,159        17,203,207   

Douglas Emmett Inc. a

    1,054,343        24,587,279   

Franklin Street Properties Corp.

    581,110        7,554,430   

Highwoods Properties Inc. a

    610,843        21,990,348   

Kilroy Realty Corp.

    600,576        29,968,742   

Mack-Cali Realty Corp. a

    670,427        18,215,502   

Piedmont Office Realty Trust Inc. Class A

    1,351,936        26,132,923   

SL Green Realty Corp.

    729,625        58,647,257   
   

 

 

 
      420,435,244   

REITS — OUTLET CENTERS — 2.03%

   

National Retail Properties Inc. a

    886,072        28,372,025   

Realty Income Corp. a

    1,440,379        62,915,755   
   

 

 

 
      91,287,780   

REITS — REGIONAL MALLS — 13.99%

  

 

CBL & Associates Properties Inc. a

    1,296,947        27,871,391   

General Growth Properties Inc.

    3,629,399        70,845,869   

Macerich Co. (The)

    1,100,406        65,716,246   

Simon Property Group Inc.

    2,489,304        398,736,715   
 

 

     53   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. REAL ESTATE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   
   

Tanger Factory Outlet Centers Inc. a

    756,312      $ 26,788,571   

Taubman Centers Inc.

    473,114        38,558,791   
   

 

 

 
    628,517,583   

REITS — SHOPPING CENTERS — 4.85%

  

 

DDR Corp. a

    1,945,598        32,277,471   

Federal Realty Investment Trust

    520,017        55,043,799   

Kimco Realty Corp. a

    3,283,204        68,192,147   

Regency Centers Corp.

    728,598        36,306,038   

Weingarten Realty Investors a

    899,346        25,937,139   
   

 

 

 
    217,756,594   

REITS — STORAGE — 5.07%

   

Extra Space Storage Inc.

    824,717        32,856,725   

Public Storage

    1,160,387        178,618,371   

Sovran Self Storage Inc.

    245,061        15,987,780   
   

 

 

 
    227,462,876   

REITS — WAREHOUSE/INDUSTRIAL — 3.94%

  

 

DCT Industrial Trust Inc. a

    2,168,181        15,307,358   

EastGroup Properties Inc.

    238,914        13,388,740   

Prologis Inc.

    3,709,529        148,010,207   
   

 

 

 
    176,706,305   
   

 

 

 

TOTAL COMMON STOCKS

   

(Cost: $4,526,664,214)

  

    4,485,523,762   

SHORT — TERM INVESTMENTS — 13.77%

  

 

MONEY MARKET FUNDS — 13.77%

  

 

BlackRock Cash Funds: Institutional,

   

SL Agency Shares

   

0.22% c,d,e

    576,036,747        576,036,747   

BlackRock Cash Funds: Prime,

   

SL Agency Shares

   

0.20% c,d,e

    40,315,496        40,315,496   

BlackRock Cash Funds: Treasury,

   

SL Agency Shares

   

0.03% c,d

    2,005,253        2,005,253   
   

 

 

 
    618,357,496   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $618,357,496)

  

    618,357,496   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 113.64%

   

(Cost: $5,145,021,710)

  

    5,103,881,258   

Other Assets, Less Liabilities — (13.64)%

  

    (612,531,242 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 4,491,350,016   
   

 

 

 
a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

54   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. REGIONAL BANKS INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

COMMON STOCKS — 99.92%

  

COMMERCIAL BANKS — 0.84%

  

First Republic Bank

     66,820       $ 2,384,806   
     

 

 

 
        2,384,806   

COMMERCIAL BANKS — CENTRAL U.S. — 9.42%

  

Associated Banc-Corp

     168,896         2,410,146   

BOK Financial Corp.

     26,295         1,473,835   

Commerce Bancshares Inc.

     76,380         2,868,069   

Cullen/Frost Bankers Inc.

     59,830         3,523,389   

First Financial Bankshares Inc. a

     29,963         1,230,281   

First Midwest Bancorp Inc.

     75,558         957,320   

FirstMerit Corp.

     108,825         1,657,405   

International Bancshares Corp.

     54,793         1,071,203   

MB Financial Inc.

     55,006         1,230,484   

Old National Bancorp

     101,343         1,353,942   

Park National Corp. a

     12,979         849,475   

PrivateBancorp Inc.

     63,022         1,082,088   

Prosperity Bancshares Inc.

     43,524         1,963,368   

TCF Financial Corp.

     161,158         2,201,418   

UMB Financial Corp.

     32,362         1,432,666   

Wintrust Financial Corp.

     36,362         1,347,939   
     

 

 

 
        26,653,028   

COMMERCIAL BANKS — EASTERN U.S. — 9.81%

  

CapitalSource Inc. a

     213,953         1,735,159   

F.N.B. Corp.

     138,999         1,610,999   

Fulton Financial Corp.

     196,642         2,141,431   

M&T Bank Corp.

     116,377         11,950,754   

National Penn Bancshares Inc.

     121,570         1,185,308   

Signature Bank a,b

     45,114         3,335,278   

Susquehanna Bancshares Inc.

     184,029         2,101,611   

Valley National Bancorp a

     195,296         1,911,948   

Webster Financial Corp.

     79,553         1,770,054   
     

 

 

 
        27,742,542   

COMMERCIAL BANKS — SOUTHERN U.S. — 15.57%

  

BancorpSouth Inc. a

     83,190         1,206,255   

BB&T Corp.

     665,244         20,143,588   

First Horizon National Corp.

     250,529         2,557,901   

Hancock Holding Co.

     82,760         2,501,007   

IBERIABANK Corp.

     29,328         1,510,099   

Popular Inc. b

     101,569         2,726,112   

Regions Financial Corp.

     1,374,018         10,689,860   

Synovus Financial Corp.

     286,698         739,681   

Trustmark Corp.

     64,447         1,490,659   

United Bankshares Inc.

     19,713         502,485   
     

 

 

 
        44,067,647   

COMMERCIAL BANKS — WESTERN U.S. — 7.43%

  

Bank of Hawaii Corp.

     44,391         2,134,763   

Cathay General Bancorp

     72,950         1,415,959   

City National Corp.

     46,575         2,466,612   

East West Bancorp Inc.

     137,292         3,219,497   
Security    Shares      Value  
     

Glacier Bancorp Inc.

     72,315       $ 1,126,668   

PacWest Bancorp

     32,689         898,294   

SVB Financial Group a,b

     43,734         2,902,626   

Umpqua Holdings Corp.

     112,098         1,416,919   

Westamerica Bancorp

     27,215         1,208,890   

Zions Bancorp

     181,612         4,235,192   
     

 

 

 
        21,025,420   

SAVINGS & LOANS/THRIFTS — CENTRAL U.S. — 0.87%

  

Capitol Federal Financial Inc.

     138,651         1,629,149   

TFS Financial Corp. a,b

     81,861         837,438   
     

 

 

 
        2,466,587   

SAVINGS & LOANS/THRIFTS — EASTERN U.S. — 6.39%

  

Astoria Financial Corp.

     83,160         809,978   

First Niagara Financial Group Inc.

     345,547         2,709,089   

Hudson City Bancorp Inc.

     462,720         3,956,256   

New York Community Bancorp Inc.

     423,808         5,657,837   

People’s United Financial Inc.

     336,652         4,144,186   

Provident Financial Services Inc.

     54,540         808,828   
     

 

 

 
        18,086,174   

SAVINGS & LOANS/THRIFTS — WESTERN U.S. — 0.65%

  

Washington Federal Inc.

     104,641         1,840,635   
     

 

 

 
        1,840,635   

SUPER — REGIONAL BANKS — U.S. — 48.94%

  

Comerica Inc.

     184,221         6,329,834   

Fifth Third Bancorp

     858,311         13,981,886   

Huntington Bancshares Inc.

     841,374         5,855,963   

KeyCorp

     904,192         8,499,405   

PNC Financial Services Group
Inc. (The) c

     500,173         30,910,691   

SunTrust Banks Inc.

     515,123         14,614,039   

U.S. Bancorp

     1,760,360         58,267,916   
     

 

 

 
        138,459,734   
     

 

 

 

TOTAL COMMON STOCKS

  

  

(Cost: $296,029,533)

  

     282,726,573   

SHORT-TERM INVESTMENTS — 2.05%

  

MONEY MARKET FUNDS — 2.05%

  

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

  

0.22% c,d,e

     5,107,579         5,107,579   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

  

0.20% c,d,e

     357,468         357,468   
 

 

     55   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. REGIONAL BANKS INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    330,272      $ 330,272   
   

 

 

 
      5,795,319   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $5,795,319)

  

    5,795,319   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 101.97%

   

 

(Cost: $301,824,852)

  

    288,521,892   

Other Assets, Less Liabilities — (1.97)%

  

    (5,575,070 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 282,946,822   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

56   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. TECHNOLOGY SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.90%

  

COMMERCIAL SERVICES — 0.39%

  

Gartner Inc. a,b

    80,881      $ 4,166,180   

SAIC Inc.

    248,167        3,002,821   
   

 

 

 
      7,169,001   

COMPUTERS — 37.05%

   

3D Systems Corp. a,b

    38,087        2,203,333   

Apple Inc.

    724,423        329,837,036   

Brocade Communications Systems Inc. a

    381,442        2,181,848   

CACI International Inc. Class A a,b

    17,341        929,998   

Cadence Design Systems Inc. a,b

    221,005        3,078,600   

Cognizant Technology Solutions Corp.
Class A a

    242,698        18,974,130   

Computer Sciences Corp.

    122,461        5,118,870   

Dell Inc.

    1,185,300        15,693,372   

Diebold Inc.

    58,927        1,734,811   

DST Systems Inc.

    28,441        1,903,840   

Electronics For Imaging Inc. a,b

    34,005        769,193   

EMC Corp. a

    1,669,878        41,095,697   

Fortinet Inc. a

    105,246        2,482,753   

Fusion-io Inc. a,b

    54,102        945,703   

Hewlett-Packard Co.

    1,551,088        25,608,463   

International Business Machines Corp.

    814,408        165,381,832   

j2 Global Inc. b

    42,268        1,344,968   

Lexmark International Inc. Class A

    50,563        1,216,546   

Mentor Graphics Corp. a,b

    72,418        1,240,520   

MICROS Systems Inc. a,b

    67,454        3,104,908   

NCR Corp. a,b

    137,162        3,808,989   

NetApp Inc. a

    294,705        10,609,380   

Riverbed Technology Inc. a

    118,376        2,296,494   

SanDisk Corp. a

    191,524        9,574,285   

Seagate Technology PLC

    298,415        10,140,142   

Synaptics Inc. a,b

    30,838        1,081,797   

Synopsys Inc. a

    129,995        4,347,033   

Teradata Corp. a

    139,726        9,314,135   

Unisys Corp. a,b

    28,395        630,653   

Western Digital Corp.

    184,193        8,657,071   
   

 

 

 
      685,306,400   

DISTRIBUTION & WHOLESALE — 0.12%

  

Ingram Micro Inc. Class A a

    119,230        2,167,601   
   

 

 

 
      2,167,601   

ELECTRONICS — 0.45%

   

Cymer Inc. a,b

    25,873        2,664,143   

Garmin Ltd. b

    101,010        3,827,269   

Tech Data Corp. a

    35,121        1,788,010   
   

 

 

 
      8,279,422   

INTERNET — 12.52%

   

AOL Inc. a,b

    68,787        2,108,322   

Equinix Inc. a,b

    40,908        8,812,810   

F5 Networks Inc. a

    67,267        7,054,963   

Facebook Inc. Class A a

    394,834        12,228,009   
Security   Shares     Value  
   

Google Inc. Class A a

    202,462      $ 152,998,509   

IAC/InterActiveCorp

    76,196        3,143,085   

Rackspace Hosting Inc. a,b

    93,241        7,025,709   

Symantec Corp. a

    572,906        12,472,164   

TIBCO Software Inc. a

    130,044        3,048,231   

VeriSign Inc. a

    140,254        6,088,426   

Yahoo! Inc. a

    849,451        16,674,723   
   

 

 

 
      231,654,951   

OFFICE & BUSINESS EQUIPMENT — 0.57%

  

Pitney Bowes Inc. b

    148,798        2,144,179   

Xerox Corp.

    1,048,049        8,394,873   
   

 

 

 
      10,539,052   

SEMICONDUCTORS — 18.33%

  

Advanced Micro Devices Inc. a,b

    373,600        971,360   

Altera Corp.

    266,563        8,908,535   

Analog Devices Inc.

    249,166        10,873,604   

Applied Materials Inc.

    1,005,284        12,978,216   

Atmel Corp. a

    276,465        1,852,315   

Broadcom Corp. Class A

    394,427        12,799,156   

Cavium Inc. a,b

    34,916        1,167,591   

Cirrus Logic Inc. a,b

    54,147        1,528,570   

Cree Inc. a,b

    80,042        3,453,812   

Cypress Semiconductor Corp. a

    91,999        944,830   

Fairchild Semiconductor International Inc. a

    78,644        1,161,572   

Hittite Microwave Corp. a,b

    23,103        1,418,062   

Integrated Device Technology Inc. a,b

    51,296        370,870   

Intel Corp.

    3,951,420        83,137,877   

International Rectifier Corp. a,b

    27,872        543,225   

Intersil Corp. Class A

    71,090        614,929   

KLA-Tencor Corp.

    143,625        7,886,449   

Lam Research Corp. a

    134,160        5,519,342   

Linear Technology Corp.

    187,696        6,873,428   

LSI Corp. a

    418,935        2,949,302   

Marvell Technology Group Ltd.

    358,828        3,319,159   

Maxim Integrated Products Inc.

    250,657        7,883,163   

Microchip Technology Inc.

    168,736        5,644,219   

Micron Technology Inc. a

    764,367        5,778,615   

Microsemi Corp. a

    65,559        1,371,494   

NVIDIA Corp.

    475,442        5,828,919   

OmniVision Technologies Inc. a,b

    27,044        415,666   

ON Semiconductor Corp. a

    311,131        2,442,378   

PMC-Sierra Inc. a

    131,228        758,498   

QLogic Corp. a,b

    74,868        864,725   

QUALCOMM Inc.

    1,348,395        89,034,522   

Rovi Corp. a

    81,035        1,401,095   

Semtech Corp. a,b

    55,698        1,679,852   

Silicon Laboratories Inc. a,b

    30,265        1,320,765   

Skyworks Solutions Inc. a

    157,003        3,758,652   

Teradyne Inc. a,b

    146,411        2,366,002   

Tessera Technologies Inc.

    28,591        501,772   

Texas Instruments Inc.

    909,658        30,091,487   

TriQuint Semiconductor Inc. a,b

    88,786        466,127   

Xilinx Inc.

    223,229        8,145,626   
   

 

 

 
      339,025,781   

SOFTWARE — 22.46%

  

ACI Worldwide Inc. a,b

    33,741        1,604,047   

Adobe Systems Inc. a

    402,474        15,225,591   
 

 

     57   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® DOW JONES U.S. TECHNOLOGY SECTOR INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

Akamai Technologies Inc. a

     149,008       $ 6,066,116   

Allscripts Healthcare Solutions Inc. a

     125,306         1,388,390   

ANSYS Inc. a

     78,128         5,750,221   

Aspen Technology Inc. a

     81,224         2,485,454   

athenahealth Inc. a,b

     30,139         2,606,119   

Autodesk Inc. a

     184,181         7,160,957   

BMC Software Inc. a

     127,659         5,304,231   

CA Inc.

     294,639         7,312,940   

Cerner Corp. a

     122,230         10,090,087   

Citrix Systems Inc. a

     151,288         11,068,230   

CommVault Systems Inc. a,b

     35,300         2,708,569   

Compuware Corp. a

     165,661         1,924,981   

Concur Technologies Inc. a,b

     40,826         2,731,259   

Fair Isaac Corp.

     28,452         1,282,332   

Informatica Corp. a

     83,789         3,101,031   

Intuit Inc.

     227,455         14,188,643   

Microsoft Corp.

     5,716,382         157,029,014   

NetSuite Inc. a

     21,878         1,536,492   

Nuance Communications Inc. a,b

     198,145         4,765,387   

Oracle Corp.

     2,880,524         102,287,407   

Progress Software Corp. a,b

     50,007         1,173,664   

PTC Inc. a,b

     90,260         2,092,227   

QLIK Technologies Inc. a,b

     55,355         1,229,435   

Red Hat Inc. a

     158,765         8,820,983   

Salesforce.com Inc. a

     104,038         17,908,061   

SolarWinds Inc. a

     51,911         2,824,997   

Solera Holdings Inc.

     57,369         3,144,395   

Ultimate Software Group Inc. (The) a,b

     24,270         2,464,376   

VeriFone Systems Inc. a

     83,480         2,898,426   

VMware Inc. Class A a,b

     69,476         5,313,525   
     

 

 

 
        415,487,587   

TELECOMMUNICATIONS — 8.01%

  

Acme Packet Inc. a

     35,564         859,582   

ADTRAN Inc.

     43,702         882,780   

Amdocs Ltd.

     148,304         5,292,970   

ARRIS Group Inc. a,b

     90,895         1,501,585   

Aruba Networks Inc. a,b

     81,597         1,879,995   

Ciena Corp. a,b

     62,604         980,379   

Cisco Systems Inc.

     4,177,077         85,922,474   

Corning Inc.

     1,182,332         14,187,984   

Finisar Corp. a,b

     56,551         876,541   

Harris Corp.

     90,825         4,196,115   

InterDigital Inc.

     29,869         1,296,016   

JDS Uniphase Corp. a

     165,438         2,400,505   

Juniper Networks Inc. a

     412,374         9,228,930   

Motorola Solutions Inc.

     233,228         13,618,183   

Plantronics Inc.

     33,468         1,376,204   

Polycom Inc. a

     110,055         1,213,907   

RF Micro Devices Inc. a,b

     133,285         666,425   

Tellabs Inc.

     210,218         479,297   

ViaSat Inc. a,b

     31,908         1,225,586   
     

 

 

 
        148,085,458   
     

 

 

 

TOTAL COMMON STOCKS

  

  

(Cost: $1,896,824,691)

  

     1,847,715,253   
Security    Shares      Value  
     

SHORT-TERM INVESTMENTS — 3.03%

  

MONEY MARKET FUNDS — 3.03%

  

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

  

0.22% c,d,e

     50,448,800       $ 50,448,800   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

  

0.20% c,d,e

     3,530,796         3,530,796   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

  

0.03% c,d

     2,160,843         2,160,843   
     

 

 

 
        56,140,439   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

  

(Cost: $56,140,439)

  

     56,140,439   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.93%

   

  

(Cost: $1,952,965,130)

  

     1,903,855,692   

Other Assets, Less Liabilities — (2.93)%

  

     (54,233,561 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 1,849,622,131   
     

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

58   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. TELECOMMUNICATIONS SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.97%

  

HOLDING COMPANIES — DIVERSIFIED — 4.67%

  

Leucadia National Corp.

    834,670      $ 21,242,351   
   

 

 

 
      21,242,351   

TELECOMMUNICATIONS — 95.30%

  

AT&T Inc.

    1,360,960        47,347,798   

Atlantic Tele-Network Inc.

    269,830        11,678,242   

Cbeyond Inc. a

    1,061,256        9,339,053   

CenturyLink Inc.

    774,558        31,330,871   

Cincinnati Bell Inc. a,b

    2,413,249        11,462,933   

Consolidated Communications
Holdings Inc.

    726,057        12,495,441   

Crown Castle International Corp. a

    412,792        29,110,092   

Frontier Communications Corp. b

    4,112,019        18,791,927   

General Communication Inc. Class A a,b

    1,042,286        8,869,854   

Leap Wireless International Inc. a,b

    1,405,382        8,123,108   

Level 3 Communications Inc. a,b

    805,962        19,198,015   

MetroPCS Communications Inc. a

    1,729,916        17,351,057   

NII Holdings Inc. a,b

    2,123,020        14,861,140   

NTELOS Holdings Corp.

    652,588        8,437,963   

SBA Communications Corp. Class A a,b

    332,883        23,188,630   

Shenandoah Telecommunications Co.

    655,732        9,613,031   

Sprint Nextel Corp. a

    4,803,339        27,042,799   

Telephone & Data Systems Inc.

    713,962        18,056,099   

tw telecom inc. a

    702,285        19,404,134   

United States Cellular Corp. a,b

    307,516        11,697,909   

USA Mobility Inc.

    409,839        4,737,739   

Verizon Communications Inc.

    931,420        40,619,226   

Vonage Holdings Corp. a

    3,375,390        8,809,768   

Windstream Corp.

    2,287,269        22,278,000   
   

 

 

 
      433,844,829   
   

 

 

 

TOTAL COMMON STOCKS

  

 

(Cost: $496,717,982)

  

    455,087,180   

SHORT-TERM INVESTMENTS — 13.59%

  

MONEY MARKET FUNDS — 13.59%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    57,810,123        57,810,123   
Security    Shares      Value  
     

BlackRock Cash Funds: Prime,
SL Agency Shares

   

  

0.20% c,d,e

     4,045,998       $ 4,045,998   
     

 

 

 
        61,856,121   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

  

(Cost: $61,856,121)

  

     61,856,121   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 113.56%

   

  

(Cost: $558,574,103)

  

     516,943,301   

Other Assets, Less Liabilities — (13.56)%

  

     (61,725,622 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 455,217,679   
     

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     59   

Schedule of Investments (Unaudited)

iSHARES ® DOW JONES U.S. UTILITIES SECTOR INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.74%

  

ELECTRIC — 81.47%

  

 

AES Corp. (The)

    1,000,559      $ 10,846,059   

ALLETE Inc.

    56,720        2,617,061   

Alliant Energy Corp.

    179,729        8,238,777   

Ameren Corp.

    392,925        12,746,487   

American Electric Power Co. Inc.

    785,837        35,590,558   

Avista Corp.

    96,956        2,507,282   

Black Hills Corp.

    71,525        2,886,034   

Calpine Corp. a,b

    633,611        12,501,145   

Cleco Corp.

    98,293        4,202,026   

CMS Energy Corp.

    427,091        10,976,239   

Consolidated Edison Inc.

    474,291        26,977,672   

Dominion Resources Inc.

    930,564        50,352,818   

DTE Energy Co.

    278,659        17,641,901   

Duke Energy Corp.

    1,140,501        78,398,039   

Edison International

    527,625        25,426,249   

El Paso Electric Co.

    64,917        2,187,054   

Entergy Corp.

    287,828        18,593,689   

Exelon Corp.

    1,383,478        43,496,548   

FirstEnergy Corp.

    677,277        27,422,946   

Great Plains Energy Inc.

    247,878        5,304,589   

Hawaiian Electric Industries Inc.

    158,144        4,265,144   

IDACORP Inc.

    81,182        3,767,657   

Integrys Energy Group Inc.

    126,155        6,899,417   

ITC Holdings Corp.

    83,384        6,754,104   

National Fuel Gas Co.

    135,137        7,351,453   

NextEra Energy Inc.

    685,368        49,380,764   

Northeast Utilities

    508,408        20,707,458   

NorthWestern Corp.

    60,206        2,227,020   

NRG Energy Inc.

    521,904        12,525,696   

NV Energy Inc.

    381,097        7,214,166   

Pepco Holdings Inc. b

    371,824        7,258,004   

PG&E Corp.

    696,333        29,691,639   

Pinnacle West Capital Corp.

    177,648        9,482,850   

PNM Resources Inc.

    128,924        2,753,817   

Portland General Electric Co.

    122,243        3,510,819   

PPL Corp.

    942,042        28,534,452   

Public Service Enterprise Group Inc.

    819,298        25,545,712   

SCANA Corp.

    213,423        9,990,331   

Southern Co. (The)

    1,415,580        62,611,103   

TECO Energy Inc.

    329,575        5,856,548   

UIL Holdings Corp.

    81,927        3,048,504   

UNS Energy Corp.

    67,107        3,039,276   

Westar Energy Inc.

    204,961        6,163,177   

Wisconsin Energy Corp.

    372,630        14,692,801   

Xcel Energy Inc.

    789,666        21,936,921   
   

 

 

 
      754,122,006   

GAS — 11.36%

   

AGL Resources Inc.

    190,878        7,978,700   

Atmos Energy Corp.

    145,986        5,454,037   

CenterPoint Energy Inc.

    692,204        14,148,650   

Laclede Group Inc. (The) b

    33,877        1,352,370   

New Jersey Resources Corp. b

    67,658        2,843,666   

NiSource Inc.

    501,621        13,558,815   

Northwest Natural Gas Co.

    43,380        1,970,319   
Security   Shares     Value  
   

Piedmont Natural Gas Co.

    116,667      $ 3,705,344   

Questar Corp.

    283,509        6,585,914   

Sempra Energy

    364,253        27,337,188   

South Jersey Industries Inc.

    50,711        2,752,593   

Southwest Gas Corp.

    74,667        3,325,668   

UGI Corp.

    182,511        6,431,688   

Vectren Corp.

    132,846        4,192,620   

WGL Holdings Inc.

    83,472        3,499,981   
   

 

 

 
      105,137,553   

PIPELINES — 4.92%

   

ONEOK Inc.

    331,381        15,578,221   

Spectra Energy Corp.

    1,078,266        29,954,229   
   

 

 

 
      45,532,450   

WATER — 1.99%

   

American Water Works Co. Inc.

    286,300        10,959,564   

Aqua America Inc.

    226,763        6,174,756   

California Water Service Group

    67,837        1,322,822   
   

 

 

 
      18,457,142   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $914,420,482)

   

    923,249,151   

SHORT-TERM INVESTMENTS — 0.32%

  

MONEY MARKET FUNDS — 0.32%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    1,352,267        1,352,267   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    94,642        94,642   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    1,503,976        1,503,976   
   

 

 

 
      2,950,885   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $2,950,885)

   

    2,950,885   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.06%
(Cost: $917,371,367)

    

    926,200,036   

Other Assets, Less Liabilities — (0.06)%

  

    (544,800 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 925,655,236   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

60   

Schedule of Investments (Unaudited)

iSHARES ® FTSE EPRA/NAREIT DEVELOPED ASIA INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.43%

  

AUSTRALIA — 22.66%

  

 

BGP Holdings PLC a,b

    539,595      $ 7   

BWP Trust

    53,438        130,428   

CFS Retail Property Trust Group

    211,332        440,860   

Charter Hall Retail REIT

    31,493        125,482   

Commonwealth Property Office Fund

    238,469        276,096   

Dexus Property Group

    483,120        526,595   

Federation Centres

    142,747        346,919   

Goodman Group

    160,116        751,540   

GPT Group

    176,286        696,887   

Investa Office Fund

    61,611        194,718   

Mirvac Group

    341,011        565,549   

Stockland Corp. Ltd.

    219,670        790,487   

Westfield Group

    229,845        2,680,291   

Westfield Retail Trust

    304,502        1,019,530   
   

 

 

 
      8,545,389   

HONG KONG — 33.70%

  

 

Agile Property Holdings Ltd.

    132,000        187,222   

Champion REIT

    286,000        147,508   

Country Garden Holdings Co. Ltd. a

    363,027        193,321   

Hang Lung Properties Ltd.

    220,000        829,734   

Henderson Land Development Co. Ltd.

    121,000        870,582   

Hongkong Land Holdings Ltd. c

    176,000        1,378,080   

Hysan Development Co. Ltd.

    77,000        387,706   

Kerry Properties Ltd.

    71,500        386,287   

Link REIT (The)

    231,000        1,200,348   

New World China Land Ltd.

    264,400        132,277   

New World Development Co. Ltd. c

    451,000        829,252   

Shimao Property Holdings Ltd.

    137,500        303,881   

Shui On Land Ltd.

    302,750        146,778   

Sino Land Co. Ltd.

    286,800        536,213   

SOHO China Ltd. c

    203,500        183,151   

Sun Hung Kai Properties Ltd.

    198,000        3,250,003   

Swire Properties Ltd. c

    116,600        426,980   

Wharf (Holdings) Ltd. (The)

    149,200        1,317,800   
   

 

 

 
      12,707,123   

JAPAN — 28.96%

  

 

Activia Properties Inc.

    22        157,900   

Advance Residence Investment Corp.

    77        160,396   

AEON Mall Co. Ltd.

    8,800        212,623   

Daiwahouse Residential Investment Corp.

    11        92,209   

Frontier Real Estate Investment Corp.

    22        204,186   

Industrial & Infrastructure Fund Investment Corp.

    11        99,441   

Japan Excellent Inc.

    22        130,901   

Japan Prime Realty Investment Corp.

    77        219,373   

Japan Real Estate Investment Corp.

    56        566,995   

Japan Retail Fund Investment Corp.

    209        396,656   

Kenedix Realty Investment Corp.

    33        129,273   

Mitsubishi Estate Co. Ltd.

    105,000        2,547,337   

Mitsui Fudosan Co. Ltd.

    88,000        2,014,376   

Mori Hills REIT Investment Corp.

    22        116,919   

MORI TRUST Sogo REIT Inc.

    22        186,588   

Nippon Accommodations Fund Inc.

    13        99,573   
Security   Shares     Value  
   

Nippon Building Fund Inc.

    61      $ 630,320   

Nomura Real Estate Holdings Inc.

    7,700        140,652   

Nomura Real Estate Office Fund Inc.

    33        194,905   

NTT Urban Development Corp.

    132        132,202   

ORIX JREIT Inc.

    22        124,874   

Premier Investment Corp.

    22        94,379   

Sumitomo Realty & Development Co. Ltd.

    48,000        1,464,826   

Tokyo Tatemono Co. Ltd.

    33,000        154,767   

Tokyu Land Corp.

    39,000        278,632   

TOKYU REIT Inc.

    11        62,437   

Top REIT Inc.

    11        51,830   

United Urban Investment Corp.

    209        255,811   
   

 

 

 
      10,920,381   

NEW ZEALAND — 0.26%

  

 

Kiwi Income Property Trust

    100,463        96,666   
   

 

 

 
      96,666   

SINGAPORE — 13.85%

  

 

Ascendas REIT

    220,202        450,082   

CapitaCommercial Trust

    209,000        281,132   

CapitaLand Ltd.

    319,000        1,030,861   

CapitaMall Trust Management Ltd.

    253,400        434,002   

CapitaMalls Asia Ltd.

    154,000        268,735   

CDL Hospitality Trusts

    77,000        125,659   

City Developments Ltd.

    70,000        661,092   

Global Logistic Properties Ltd.

    231,000        515,075   

Keppel Land Ltd. c

    77,000        265,002   

Mapletree Commercial Trust

    143,000        154,229   

Mapletree Industrial Trust

    121,200        134,145   

Mapletree Logistics Trust

    176,240        166,587   

Suntec REIT c

    220,000        301,260   

UOL Group Ltd.

    55,000        277,711   

Wing Tai Holdings Ltd. c

    55,800        85,877   

Yanlord Land Group Ltd. a

    55,000        71,538   
   

 

 

 
      5,222,987   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $32,784,585)

   

    37,492,546   

SHORT-TERM INVESTMENTS — 2.84%

  

MONEY MARKET FUNDS — 2.84%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% d,e,f

    988,893        988,893   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% d,e,f

    69,210        69,210   
 

 

     61   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® FTSE EPRA/NAREIT DEVELOPED ASIA INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% d,e

    13,405      $ 13,405   
   

 

 

 
    1,071,508   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $1,071,508)

   

    1,071,508   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.27%
(Cost: $33,856,093)

     

    38,564,054   

Other Assets, Less Liabilities — (2.27)%

  

    (854,977 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 37,709,077   
   

 

 

 

 

a  

Non-income earning security.

b  

Security valued using Level 3 inputs in accordance with management’s fair valuation policy. See Note 1.

c  

All or a portion of this security represents a security on loan. See Note 3.

d  

Affiliated issuer. See Note 2.

e  

The rate quoted is the annualized seven-day yield of the fund at period end.

f  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

62   

Schedule of Investments (Unaudited)

iSHARES ® FTSE EPRA/NAREIT DEVELOPED EUROPE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 98.54%

  

AUSTRIA — 1.70%

  

 

CA Immobilien Anlagen AG

    8,658      $ 129,158   

conwert Immobilien Invest SE

    8,001        108,562   
   

 

 

 
      237,720   

BELGIUM — 3.16%

  

 

Befimmo SCA

    1,836        128,323   

Cofinimmo SA

    1,521        183,770   

Intervest Offices & Warehouses

    720        19,742   

Leasinvest Real Estate SCA

    153        14,635   

Warehouses De Pauw SCA

    1,062        65,850   

Wereldhave Belgium NV

    252        27,978   
   

 

 

 
      440,298   

FINLAND — 1.82%

  

 

Citycon OYJ

    24,111        80,512   

Sponda OYJ

    27,720        134,329   

Technopolis OYJ

    7,407        38,608   
   

 

 

 
      253,449   

FRANCE — 24.75%

  

 

Affine SA

    432        7,764   

ANF Immobilier

    693        21,400   

Fonciere des Regions

    2,844        240,158   

Gecina SA

    1,782        201,977   

Icade

    2,043        180,256   

Klepierre

    9,594        378,315   

Mercialys

    4,518        100,546   

Societe de la Tour Eiffel

    594        36,687   

Societe Immobiliere de Location pour l’Industrie et le Commerce

    1,278        139,821   

Unibail-Rodamco SE

    9,063        2,141,182   
   

 

 

 
      3,448,106   

GERMANY — 8.89%

  

 

Alstria Office REIT AG

    7,749        94,666   

Colonia Real Estate AG a

    1,332        8,353   

Deutsche EuroShop AG

    5,283        224,959   

Deutsche Wohnen AG Bearer

    14,355        276,304   

DIC Asset AG

    3,420        39,604   

GAGFAH SA a

    7,677        93,891   

GSW Immobilien AG

    4,941        210,798   

Hamborner REIT AG

    4,509        44,863   

IVG Immobilien AG a,b

    15,138        48,741   

PATRIZIA Immobilien AG a

    2,772        24,627   

Prime Office REIT AG

    3,780        17,671   

TAG Immobilien AG

    12,753        154,673   
   

 

 

 
      1,239,150   

GREECE — 0.10%

  

 

Eurobank Properties Real Estate Investment Co.

    1,827        13,417   
   

 

 

 
      13,417   
Security    Shares      Value  
     

ITALY — 0.57%

  

  

Beni Stabili SpA

     93,609       $ 64,676   

Immobiliare Grande Distribuzione SpA

     12,744         14,540   
     

 

 

 
        79,216   

NETHERLANDS — 5.68%

  

  

Corio NV

     7,074         343,424   

Eurocommercial Properties NV

     3,987         158,841   

Nieuwe Steen Investments NV

     6,597         57,310   

VastNed Retail NV

     1,881         84,896   

Wereldhave NV

     2,124         146,405   
     

 

 

 
        790,876   

NORWAY — 0.60%

  

  

Norwegian Property ASA

     54,171         83,318   
     

 

 

 
        83,318   

SWEDEN — 7.70%

  

  

Castellum AB

     16,110         237,481   

Fabege AB

     15,948         174,190   

Fastighets AB Balder Class B a

     11,124         75,697   

Hufvudstaden AB Class A

     14,607         188,811   

Klovern AB

     12,411         53,443   

Kungsleden AB

     13,401         82,768   

Wallenstam AB Class B

     11,349         141,347   

Wihlborgs Fastigheter AB

     7,488         119,738   
     

 

 

 
        1,073,475   

SWITZERLAND — 8.54%

  

  

Allreal Holding AG Registered

     783         118,675   

Mobimo Holding AG Registered

     603         141,064   

PSP Swiss Property AG Registered

     4,536         434,669   

Swiss Prime Site AG Registered

     5,859         495,168   
     

 

 

 
        1,189,576   

UNITED KINGDOM — 35.03%

  

  

A&J Mucklow Group PLC

     5,868         34,399   

Big Yellow Group PLC

     12,816         75,181   

British Land Co. PLC

     86,958         774,816   

Capital & Counties Properties PLC

     74,079         284,225   

Capital Shopping Centres Group PLC

     63,990         361,375   

Daejan Holdings PLC

     486         23,655   

Derwent London PLC

     9,999         342,106   

Development Securities PLC

     12,195         32,289   

Grainger PLC

     40,752         80,698   

Great Portland Estates PLC

     33,759         260,390   

Hammerson PLC

     69,552         535,587   

Hansteen Holdings PLC

     62,766         83,789   

Helical Bar PLC

     11,754         42,861   

Land Securities Group PLC

     76,392         972,559   

London & Stamford Property PLC

     71,118         124,593   

Primary Health Properties PLC

     7,398         41,521   

Quintain Estates and Development PLC a

     51,471         49,983   

Safestore Holdings PLC

     18,648         36,957   

Schroder REIT Ltd.

     35,478         21,234   

SEGRO PLC

     72,891         286,832   

Shaftesbury PLC

     24,570         215,224   
 

 

     63   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® FTSE EPRA/NAREIT DEVELOPED EUROPE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

St. Modwen Properties PLC

    14,706      $ 55,258   

UNITE Group PLC

    15,633        70,614   

Workspace Group PLC

    14,274        73,708   
   

 

 

 
      4,879,854   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $14,003,901)

      13,728,455   

INVESTMENT COMPANIES — 1.31%

   

UNITED KINGDOM — 1.31%

   

F&C Commercial Property Trust Ltd.

    54,315        89,214   

IRP Property Investments Ltd.

    10,971        10,349   

Picton Property Income Ltd.

    34,074        19,583   

Standard Life Investment Property Income Trust PLC

    13,401        12,642   

UK Commercial Property Trust Ltd.

    47,502        51,137   
   

 

 

 
      182,925   
   

 

 

 

TOTAL INVESTMENT COMPANIES
(Cost: $209,204)

   

    182,925   

WARRANTS — 0.00%

  

NETHERLANDS — 0.00%

  

 

Nieuwe Steen Investments NV
(Expires 4/01/13) a,c

    2,431        —   
   

 

 

 
      —   
   

 

 

 

TOTAL WARRANTS
(Cost: $0)

   

    —   

SHORT-TERM INVESTMENTS — 0.37%

  

MONEY MARKET FUNDS — 0.37%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% d,e,f

    44,191        44,191   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% d,e,f

    3,093        3,093   
Security    Shares      Value  
     

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

  

0.03% d,e

     3,440       $ 3,440   
     

 

 

 
     50,724   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $50,724)

   

     50,724   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.22%
(Cost: $14,263,829)

     

     13,962,104   

Other Assets, Less Liabilities — (0.22)%

  

     (30,491 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 13,931,613   
     

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Security valued using Level 3 inputs in accordance with management’s fair valuation policy. See Note 1.

d  

Affiliated issuer. See Note 2.

e  

The rate quoted is the annualized seven-day yield of the fund at period end.

f  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

64   

Schedule of Investments (Unaudited)

iSHARES ® FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.25%

  

AUSTRALIA — 14.86%

  

 

BGP Holdings PLC a,b

    6,603,392      $ 90   

BWP Trust

    1,467,610        3,582,049   

CFS Retail Property Trust Group

    5,989,750        12,495,215   

Charter Hall Retail REIT

    923,440        3,679,401   

Commonwealth Property Office Fund

    6,758,960        7,825,424   

Dexus Property Group

    13,414,615        14,621,756   

Federation Centres

    4,074,000        9,901,067   

Goodman Group

    4,430,475        20,795,427   

GPT Group

    5,043,030        19,935,898   

Investa Office Fund

    1,739,210        5,496,670   

Mirvac Group

    9,459,440        15,688,000   

Stockland Corp. Ltd.

    6,181,325        22,243,633   

Westfield Group

    6,526,645        76,109,144   

Westfield Retail Trust

    8,603,415        28,805,867   
   

 

 

 
      241,179,641   

AUSTRIA — 0.44%

  

 

CA Immobilien Anlagen AG

    259,475        3,870,801   

conwert Immobilien Invest SE

    236,680        3,211,407   
   

 

 

 
      7,082,208   

BELGIUM — 0.81%

  

 

Befimmo SCA

    53,835        3,762,662   

Cofinimmo SA

    46,075        5,566,878   

Intervest Offices & Warehouses

    20,855        571,833   

Leasinvest Real Estate SCA

    4,850        463,931   

Warehouses De Pauw SCA

    30,555        1,894,593   

Wereldhave Belgium NV

    7,760        861,528   
   

 

 

 
      13,121,425   

CANADA — 9.48%

  

 

Allied Properties Real Estate Investment Trust

    171,205        5,911,659   

Artis Real Estate Investment Trust

    298,275        4,780,881   

Boardwalk Real Estate Investment Trust

    135,315        8,893,657   

Brookfield Office Properties Inc.

    1,071,365        17,622,793   

Calloway Real Estate Investment Trust

    301,185        8,922,325   

Canadian Apartment Properties Real Estate Investment Trust

    265,780        6,851,714   

Canadian Real Estate Investment Trust

    193,030        8,675,093   

Chartwell Retirement Residences

    485,000        5,268,309   

Cominar Real Estate Investment Trust

    351,625        7,906,590   

Crombie Real Estate Investment Trust

    151,320        2,242,114   

Dundee International Real Estate Investment Trust

    203,215        2,317,284   

Dundee Real Estate Investment Trust

    274,995        10,293,901   

Extendicare Inc.

    238,135        1,895,353   

First Capital Realty Inc.

    215,340        4,074,612   

Granite Real Estate Investment Trust

    132,890        5,215,286   

H&R Real Estate Investment Trust c

    545,625        12,918,888   

InnVest Real Estate Investment Trust

    235,225        1,050,311   

Killam Properties Inc.

    146,955        1,912,615   

Morguard Real Estate Investment Trust

    130,950        2,517,135   

Northern Property Real Estate Investment Trust

    87,300        2,788,950   

NorthWest Healthcare Properties Real Estate Investment Trust

    102,335        1,377,990   

Primaris Retail Real Estate Investment Trust

    274,510        7,365,338   
Security    Shares      Value  
     

RioCan Real Estate Investment Trust

     860,390       $ 23,153,910   
     

 

 

 
        153,956,708   

FINLAND — 0.47%

  

  

Citycon OYJ

     727,985         2,430,889   

Sponda OYJ

     842,930         4,084,767   

Technopolis OYJ

     217,280         1,132,553   
     

 

 

 
        7,648,209   

FRANCE — 6.06%

  

  

Affine SA

     14,550         261,492   

ANF Immobilier

     31,525         973,518   

Fonciere des Regions

     77,600         6,552,839   

Gecina SA

     50,925         5,771,983   

Icade

     55,290         4,878,289   

Klepierre

     264,325         10,422,981   

Mercialys

     134,830         3,000,582   

Societe de la Tour Eiffel

     17,945         1,108,313   

Societe Immobiliere de Location pour l’Industrie et le Commerce

     37,830         4,138,843   

Unibail-Rodamco SE

     259,475         61,302,348   
     

 

 

 
        98,411,188   

GERMANY — 2.17%

  

  

Alstria Office REIT AG

     228,435         2,790,697   

Colonia Real Estate AG a,c

     65,475         410,606   

Deutsche EuroShop AG

     142,105         6,051,060   

Deutsche Wohnen AG Bearer

     414,675         7,981,631   

DIC Asset AG

     98,940         1,145,722   

GAGFAH SA a

     207,095         2,532,806   

GSW Immobilien AG

     145,015         6,186,783   

Hamborner REIT AG

     134,830         1,341,523   

IVG Immobilien AG a,c

     379,755         1,222,716   

PATRIZIA Immobilien AG a

     85,360         758,353   

Prime Office REIT AG

     109,125         510,147   

TAG Immobilien AG

     351,625         4,264,635   
     

 

 

 
        35,196,679   

HONG KONG — 22.20%

  

  

Agile Property Holdings Ltd. c

     3,880,000         5,503,191   

Champion REIT

     7,760,000         4,002,321   

Country Garden Holdings Co. Ltd. a,c

     10,185,459         5,424,015   

Hang Lung Properties Ltd.

     6,305,000         23,779,415   

Henderson Land Development Co. Ltd.

     3,395,000         24,426,665   

Hongkong Land Holdings Ltd. c

     4,850,000         37,975,500   

Hysan Development Co. Ltd.

     2,425,000         12,210,206   

Kerry Properties Ltd. c

     1,940,000         10,481,078   

Link REIT (The)

     6,547,500         34,022,855   

New World China Land Ltd.

     7,760,200         3,882,351   

New World Development Co. Ltd.

     12,610,000         23,185,945   

Shimao Property Holdings Ltd.

     3,880,000         8,574,973   

Shui On Land Ltd.

     7,760,300         3,762,327   

Sino Land Co. Ltd.

     8,730,800         16,323,461   

SOHO China Ltd. c

     5,820,297         5,238,305   

Sun Hung Kai Properties Ltd.

     5,516,000         90,540,494   

Swire Properties Ltd.

     3,395,000         12,432,209   

Wharf (Holdings) Ltd. (The) c

     4,365,900         38,561,556   
     

 

 

 
        360,326,867   
 

 

     65   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

ISRAEL — 0.16%

  

 

Azrieli Group Ltd.

    102,335      $ 2,676,134   
   

 

 

 
      2,676,134   

ITALY — 0.14%

  

 

Beni Stabili SpA

    2,645,675        1,827,940   

Immobiliare Grande Distribuzione SpA

    365,205        416,660   
   

 

 

 
      2,244,600   

JAPAN — 19.08%

  

 

Activia Properties Inc.

    485        3,480,988   

Advance Residence Investment Corp.

    2,425        5,051,419   

AEON Mall Co. Ltd.

    242,500        5,859,221   

Daiwahouse Residential Investment Corp.

    485        4,065,582   

Frontier Real Estate Investment Corp.

    485        4,501,370   

Industrial & Infrastructure Fund Investment Corp. c

    485        4,384,451   

Japan Excellent Inc.

    485        2,885,766   

Japan Prime Realty Investment Corp.

    2,425        6,908,832   

Japan Real Estate Investment Corp.

    1,455        14,731,755   

Japan Retail Fund Investment Corp.

    5,820        11,045,628   

Kenedix Realty Investment Corp.

    970        3,799,858   

Mitsubishi Estate Co. Ltd.

    2,910,000        70,597,633   

Mitsui Fudosan Co. Ltd.

    2,479,000        56,745,902   

Mori Hills REIT Investment Corp.

    485        2,577,526   

MORI TRUST Sogo REIT Inc.

    485        4,113,412   

Nippon Accommodations Fund Inc.

    485        3,714,826   

Nippon Building Fund Inc.

    1,706        17,628,293   

Nomura Real Estate Holdings Inc.

    242,500        4,429,624   

Nomura Real Estate Office Fund Inc.

    970        5,729,016   

NTT Urban Development Corp.

    3,880        3,885,952   

ORIX JREIT Inc.

    485        2,752,904   

Premier Investment Corp.

    485        2,080,621   

Sumitomo Realty & Development Co. Ltd.

    1,455,000        44,402,531   

Tokyo Tatemono Co. Ltd.

    970,000        4,549,200   

Tokyu Land Corp.

    976,000        6,972,956   

TOKYU REIT Inc.

    485        2,752,904   

Top REIT Inc.

    485        2,285,229   

United Urban Investment Corp.

    6,305        7,717,165   
   

 

 

 
      309,650,564   

NETHERLANDS — 1.35%

  

 

Corio NV

    195,455        9,488,828   

Eurocommercial Properties NV

    114,945        4,579,370   

Nieuwe Steen Investments NV

    185,755        1,613,720   

VastNed Retail NV

    50,440        2,276,535   

Wereldhave NV

    57,715        3,978,221   
   

 

 

 
      21,936,674   

NEW ZEALAND — 0.17%

  

 

Kiwi Income Property Trust

    2,830,945        2,723,938   
   

 

 

 
      2,723,938   

NORWAY — 0.14%

  

 

Norwegian Property ASA

    1,438,995        2,213,252   
   

 

 

 
      2,213,252   
Security    Shares      Value  
     

SINGAPORE — 9.05%

  

  

Ascendas REIT

     6,305,402       $ 12,887,920   

CapitaCommercial Trust

     5,820,000         7,828,648   

CapitaLand Ltd.

     8,730,000         28,211,343   

CapitaMall Trust Management Ltd.

     7,275,400         12,460,695   

CapitaMalls Asia Ltd.

     4,365,000         7,617,062   

CDL Hospitality Trusts c

     1,940,000         3,165,940   

City Developments Ltd. c

     1,940,000         18,321,700   

Global Logistic Properties Ltd.

     6,305,000         14,058,652   

Keppel Land Ltd. c

     2,425,000         8,345,855   

Mapletree Commercial Trust c

     4,365,000         4,707,768   

Mapletree Industrial Trust c

     3,395,800         3,758,479   

Mapletree Logistics Trust

     5,335,210         5,042,976   

Suntec REIT c

     6,305,000         8,633,846   

UOL Group Ltd.

     1,455,000         7,346,704   

Wing Tai Holdings Ltd. c

     1,669,000         2,568,626   

Yanlord Land Group Ltd. a,c

     1,455,000         1,892,511   
     

 

 

 
        146,848,725   

SWEDEN — 1.96%

  

  

Castellum AB

     480,150         7,078,008   

Fabege AB

     462,205         5,048,364   

Fastighets AB Balder Class B a,c

     320,100         2,178,235   

Hufvudstaden AB Class A

     423,405         5,472,971   

Klovern AB

     377,330         1,624,812   

Kungsleden AB

     399,155         2,465,275   

Wallenstam AB Class B

     335,620         4,180,020   

Wihlborgs Fastigheter AB

     237,165         3,792,419   
     

 

 

 
        31,840,104   

SWITZERLAND — 2.11%

  

  

Allreal Holding AG Registered

     21,825         3,307,908   

Mobimo Holding AG Registered

     17,945         4,198,006   

PSP Swiss Property AG Registered

     129,495         12,409,049   

Swiss Prime Site AG Registered

     169,750         14,346,252   
     

 

 

 
        34,261,215   

UNITED KINGDOM — 8.60%

  

  

A&J Mucklow Group PLC

     177,025         1,037,756   

Big Yellow Group PLC

     374,420         2,196,409   

British Land Co. PLC

     2,488,050         22,169,087   

Capital & Counties Properties PLC

     2,118,480         8,128,158   

Capital Shopping Centres Group PLC

     1,797,895         10,153,380   

Daejan Holdings PLC

     15,035         731,803   

Derwent London PLC

     289,545         9,906,492   

Development Securities PLC

     361,810         957,964   

Grainger PLC

     1,147,510         2,272,329   

Great Portland Estates PLC

     890,945         6,872,047   

Hammerson PLC

     2,016,145         15,525,380   

Hansteen Holdings PLC

     1,864,340         2,488,798   

Helical Bar PLC

     352,595         1,285,749   

Land Securities Group PLC

     2,208,690         28,119,182   

London & Stamford Property PLC

     2,041,365         3,576,311   

Primary Health Properties PLC

     218,250         1,224,926   

Quintain Estates and Development PLC a

     1,496,710         1,453,437   

Safestore Holdings PLC

     552,415         1,094,782   

Schroder REIT Ltd.

     1,034,505         619,159   

SEGRO PLC

     1,961,825         7,719,949   

Shaftesbury PLC

     704,220         6,168,691   
 

 

66   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-U.S. INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

St. Modwen Properties PLC

    443,290      $ 1,665,669   

UNITE Group PLC

    472,390        2,133,760   

Workspace Group PLC

    420,010        2,168,851   
   

 

 

 
      139,670,069   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $1,313,436,702)

      1,610,988,200   

INVESTMENT COMPANIES — 0.33%

   

UNITED KINGDOM — 0.33%

   

F&C Commercial Property Trust Ltd.

    1,593,225        2,616,913   

IRP Property Investments Ltd.

    345,320        325,755   

Picton Property Income Ltd.

    1,042,750        599,295   

Standard Life Investment Property Income Trust PLC

    415,160        391,638   

UK Commercial Property Trust Ltd.

    1,364,305        1,468,702   
   

 

 

 
      5,402,303   
   

 

 

 

TOTAL INVESTMENT COMPANIES
(Cost: $5,470,603)

      5,402,303   

WARRANTS — 0.00%

  

NETHERLANDS — 0.00%

  

 

Nieuwe Steen Investments NV
(Expires 4/01/13) a,b

    16,093        —   
   

 

 

 
      —   
   

 

 

 

TOTAL WARRANTS
(Cost: $0)

   

    —   

SHORT-TERM INVESTMENTS — 1.30%

  

MONEY MARKET FUNDS — 1.30%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% d,e,f

    19,329,569        19,329,569   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% d,e,f

    1,352,832        1,352,832   
Security    Shares      Value  
     

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

  

0.03% d,e

     373,113       $ 373,113   
     

 

 

 
     21,055,514   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $21,055,514)

   

     21,055,514   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.88%
(Cost: $1,339,962,819)

     

     1,637,446,017   

Other Assets, Less Liabilities — (0.88)%

  

     (14,204,273 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 1,623,241,744   
     

 

 

 

 

a  

Non-income earning security.

b  

Security valued using Level 3 inputs in accordance with management’s fair valuation policy. See Note 1.

c  

All or a portion of this security represents a security on loan. See Note 3.

d  

Affiliated issuer. See Note 2.

e  

The rate quoted is the annualized seven-day yield of the fund at period end.

f  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     67   

Schedule of Investments (Unaudited)

iSHARES ® FTSE EPRA/NAREIT NORTH AMERICA INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.74%

  

CANADA — 10.38%

  

 

Allied Properties Real Estate Investment Trust

    2,564      $ 88,534   

Artis Real Estate Investment Trust

    4,642        74,404   

Boardwalk Real Estate Investment Trust

    2,026        133,160   

Brookfield Office Properties Inc.

    15,945        262,278   

Calloway Real Estate Investment Trust

    4,519        133,871   

Canadian Apartment Properties Real Estate Investment Trust

    4,299        110,827   

Canadian Real Estate Investment Trust

    2,867        128,848   

Chartwell Retirement Residences

    7,254        78,797   

Cominar Real Estate Investment Trust

    5,218        117,331   

Crombie Real Estate Investment Trust

    2,160        32,005   

Dundee International Real Estate Investment Trust

    2,925        33,354   

Dundee Real Estate Investment Trust

    4,078        152,652   

Extendicare Inc.

    3,605        28,693   

First Capital Realty Inc.

    3,449        65,261   

Granite Real Estate Investment Trust

    1,980        77,705   

H&R Real Estate Investment Trust

    8,208        194,343   

InnVest Real Estate Investment Trust

    3,879        17,320   

Killam Properties Inc.

    2,289        29,791   

Morguard Real Estate Investment Trust

    1,947        37,425   

Northern Property Real Estate Investment Trust

    1,344        42,936   

NorthWest Healthcare Properties Real Estate Investment Trust

    1,471        19,808   

Primaris Retail Real Estate Investment Trust

    4,138        111,026   

RioCan Real Estate Investment Trust

    12,583        338,621   
   

 

 

 
      2,308,990   

UNITED STATES — 89.36%

  

 

Acadia Realty Trust a

    2,148        56,149   

Agree Realty Corp.

    544        15,428   

Alexander’s Inc.

    89        29,625   

Alexandria Real Estate Equities Inc.

    2,692        195,170   

American Assets Trust Inc.

    1,670        48,263   

American Campus Communities Inc.

    4,446        207,050   

Apartment Investment and Management Co. Class A

    6,192        168,918   

Ashford Hospitality Trust Inc. a

    2,900        33,611   

Associated Estates Realty Corp. a

    2,121        34,254   

AvalonBay Communities Inc.

    4,856        630,260   

BioMed Realty Trust Inc. a

    6,507        132,417   

Boston Properties Inc.

    6,352        668,739   

Brandywine Realty Trust

    6,082        77,424   

BRE Properties Inc. Class A

    3,243        165,004   

Camden Property Trust

    3,549        246,265   

Campus Crest Communities Inc.

    1,619        19,558   

CapLease Inc.

    2,799        16,206   

CBL & Associates Properties Inc.

    6,849        147,185   

Cedar Realty Trust Inc. a

    3,096        17,059   

Chesapeake Lodging Trust

    1,662        35,484   

Colonial Properties Trust a

    3,758        82,338   

CommonWealth REIT

    3,526        57,967   

Corporate Office Properties Trust

    3,415        90,361   

Cousins Properties Inc. a

    4,374        38,929   

CubeSmart

    5,478        83,540   

DCT Industrial Trust Inc.

    11,395        80,449   

DDR Corp. a

    13,124        217,727   

DiamondRock Hospitality Co.

    8,229        75,048   

Digital Realty Trust Inc.

    5,229        355,101   
Security    Shares      Value  
     

Douglas Emmett Inc. a

     4,429       $ 103,284   

Duke Realty Corp.

     13,383         206,232   

DuPont Fabros Technology Inc. a

     2,703         63,899   

EastGroup Properties Inc.

     1,262         70,722   

Education Realty Trust Inc. a

     4,822         51,837   

Entertainment Properties Trust

     1,984         92,970   

Equity Lifestyle Properties, Inc.

     1,744         124,870   

Equity One Inc.

     2,507         56,683   

Equity Residential

     13,765         762,443   

Essex Property Trust Inc. a

     1,542         237,129   

Excel Trust Inc.

     1,899         23,889   

Extra Space Storage Inc.

     4,635         184,658   

Federal Realty Investment Trust

     2,740         290,029   

FelCor Lodging Trust Inc. b

     5,329         28,670   

First Industrial Realty Trust Inc. a,b

     4,197         65,767   

First Potomac Realty Trust

     2,199         30,126   

Forest City Enterprises Inc. Class A b

     6,354         107,446   

Franklin Street Properties Corp. a

     3,523         45,799   

General Growth Properties Inc.

     19,899         388,428   

Getty Realty Corp.

     1,044         19,711   

Glimcher Realty Trust

     6,030         67,054   

Government Properties Income Trust a

     1,733         43,065   

HCP Inc.

     19,208         891,059   

Health Care REIT Inc.

     10,986         690,360   

Healthcare Realty Trust Inc.

     3,681         93,792   

Hersha Hospitality Trust a

     8,457         44,653   

Highwoods Properties Inc. a

     3,330         119,880   

Home Properties Inc.

     2,169         133,328   

Hospitality Properties Trust

     5,220         131,648   

Host Hotels & Resorts Inc.

     30,488         511,894   

Hudson Pacific Properties Inc.

     1,511         32,381   

Inland Real Estate Corp. a

     3,722         33,796   

Investors Real Estate Trust a

     3,885         36,364   

Kilroy Realty Corp.

     3,159         157,634   

Kimco Realty Corp.

     17,218         357,618   

Kite Realty Group Trust a

     3,303         19,983   

LaSalle Hotel Properties

     4,041         110,319   

Lexington Realty Trust a

     7,480         82,280   

Liberty Property Trust

     4,986         195,302   

LTC Properties Inc. a

     1,287         47,928   

Macerich Co. (The) a

     5,800         346,376   

Mack-Cali Realty Corp. a

     3,708         100,746   

Medical Properties Trust Inc. a

     5,743         77,243   

Mid-America Apartment Communities Inc.

     1,792         117,143   

National Health Investors Inc.

     1,174         74,725   

National Retail Properties Inc. a

     4,680         149,854   

Omega Healthcare Investors Inc. a

     4,745         121,282   

Parkway Properties Inc. a

     1,749         27,704   

Pebblebrook Hotel Trust

     2,592         64,567   

Pennsylvania Real Estate Investment Trust

     2,382         43,924   

Piedmont Office Realty Trust Inc. Class A

     7,146         138,132   

Post Properties Inc.

     2,294         111,282   

Prologis Inc.

     19,462         776,534   

PS Business Parks Inc.

     774         55,233   

Public Storage

     5,413         833,223   

Ramco-Gershenson Properties Trust a

     2,011         30,406   

Realty Income Corp. a

     7,587         331,400   

Regency Centers Corp.

     3,825         190,600   

Retail Opportunity Investments Corp.

     2,281         29,767   

RLJ Lodging Trust

     4,537         94,869   

Rouse Properties Inc. a

     1,012         18,479   

Sabra Healthcare REIT Inc.

     1,560         39,140   

Saul Centers Inc. a

     621         26,548   
 

 

68   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® FTSE EPRA/NAREIT NORTH AMERICA INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Senior Housing Properties Trust a

    7,509      $ 180,892   

Simon Property Group Inc.

    13,026        2,086,505   

SL Green Realty Corp.

    3,808        306,087   

Sovran Self Storage Inc.

    1,288        84,029   

Spirit Realty Capital Inc.

    1,440        28,022   

STAG Industrial Inc.

    1,755        34,609   

Strategic Hotels & Resorts Inc. a,b

    8,637        63,136   

Sun Communities Inc. a

    1,261        54,160   

Sunstone Hotel Investors Inc. b

    5,718        66,157   

Tanger Factory Outlet Centers Inc.

    3,973        140,724   

Taubman Centers Inc.

    2,610        212,715   

UDR Inc.

    10,628        253,903   

Universal Health Realty Income Trust

    527        29,054   

Urstadt Biddle Properties Inc. Class A

    1,016        20,564   

Ventas Inc.

    12,478        827,167   

Vornado Realty Trust

    7,892        666,558   

Washington Real Estate Investment Trust a

    2,785        79,317   

Weingarten Realty Investors a

    5,148        148,468   

Winthrop Realty Trust a

    1,069        12,775   
   

 

 

 
      19,874,478   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $20,636,929)

   

    22,183,468   

SHORT-TERM INVESTMENTS — 9.95%

  

MONEY MARKET FUNDS — 9.95%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    2,047,303        2,047,303   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    143,286        143,286   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    23,775        23,775   
   

 

 

 
      2,214,364   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $2,214,364)

   

    2,214,364   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 109.69%
(Cost: $22,851,293)

     

    24,397,832   

Other Assets, Less Liabilities — (9.69)%

  

    (2,155,946 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 22,241,886   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

     69   

Schedule of Investments (Unaudited)

iSHARES ® FTSE NAREIT INDUSTRIAL/OFFICE CAPPED INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.80%

  

REITs — DIVERSIFIED — 13.52%

  

 

Duke Realty Corp.

    37,449      $ 577,089   

First Potomac Realty Trust

    6,205        85,009   

Gladstone Commercial Corp.

    1,333        24,674   

Liberty Property Trust

    12,647        495,383   

Mission West Properties Inc. a

    2,743        —   

PS Business Parks Inc.

    2,203        157,206   

STAG Industrial Inc.

    5,042        99,428   
   

 

 

 
      1,438,789   

REITs — HEALTH CARE — 0.52%

  

 

Healthcare Trust of America Inc., Class A

    5,176        55,435   
   

 

 

 
      55,435   

REITs — OFFICE PROPERTY — 59.57%

  

 

Alexandria Real Estate Equities Inc.

    6,337        459,432   

BioMed Realty Trust Inc.

    18,725        381,054   

Boston Properties Inc.

    17,074        1,797,551   

Brandywine Realty Trust

    17,374        221,171   

CommonWealth REIT

    10,183        167,408   

Corporate Office Properties Trust

    9,835        260,234   

Douglas Emmett Inc. b

    12,745        297,213   

Franklin Street Properties Corp.

    10,096        131,248   

Government Properties Income Trust

    4,989        123,977   

Highwoods Properties Inc.

    9,555        343,980   

Hudson Pacific Properties Inc.

    4,311        92,385   

Kilroy Realty Corp.

    9,092        453,691   

Mack-Cali Realty Corp.

    10,688        290,393   

MPG Office Trust Inc.

    6,957        20,940   

Parkway Properties Inc.

    4,999        79,184   

Piedmont Office Realty Trust Inc. Class A

    20,560        397,425   

SL Green Realty Corp.

    10,215        821,082   
   

 

 

 
      6,338,368   

REITs — WAREHOUSE/INDUSTRIAL — 26.19%

  

 

DCT Industrial Trust Inc.

    32,456        229,139   

EastGroup Properties Inc.

    3,608        202,192   

First Industrial Realty Trust Inc.

    11,968        187,539   

Monmouth Real Estate Investment Corp.
Class A b

    4,923        53,464   

Prologis Inc.

    52,311        2,087,209   

Terreno Realty Corp.

    1,620        27,054   
   

 

 

 
      2,786,597   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $8,515,856)

   

    10,619,189   

SHORT-TERM INVESTMENTS — 12.01%

  

MONEY MARKET FUNDS — 12.01%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    1,177,154        1,177,154   
Security    Shares      Value  
     

BlackRock Cash Funds: Prime,
SL Agency Shares

   

  

0.20% c,d,e

     82,386       $ 82,386   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

  

0.03% c,d

     18,765         18,765   
     

 

 

 
     1,278,305   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $1,278,305)

   

     1,278,305   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 111.81%
(Cost: $9,794,161)

     

     11,897,494   

Other Assets, Less Liabilities — (11.81)%

  

     (1,256,982 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 10,640,512   
     

 

 

 

 

a  

Security valued using Level 3 inputs in accordance with management’s fair valuation policy. See Note 1.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

70   

Schedule of Investments (Unaudited)

iSHARES ® FTSE NAREIT MORTGAGE PLUS CAPPED INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.99%

  

REITs — MORTGAGE — 99.99%

  

 

AG Mortgage Investment Trust Inc.

    436,463      $ 11,086,160   

American Capital Agency Corp.

    5,132,069        162,327,343   

American Capital Mortgage Investment Corp.

    588,049        15,336,318   

Annaly Capital Management Inc. a

    14,379,021        213,816,042   

Anworth Mortgage Asset Corp.

    2,314,535        14,488,989   

Apollo Commercial Real Estate Finance Inc.

    454,771        7,940,302   

Apollo Residential Mortgage Inc.

    392,166        8,878,638   

Arbor Realty Trust Inc.

    380,070        2,709,899   

Ares Commercial Real Estate Corp.

    149,753        2,590,727   

ARMOUR Residential REIT Inc.

    5,010,984        35,978,865   

Capstead Mortgage Corp. a

    1,599,869        19,806,378   

Chimera Investment Corp.

    15,174,906        46,283,463   

Colony Financial Inc.

    1,047,457        22,541,275   

CreXus Investment Corp.

    1,242,510        16,512,958   

CYS Investments Inc.

    2,837,080        36,882,040   

Dynex Capital Inc. a

    881,280        8,909,741   

Hatteras Financial Corp.

    1,602,349        43,391,611   

Invesco Mortgage Capital Inc.

    1,871,222        40,605,517   

iStar Financial Inc. a,b

    1,367,993        13,255,852   

MFA Financial Inc.

    5,064,537        45,530,188   

Newcastle Investment Corp. a

    3,608,592        37,854,130   

NorthStar Realty Finance Corp. a

    2,592,148        20,218,754   

PennyMac Mortgage Investment Trust c

    955,242        25,409,437   

RAIT Financial Trust a

    955,366        6,582,472   

Redwood Trust Inc.

    1,322,019        25,250,563   

Resource Capital Corp.

    1,632,276        10,152,757   

Starwood Property Trust Inc.

    1,806,060        46,307,378   

Two Harbors Investment Corp.

    4,437,476        55,113,452   

Western Asset Mortgage Capital Corp.

    391,526        8,476,538   
   

 

 

 
      1,004,237,787   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $958,309,882)

   

    1,004,237,787   

SHORT-TERM INVESTMENTS — 7.53%

  

MONEY MARKET FUNDS — 7.53%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    70,221,322        70,221,322   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    4,914,630        4,914,630   
Security    Shares      Value  
     

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

  

0.03% c,d

     506,186       $ 506,186   
     

 

 

 
     75,642,138   
     

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $75,642,138)

   

     75,642,138   
     

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 107.52%
(Cost: $1,033,952,020)

     

     1,079,879,925   

Other Assets, Less Liabilities — (7.52)%

  

     (75,509,383 ) 
     

 

 

 

NET ASSETS — 100.00%

  

   $ 1,004,370,542   
     

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Non-income earning security.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     71   

Schedule of Investments (Unaudited)

iSHARES ® FTSE NAREIT REAL ESTATE 50 INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.87%

  

REITs — APARTMENTS — 14.82%

  

 

American Campus Communities Inc.

    18,093      $ 842,591   

Apartment Investment and Management Co. Class A

    25,156        686,256   

AvalonBay Communities Inc.

    19,747        2,562,963   

BRE Properties Inc. Class A

    13,257        674,516   

Camden Property Trust

    14,475        1,004,420   

Equity Residentiala

    56,007        3,102,228   

Essex Property Trust Inc.

    6,308        970,044   

Home Properties Inc.

    8,882        545,977   

Mid-America Apartment Communities Inc. a

    7,330        479,162   

UDR Inc. a

    43,245        1,033,123   
   

 

 

 
      11,901,280   

REITs — DIVERSIFIED — 20.32%

  

 

American Tower Corp.

    68,422        5,210,335   

Digital Realty Trust Inc. a

    21,329        1,448,452   

Duke Realty Corp.

    54,512        840,030   

Liberty Property Trust a

    20,347        796,992   

Plum Creek Timber Co. Inc.

    28,158        1,356,653   

Rayonier Inc.

    21,195        1,141,139   

Vornado Realty Trust

    32,137        2,714,291   

Weyerhaeuser Co.

    93,475        2,815,467   
   

 

 

 
      16,323,359   

REITs — HEALTH CARE — 13.12%

  

 

HCP Inc. a

    78,145        3,625,147   

Health Care REIT Inc. a

    44,715        2,809,891   

Senior Housing Properties Trust a

    30,616        737,539   

Ventas Inc.

    50,776        3,365,941   
   

 

 

 
      10,538,518   

REITs — HOTELS — 3.27%

  

 

Hospitality Properties Trust

    21,348        538,397   

Host Hotels & Resorts Inc.

    124,226        2,085,754   
   

 

 

 
      2,624,151   

REITs — MORTGAGE — 6.79%

  

 

American Capital Agency Corp.

    59,026        1,866,992   

Annaly Capital Management Inc.

    167,335        2,488,272   

Chimera Investment Corp.

    177,758        542,162   

MFA Financial Inc.

    61,603        553,811   
   

 

 

 
      5,451,237   

REITs — OFFICE PROPERTY — 8.85%

  

 

Alexandria Real Estate Equities Inc.

    11,014        798,515   

BioMed Realty Trust Inc. a

    26,611        541,534   

Boston Properties Inc.

    25,862        2,722,751   

Douglas Emmett Inc. a

    18,131        422,815   

Highwoods Properties Inc. a

    11,012        396,432   

Mack-Cali Realty Corp. a

    15,210        413,256   

Piedmont Office Realty Trust Inc. Class A

    29,217        564,764   
Security    Shares      Value  
     

SL Green Realty Corp.

     15,492       $ 1,245,247   
     

 

 

 
        7,105,314   

REITs — OUTLET CENTERS — 2.43%

  

  

National Retail Properties Inc. a

     19,057         610,205   

Realty Income Corp. a

     30,794         1,345,082   
     

 

 

 
        1,955,287   

REITs — REGIONAL MALLS — 16.00%

  

  

CBL & Associates Properties Inc.

     27,885         599,249   

General Growth Properties Inc.

     81,102         1,583,111   

Macerich Co. (The) a

     23,627         1,411,004   

Simon Property Group Inc.

     52,949         8,481,371   

Taubman Centers Inc.

     9,571         780,036   
     

 

 

 
        12,854,771   

REITs — SHOPPING CENTERS — 6.11%

  

  

DDR Corp. a

     53,559         888,544   

Federal Realty Investment Trust

     11,184         1,183,826   

Kimco Realty Corp.

     70,178         1,457,597   

Regency Centers Corp. a

     15,590         776,850   

Weingarten Realty Investors a

     20,898         602,698   
     

 

 

 
        4,909,515   

REITs — STORAGE — 4.22%

  

  

Public Storage

     22,026         3,390,462   
     

 

 

 
        3,390,462   

REITs — WAREHOUSE/INDUSTRIAL — 3.94%

  

  

Prologis Inc.

     79,222         3,160,958   
     

 

 

 
        3,160,958   
     

 

 

 

TOTAL COMMON STOCKS
(Cost: $71,430,160)

   

     80,214,852   

SHORT-TERM INVESTMENTS — 11.14%

  

MONEY MARKET FUNDS — 11.14%

  

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

  

0.22% b,c,d

     8,298,306         8,298,306   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

  

0.20% b,c,d

     580,779         580,779   
 

 

72   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® FTSE NAREIT REAL ESTATE 50 INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% b,c

    65,993      $ 65,993   
   

 

 

 
    8,945,078   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $8,945,078)

   

    8,945,078   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 111.01%
(Cost: $80,375,238)

     

    89,159,930   

Other Assets, Less Liabilities — (11.01)%

  

    (8,842,943 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 80,316,987   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Affiliated issuer. See Note 2.

c  

The rate quoted is the annualized seven-day yield of the fund at period end.

d  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     73   

Schedule of Investments (Unaudited)

iSHARES ® FTSE NAREIT RESIDENTIAL PLUS CAPPED INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.61%

  

REITs — APARTMENTS — 46.28%

   

American Campus Communities Inc.

    209,943      $ 9,777,046   

Apartment Investment and Management Co. Class A

    292,026        7,966,469   

Associated Estates Realty Corp. a

    99,243        1,602,774   

AvalonBay Communities Inc.

    152,582        19,803,618   

BRE Properties Inc. Class A

    153,891        7,829,974   

Camden Property Trust

    167,712        11,637,536   

Campus Crest Communities Inc.

    77,491        936,091   

Colonial Properties Trust a

    176,792        3,873,513   

Education Realty Trust Inc.

    226,844        2,438,573   

Equity Residential

    432,909        23,978,829   

Essex Property Trust Inc. a

    73,067        11,236,243   

Home Properties Inc. a

    102,831        6,321,022   

Mid-America Apartment Communities Inc. a

    84,803        5,543,572   

Post Properties Inc.

    108,738        5,274,880   

UDR Inc. a

    502,048        11,993,927   
   

 

 

 
      130,214,067   

REITs — DIVERSIFIED — 1.38%

  

 

National Health Investors Inc. a

    55,700        3,545,305   

UMH Properties Inc.

    33,698        348,774   
   

 

 

 
      3,894,079   

REITs — HEALTH CARE — 33.68%

  

 

HCP Inc.

    604,133        28,025,730   

Health Care REIT Inc.

    204,999        12,882,137   

Healthcare Realty Trust Inc.

    174,969        4,458,210   

LTC Properties Inc. a

    60,915        2,268,475   

Medical Properties Trust Inc. a

    269,577        3,625,811   

Omega Healthcare Investors Inc. a

    224,821        5,746,425   

Sabra Healthcare REIT Inc.

    73,979        1,856,133   

Senior Housing Properties Trust

    354,093        8,530,100   

Universal Health Realty Income Trust

    24,944        1,375,163   

Ventas Inc.

    392,498        26,018,692   
   

 

 

 
      94,786,876   

REITs — MANUFACTURED HOMES — 3.02%

  

 

Equity Lifestyle Properties, Inc.

    82,882        5,934,351   

Sun Communities Inc. a

    59,678        2,563,170   
   

 

 

 
      8,497,521   

REITs — STORAGE — 15.25%

  

 

CubeSmart a

    259,436        3,956,399   

Extra Space Storage Inc.

    219,754        8,754,999   

Public Storage

    170,258        26,207,814   

Sovran Self Storage Inc.

    61,060        3,983,555   
   

 

 

 
      42,902,767   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $257,657,935)

   

    280,295,310   
Security   Shares     Value  
   

SHORT-TERM INVESTMENTS — 12.95%

  

MONEY MARKET FUNDS — 12.95%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% b,c,d

    33,567,161      $ 33,567,161   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% b,c,d

    2,349,289        2,349,289   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% b,c

    526,867        526,867   
   

 

 

 
      36,443,317   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $36,443,317)

   

    36,443,317   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 112.56%
(Cost: $294,101,252)

    

    316,738,627   

Other Assets, Less Liabilities — (12.56)%

  

    (35,357,294 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 281,381,333   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Affiliated issuer. See Note 2.

c  

The rate quoted is the annualized seven-day yield of the fund at period end.

d  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

74   

Schedule of Investments (Unaudited)

iSHARES ® FTSE NAREIT RETAIL CAPPED INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS—100.34%

  

REITs—DIVERSIFIED—1.90%

  

 

Retail Properties of America Inc. Class A

    26,743      $ 346,054   
   

 

 

 
      346,054   

REITs — OUTLET CENTERS — 11.76%

  

 

Agree Realty Corp.

    2,626        74,473   

Getty Realty Corp.

    5,067        95,665   

National Retail Properties Inc. a

    22,005        704,600   

Realty Income Corp.

    26,000        1,135,680   

Spirit Realty Capital Inc.

    6,840        133,107   
   

 

 

 
      2,143,525   

REITs — REGIONAL MALLS — 52.94%

  

 

CBL & Associates Properties Inc.

    32,204        692,064   

General Growth Properties Inc.

    73,241        1,429,664   

Glimcher Realty Trust a

    28,465        316,531   

Macerich Co. (The)

    21,331        1,273,887   

Pennsylvania Real Estate Investment Trust

    11,237        207,210   

Rouse Properties Inc. a

    4,947        90,332   

Simon Property Group Inc.

    25,414        4,070,815   

Tanger Factory Outlet Centers Inc.

    18,777        665,082   

Taubman Centers Inc.

    11,064        901,716   
   

 

 

 
      9,647,301   

REITs — SHOPPING CENTERS — 33.74%

  

 

Acadia Realty Trust a

    10,155        265,452   

Alexander’s Inc.

    409        136,140   

Cedar Realty Trust Inc. a

    14,565        80,253   

DDR Corp. a

    51,642        856,741   

Equity One Inc.

    11,871        268,403   

Excel Trust Inc.

    9,018        113,446   

Federal Realty Investment Trust

    7,582        802,555   

Inland Real Estate Corp. a

    17,854        162,114   

Kimco Realty Corp.

    63,363        1,316,050   

Kite Realty Group Trust

    15,730        95,167   

Ramco-Gershenson Properties Trust

    9,606        145,243   

Regency Centers Corp.

    17,001        847,160   

Retail Opportunity Investments Corp.

    10,661        139,126   

Saul Centers Inc. a

    2,994        127,993   

Urstadt Biddle Properties Inc. Class A a

    4,747        96,079   

Weingarten Realty Investors a

    24,166        696,947   
   

 

 

 
      6,148,869   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $17,199,334)

   

    18,285,749   

SHORT-TERM INVESTMENTS — 16.55%

  

MONEY MARKET FUNDS — 16.55%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% b,c,d

    2,796,021        2,796,021   
Security   Shares     Value  
   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% b,c,d

    195,688      $ 195,688   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% b,c

    24,031        24,031   
   

 

 

 
      3,015,740   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $3,015,740)

   

    3,015,740   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 116.89%
(Cost: $20,215,074)

    

    21,301,489   

Other Assets, Less Liabilities — (16.89)%

  

    (3,076,841 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 18,224,648   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Affiliated issuer. See Note 2.

c  

The rate quoted is the annualized seven-day yield of the fund at period end.

d  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     75   

Schedule of Investments (Unaudited)

iSHARES ® HIGH DIVIDEND EQUITY FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.85%

  

AEROSPACE & DEFENSE — 1.58%

  

 

Lockheed Martin Corp.

    277,773      $ 24,130,141   

Raytheon Co.

    232,450        12,245,466   
   

 

 

 
      36,375,607   

AGRICULTURE — 8.84%

   

Altria Group Inc.

    2,170,341        73,097,085   

Philip Morris International Inc.

    1,304,358        114,992,201   

Reynolds American Inc.

    360,049        15,834,955   
   

 

 

 
      203,924,241   

BANKS — 0.14%

   

National Penn Bancshares Inc.

    110,272        1,075,152   

Trustmark Corp.

    54,492        1,260,400   

Westamerica Bancorp

    20,376        905,102   
   

 

 

 
      3,240,654   

CHEMICALS — 1.52%

   

E.I. du Pont de Nemours and Co.

    738,691        35,050,888   
   

 

 

 
      35,050,888   

COMMERCIAL SERVICES — 0.36%

   

Paychex Inc.

    257,230        8,393,415   
   

 

 

 
      8,393,415   

COSMETICS & PERSONAL CARE — 5.79%

  

 

Procter & Gamble Co. (The)

    1,775,139        133,419,447   
   

 

 

 
      133,419,447   

DIVERSIFIED FINANCIAL SERVICES — 0.53%

  

 

Federated Investors Inc. Class B a

    92,348        2,184,954   

Greenhill & Co. Inc. a

    19,331        1,138,596   

NYSE Euronext Inc.

    255,597        8,835,988   
   

 

 

 
      12,159,538   

ELECTRIC — 11.25%

  

 

Alliant Energy Corp.

    91,510        4,194,818   

American Electric Power Co. Inc.

    430,156        19,481,765   

CH Energy Group Inc.

    11,021        716,365   

CMS Energy Corp.

    210,071        5,398,825   

Dominion Resources Inc.

    478,539        25,893,745   

DTE Energy Co.

    141,868        8,981,663   

Duke Energy Corp.

    682,778        46,934,160   

Empire District Electric Co. (The)

    44,286        939,306   

IDACORP Inc.

    36,459        1,692,062   

NextEra Energy Inc.

    293,842        21,171,316   

NV Energy Inc.

    177,344        3,357,122   

Pepco Holdings Inc.

    257,630        5,028,938   

PG&E Corp.

    391,103        16,676,632   

Pinnacle West Capital Corp.

    96,037        5,126,455   
Security   Shares     Value  
   

Portland General Electric Co.

    61,471      $ 1,765,447   

PPL Corp.

    582,860        17,654,829   

Public Service Enterprise Group Inc.

    483,136        15,064,181   

SCANA Corp.

    115,534        5,408,147   

Southern Co. (The)

    804,006        35,561,185   

TECO Energy Inc.

    218,535        3,883,367   

Westar Energy Inc.

    119,876        3,604,671   

Xcel Energy Inc.

    393,255        10,924,624   
   

 

 

 
      259,459,623   

ENVIRONMENTAL CONTROL — 0.59%

  

 

Waste Management Inc.

    373,379        13,583,528   
   

 

 

 
      13,583,528   

FOOD — 4.23%

  

 

ConAgra Foods Inc.

    274,661        8,978,668   

General Mills Inc.

    416,013        17,447,585   

H.J. Heinz Co.

    227,400        13,787,262   

Mondelez International Inc. Class A

    1,599,551        44,451,522   

Sysco Corp.

    403,897        12,831,808   
   

 

 

 
      97,496,845   

GAS — 0.70%

  

 

Piedmont Natural Gas Co.

    55,801        1,772,240   

Questar Corp.

    123,516        2,869,277   

Sempra Energy

    153,051        11,486,477   
   

 

 

 
      16,127,994   

HEALTH CARE — PRODUCTS — 0.03%

  

 

Meridian Bioscience Inc.

    33,536        702,579   
   

 

 

 
      702,579   

HOUSEHOLD PRODUCTS & WARES — 1.37%

  

 

Clorox Co. (The)

    90,036        7,059,723   

Kimberly-Clark Corp.

    273,681        24,497,186   
   

 

 

 
      31,556,909   

INSURANCE — 0.18%

  

 

American National Insurance Co.

    7,170        553,596   

Arthur J. Gallagher & Co.

    96,606        3,569,591   
   

 

 

 
      4,123,187   

IRON & STEEL — 0.46%

  

 

Nucor Corp.

    227,983        10,489,498   
   

 

 

 
      10,489,498   

OIL & GAS — 9.41%

  

 

Chevron Corp.

    1,319,497        151,940,080   

ConocoPhillips

    1,121,524        65,048,392   
   

 

 

 
      216,988,472   

PHARMACEUTICALS — 20.88%

  

 

Bristol-Myers Squibb Co.

    1,386,562        50,110,351   

Eli Lilly and Co.

    840,441        45,123,277   
 

 

76   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® HIGH DIVIDEND EQUITY FUND

January 31, 2013

 

Security   Shares     Value  
   

Johnson & Johnson

    1,935,329      $ 143,059,520   

Merck & Co. Inc.

    2,353,674        101,796,400   

Pfizer Inc.

    5,179,868        141,306,799   
   

 

 

 
      481,396,347   

PIPELINES — 1.57%

  

 

Spectra Energy Corp.

    607,368        16,872,683   

Williams Companies Inc. (The)

    549,861        19,272,628   
   

 

 

 
      36,145,311   

RETAIL — 3.13%

  

 

Darden Restaurants Inc.

    113,755        5,289,608   

McDonald’s Corp.

    701,829        66,877,285   
   

 

 

 
      72,166,893   

SAVINGS & LOANS — 0.24%

  

 

Northwest Bancshares Inc.

    81,573        995,190   

People’s United Financial Inc.

    370,757        4,564,019   
   

 

 

 
      5,559,209   

SEMICONDUCTORS — 4.83%

  

 

Intel Corp.

    4,425,874        93,120,389   

KLA-Tencor Corp.

    116,181        6,379,499   

Maxim Integrated Products Inc.

    194,317        6,111,270   

Microchip Technology Inc.

    174,268        5,829,264   
   

 

 

 
      111,440,422   

SOFTWARE — 6.19%

  

 

Microsoft Corp.

    5,199,369        142,826,667   
   

 

 

 
      142,826,667   

TELECOMMUNICATIONS — 15.50%

  

 

AT&T Inc.

    5,821,610        202,533,812   

CenturyLink Inc.

    942,512        38,124,611   

Verizon Communications Inc.

    2,673,935        116,610,305   
   

 

 

 
      357,268,728   

TOYS, GAMES & HOBBIES — 0.53%

  

 

Hasbro Inc. a

    91,157        3,406,537   

Mattel Inc.

    233,835        8,799,211   
   

 

 

 
      12,205,748   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $2,139,442,236)

      2,302,101,750   

SHORT-TERM INVESTMENTS — 0.32%

  

MONEY MARKET FUNDS — 0.32%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% b,c,d

    4,947,349        4,947,349   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% b,c,d

    346,253        346,253   
Security   Shares     Value  
   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% b,c

    2,093,747      $ 2,093,747   
   

 

 

 
    7,387,349   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $7,387,349)

   

    7,387,349   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.17%
(Cost: $2,146,829,585)

     

    2,309,489,099   

Other Assets, Less Liabilities — (0.17)%

  

    (3,871,457 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 2,305,617,642   
   

 

 

 

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Affiliated issuer. See Note 2.

c  

The rate quoted is the annualized seven-day yield of the fund at period end.

d  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     77   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR LARGE CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.73%

  

ADVERTISING — 0.40%

  

 

Omnicom Group Inc.

    22,589      $ 1,226,131   
   

 

 

 
      1,226,131   

AEROSPACE & DEFENSE — 3.48%

  

 

Boeing Co. (The)

    58,029        4,286,602   

United Technologies Corp.

    72,099        6,313,710   
   

 

 

 
      10,600,312   

AGRICULTURE — 0.83%

  

 

Lorillard Inc.

    33,204        1,297,280   

Reynolds American Inc.

    27,720        1,219,126   
   

 

 

 
      2,516,406   

AUTO MANUFACTURERS — 0.47%

  

 

PACCAR Inc.

    30,186        1,420,553   
   

 

 

 
      1,420,553   

BANKS — 7.47%

  

 

BB&T Corp.

    59,822        1,811,410   

M&T Bank Corp.

    10,398        1,067,771   

U.S. Bancorp

    160,780        5,321,818   

Wells Fargo & Co.

    418,610        14,580,186   
   

 

 

 
      22,781,185   

BEVERAGES — 3.16%

  

 

PepsiCo Inc.

    132,263        9,635,360   
   

 

 

 
      9,635,360   

BIOTECHNOLOGY — 1.84%

  

 

Amgen Inc.

    65,612        5,607,202   
   

 

 

 
      5,607,202   

CHEMICALS — 2.79%

  

 

Air Products and Chemicals Inc.

    18,200        1,591,226   

E.I. du Pont de Nemours and Co.

    79,730        3,783,189   

Mosaic Co. (The)

    23,657        1,448,991   

PPG Industries Inc. a

    12,214        1,683,944   
   

 

 

 
      8,507,350   

COSMETICS & PERSONAL CARE — 5.76%

  

 

Procter & Gamble Co. (The)

    233,789        17,571,581   
   

 

 

 
      17,571,581   

DIVERSIFIED FINANCIAL SERVICES — 1.87%

  

 

BlackRock Inc. b

    10,727        2,534,575   

CME Group Inc.

    26,226        1,516,912   
Security   Shares     Value  
   

Discover Financial Services

    43,161      $ 1,656,951   
   

 

 

 
      5,708,438   

ELECTRIC — 1.96%

  

 

Dominion Resources Inc.

    49,132        2,658,533   

Southern Co. (The)

    74,740        3,305,750   
   

 

 

 
      5,964,283   

ELECTRICAL COMPONENTS & EQUIPMENT — 1.16%

   

 

Emerson Electric Co.

    61,917        3,544,748   
   

 

 

 
      3,544,748   

ELECTRONICS — 2.62%

  

 

Honeywell International Inc.

    66,982        4,570,851   

Thermo Fisher Scientific Inc.

    30,800        2,221,912   

Tyco International Ltd.

    39,821        1,203,789   
   

 

 

 
      7,996,552   

FOOD — 3.62%

  

 

General Mills Inc.

    55,169        2,313,788   

H.J. Heinz Co.

    27,418        1,662,353   

Kellogg Co.

    21,146        1,237,041   

Mondelez International Inc. Class A

    151,949        4,222,663   

Sysco Corp.

    50,260        1,596,760   
   

 

 

 
      11,032,605   

HEALTH CARE — PRODUCTS — 3.70%

  

 

Baxter International Inc.

    46,974        3,186,716   

Covidien PLC

    40,477        2,523,336   

Medtronic Inc.

    86,476        4,029,782   

Stryker Corp.

    24,707        1,547,893   
   

 

 

 
      11,287,727   

HEALTH CARE — SERVICES — 1.58%

  

 

UnitedHealth Group Inc.

    87,342        4,822,152   
   

 

 

 
      4,822,152   

HOUSEHOLD PRODUCTS & WARES — 0.98%

  

 

Kimberly-Clark Corp.

    33,457        2,994,736   
   

 

 

 
      2,994,736   

INSURANCE — 7.33%

  

 

Aon PLC

    27,247        1,573,242   

Berkshire Hathaway Inc. Class B c

    155,965        15,117,687   

Chubb Corp. (The)

    22,397        1,798,703   

Loews Corp.

    26,587        1,153,078   

Marsh & McLennan Companies Inc.

    46,547        1,651,488   

Progressive Corp. (The)

    47,572        1,069,894   
   

 

 

 
      22,364,092   

INTERNET — 0.57%

  

 

Yahoo! Inc. c

    88,990        1,746,874   
   

 

 

 
      1,746,874   
 

 

78   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR LARGE CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

LEISURE TIME — 0.48%

  

 

Carnival Corp.

    38,123      $ 1,476,123   
   

 

 

 
      1,476,123   

MACHINERY — 3.41%

  

 

Caterpillar Inc.

    55,914        5,501,378   

Cummins Inc.

    15,114        1,735,541   

Deere & Co.

    33,489        3,149,975   
   

 

 

 
      10,386,894   

MANUFACTURING — 2.95%

  

 

3M Co.

    54,430        5,472,936   

Illinois Tool Works Inc.

    36,457        2,290,593   

Ingersoll-Rand PLC

    23,935        1,230,020   
   

 

 

 
      8,993,549   

MEDIA — 5.83%

  

 

CBS Corp. Class B NVS

    50,525        2,107,903   

DISH Network Corp. Class A

    19,499        726,728   

McGraw-Hill Companies Inc. (The)

    23,745        1,365,812   

News Corp. Class A NVS

    172,402        4,782,432   

Time Warner Cable Inc.

    25,803        2,305,240   

Time Warner Inc.

    80,960        4,090,099   

Viacom Inc. Class B NVS

    39,503        2,384,006   
   

 

 

 
      17,762,220   

OIL & GAS — 3.42%

  

 

Anadarko Petroleum Corp.

    42,732        3,419,415   

Chesapeake Energy Corp. a

    44,328        894,539   

Occidental Petroleum Corp.

    69,274        6,114,816   
   

 

 

 
      10,428,770   

OIL & GAS SERVICES — 0.89%

  

 

National Oilwell Varco Inc.

    36,502        2,706,258   
   

 

 

 
      2,706,258   

PHARMACEUTICALS — 9.61%

  

 

Abbott Laboratories

    135,121        4,577,899   

Bristol-Myers Squibb Co.

    141,141        5,100,836   

Johnson & Johnson

    236,955        17,515,714   

McKesson Corp.

    20,182        2,123,752   
   

 

 

 
      29,318,201   

PIPELINES — 0.52%

  

 

Spectra Energy Corp.

    56,930        1,581,515   
   

 

 

 
      1,581,515   

REAL ESTATE INVESTMENT TRUSTS — 1.96%

  

 

HCP Inc.

    38,654        1,793,159   

Prologis Inc.

    39,410        1,572,459   

Vornado Realty Trust

    14,484        1,223,319   

Weyerhaeuser Co.

    46,303        1,394,646   
   

 

 

 
      5,983,583   
Security   Shares     Value  
   

RETAIL — 8.09%

  

 

CVS Caremark Corp.

    106,598      $ 5,457,818   

Gap Inc. (The)

    25,415        830,562   

Lowe’s Companies Inc.

    96,165        3,672,541   

Macy’s Inc.

    33,798        1,335,359   

Target Corp.

    55,646        3,361,575   

Wal-Mart Stores Inc.

    143,016        10,003,969   
   

 

 

 
      24,661,824   

SEMICONDUCTORS — 1.47%

  

 

Applied Materials Inc.

    102,405        1,322,048   

Texas Instruments Inc.

    95,834        3,170,189   
   

 

 

 
      4,492,237   

SOFTWARE — 5.84%

  

 

Microsoft Corp.

    647,680        17,791,770   
   

 

 

 
      17,791,770   

TRANSPORTATION — 3.67%

  

 

CSX Corp.

    88,187        1,942,760   

FedEx Corp.

    24,976        2,533,815   

Norfolk Southern Corp.

    27,023        1,861,074   

United Parcel Service Inc. Class B

    61,179        4,850,883   
   

 

 

 
      11,188,532   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $260,086,950)

      304,099,763   
 

 

     79   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR LARGE CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  

SHORT-TERM INVESTMENTS — 0.77%

  

MONEY MARKET FUNDS — 0.77%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% b,d,e

    1,865,940      $ 1,865,940   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% b,d,e

    130,593        130,593   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% b,d

    357,050        357,050   
   

 

 

 
    2,353,583   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $2,353,583)

   

    2,353,583   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.50%
(Cost: $262,440,533)

     

    306,453,346   

Other Assets, Less Liabilities — (0.50)%

  

    (1,510,305 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 304,943,041   
   

 

 

 

NVS — Non-Voting Shares

 

a  

All or a portion of this security represents a security on loan. See Note 3.

b  

Affiliated issuer. See Note 2.

c  

Non-income earning security.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

80   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR LARGE GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.91%

  

AGRICULTURE — 3.65%

  

 

Philip Morris International Inc.

    187,580      $ 16,537,053   
   

 

 

 
      16,537,053   

APPAREL — 1.91%

  

 

Coach Inc.

    31,806        1,622,106   

Nike Inc. Class B

    81,956        4,429,722   

Ralph Lauren Corp.

    6,884        1,146,048   

VF Corp.

    9,895        1,460,304   
   

 

 

 
      8,658,180   

BEVERAGES — 3.80%

  

 

Brown-Forman Corp. Class B NVS

    17,031        1,101,906   

Coca-Cola Co. (The)

    433,115        16,129,202   
   

 

 

 
      17,231,108   

BIOTECHNOLOGY — 4.21%

  

 

Alexion Pharmaceuticals Inc. a

    21,829        2,051,708   

Biogen Idec Inc. a

    26,567        4,146,577   

Celgene Corp. a

    47,496        4,700,204   

Gilead Sciences Inc. a,b

    170,146        6,712,260   

Regeneron Pharmaceuticals Inc. a,b

    8,457        1,471,011   
   

 

 

 
      19,081,760   

CHEMICALS — 2.97%

  

 

Ecolab Inc.

    29,620        2,144,488   

Monsanto Co.

    60,028        6,083,838   

Praxair Inc.

    33,363        3,682,274   

Sherwin-Williams Co. (The)

    9,609        1,558,003   
   

 

 

 
      13,468,603   

COMMERCIAL SERVICES — 2.09%

  

 

Automatic Data Processing Inc.

    54,512        3,232,016   

MasterCard Inc. Class A

    12,000        6,220,800   
   

 

 

 
      9,452,816   

COMPUTERS — 18.96%

  

 

Accenture PLC Class A

    71,698        5,154,369   

Apple Inc.

    105,627        48,093,029   

Cognizant Technology Solutions Corp. Class A a

    33,707        2,635,213   

EMC Corp. a

    236,547        5,821,422   

International Business Machines Corp.

    119,264        24,218,941   
   

 

 

 
      85,922,974   

COSMETICS & PERSONAL CARE — 1.54%

  

 

Colgate-Palmolive Co.

    49,870        5,354,542   

Estee Lauder Companies Inc. (The) Class A

    26,956        1,642,429   
   

 

 

 
      6,996,971   
Security   Shares     Value  
   

DISTRIBUTION & WHOLESALE — 0.66%

  

 

Fastenal Co.

    30,278      $ 1,504,211   

W.W. Grainger Inc.

    6,711        1,461,790   
   

 

 

 
      2,966,001   

DIVERSIFIED FINANCIAL SERVICES — 4.83%

  

 

American Express Co.

    109,319        6,429,050   

Charles Schwab Corp. (The)

    122,922        2,031,901   

Franklin Resources Inc.

    15,509        2,122,872   

T. Rowe Price Group Inc.

    28,653        2,047,257   

Visa Inc. Class A

    58,537        9,243,578   
   

 

 

 
      21,874,658   

ELECTRONICS — 0.39%

  

 

Agilent Technologies Inc.

    39,125        1,752,018   
   

 

 

 
      1,752,018   

FOOD — 0.71%

  

 

Hershey Co. (The)

    16,792        1,334,124   

Whole Foods Market Inc.

    19,347        1,862,149   
   

 

 

 
      3,196,273   

HEALTH CARE — PRODUCTS — 0.57%

  

 

Intuitive Surgical Inc. a

    4,466        2,565,181   
   

 

 

 
      2,565,181   

INTERNET — 9.83%

  

 

Amazon.com Inc. a

    40,689        10,802,929   

eBay Inc. a

    130,767        7,313,798   

Google Inc. Class A a

    29,887        22,585,307   

Priceline.com Inc. a

    5,599        3,837,947   
   

 

 

 
      44,539,981   

LODGING — 0.73%

  

 

Las Vegas Sands Corp.

    39,797        2,198,784   

Wynn Resorts Ltd.

    8,927        1,117,839   
   

 

 

 
      3,316,623   

MANUFACTURING — 0.86%

  

 

Danaher Corp.

    65,334        3,915,467   
   

 

 

 
      3,915,467   

MEDIA — 6.51%

  

 

Comcast Corp. Class A

    298,373        11,362,044   

DIRECTV a

    67,835        3,469,082   

Discovery Communications Inc. Series A a,b

    26,781        1,858,066   

Liberty Global Inc. Series A a

    27,688        1,890,813   

Starz Liberty Capital Series A a

    12,493        199,138   

Walt Disney Co. (The)

    198,985        10,721,312   
   

 

 

 
      29,500,455   
 

 

     81   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR LARGE GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

METAL FABRICATE & HARDWARE — 0.66%

  

 

Precision Castparts Corp.

    16,342      $ 2,997,123   
   

 

 

 
      2,997,123   

OIL & GAS — 1.79%

  

 

Continental Resources Inc. a

    6,408        532,633   

EOG Resources Inc.

    30,417        3,801,517   

Noble Energy Inc.

    19,992        2,154,938   

Pioneer Natural Resources Co.

    13,838        1,626,518   
   

 

 

 
      8,115,606   

OIL & GAS SERVICES — 3.99%

  

 

Baker Hughes Inc.

    49,404        2,209,347   

Halliburton Co.

    104,199        4,238,815   

Schlumberger Ltd.

    149,068        11,634,758   
   

 

 

 
      18,082,920   

PHARMACEUTICALS — 2.26%

  

 

Allergan Inc.

    34,532        3,626,205   

Express Scripts Holding Co. a

    91,670        4,897,012   

Mead Johnson Nutrition Co. Class A

    22,797        1,732,572   
   

 

 

 
      10,255,789   

PIPELINES — 1.17%

  

 

Kinder Morgan Inc.

    71,009        2,659,997   

Williams Companies Inc. (The)

    75,660        2,651,883   
   

 

 

 
      5,311,880   

REAL ESTATE INVESTMENT TRUSTS — 4.83%

  

 

American Tower Corp.

    44,393        3,380,527   

AvalonBay Communities Inc.

    12,824        1,664,427   

Boston Properties Inc.

    16,913        1,780,601   

Equity Residential

    36,157        2,002,736   

General Growth Properties Inc.

    50,668        989,039   

Health Care REIT Inc. b

    29,115        1,829,587   

Public Storage

    16,195        2,492,896   

Simon Property Group Inc.

    34,736        5,564,013   

Ventas Inc. b

    33,186        2,199,900   
   

 

 

 
      21,903,726   

RETAIL — 10.11%

  

 

AutoZone Inc. a,b

    4,147        1,533,146   

Bed Bath & Beyond Inc. a

    25,735        1,510,644   

Costco Wholesale Corp.

    48,555        4,969,119   

Dollar General Corp. a

    29,485        1,362,797   

Home Depot Inc. (The)

    167,888        11,235,065   

Limited Brands Inc.

    26,879        1,290,730   

McDonald’s Corp.

    112,733        10,742,328   

Ross Stores Inc.

    24,970        1,490,709   

Starbucks Corp.

    83,496        4,685,795   

TJX Companies Inc. (The)

    81,884        3,699,519   

Yum! Brands Inc.

    50,732        3,294,536   
   

 

 

 
      45,814,388   
Security   Shares     Value  
   

SEMICONDUCTORS — 3.21%

  

 

Broadcom Corp. Class A

    58,325      $ 1,892,646   

QUALCOMM Inc.

    191,339        12,634,114   
   

 

 

 
      14,526,760   

SOFTWARE — 5.22%

  

 

Adobe Systems Inc. a

    55,630        2,104,483   

Cerner Corp. a,b

    16,375        1,351,756   

Intuit Inc.

    31,289        1,951,808   

Oracle Corp.

    422,068        14,987,635   

Salesforce.com Inc. a,b

    14,669        2,524,975   

VMware Inc. Class A a,b

    9,593        733,672   
   

 

 

 
      23,654,329   

TELECOMMUNICATIONS — 0.92%

  

 

Crown Castle International Corp. a

    32,921        2,321,589   

Motorola Solutions Inc.

    31,449        1,836,307   
   

 

 

 
      4,157,896   

TRANSPORTATION — 1.53%

  

 

Union Pacific Corp.

    52,820        6,943,717   
   

 

 

 
      6,943,717   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $345,307,151)

      452,740,256   
 

 

82   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR LARGE GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  

SHORT-TERM INVESTMENTS — 2.68%

  

MONEY MARKET FUNDS — 2.68%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    10,985,196      $ 10,985,196   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    768,829        768,829   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    377,481        377,481   
   

 

 

 
      12,131,506   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $12,131,506)

   

    12,131,506   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.59%
(Cost: $357,438,657)

     

    464,871,762   

Other Assets, Less Liabilities — (2.59)%

  

    (11,741,543 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 453,130,219   
   

 

 

 

NVS  —  Non-Voting Shares

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

     83   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR LARGE VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.90%

  

AEROSPACE & DEFENSE — 2.01%

  

 

General Dynamics Corp.

    21,343      $ 1,415,041   

Lockheed Martin Corp.

    17,271        1,500,332   

Northrop Grumman Corp.

    15,766        1,025,421   

Raytheon Co.

    21,236        1,118,712   
   

 

 

 
      5,059,506   

AGRICULTURE — 2.23%

  

 

Altria Group Inc.

    130,226        4,386,012   

Archer-Daniels-Midland Co.

    42,395        1,209,529   
   

 

 

 
      5,595,541   

AUTO MANUFACTURERS — 1.81%

  

 

Ford Motor Co.

    245,174        3,175,003   

General Motors Co. a,b

    49,204        1,382,141   
   

 

 

 
      4,557,144   

AUTO PARTS & EQUIPMENT — 0.54%

  

 

Johnson Controls Inc.

    43,993        1,367,742   
   

 

 

 
      1,367,742   

BANKS — 17.25%

  

 

Bank of America Corp.

    693,091        7,845,790   

Bank of New York Mellon Corp. (The)

    75,147        2,040,993   

Capital One Financial Corp.

    37,405        2,106,650   

Citigroup Inc.

    188,578        7,950,448   

Fifth Third Bancorp

    57,710        940,096   

Goldman Sachs Group Inc. (The)

    28,407        4,200,259   

J.P. Morgan Chase & Co.

    244,452        11,501,467   

Morgan Stanley

    88,871        2,030,702   

PNC Financial Services Group Inc. (The) c

    34,009        2,101,756   

State Street Corp.

    29,890        1,663,378   

SunTrust Banks Inc.

    34,649        982,992   
   

 

 

 
      43,364,531   

CHEMICALS — 1.36%

  

 

CF Industries Holdings Inc.

    4,043        926,534   

Dow Chemical Co. (The)

    77,117        2,483,168   
   

 

 

 
      3,409,702   

COMPUTERS — 1.32%

  

 

Dell Inc.

    93,839        1,242,429   

Hewlett-Packard Co.

    126,434        2,087,425   
   

 

 

 
      3,329,854   

ELECTRIC — 6.49%

  

 

American Electric Power Co. Inc.

    31,219        1,413,909   

Consolidated Edison Inc.

    18,814        1,070,140   

Duke Energy Corp.

    45,287        3,113,028   

Edison International

    20,951        1,009,629   
Security    Shares      Value  
     

Entergy Corp.

     11,432       $ 738,507   

Exelon Corp.

     54,935         1,727,157   

FirstEnergy Corp.

     26,860         1,087,561   

NextEra Energy Inc.

     27,215         1,960,841   

PG&E Corp.

     27,616         1,177,546   

PPL Corp.

     37,363         1,131,725   

Public Service Enterprise Group Inc.

     32,533         1,014,379   

Xcel Energy Inc.

     31,356         871,070   
     

 

 

 
        16,315,492   

ENVIRONMENTAL CONTROL — 0.41%

  

  

Waste Management Inc.

     28,041         1,020,131   
     

 

 

 
        1,020,131   

FOOD — 0.36%

  

  

Kroger Co. (The)

     33,039         915,180   
     

 

 

 
        915,180   

FOREST PRODUCTS & PAPER — 0.47%

  

  

International Paper Co.

     28,204         1,168,210   
     

 

 

 
        1,168,210   

GAS — 0.43%

  

  

Sempra Energy

     14,449         1,084,397   
     

 

 

 
        1,084,397   

HEALTH CARE — PRODUCTS — 0.42%

  

  

Becton, Dickinson and Co.

     12,666         1,064,451   
     

 

 

 
        1,064,451   

HEALTH CARE — SERVICES — 1.34%

  

  

Aetna Inc.

     21,516         1,037,717   

Cigna Corp.

     18,384         1,072,522   

WellPoint Inc.

     19,546         1,266,972   
     

 

 

 
        3,377,211   

INSURANCE — 5.84%

  

  

ACE Ltd.

     21,852         1,864,631   

Aflac Inc.

     30,153         1,599,918   

Allstate Corp. (The)

     31,001         1,360,944   

American International Group Inc. a

     94,934         3,591,353   

MetLife Inc.

     70,160         2,619,775   

Prudential Financial Inc.

     29,838         1,727,024   

Travelers Companies Inc. (The)

     24,529         1,924,545   
     

 

 

 
        14,688,190   

MANUFACTURING — 6.65%

  

  

Eaton Corp. PLC

     29,694         1,691,073   

General Electric Co.

     674,330         15,024,073   
     

 

 

 
        16,715,146   

MINING — 1.40%

  

  

Freeport-McMoRan Copper & Gold Inc.

     61,046         2,151,871   
 

 

84   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR LARGE VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Newmont Mining Corp.

    31,935      $ 1,371,928   
   

 

 

 
      3,523,799   

OIL & GAS — 22.80%

  

 

Apache Corp.

    25,162        2,107,569   

Chevron Corp.

    125,858        14,492,549   

ConocoPhillips

    78,060        4,527,480   

Devon Energy Corp.

    24,237        1,386,114   

Exxon Mobil Corp.

    293,193        26,378,574   

Hess Corp.

    19,089        1,282,017   

Marathon Oil Corp.

    45,433        1,527,003   

Marathon Petroleum Corp.

    21,819        1,619,188   

Phillips 66

    40,243        2,437,519   

Valero Energy Corp.

    35,622        1,557,750   
   

 

 

 
      57,315,763   

PHARMACEUTICALS — 10.28%

  

 

Cardinal Health Inc.

    21,849        957,205   

Eli Lilly and Co.

    65,669        3,525,768   

Merck & Co. Inc.

    195,494        8,455,115   

Pfizer Inc.

    473,456        12,915,880   
   

 

 

 
      25,853,968   

REAL ESTATE INVESTMENT TRUSTS — 0.37%

  

 

Annaly Capital Management Inc. b

    62,694        932,260   
   

 

 

 
      932,260   

RETAIL — 0.88%

  

 

Walgreen Co.

    55,244        2,207,550   
   

 

 

 
      2,207,550   

SEMICONDUCTORS — 2.68%

  

 

Intel Corp.

    319,985        6,732,484   
   

 

 

 
      6,732,484   

TELECOMMUNICATIONS — 12.56%

  

 

AT&T Inc.

    365,257        12,707,291   

CenturyLink Inc.

    40,143        1,623,784   

Cisco Systems Inc.

    341,414        7,022,886   

Corning Inc.

    95,143        1,141,716   

Sprint Nextel Corp. a

    192,969        1,086,416   

Verizon Communications Inc.

    183,523        8,003,438   
   

 

 

 
      31,585,531   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $226,110,267)

      251,183,783   

SHORT-TERM INVESTMENTS — 0.79%

  

MONEY MARKET FUNDS — 0.79%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

 

0.22% c,d,e

    1,467,680        1,467,680   
Security   Shares     Value  
   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

 

0.20% c,d,e

    102,720      $ 102,720   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

 

0.03% c,d

    415,397        415,397   
   

 

 

 
    1,985,797   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $1,985,797)

   

    1,985,797   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 100.69%
(Cost: $228,096,064)

     

    253,169,580   

Other Assets, Less Liabilities — (0.69)%

  

    (1,738,203 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 251,431,377   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     85   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR MID CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.91%

  

ADVERTISING — 0.71%

  

 

Interpublic Group of Companies Inc. (The)

    70,210      $ 850,243   

Lamar Advertising Co. Class A a

    9,029        384,997   
   

 

 

 
      1,235,240   

AEROSPACE & DEFENSE — 0.33%

  

 

Triumph Group Inc.

    8,151        573,586   
   

 

 

 
      573,586   

AIRLINES — 0.77%

  

 

Southwest Airlines Co.

    119,957        1,344,718   
   

 

 

 
      1,344,718   

APPAREL — 0.91%

  

 

Carter’s Inc. a

    8,284        498,945   

Hanesbrands Inc. a,b

    15,948        597,731   

Warnaco Group Inc. (The) a

    6,675        488,677   
   

 

 

 
      1,585,353   

AUTO PARTS & EQUIPMENT — 0.37%

  

 

WABCO Holdings Inc. a

    10,292        644,897   
   

 

 

 
      644,897   

BANKS — 2.07%

  

 

CIT Group Inc. a

    32,650        1,382,728   

First Republic Bank

    11,017        393,197   

Northern Trust Corp.

    35,452        1,824,714   
   

 

 

 
      3,600,639   

BEVERAGES — 3.13%

  

 

Beam Inc.

    25,855        1,585,946   

Coca-Cola Enterprises Inc.

    43,851        1,529,084   

Constellation Brands Inc. Class A a

    24,639        797,318   

Dr Pepper Snapple Group Inc.

    33,822        1,524,358   
   

 

 

 
      5,436,706   

BIOTECHNOLOGY — 1.25%

  

 

Bio-Rad Laboratories Inc. Class A a

    3,271        372,207   

Life Technologies Corp. a

    27,955        1,808,409   
   

 

 

 
      2,180,616   

BUILDING MATERIALS — 0.61%

  

 

Masco Corp.

    58,082        1,068,128   
   

 

 

 
      1,068,128   

CHEMICALS — 3.50%

  

 

Airgas Inc.

    11,433        1,088,879   

Albemarle Corp.

    14,524        890,467   

International Flavors & Fragrances Inc.

    13,271        934,677   

NewMarket Corp.

    1,751        446,785   

Rockwood Holdings Inc.

    12,648        692,225   
Security   Shares     Value  
   

Valspar Corp. (The)

    13,737      $ 910,488   

W.R. Grace & Co. a

    11,523        827,351   

Westlake Chemical Corp.

    3,254        298,912   
   

 

 

 
      6,089,784   

COAL — 1.30%

  

 

CONSOL Energy Inc.

    37,040        1,160,834   

Peabody Energy Corp.

    43,648        1,097,747   
   

 

 

 
      2,258,581   

COMMERCIAL SERVICES — 5.33%

  

 

ADT Corp. (The)

    37,769        1,794,027   

Corrections Corp. of America

    16,305        617,796   

Equifax Inc.

    19,448        1,141,598   

Global Payments Inc.

    12,852        633,090   

Hertz Global Holdings Inc. a

    48,635        889,048   

Quanta Services Inc. a

    34,672        1,004,448   

SEI Investments Co.

    21,987        592,770   

Service Corp. International

    34,646        517,265   

Total System Services Inc.

    26,186        608,824   

Towers Watson & Co. Class A

    9,303        568,227   

United Rentals Inc. a,b

    15,074        763,046   

Vantiv Inc. Class A a

    7,089        147,593   
   

 

 

 
      9,277,732   

COMPUTERS — 0.47%

  

 

Synopsys Inc. a

    24,274        811,723   
   

 

 

 
      811,723   

DISTRIBUTION & WHOLESALE — 1.28%

  

 

Genuine Parts Co.

    25,207        1,714,832   

WESCO International Inc. a,b

    7,127        519,772   
   

 

 

 
      2,234,604   

DIVERSIFIED FINANCIAL SERVICES — 2.84%

  

 

Eaton Vance Corp. NVS

    18,764        679,257   

Invesco Ltd.

    72,130        1,965,542   

LPL Financial Holdings Inc.

    6,102        203,197   

Raymond James Financial Inc.

    18,161        810,525   

TD Ameritrade Holding Corp.

    37,302        723,286   

Waddell & Reed Financial Inc. Class A

    13,940        553,418   
   

 

 

 
      4,935,225   

ELECTRIC — 1.99%

  

 

Calpine Corp. a

    63,583        1,254,493   

National Fuel Gas Co.

    13,577        738,589   

Wisconsin Energy Corp.

    37,394        1,474,445   
   

 

 

 
      3,467,527   

ELECTRICAL COMPONENTS & EQUIPMENT — 0.46%

  

 

Hubbell Inc. Class B

    8,689        791,133   
   

 

 

 
      791,133   
 

 

86   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID CORE INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

ELECTRONICS — 0.71%

  

FLIR Systems Inc.

     24,453       $ 581,248   

PerkinElmer Inc.

     18,699         658,953   
     

 

 

 
        1,240,201   

ENGINEERING & CONSTRUCTION — 1.59%

  

  

Fluor Corp.

     27,053         1,753,846   

Jacobs Engineering Group Inc. a

     21,158         1,017,911   
     

 

 

 
        2,771,757   

ENTERTAINMENT — 1.14%

  

  

Dolby Laboratories Inc. Class A

     7,909         255,540   

International Game Technology

     43,350         666,289   

Penn National Gaming Inc. a

     10,738         522,511   

Six Flags Entertainment Corp.

     8,681         546,382   
     

 

 

 
        1,990,722   

FOOD — 2.87%

  

  

Flowers Foods Inc.

     18,606         500,129   

Hormel Foods Corp.

     21,828         755,467   

Ingredion Inc.

     12,461         823,298   

J.M. Smucker Co. (The)

     17,626         1,562,193   

McCormick & Co. Inc. NVS

     21,542         1,343,144   
     

 

 

 
        4,984,231   

FOREST PRODUCTS & PAPER — 0.51%

  

  

MeadWestvaco Corp.

     28,441         891,625   
     

 

 

 
        891,625   

HAND & MACHINE TOOLS — 2.38%

  

  

Lincoln Electric Holdings Inc.

     13,528         729,565   

Regal Beloit Corp.

     7,245         537,289   

Snap-on Inc.

     9,481         768,151   

Stanley Black & Decker Inc.

     27,416         2,106,371   
     

 

 

 
        4,141,376   

HEALTH CARE — PRODUCTS — 5.06%

  

  

C.R. Bard Inc.

     12,445         1,270,261   

CareFusion Corp. a

     36,089         1,120,203   

Henry Schein Inc. a,b

     14,306         1,235,180   

Hologic Inc. a

     43,393         1,034,489   

St. Jude Medical Inc.

     50,059         2,037,401   

Zimmer Holdings Inc.

     28,182         2,102,377   
     

 

 

 
        8,799,911   

HEALTH CARE — SERVICES — 1.53%

  

  

Covance Inc. a

     8,920         595,053   

Laboratory Corp. of America Holdings a

     15,377         1,376,242   

MEDNAX Inc. a

     8,115         694,319   
     

 

 

 
        2,665,614   

HOME BUILDERS — 2.44%

  

  

D.R. Horton Inc.

     45,429         1,074,850   
Security    Shares      Value  
     

Lennar Corp. Class A

     26,696       $ 1,108,952   

PulteGroup Inc. a

     55,281         1,146,528   

Toll Brothers Inc. a

     24,359         912,244   
     

 

 

 
        4,242,574   

HOME FURNISHINGS — 0.28%

  

  

Harman International Industries Inc.

     11,060         495,267   
     

 

 

 
        495,267   

HOUSEHOLD PRODUCTS & WARES — 0.96%

  

  

Clorox Co. (The)

     21,200         1,662,292   
     

 

 

 
        1,662,292   

INSURANCE — 2.46%

  

  

Arch Capital Group Ltd. a

     22,213         1,031,128   

Arthur J. Gallagher & Co.

     20,211         746,797   

Brown & Brown Inc.

     19,209         525,174   

Erie Indemnity Co. Class A

     4,183         298,415   

ProAssurance Corp.

     10,024         451,481   

W.R. Berkley Corp.

     17,914         737,519   

White Mountains Insurance Group Ltd.

     902         496,695   
     

 

 

 
        4,287,209   

INTERNET — 1.98%

  

  

Expedia Inc.

     15,138         987,754   

Symantec Corp. a

     112,688         2,453,218   
     

 

 

 
        3,440,972   

IRON & STEEL — 1.68%

  

  

Allegheny Technologies Inc.

     17,471         552,957   

Nucor Corp.

     51,585         2,373,426   
     

 

 

 
        2,926,383   

LODGING — 1.18%

  

  

MGM Resorts International a

     60,528         772,943   

Wyndham Worldwide Corp.

     22,803         1,272,179   
     

 

 

 
        2,045,122   

MACHINERY — 4.17%

  

  

AGCO Corp. a

     15,787         836,711   

Babcock & Wilcox Co. (The)

     19,382         516,336   

Flowserve Corp.

     8,127         1,274,070   

IDEX Corp.

     13,466         671,819   

Joy Global Inc.

     17,220         1,087,787   

Rockwell Automation Inc.

     22,629         2,018,281   

Xylem Inc.

     30,240         844,603   
     

 

 

 
        7,249,607   

MANUFACTURING — 3.71%

  

  

AptarGroup Inc.

     10,829         558,018   

Carlisle Companies Inc.

     10,250         657,537   

Dover Corp.

     29,080         2,011,754   

Leggett & Platt Inc.

     23,013         677,503   

Pall Corp.

     18,062         1,233,635   
 

 

     87   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Textron Inc.

    45,814      $ 1,317,611   
   

 

 

 
      6,456,058   

MEDIA — 0.33%

  

 

Charter Communications Inc. Class A a

    7,411        577,836   
   

 

 

 
      577,836   

MINING — 0.69%

  

 

Vulcan Materials Co.

    21,072        1,191,832   
   

 

 

 
      1,191,832   

OIL & GAS — 4.14%

  

 

Denbury Resources Inc. a

    62,930        1,172,386   

Diamond Offshore Drilling Inc.

    11,315        849,643   

Energy XXI (Bermuda) Ltd.

    12,941        405,312   

HollyFrontier Corp.

    32,920        1,719,083   

Plains Exploration & Production Co. a

    20,985        1,002,034   

Rowan Companies PLC a

    20,227        697,427   

Ultra Petroleum Corp. a,b

    24,915        453,951   

Whiting Petroleum Corp. a

    19,141        910,729   
   

 

 

 
      7,210,565   

OIL & GAS SERVICES — 0.77%

  

 

Oil States International Inc. a

    8,941        693,643   

Superior Energy Services Inc. a

    25,694        641,579   
   

 

 

 
      1,335,222   

PACKAGING & CONTAINERS — 0.84%

  

 

Ball Corp.

    25,018        1,113,801   

Silgan Holdings Inc.

    8,033        344,616   
   

 

 

 
      1,458,417   

PHARMACEUTICALS — 1.31%

  

 

Actavis Inc. a

    20,757        1,793,197   

Patterson Companies Inc.

    13,647        493,066   
   

 

 

 
      2,286,263   

PIPELINES — 0.90%

  

 

ONEOK Inc.

    33,251        1,563,129   
   

 

 

 
      1,563,129   

REAL ESTATE — 0.60%

  

 

Forest City Enterprises Inc. Class A a

    22,421        379,139   

Jones Lang LaSalle Inc.

    7,175        661,105   
   

 

 

 
      1,040,244   

REAL ESTATE INVESTMENT TRUSTS — 8.50%

  

 

Apartment Investment and Management Co. Class A

    23,711        646,836   

BRE Properties Inc. Class A

    12,521        637,068   

DDR Corp.

    39,295        651,904   

Douglas Emmett Inc.

    21,321        497,206   

Duke Realty Corp.

    50,638        780,331   

Federal Realty Investment Trust

    10,510        1,112,483   

Home Properties Inc.

    8,346        513,029   
Security   Shares     Value  
   

Kimco Realty Corp.

    66,258      $ 1,376,179   

Liberty Property Trust b

    19,253        754,140   

National Retail Properties Inc. b

    17,907        573,382   

Plum Creek Timber Co. Inc.

    26,270        1,265,689   

Rayonier Inc. b

    20,038        1,078,846   

Realty Income Corp.

    29,100        1,271,088   

Regency Centers Corp.

    14,718        733,398   

SL Green Realty Corp.

    14,599        1,173,468   

Taubman Centers Inc.

    9,330        760,395   

UDR Inc.

    40,575        969,337   
   

 

 

 
      14,794,779   

RETAIL — 4.63%

  

 

Advance Auto Parts Inc.

    11,938        877,682   

American Eagle Outfitters Inc.

    29,309        592,335   

Ascena Retail Group Inc. a

    20,567        348,611   

AutoNation Inc. a

    6,340        307,490   

Cabela’s Inc. a,b

    7,512        387,769   

CarMax Inc. a

    37,187        1,465,912   

Family Dollar Stores Inc.

    15,586        883,726   

Foot Locker Inc.

    24,532        842,674   

Nordstrom Inc.

    24,719        1,365,230   

Nu Skin Enterprises Inc. Class A

    8,594        364,042   

Williams-Sonoma Inc.

    14,059        618,596   
   

 

 

 
      8,054,067   

SAVINGS & LOANS — 0.40%

  

 

People’s United Financial Inc.

    56,616        696,943   
   

 

 

 
      696,943   

SEMICONDUCTORS — 7.95%

  

 

Analog Devices Inc.

    48,948        2,136,091   

Avago Technologies Ltd.

    35,036        1,253,238   

Lam Research Corp. a

    27,862        1,146,243   

Linear Technology Corp.

    37,612        1,377,351   

LSI Corp. a

    90,154        634,684   

Marvell Technology Group Ltd.

    74,935        693,149   

Maxim Integrated Products Inc.

    47,387        1,490,321   

Microchip Technology Inc.

    31,651        1,058,726   

NVIDIA Corp.

    101,583        1,245,407   

Skyworks Solutions Inc. a

    31,654        757,797   

Teradyne Inc. a,b

    30,589        494,318   

Xilinx Inc.

    42,402        1,547,249   
   

 

 

 
      13,834,574   

SOFTWARE — 2.73%

  

 

Activision Blizzard Inc.

    68,837        784,054   

BMC Software Inc. a,b

    23,186        963,378   

Broadridge Financial Solutions Inc.

    19,948        470,174   

Electronic Arts Inc. a

    49,685        781,545   

Fiserv Inc. a

    21,686        1,741,603   
   

 

 

 
      4,740,754   

TELECOMMUNICATIONS — 0.98%

  

 

Amdocs Ltd.

    26,847        958,169   

Clearwire Corp. Class A a

    72,369        230,857   
 

 

88   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

MetroPCS Communications Inc. a

    51,583      $ 517,378   
   

 

 

 
      1,706,404   

TEXTILES — 0.97%

  

 

Cintas Corp.

    17,289        730,633   

Mohawk Industries Inc. a

    9,438        959,467   
   

 

 

 
      1,690,100   

TOYS, GAMES & HOBBIES — 1.21%

  

 

Mattel Inc.

    55,737        2,097,383   
   

 

 

 
      2,097,383   

WATER — 0.99%

   

American Water Works Co. Inc.

    28,747        1,100,435   

Aqua America Inc.

    22,806        621,008   
   

 

 

 
      1,721,443   
   

 

 

 

TOTAL COMMON STOCKS

   

(Cost: $149,547,074)

  

    173,827,068   
   

 

 

 

SHORT-TERM INVESTMENTS — 3.63%

  

 

MONEY MARKET FUNDS — 3.63%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c, d,e

    5,046,299        5,046,299   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c, d,e

    353,179        353,179   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c, d

    912,177        912,177   
   

 

 

 
      6,311,655   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $6,311,655)

  

    6,311,655   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 103.54%

   

 

(Cost: $155,858,729)

  

    180,138,723   

Other Assets, Less Liabilities — (3.54)%

  

    (6,163,862 ) 
   

 

 

 

NET ASSETS —100.00%

  

  $ 173,974,861   
   

 

 

 

NVS  —  Non-Voting Shares

 

a

Non-income earning security.

b

All or a portion of this security represents a security on loan. See Note 3.

c

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

     89   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.95%

   

AEROSPACE & DEFENSE — 1.02%

   

B/E Aerospace Inc. a

    14,750      $ 759,478   

TransDigm Group Inc.

    6,378        863,836   
   

 

 

 
      1,623,314   

APPAREL — 0.94%

   

Michael Kors Holdings Ltd. a

    16,712        938,045   

Under Armour Inc. Class A a,b

    10,976        558,349   
   

 

 

 
      1,496,394   

AUTO MANUFACTURERS — 0.24%

   

Tesla Motors Inc. a,b

    10,132        380,051   
   

 

 

 
      380,051   

AUTO PARTS & EQUIPMENT — 0.77%

  

 

BorgWarner Inc. a

    16,583        1,230,127   
   

 

 

 
      1,230,127   

BANKS — 0.30%

  

 

Signature Bank a

    6,524        482,319   
   

 

 

 
      482,319   

BEVERAGES — 1.13%

  

 

Green Mountain Coffee Roasters Inc. a,b

    17,486        796,138   

Monster Beverage Corp. a

    21,126        1,011,935   
   

 

 

 
      1,808,073   

BIOTECHNOLOGY — 1.98%

  

 

ARIAD Pharmaceuticals Inc. a

    23,546        468,095   

Illumina Inc. a

    17,488        885,417   

Seattle Genetics Inc. a,b

    14,638        431,089   

Vertex Pharmaceuticals Inc. a

    30,721        1,375,686   
   

 

 

 
      3,160,287   

BUILDING MATERIALS — 1.42%

  

 

Armstrong World Industries Inc.

    2,992        164,530   

Fortune Brands Home & Security Inc. a

    23,109        756,589   

Martin Marietta Materials Inc.

    6,491        640,856   

Owens Corning a

    16,783        699,348   
   

 

 

 
      2,261,323   

CHEMICALS — 1.57%

  

 

FMC Corp.

    19,492        1,198,173   

Sigma-Aldrich Corp.

    17,048        1,318,322   
   

 

 

 
      2,516,495   

COMMERCIAL SERVICES — 5.75%

  

 

Alliance Data Systems Corp. a,b

    7,068        1,113,917   
Security   Shares     Value  
   

FleetCor Technologies Inc. a

    5,852      $ 350,184   

Gartner Inc. a

    13,301        685,134   

Genpact Ltd.

    18,967        317,697   

Iron Mountain Inc.

    23,670        809,751   

Moody’s Corp.

    27,477        1,506,289   

Morningstar Inc.

    3,198        216,473   

Paychex Inc.

    45,831        1,495,465   

Robert Half International Inc.

    19,971        703,778   

Rollins Inc.

    9,285        229,525   

Verisk Analytics Inc. Class A a

    20,566        1,134,421   

Weight Watchers International Inc. b

    3,777        201,956   

WEX Inc. a

    5,469        429,918   
   

 

 

 
      9,194,508   

COMPUTERS — 5.21%

  

 

Cadence Design Systems Inc. a

    39,560        551,071   

Fortinet Inc. a

    18,755        442,431   

IHS Inc. Class A a

    7,114        732,031   

Jack Henry & Associates Inc.

    12,161        504,438   

MICROS Systems Inc. a

    11,398        524,650   

NetApp Inc. a

    50,764        1,827,504   

Riverbed Technology Inc. a

    22,728        440,923   

SanDisk Corp. a

    34,258        1,712,557   

Teradata Corp. a

    23,958        1,597,040   
   

 

 

 
      8,332,645   

DISTRIBUTION & WHOLESALE — 1.10%

  

 

Fossil Inc. a

    7,667        809,482   

LKQ Corp. a

    42,140        943,515   
   

 

 

 
      1,752,997   

DIVERSIFIED FINANCIAL SERVICES — 2.01%

  

 

Affiliated Managers Group Inc. a

    7,344        1,057,022   

IntercontinentalExchange Inc. a

    10,303        1,429,541   

Nationstar Mortgage Holdings Inc. a,b

    2,427        87,591   

Ocwen Financial Corp. a

    16,403        639,225   
   

 

 

 
      3,213,379   

ELECTRIC — 0.37%

  

 

ITC Holdings Corp.

    7,281        589,761   
   

 

 

 
      589,761   

ELECTRICAL COMPONENTS & EQUIPMENT — 0.88%

   

 

AMETEK Inc.

    34,426        1,411,122   
   

 

 

 
      1,411,122   

ELECTRONICS — 3.44%

  

 

Amphenol Corp. Class A

    22,719        1,535,123   

Mettler-Toledo International Inc. a,b

    4,347        923,868   

National Instruments Corp.

    13,361        379,452   

Sensata Technologies Holding NV a

    12,322        415,744   

Trimble Navigation Ltd. a

    17,881        1,117,563   

Waters Corp. a

    12,322        1,128,326   
   

 

 

 
      5,500,076   
 

 

90   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND

January 31, 2013

 

Security       
    
Shares 		    Value  
   

ENTERTAINMENT — 0.28%

  

 

Madison Square Garden Inc. Class A a

    8,552      $ 444,875   
   

 

 

 
      444,875   

ENVIRONMENTAL CONTROL — 1.37%

  

 

Clean Harbors Inc. a

    7,492        416,480   

Stericycle Inc. a

    12,169        1,148,145   

Waste Connections Inc.

    17,442        628,261   
   

 

 

 
      2,192,886   

HEALTH CARE — PRODUCTS — 3.38%

  

 

Cooper Companies Inc. (The)

    6,801        689,281   

Edwards Lifesciences Corp. a

    16,352        1,470,535   

IDEXX Laboratories Inc. a,b

    7,757        738,544   

ResMed Inc.

    20,290        888,702   

Sirona Dental Systems Inc. a

    7,769        516,406   

Varian Medical Systems Inc. a

    15,501        1,095,146   
   

 

 

 
      5,398,614   

HEALTH CARE — SERVICES — 1.09%

  

 

Brookdale Senior Living Inc. a

    13,854        374,196   

DaVita HealthCare Partners Inc. a

    11,877        1,370,725   
   

 

 

 
      1,744,921   

HOME BUILDERS — 0.42%

  

 

NVR Inc. a

    652        671,338   
   

 

 

 
      671,338   

HOUSEHOLD PRODUCTS & WARES — 0.72%

  

 

Church & Dwight Co. Inc.

    19,800        1,144,242   
   

 

 

 
      1,144,242   

INSURANCE — 0.38%

  

 

Markel Corp. a

    1,280        609,446   
   

 

 

 
      609,446   

INTERNET — 5.83%

  

 

Equinix Inc. a

    6,890        1,484,313   

F5 Networks Inc. a

    11,200        1,174,656   

Groupon Inc. a,b

    37,984        208,912   

IAC/InterActiveCorp

    11,497        474,251   

LinkedIn Corp. Class A a

    9,591        1,187,270   

Netflix Inc. a

    7,875        1,301,265   

Rackspace Hosting Inc. a

    15,523        1,169,658   

Splunk Inc. a

    3,696        121,820   

TIBCO Software Inc. a

    21,950        514,508   

TripAdvisor Inc. a

    15,519        718,219   

VeriSign Inc. a

    22,021        955,932   
   

 

 

 
      9,310,804   

IRON & STEEL — 0.20%

  

 

Carpenter Technology Corp.

    6,241        326,592   
   

 

 

 
      326,592   
Security       
    
Shares 		    Value  
   

LEISURE TIME — 1.55%

  

 

Harley-Davidson Inc.

    32,057      $ 1,680,428   

Polaris Industries Inc.

    9,106        793,042   
   

 

 

 
      2,473,470   

LODGING — 2.14%

  

 

Hyatt Hotels Corp. Class A a

    7,880        315,752   

Marriott International Inc. Class A

    34,872        1,394,182   

Starwood Hotels & Resorts Worldwide Inc.

    27,766        1,705,110   
   

 

 

 
      3,415,044   

MACHINERY — 2.07%

  

 

Graco Inc.

    8,611        492,549   

Nordson Corp.

    8,014        541,907   

Roper Industries Inc.

    13,940        1,637,253   

Wabtec Corp.

    6,795        636,148   
   

 

 

 
      3,307,857   

MANUFACTURING — 0.71%

  

 

Colfax Corp. a

    9,426        420,494   

Donaldson Co. Inc.

    19,159        720,570   
   

 

 

 
      1,141,064   

MEDIA — 2.37%

  

 

AMC Networks Inc. Class A a

    8,109        461,970   

FactSet Research Systems Inc.

    5,777        534,488   

Nielsen Holdings NV a

    17,398        565,609   

Scripps Networks Interactive Inc. Class A

    12,335        761,933   

Sirius XM Radio Inc.

    464,798        1,459,465   
   

 

 

 
      3,783,465   

METAL FABRICATE & HARDWARE — 0.30%

  

 

Valmont Industries Inc.

    3,312        482,625   
   

 

 

 
      482,625   

MINING — 0.60%

  

 

Allied Nevada Gold Corp. a

    11,556        273,762   

Royal Gold Inc.

    9,229        689,129   
   

 

 

 
      962,891   

OIL & GAS — 6.73%

  

 

Cabot Oil & Gas Corp.

    29,731        1,569,202   

Cheniere Energy Inc. a

    31,733        673,692   

Cobalt International Energy Inc. a

    25,047        606,388   

Concho Resources Inc. a

    14,820        1,351,880   

EQT Corp.

    21,198        1,259,373   

Laredo Petroleum Holdings Inc. a

    3,262        60,184   

Oasis Petroleum Inc. a

    10,015        359,338   

QEP Resources Inc.

    25,270        741,674   

Range Resources Corp.

    23,042        1,547,731   

SandRidge Energy Inc. a,b

    49,257        348,740   

SM Energy Co.

    9,337        543,040   

Southwestern Energy Co. a

    49,510        1,698,193   
   

 

 

 
      10,759,435   
 

 

     91   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

OIL & GAS SERVICES — 4.19%

  

 

Cameron International Corp. a

    34,957      $ 2,213,128   

Core Laboratories NV

    6,622        845,232   

Dresser-Rand Group Inc. a

    10,710        653,846   

Dril-Quip Inc. a

    5,138        416,640   

FMC Technologies Inc. a

    33,683        1,594,890   

Oceaneering International Inc.

    15,290        966,481   
   

 

 

 
      6,690,217   

PHARMACEUTICALS — 4.41%

  

 

BioMarin Pharmaceutical Inc. a

    17,570        964,417   

DENTSPLY International Inc.

    20,109        839,752   

Forest Laboratories Inc. a

    33,181        1,204,470   

Herbalife Ltd. b

    15,259        554,207   

Jazz Pharmaceuticals PLC a

    6,650        374,993   

Medivation Inc. a

    10,496        570,563   

Onyx Pharmaceuticals Inc. a

    10,176        788,843   

Perrigo Co.

    12,503        1,256,677   

Pharmacyclics Inc. a ,b

    7,100        492,243   
   

 

 

 
      7,046,165   

REAL ESTATE — 0.58%

  

 

CBRE Group Inc. Class A a

    42,787        923,343   
   

 

 

 
      923,343   

REAL ESTATE INVESTMENT TRUSTS — 5.23%

  

 

American Campus Communities Inc.

    14,853        691,704   

Camden Property Trust

    11,931        827,892   

Digital Realty Trust Inc. b

    17,478        1,186,931   

Equity Lifestyle Properties, Inc.

    5,535        396,306   

Essex Property Trust Inc. b

    5,184        797,196   

Extra Space Storage Inc.

    14,488        577,202   

Host Hotels & Resorts Inc. b

    102,687        1,724,115   

Kilroy Realty Corp.

    10,538        525,846   

Macerich Co. (The) b

    19,357        1,156,000   

Tanger Factory Outlet Centers Inc.

    13,267        469,917   
   

 

 

 
      8,353,109   

RETAIL — 9.63%

  

 

Chico’s FAS Inc.

    23,513        421,588   

Chipotle Mexican Grill Inc. a

    4,464        1,370,493   

Copart Inc. a

    14,986        538,147   

Dick’s Sporting Goods Inc.

    13,933        663,072   

Dollar Tree Inc. a

    32,191        1,287,318   

Dunkin’ Brands Group Inc.

    10,285        375,505   

GNC Holdings Inc. Class A

    10,378        372,985   

HSN Inc.

    5,137        306,165   

Lululemon Athletica Inc. a,b

    14,285        985,665   

MSC Industrial Direct Co. Inc. Class A

    6,595        521,797   

O’Reilly Automotive Inc. a

    16,240        1,504,636   

Panera Bread Co. Class A a

    4,014        641,477   

PetSmart Inc.

    15,230        996,194   

PVH Corp.

    10,010        1,189,889   

Sally Beauty Holdings Inc. a

    22,117        586,985   

Tiffany & Co.

    16,911        1,111,898   

Tractor Supply Co.

    9,988        1,035,456   

Ulta Salon, Cosmetics & Fragrance Inc.

    8,414        823,058   
Security   Shares     Value  
   

Urban Outfitters Inc. a

    15,485      $ 662,603   
   

 

 

 
      15,394,931   

SAVINGS & LOANS — 0.07%

  

 

TFS Financial Corp. a

    11,349        116,100   
   

 

 

 
      116,100   

SEMICONDUCTORS — 2.21%

  

 

Altera Corp.

    45,421        1,517,970   

Cree Inc. a

    16,458        710,162   

KLA-Tencor Corp.

    23,592        1,295,437   
   

 

 

 
      3,523,569   

SOFTWARE — 7.54%

  

 

Akamai Technologies Inc. a

    25,181        1,025,118   

ANSYS Inc. a

    13,135        966,736   

Autodesk Inc. a

    31,837        1,237,823   

Check Point Software Technologies Ltd. a , b

    22,343        1,117,150   

Citrix Systems Inc. a

    26,455        1,935,448   

Concur Technologies Inc. a

    6,417        429,297   

Informatica Corp. a

    15,320        566,993   

MSCI Inc. Class A a

    17,346        585,254   

NetSuite Inc. a

    3,954        277,689   

Nuance Communications Inc. a

    35,456        852,717   

Red Hat Inc. a

    27,392        1,521,900   

SolarWinds Inc. a

    8,662        471,386   

Solera Holdings Inc.

    9,724        532,972   

VeriFone Systems Inc. a

    15,240        529,133   
   

 

 

 
      12,049,616   

TELECOMMUNICATIONS — 3.72%

  

 

IPG Photonics Corp.

    4,091        267,879   

Juniper Networks Inc. a

    73,049        1,634,837   

Level 3 Communications Inc. a

    22,781        542,643   

Palo Alto Networks Inc. a

    4,606        254,988   

SBA Communications Corp. Class A a

    17,911        1,247,680   

tw telecom inc. a

    21,445        592,525   

Virgin Media Inc.

    35,750        1,408,193   
   

 

 

 
      5,948,745   

TRANSPORTATION — 4.10%

  

 

C.H. Robinson Worldwide Inc.

    22,841        1,510,932   

Expeditors International of Washington Inc.

    29,610        1,270,269   

Genesee & Wyoming Inc. Class A a

    6,157        520,759   

J.B. Hunt Transport Services Inc.

    12,920        869,129   

Kansas City Southern Industries Inc.

    15,605        1,452,982   

Kirby Corp. a

    7,899        558,064   

Old Dominion Freight Line Inc. a

    9,982        372,129   
   

 

 

 
      6,554,264   
   

 

 

 

TOTAL COMMON STOCKS

  

 

(Cost: $132,388,951)

      159,722,499   
   

 

 

 
 

 

92   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

SHORT-TERM INVESTMENTS — 6.62%

  

MONEY MARKET FUNDS — 6.62%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    9,738,723      $ 9,738,723   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    681,591        681,591   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    151,303        151,303   
   

 

 

 
      10,571,617   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $10,571,617)

      10,571,617   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 106.57%

   

 

(Cost: $142,960,568)

      170,294,116   

Other Assets, Less Liabilities — (6.57)%

  

    (10,497,884 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 159,796,232   
   

 

 

 

 

a  

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     93   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR MID VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.92%

  

AEROSPACE & DEFENSE — 1.41%

  

L-3 Communications Holdings Inc.

    9,146      $ 694,364   

Rockwell Collins Inc.

    13,647        803,536   
   

 

 

 
      1,497,900   

AGRICULTURE — 1.06%

  

Bunge Ltd.

    14,218        1,132,606   
   

 

 

 
      1,132,606   

AIRLINES — 1.81%

  

Delta Air Lines Inc. a

    82,763        1,149,578   

United Continental Holdings Inc. a

    32,354        781,349   
   

 

 

 
      1,930,927   

AUTO PARTS & EQUIPMENT — 2.90%

  

Autoliv Inc. b

    9,299        611,874   

Delphi Automotive PLC a

    28,740        1,111,089   

Goodyear Tire & Rubber Co. (The) a

    23,868        328,424   

Lear Corp.

    9,442        462,658   

TRW Automotive Holdings Corp. a

    9,880        569,384   
   

 

 

 
      3,083,429   

BANKS — 4.84%

  

BOK Financial Corp.

    2,599        145,674   

City National Corp.

    4,598        243,510   

Comerica Inc.

    18,534        636,828   

Commerce Bancshares Inc.

    7,589        284,967   

Cullen/Frost Bankers Inc.

    5,986        352,516   

East West Bancorp Inc.

    13,668        320,515   

Hancock Holding Co.

    8,231        248,741   

Huntington Bancshares Inc.

    83,341        580,053   

KeyCorp

    90,861        854,093   

Regions Financial Corp.

    137,507        1,069,805   

Zions Bancorp

    17,898        417,381   
   

 

 

 
      5,154,083   

BEVERAGES — 0.64%

  

Molson Coors Brewing Co. Class B NVS

    15,177        685,697   
   

 

 

 
      685,697   

BUILDING MATERIALS — 0.24%

  

USG Corp. a,b

    8,694        255,517   
   

 

 

 
      255,517   

CHEMICALS — 3.20%

  

Ashland Inc.

    7,133        560,012   

Celanese Corp. Series A

    15,533        728,187   

Cytec Industries Inc.

    4,442        325,599   

Eastman Chemical Co.

    14,924        1,061,842   

Huntsman Corp.

    18,652        328,835   
Security   Shares     Value  
   

RPM International Inc.

    12,856      $ 401,236   
   

 

 

 
      3,405,711   

COMMERCIAL SERVICES — 2.02%

  

H&R Block Inc.

    26,407        601,287   

Manpower Inc.

    7,636        393,254   

SAIC Inc.

    27,571        333,609   

Western Union Co.

    58,060        826,194   
   

 

 

 
      2,154,344   

COMPUTERS — 2.99%

  

Computer Sciences Corp.

    15,113        631,724   

NCR Corp. a

    15,581        432,684   

Seagate Technology PLC

    32,695        1,110,976   

Western Digital Corp.

    21,336        1,002,792   
   

 

 

 
      3,178,176   

COSMETICS & PERSONAL CARE — 0.67%

  

Avon Products Inc.

    42,090        714,688   
   

 

 

 
      714,688   

DISTRIBUTION & WHOLESALE — 0.37%

  

Arrow Electronics Inc. a

    10,299        395,688   
   

 

 

 
      395,688   

DIVERSIFIED FINANCIAL SERVICES — 3.56%

  

Ameriprise Financial Inc.

    20,029        1,328,323   

Jefferies Group Inc.

    12,427        247,670   

Legg Mason Inc.

    11,405        315,348   

NASDAQ OMX Group Inc. (The)

    11,402        322,905   

NYSE Euronext Inc.

    23,650        817,580   

SLM Corp.

    44,984        759,780   
   

 

 

 
      3,791,606   

ELECTRIC — 9.51%

  

AES Corp. (The)

    60,119        651,690   

Alliant Energy Corp.

    10,800        495,072   

Ameren Corp.

    23,617        766,136   

CMS Energy Corp.

    25,695        660,362   

DTE Energy Co.

    16,745        1,060,126   

Great Plains Energy Inc.

    14,935        319,609   

Integrys Energy Group Inc.

    7,585        414,824   

MDU Resources Group Inc.

    18,376        428,528   

Northeast Utilities

    30,552        1,244,383   

NRG Energy Inc.

    31,375        753,000   

NV Energy Inc.

    22,897        433,440   

OGE Energy Corp.

    9,602        563,733   

Pepco Holdings Inc.

    22,312        435,530   

Pinnacle West Capital Corp.

    10,674        569,778   

SCANA Corp.

    12,835        600,806   

TECO Energy Inc.

    19,783        351,544   

Westar Energy Inc.

    12,320        370,462   
   

 

 

 
      10,119,023   

ELECTRICAL COMPONENTS & EQUIPMENT — 0.84%

  

Energizer Holdings Inc.

    6,026        524,322   
 

 

94   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Molex Inc.

    13,425      $ 364,623   
   

 

 

 
      888,945   

ELECTRONICS — 1.52%

   

Avnet Inc. a

    13,371        472,799   

Flextronics International Ltd. a,b

    64,514        400,632   

Garmin Ltd.

    10,624        402,543   

Jabil Circuit Inc.

    18,174        343,670   
   

 

 

 
      1,619,644   

ENGINEERING & CONSTRUCTION — 1.00%

  

KBR Inc.

    14,359        448,288   

Shaw Group Inc. (The) a

    6,493        307,249   

URS Corp.

    7,464        309,606   
   

 

 

 
      1,065,143   

ENTERTAINMENT — 0.26%

  

Cinemark Holdings Inc.

    9,968        280,499   
   

 

 

 
      280,499   

ENVIRONMENTAL CONTROL — 0.87%

  

Republic Services Inc.

    29,102        928,063   
   

 

 

 
      928,063   

FOOD — 3.75%

   

Campbell Soup Co.

    17,457        640,847   

ConAgra Foods Inc.

    39,660        1,296,485   

Dean Foods Co. a

    18,043        330,367   

Hillshire Brands Co.

    11,903        368,755   

Safeway Inc. b

    23,345        449,391   

Smithfield Foods Inc. a

    12,125        282,634   

Tyson Foods Inc. Class A

    27,948        618,210   
   

 

 

 
      3,986,689   

FOREST PRODUCTS & PAPER — 0.27%

  

Domtar Corp.

    3,434        285,812   
   

 

 

 
      285,812   

GAS — 3.06%

   

AGL Resources Inc.

    11,454        478,777   

Atmos Energy Corp.

    8,795        328,581   

CenterPoint Energy Inc.

    41,598        850,263   

NiSource Inc.

    30,147        814,874   

Questar Corp.

    17,043        395,909   

UGI Corp.

    10,970        386,583   
   

 

 

 
      3,254,987   

HAND & MACHINE TOOLS — 0.30%

  

Kennametal Inc.

    7,754        317,992   
   

 

 

 
      317,992   

HEALTH CARE — PRODUCTS — 1.45%

  

Boston Scientific Corp. a

    133,611        998,074   
Security   Shares     Value  
   

Hospira Inc. a

    16,068      $ 548,240   
   

 

 

 
      1,546,314   

HEALTH CARE — SERVICES — 3.50%

  

Coventry Health Care Inc.

    13,084        599,640   

HCA Holdings Inc.

    15,888        598,183   

Humana Inc.

    15,397        1,144,921   

Quest Diagnostics Inc.

    15,474        896,718   

Universal Health Services Inc. Class B

    8,598        486,991   
   

 

 

 
      3,726,453   

HOLDING COMPANIES — DIVERSIFIED — 0.46%

  

Leucadia National Corp.

    19,279        490,651   
   

 

 

 
      490,651   

HOME FURNISHINGS — 0.82%

  

Whirlpool Corp.

    7,583        874,926   
   

 

 

 
      874,926   

HOUSEHOLD PRODUCTS & WARES — 1.29%

  

Avery Dennison Corp.

    9,688        373,085   

Jarden Corp.

    7,141        420,176   

Scotts Miracle-Gro Co. (The) Class A

    3,751        163,994   

Tupperware Brands Corp.

    5,383        410,185   
   

 

 

 
      1,367,440   

HOUSEWARES — 0.62%

   

Newell Rubbermaid Inc.

    28,002        657,487   
   

 

 

 
      657,487   

INSURANCE — 10.74%

   

Alleghany Corp. a

    1,651        595,334   

Allied World Assurance Co. Holdings Ltd.

    3,431        291,052   

American Financial Group Inc.

    7,371        313,710   

Assurant Inc.

    7,661        292,957   

Axis Capital Holdings Ltd.

    11,077        423,917   

Cincinnati Financial Corp.

    14,236        604,176   

CNA Financial Corp.

    2,629        81,893   

Everest Re Group Ltd.

    5,038        583,451   

Fidelity National Financial Inc. Class A

    20,624        517,662   

Genworth Financial Inc. Class A a

    47,925        439,472   

Hartford Financial Services Group Inc. (The)

    42,459        1,052,983   

HCC Insurance Holdings Inc.

    9,840        380,611   

Lincoln National Corp.

    26,767        775,708   

PartnerRe Ltd.

    5,967        523,246   

Principal Financial Group Inc.

    26,858        832,867   

Reinsurance Group of America Inc.

    7,187        412,462   

RenaissanceRe Holdings Ltd.

    4,693        401,908   

Torchmark Corp.

    9,229        514,148   

Unum Group

    26,790        624,475   

Validus Holdings Ltd.

    9,872        359,439   

Willis Group Holdings PLC

    16,815        600,464   

XL Group PLC

    29,257        811,004   
   

 

 

 
      11,432,939   
 

 

     95   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

INTERNET — 1.00%

  

 

Liberty Interactive Corp. Series A a

    50,273      $ 1,068,804   
   

 

 

 
      1,068,804   

IRON & STEEL — 1.53%

  

 

Cliffs Natural Resources Inc.

    13,867        517,378   

Reliance Steel & Aluminum Co.

    7,363        476,534   

Steel Dynamics Inc.

    21,372        325,068   

United States Steel Corp. b

    14,018        313,302   
   

 

 

 
      1,632,282   

LEISURE TIME — 0.48%

  

 

Royal Caribbean Cruises Ltd.

    14,013        507,271   
   

 

 

 
      507,271   

MACHINERY — 0.43%

  

 

CNH Global NV

    2,584        123,360   

Gardner Denver Inc.

    4,781        336,439   
   

 

 

 
      459,799   

MANUFACTURING — 1.62%

  

 

Parker Hannifin Corp.

    14,517        1,349,645   

SPX Corp.

    4,946        369,120   
   

 

 

 
      1,718,765   

MEDIA — 0.86%

  

 

Cablevision NY Group Class A

    20,967        306,957   

Gannett Co. Inc.

    22,347        438,671   

John Wiley & Sons Inc. Class A

    4,553        174,380   
   

 

 

 
      920,008   

METAL FABRICATE & HARDWARE — 0.39%

  

 

Timken Co. (The)

    7,738        414,834   
   

 

 

 
      414,834   

MINING — 0.86%

  

 

Alcoa Inc.

    103,854        918,069   
   

 

 

 
      918,069   

OFFICE & BUSINESS EQUIPMENT — 1.19%

  

 

Pitney Bowes Inc.

    19,565        281,931   

Xerox Corp.

    122,972        985,006   
   

 

 

 
      1,266,937   

OIL & GAS — 5.45%

  

 

Atwood Oceanics Inc. a

    5,548        292,768   

Cimarex Energy Co.

    8,419        537,637   

CVR Energy Inc. a

    1,434        84,247   

Energen Corp.

    7,027        338,280   

Helmerich & Payne Inc.

    10,285        661,737   

Murphy Oil Corp.

    17,966        1,069,336   

Nabors Industries Ltd. a

    28,218        470,394   
Security   Shares     Value  
   

Newfield Exploration Co. a

    13,164      $ 388,338   

Noble Corp.

    24,593        996,016   

Tesoro Corp.

    13,666        665,398   

WPX Energy Inc. a

    19,417        291,838   
   

 

 

 
      5,795,989   

PACKAGING & CONTAINERS — 2.67%

  

 

Bemis Co. Inc.

    10,034        358,013   

Crown Holdings Inc. a

    14,025        530,986   

Owens-Illinois Inc. a

    16,001        380,824   

Packaging Corp. of America

    9,540        366,622   

Rock-Tenn Co. Class A

    6,926        546,808   

Sealed Air Corp.

    18,911        354,014   

Sonoco Products Co.

    9,816        304,198   
   

 

 

 
      2,841,465   

PHARMACEUTICALS — 2.98%

  

 

AmerisourceBergen Corp.

    22,915        1,039,654   

Endo Health Solutions Inc. a

    11,104        351,553   

Mylan Inc. a

    39,659        1,121,160   

Omnicare Inc.

    10,751        418,751   

Warner Chilcott PLC Class A

    17,047        241,556   
   

 

 

 
      3,172,674   

REAL ESTATE — 0.18%

  

 

Realogy Holdings Corp. a

    4,356        195,018   
   

 

 

 
      195,018   

REAL ESTATE INVESTMENT TRUSTS — 4.26%

  

 

Alexandria Real Estate Equities Inc.

    6,197        449,282   

American Capital Agency Corp.

    33,243        1,051,476   

BioMed Realty Trust Inc.

    15,036        305,983   

CBL & Associates Properties Inc.

    15,682        337,006   

Chimera Investment Corp.

    100,143        305,436   

Hospitality Properties Trust

    12,046        303,800   

MFA Financial Inc.

    34,835        313,167   

Piedmont Office Realty Trust Inc. Class A

    16,351        316,065   

Retail Properties of America Inc. Class A

    3,175        41,084   

Senior Housing Properties Trust

    18,152        437,282   

Two Harbors Investment Corp.

    28,759        357,187   

Weingarten Realty Investors b

    10,878        313,722   
   

 

 

 
      4,531,490   

RETAIL — 4.05%

  

 

Best Buy Co. Inc.

    25,952        421,980   

Darden Restaurants Inc.

    12,525        582,412   

Dillard’s Inc. Class A

    2,987        252,133   

GameStop Corp. Class A

    11,793        273,598   

J.C. Penney Co. Inc. b

    13,894        282,465   

Kohl’s Corp.

    20,593        953,250   

Sears Holdings Corp. a,b

    3,519        165,217   

Signet Jewelers Ltd.

    7,883        493,318   

Staples Inc.

    65,578        883,991   
   

 

 

 
      4,308,364   

SAVINGS & LOANS — 1.16%

  

 

First Niagara Financial Group Inc.

    34,231        268,371   
 

 

96   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR MID VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Hudson City Bancorp Inc.

    46,199      $ 395,002   

New York Community Bancorp Inc.

    42,729        570,432   
   

 

 

 
      1,233,805   

SEMICONDUCTORS — 1.03%

   

Micron Technology Inc. a

    99,039        748,735   

ON Semiconductor Corp. a

    43,632        342,511   
   

 

 

 
      1,091,246   

SOFTWARE — 1.94%

   

CA Inc.

    32,602        809,182   

Dun & Bradstreet Corp. (The)

    4,336        353,557   

Fidelity National Information Services Inc.

    24,252        899,992   
   

 

 

 
      2,062,731   

TELECOMMUNICATIONS — 1.47%

   

Frontier Communications Corp. b

    97,190        444,158   

Harris Corp.

    11,062        511,064   

United States Cellular Corp. a

    1,331        50,631   

Windstream Corp.

    57,221        557,333   
   

 

 

 
      1,563,186   

TOYS, GAMES & HOBBIES — 0.40%

   

Hasbro Inc.

    11,247        420,300   
   

 

 

 
      420,300   
   

 

 

 

TOTAL COMMON STOCKS

  

 

(Cost: $95,993,248)

  

    106,346,416   
   

 

 

 

SHORT-TERM INVESTMENTS — 2.85%

  

MONEY MARKET FUNDS — 2.85%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% c,d,e

    2,611,265        2,611,265   
Security   Shares     Value  
   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    182,756      $ 182,756   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    240,914        240,914   
   

 

 

 
      3,034,935   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $3,034,935)

  

    3,034,935   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 102.77%

   

 

(Cost: $99,028,183)

  

    109,381,351   

Other Assets, Less Liabilities — (2.77)%

  

    (2,946,721 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 106,434,630   
   

 

 

 

NVS  —  Non-Voting Shares

 

a

Non-income earning security.

b

All or a portion of this security represents a security on loan. See Note 3.

c

Affiliated issuer. See Note 2.

d

The rate quoted is the annualized seven-day yield of the fund at period end.

e

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     97   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.87%

  

AEROSPACE & DEFENSE — 1.10%

  

 

Cubic Corp.

    6,401      $ 300,847   

Kaman Corp.

    10,540        383,024   

Teledyne Technologies Inc. a

    14,492        989,224   
   

 

 

 
      1,673,095   

AIRLINES  —  1.36%

  

 

Alaska Air Group Inc. a

    27,629        1,274,526   

Allegiant Travel Co.

    6,034        449,352   

Spirit Airlines Inc. a

    18,095        350,862   
   

 

 

 
      2,074,740   

APPAREL  —  1.61%

  

 

Columbia Sportswear Co. b

    4,895        250,086   

Crocs Inc. a

    35,987        534,767   

Deckers Outdoor Corp. a,b

    13,950        557,302   

SKECHERS U.S.A. Inc. Class A a

    14,960        284,240   

Wolverine World Wide Inc.

    19,285        829,255   
   

 

 

 
      2,455,650   

AUTO PARTS & EQUIPMENT  —  1.61%

  

 

Tenneco Inc. a

    23,760        830,650   

Titan International Inc. b

    18,935        459,931   

Visteon Corp. a

    20,772        1,169,256   
   

 

 

 
      2,459,837   

BANKS  —  6.22%

  

 

BancorpSouth Inc.

    32,880        476,760   

Bank of the Ozarks Inc.

    11,705        425,126   

BBCN Bancorp Inc.

    30,424        367,826   

Capital Bank Financial Corp. a,b

    3,657        56,574   

Cathay General Bancorp

    28,923        561,395   

Community Bank System Inc.

    15,432        438,269   

First Citizens BancShares Inc. Class A

    2,197        383,069   

First Financial Bankshares Inc.

    11,833        485,863   

First Horizon National Corp.

    97,042        990,799   

First Midwest Bancorp Inc.

    29,178        369,685   

Glacier Bancorp Inc.

    28,518        444,310   

Home Bancshares Inc.

    8,948        310,675   

National Penn Bancshares Inc.

    47,973        467,737   

PrivateBancorp Inc.

    24,838        426,468   

Prosperity Bancshares Inc.

    17,323        781,440   

UMB Financial Corp.

    12,821        567,586   

Umpqua Holdings Corp.

    44,215        558,878   

Westamerica Bancorp

    10,841        481,557   

Western Alliance Bancorp a

    28,638        352,247   

Wintrust Financial Corp.

    14,394        533,586   
   

 

 

 
      9,479,850   

BIOTECHNOLOGY  —  1.72%

  

 

Arena Pharmaceuticals Inc. a,b

    85,828        724,389   

Charles River Laboratories International Inc. a

    19,115        789,832   
Security   Shares     Value  
   

ImmunoGen Inc. a,b

    33,460      $ 479,147   

Medicines Co. (The) a

    21,298        636,384   
   

 

 

 
      2,629,752   

BUILDING MATERIALS  —  1.96%

  

 

Lennox International Inc.

    17,976        1,033,800   

Louisiana-Pacific Corp. a

    54,322        1,055,476   

Nortek Inc. a

    5,912        426,551   

Texas Industries Inc. a

    8,224        467,452   
   

 

 

 
      2,983,279   

CHEMICALS  —  2.76%

  

 

Chemtura Corp. a

    38,443        911,868   

H.B. Fuller Co.

    19,654        768,078   

Innophos Holdings Inc.

    8,467        428,176   

Minerals Technologies Inc.

    13,975        578,146   

PolyOne Corp.

    35,208        768,943   

Sensient Technologies Corp.

    19,597        746,646   
   

 

 

 
      4,201,857   

COMMERCIAL SERVICES  —  3.68%

  

 

Aaron’s Inc.

    27,661        820,149   

Chemed Corp.

    7,654        578,260   

Convergys Corp.

    43,140        734,243   

CoreLogic Inc. a

    38,256        1,003,837   

Euronet Worldwide Inc. a

    18,934        463,315   

Heartland Payment Systems Inc.

    14,869        472,239   

KAR Auction Services Inc.

    31,791        678,102   

Live Nation Entertainment Inc. a,b

    55,998        574,539   

MoneyGram International Inc. a,b

    8,923        122,870   

TeleTech Holdings Inc. a

    8,795        164,467   
   

 

 

 
      5,612,021   

COMPUTERS  —  1.25%

  

 

DST Systems Inc.

    12,114        810,911   

Mentor Graphics Corp. a

    37,248        638,058   

Synaptics Inc. a

    13,084        458,987   
   

 

 

 
      1,907,956   

COSMETICS & PERSONAL CARE  —  0.25%

  

 

Elizabeth Arden Inc. a,b

    10,099        387,903   
   

 

 

 
      387,903   

DISTRIBUTION & WHOLESALE  —  1.02%

  

 

Beacon Roofing Supply Inc. a,b

    18,807        679,685   

Watsco Inc.

    11,658        878,430   
   

 

 

 
      1,558,115   

DIVERSIFIED FINANCIAL SERVICES  —  1.48%

  

 

Credit Acceptance Corp. a,b

    3,806        378,963   

Federated Investors Inc. Class B b

    36,821        871,185   

Walter Investment Management Corp. a

    13,637        611,074   

World Acceptance Corp. a,b

    5,039        390,775   
   

 

 

 
      2,251,997   
 

 

98   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

ELECTRIC — 0.75%

  

 

Dynegy Inc. a

    33,616      $ 672,320   

MGE Energy Inc.

    9,147        479,211   
   

 

 

 
      1,151,531   

ELECTRICAL COMPONENTS & EQUIPMENT — 2.49%

  

Acuity Brands Inc.

    16,706        1,149,373   

Belden Inc.

    17,375        836,606   

EnerSys Inc. a

    19,160        784,219   

GrafTech International Ltd. a,b

    50,181        481,738   

Littelfuse Inc.

    8,628        552,278   
   

 

 

 
      3,804,214   

ELECTRONICS — 0.97%

  

 

Coherent Inc.

    9,483        525,453   

ESCO Technologies Inc.

    10,583        435,702   

Watts Water Technologies Inc. Class A

    11,080        510,788   
   

 

 

 
      1,471,943   

ENGINEERING & CONSTRUCTION — 1.38%

  

 

EMCOR Group Inc.

    26,221        952,609   

Granite Construction Inc.

    14,092        512,385   

MasTec Inc. a

    22,589        639,269   
   

 

 

 
      2,104,263   

ENTERTAINMENT — 1.51%

  

 

Churchill Downs Inc.

    5,010        323,947   

DreamWorks Animation SKG Inc.
Class A a

    28,381        494,113   

International Speedway Corp. Class A

    10,207        279,774   

Lions Gate Entertainment Corp. a

    30,736        563,083   

Regal Entertainment Group Class A

    31,172        465,398   

Scientific Games Corp. Class A a

    20,563        182,805   
   

 

 

 
      2,309,120   

ENVIRONMENTAL CONTROL — 1.52%

  

 

Covanta Holding Corp.

    51,997        1,025,381   

Mine Safety Appliances Co.

    12,272        567,212   

Tetra Tech Inc. a

    25,157        720,999   
   

 

 

 
      2,313,592   

FOOD — 2.26%

  

 

B&G Foods Inc. Class A

    20,730        657,141   

J&J Snack Foods Corp.

    5,886        401,131   

Lancaster Colony Corp.

    7,658        547,241   

Sanderson Farms Inc.

    7,792        393,340   

Snyders-Lance Inc.

    19,042        484,238   

Tootsie Roll Industries Inc.

    8,000        216,800   

TreeHouse Foods Inc. a

    14,244        753,935   
   

 

 

 
      3,453,826   

FOREST PRODUCTS & PAPER — 0.71%

  

 

Clearwater Paper Corp. a

    9,047        409,919   

Deltic Timber Corp.

    4,246        308,090   
Security   Shares     Value  
   

KapStone Paper and Packaging Corp.

    14,965      $ 359,160   
   

 

 

 
      1,077,169   

GAS — 0.44%

  

 

South Jersey Industries Inc.

    12,326        669,055   
   

 

 

 
      669,055   

HAND & MACHINE TOOLS — 0.33%

  

 

Franklin Electric Co. Inc.

    7,629        507,481   
   

 

 

 
      507,481   

HEALTH CARE — PRODUCTS — 3.30%

  

 

Alere Inc. a

    30,098        639,884   

Bruker Corp. a

    36,890        622,334   

Integra LifeSciences Holdings Corp. a

    7,776        327,758   

PSS World Medical Inc. a

    19,865        574,694   

Steris Corp.

    23,002        867,866   

Teleflex Inc.

    16,092        1,206,900   

West Pharmaceutical Services Inc.

    13,432        795,309   
   

 

 

 
      5,034,745   

HEALTH CARE — SERVICES — 1.62%

  

 

AmSurg Corp. a

    12,586        392,809   

Emeritus Corp. a

    11,737        317,838   

HealthSouth Corp. a

    37,617        897,541   

WellCare Health Plans Inc. a

    17,039        864,048   
   

 

 

 
      2,472,236   

HOLDING COMPANIES — DIVERSIFIED — 0.05%

  

 

Harbinger Group Inc. a

    3,827        31,381   

National Bank Holdings Corp. Class A

    2,856        51,551   
   

 

 

 
      82,932   

HOME BUILDERS — 0.95%

  

 

Ryland Group Inc. (The)

    17,869        709,757   

Thor Industries Inc.

    17,388        731,687   
   

 

 

 
      1,441,444   

HOME FURNISHINGS — 0.60%

  

 

Tempur-Pedic International Inc. a

    23,545        917,313   
   

 

 

 
      917,313   

HOUSEHOLD PRODUCTS & WARES — 0.57%

  

 

Prestige Brands Holdings Inc. a

    19,689        422,329   

Spectrum Brands Holdings Inc.

    8,838        447,556   
   

 

 

 
      869,885   

HOUSEWARES — 0.67%

  

 

Toro Co. (The)

    23,064        1,015,508   
   

 

 

 
      1,015,508   

INSURANCE — 0.70%

  

 

Primerica Inc.

    18,418        605,584   
 

 

     99   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

RLI Corp.

    6,728      $ 464,299   
   

 

 

 
      1,069,883   

LEISURE TIME — 0.88%

  

 

Life Time Fitness Inc. a,b

    15,777        800,367   

WMS Industries Inc. a

    21,689        536,803   
   

 

 

 
      1,337,170   

LODGING — 0.52%

  

 

Choice Hotels International Inc.

    10,849        390,998   

Orient-Express Hotels Ltd. Class A a

    34,498        400,867   
   

 

 

 
      791,865   

MACHINERY — 2.44%

  

 

Applied Industrial Technologies Inc.

    16,563        728,109   

Manitowoc Co. Inc. (The)

    52,091        916,802   

Robbins & Myers Inc.

    16,717        974,267   

Sauer-Danfoss Inc.

    4,534        243,340   

Zebra Technologies Corp. Class A a

    20,004        865,773   
   

 

 

 
      3,728,291   

MANUFACTURING — 2.84%

   

Actuant Corp. Class A

    28,667        845,103   

AZZ Inc.

    9,868        422,252   

Barnes Group Inc.

    18,669        446,189   

CLARCOR Inc.

    19,668        992,447   

ITT Corp.

    36,447        935,959   

LSB Industries Inc. a

    7,333        303,586   

TriMas Corp. a

    12,564        388,102   
   

 

 

 
      4,333,638   

METAL FABRICATE & HARDWARE — 0.53%

  

 

Mueller Industries Inc.

    11,093        591,922   

Rexnord Corp. a,b

    10,458        208,951   
   

 

 

 
      800,873   

MINING — 1.72%

  

 

AMCOL International Corp.

    10,069        297,338   

Compass Minerals International Inc.

    13,000        936,650   

Globe Specialty Metals Inc.

    25,362        384,488   

Hecla Mining Co.

    113,001        593,255   

Kaiser Aluminum Corp.

    6,666        414,358   
   

 

 

 
      2,626,089   

OFFICE FURNISHINGS — 0.99%

  

 

Herman Miller Inc.

    23,122        571,114   

HNI Corp.

    17,839        563,177   

Interface Inc.

    22,808        382,718   
   

 

 

 
      1,517,009   

OIL & GAS — 3.57%

  

 

Berry Petroleum Co. Class A

    17,837      $ 656,758   

Bill Barrett Corp. a

    18,772        299,789   

Comstock Resources Inc. a

    17,461        254,756   

Contango Oil & Gas Co.

    5,139        220,617   
Security   Shares     Value  
   

EXCO Resources Inc.

    57,523        368,723   

Gran Tierra Energy Inc. a,b

    106,316        566,664   

McMoRan Exploration Co. a

    39,579        625,744   

Patterson-UTI Energy Inc.

    58,745        1,194,873   

PDC Energy Inc. a

    11,798        436,880   

Unit Corp. a

    17,060        821,098   
   

 

 

 
      5,445,902   

OIL & GAS SERVICES — 1.02%

  

 

C&J Energy Services Inc. a

    17,101        391,784   

Key Energy Services Inc. a

    60,181        489,271   

MRC Global Inc. a

    9,360        287,633   

RPC Inc. b

    25,698        384,699   
   

 

 

 
      1,553,387   

PACKAGING & CONTAINERS — 0.57%

  

 

Graphic Packaging Holding Co. a

    44,433        311,475   

Greif Inc. Class A

    11,977        562,680   
   

 

 

 
      874,155   

PHARMACEUTICALS — 0.94%

  

 

Impax Laboratories Inc. a

    25,648        517,064   

Synageva BioPharma Corp. a,b

    3,749        173,429   

VCA Antech Inc. a

    34,581        746,949   
   

 

 

 
      1,437,442   

PIPELINES — 0.47%

  

 

SemGroup Corp. Class A a

    16,569        715,118   
   

 

 

 
      715,118   

REAL ESTATE — 0.72%

  

 

Kennedy-Wilson Holdings Inc.

    16,161        242,253   

St. Joe Co. (The) a,b

    36,409        855,612   
   

 

 

 
      1,097,865   

REAL ESTATE INVESTMENT TRUSTS — 11.05%

  

 

American Assets Trust Inc.

    13,389        386,942   

Colonial Properties Trust

    32,630        714,923   

Corporate Office Properties Trust

    31,497        833,411   

Cousins Properties Inc.

    35,314        314,295   

CubeSmart

    47,039        717,345   

DCT Industrial Trust Inc.

    106,045        748,678   

EastGroup Properties Inc.

    11,731        657,405   

Equity One Inc.

    24,533        554,691   

Highwoods Properties Inc.

    20,555        739,980   

LaSalle Hotel Properties

    37,120        1,013,376   

Lexington Realty Trust b

    59,901        658,911   

LTC Properties Inc. b

    12,093        450,343   

Medical Properties Trust Inc. b

    53,447        718,862   

Mid-America Apartment Communities Inc.

    16,627        1,086,907   

National Health Investors Inc. b

    9,564        608,749   

Omega Healthcare Investors Inc. b

    44,092        1,126,991   

Pebblebrook Hotel Trust

    23,999        597,815   

Potlatch Corp.

    15,979        693,329   

PS Business Parks Inc.

    7,148        510,081   

RLJ Lodging Trust

    41,932        876,798   

Sovran Self Storage Inc.

    12,020        784,185   
 

 

100   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Spirit Realty Capital Inc.

    11,909      $ 231,749   

Sun Communities Inc. b

    10,663        457,976   

Sunstone Hotel Investors Inc. a

    53,988        624,641   

Washington Real Estate Investment Trust

    26,224        746,860   
   

 

 

 
      16,855,243   

RETAIL — 10.96%

  

 

Abercrombie & Fitch Co. Class A

    31,221        1,561,050   

Aeropostale Inc. a

    30,512        412,827   

ANN INC. a

    19,067        588,026   

Asbury Automotive Group Inc. a,b

    12,283        436,783   

Brinker International Inc.

    28,738        940,882   

Buckle Inc. (The) b

    10,838        507,002   

Casey’s General Stores Inc.

    15,068        824,672   

Cheesecake Factory Inc. (The)

    19,673        652,357   

Children’s Place Retail Stores Inc. (The) a,b

    9,351        466,054   

Coinstar Inc. a,b

    11,902        605,574   

Cracker Barrel Old Country Store Inc.

    9,383        608,206   

DineEquity Inc. a,b

    6,144        450,109   

DSW Inc. Class A

    12,642        846,129   

Express Inc. a

    34,302        630,471   

Fifth & Pacific Companies Inc. a

    44,858        677,356   

Finish Line Inc. (The) Class A

    19,818        369,408   

Genesco Inc. a

    9,547        595,065   

Group 1 Automotive Inc.

    8,476        574,164   

Jack in the Box Inc. a

    16,974        492,755   

Jos. A. Bank Clothiers Inc. a,b

    11,060        448,372   

Mattress Firm Holding Corp. a,b

    2,764        77,503   

Papa John’s International Inc. a

    6,895        386,809   

Pier 1 Imports Inc.

    42,463        921,022   

Saks Inc. a,b

    40,191        434,465   

Texas Roadhouse Inc.

    23,276        409,425   

Wendy’s Co. (The)

    111,247        571,810   

World Fuel Services Corp.

    28,337        1,221,608   
   

 

 

 
      16,709,904   

SAVINGS & LOANS — 0.83%

  

 

Capitol Federal Financial Inc.

    55,662        654,028   

EverBank Financial Corp.

    9,407        137,248   

Northwest Bancshares Inc.

    38,649        471,518   
   

 

 

 
      1,262,794   

SEMICONDUCTORS — 4.24%

  

 

Advanced Micro Devices Inc. a,b

    239,584        622,918   

Entegris Inc. a

    54,379        536,177   

Fairchild Semiconductor International Inc. a

    49,980        738,205   

Freescale Semiconductor Ltd. a

    19,355        279,680   

Integrated Device Technology Inc. a

    56,209        406,391   

Intersil Corp. Class A

    50,289        435,000   

Microsemi Corp. a

    35,551        743,727   

OmniVision Technologies Inc. a,b

    20,873        320,818   

PMC-Sierra Inc. a

    79,639        460,313   

QLogic Corp. a

    36,873        425,883   

Rovi Corp. a

    40,898        707,126   

Semtech Corp. a

    26,059        785,940   
   

 

 

 
      6,462,178   
Security   Shares     Value  
   

SHIPBUILDING — 0.57%

  

 

Huntington Ingalls Industries Inc.

    19,558      $ 866,419   
   

 

 

 
      866,419   

SOFTWARE — 1.19%

  

 

Acxiom Corp. a

    29,460        522,326   

Compuware Corp. a

    83,786        973,593   

Verint Systems Inc. a,b

    9,239        312,278   
   

 

 

 
      1,808,197   

STORAGE & WAREHOUSING — 0.08%

  

 

Wesco Aircraft Holdings Inc. a

    8,536        118,053   
   

 

 

 
      118,053   

TELECOMMUNICATIONS — 3.54%

  

 

ADTRAN Inc.

    24,789        500,738   

ARRIS Group Inc. a

    44,669        737,932   

JDS Uniphase Corp. a

    91,936        1,333,991   

Loral Space & Communications Inc.

    4,916        288,520   

NETGEAR Inc. a,b

    15,101        530,196   

Plantronics Inc.

    16,827        691,926   

Polycom Inc. a

    69,060        761,732   

RF Micro Devices Inc. a

    110,529        552,645   
   

 

 

 
      5,397,680   

TEXTILES — 0.32%

  

 

UniFirst Corp.

    5,932        484,882   
   

 

 

 
      484,882   

TRANSPORTATION — 2.22%

  

 

Con-way Inc.

    22,067        692,462   

GulfMark Offshore Inc. Class A

    9,558        332,236   

Knight Transportation Inc.

    23,489        374,650   

Swift Transportation Co. a

    32,638        445,835   

Teekay Corp.

    14,799        520,629   

UTi Worldwide Inc.

    40,988        604,983   

Werner Enterprises Inc.

    17,663        417,200   
   

 

 

 
      3,387,995   

TRUCKING & LEASING — 0.82%

  

 

AMERCO

    2,828        380,253   

GATX Corp.

    18,447        873,465   
   

 

 

 
      1,253,718   
   

 

 

 

TOTAL COMMON STOCKS
(Cost: $133,420,347)

      152,308,059   
   

 

 

 

SHORT-TERM INVESTMENTS — 8.78%

  

 

MONEY MARKET FUNDS — 8.78%

   

BlackRock Cash Funds: Institutional,
SL Agency Shares
0.22% c,d,e

    12,388,838        12,388,838   
 

 

     101   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL CORE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

BlackRock Cash Funds: Prime,
SL Agency Shares
0.20% c,d,e

    867,067      $ 867,067   

BlackRock Cash Funds: Treasury,
SL Agency Shares
0.03% c,d

    131,030        131,030   
   

 

 

 
      13,386,935   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS
(Cost: $13,386,935)

      13,386,935   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 108.65%
(Cost: $146,807,282)

     

    165,694,994   

Other Assets, Less Liabilities — (8.65)%

      (13,193,145 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 152,501,849   
   

 

 

 

 

a

Non-income earning security.

b

All or a portion of this security represents a security on loan. See Note 3.

c

Affiliated issuer. See Note 2.

d

The rate quoted is the annualized seven-day yield of the fund at period end.

e

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

102   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.90%

  

ADVERTISING — 0.04%

   

Millennial Media Inc. a,b

    3,482      $ 40,182   
   

 

 

 
      40,182   

AEROSPACE & DEFENSE — 0.45%

   

HEICO Corp. Class A

    11,822        402,066   
   

 

 

 
      402,066   

AGRICULTURE — 0.27%

   

Vector Group Ltd.

    15,459        240,233   
   

 

 

 
      240,233   

APPAREL — 0.76%

   

Oxford Industries Inc.

    3,788        187,052   

Steven Madden Ltd. a

    10,792        497,295   
   

 

 

 
      684,347   

AUTO PARTS & EQUIPMENT — 0.28%

   

Dorman Products Inc.

    7,147        247,501   
   

 

 

 
      247,501   

BANKS — 1.37%

   

SVB Financial Group a

    11,775        781,507   

Texas Capital Bancshares Inc. a

    10,715        443,601   
   

 

 

 
      1,225,108   

BEVERAGES — 0.35%

   

Boston Beer Co. Inc. (The) Class A a,b

    2,225        312,256   
   

 

 

 
      312,256   

BIOTECHNOLOGY — 3.60%

   

Acorda Therapeutics Inc. a

    10,650        307,572   

Cubist Pharmaceuticals Inc. a

    17,031        733,014   

Incyte Corp. a,b

    34,683        637,474   

Lexicon Pharmaceuticals Inc. a,b

    135,878        289,420   

Myriad Genetics Inc. a

    21,514        582,169   

United Therapeutics Corp. a

    12,491        673,140   
   

 

 

 
      3,222,789   

BUILDING MATERIALS — 1.27%

   

Eagle Materials Inc.

    12,296        796,412   

Simpson Manufacturing Co. Inc.

    10,637        344,851   
   

 

 

 
      1,141,263   

CHEMICALS — 0.93%

   

American Vanguard Corp.

    6,332        214,655   

Balchem Corp.

    7,789        291,309   
Security   Shares     Value  
   

Intrepid Potash Inc.

    14,178      $ 330,347   
   

 

 

 
      836,311   

COAL — 0.69%

   

Walter Energy Inc.

    16,522        620,401   
   

 

 

 
      620,401   

COMMERCIAL SERVICES — 8.04%

   

Acacia Research Corp. a

    13,204        337,098   

Accretive Health Inc. a,b

    14,068        181,618   

Advisory Board Co. (The) a

    9,200        498,916   

Arbitron Inc.

    6,938        325,392   

Cardtronics Inc. a

    11,792        305,295   

Corporate Executive Board Co. (The)

    8,860        443,975   

CoStar Group Inc. a

    7,098        665,650   

ExlService Holdings Inc. a

    6,912        205,010   

Grand Canyon Education Inc. a,b

    11,143        265,872   

Healthcare Services Group Inc.

    17,880        431,802   

HMS Holdings Corp. a

    22,977        626,353   

MAXIMUS Inc.

    9,011        617,884   

Monro Muffler Brake Inc.

    7,800        282,516   

On Assignment Inc. a

    11,560        282,642   

PAREXEL International Corp. a

    15,539        525,995   

Sotheby’s

    17,918        643,615   

Team Health Holdings Inc. a

    8,041        272,349   

VistaPrint NV a,b

    7,906        283,430   
   

 

 

 
      7,195,412   

COMPUTERS — 2.52%

   

3D Systems Corp. a,b

    12,975        750,604   

Fusion-io Inc. a,b

    18,285        319,622   

iGATE Corp. a

    8,062        140,924   

LivePerson Inc. a

    13,361        178,636   

Manhattan Associates Inc. a

    5,270        361,048   

NetScout Systems Inc. a

    9,533        248,144   

Syntel Inc.

    4,447        259,215   
   

 

 

 
      2,258,193   

DISTRIBUTION & WHOLESALE — 1.03%

  

MWI Veterinary Supply Inc. a

    3,172        356,247   

Pool Corp.

    12,342        565,511   
   

 

 

 
      921,758   

DIVERSIFIED FINANCIAL SERVICES — 4.76%

  

Air Lease Corp. a

    17,636        420,971   

CBOE Holdings Inc.

    23,084        782,086   

Cohen & Steers Inc.

    4,738        155,833   

E*TRADE Financial Corp. a

    68,083        722,361   

Financial Engines Inc. a,b

    10,920        363,199   

GAMCO Investors Inc. Class A

    1,210        68,183   

Greenhill & Co. Inc.

    6,956        409,708   

MarketAxess Holdings Inc.

    9,890        373,941   

Portfolio Recovery Associates Inc. a

    4,459        476,890   

Stifel Financial Corp. a

    13,169        485,278   
   

 

 

 
      4,258,450   
 

 

     103   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

ELECTRIC — 0.11%

  

  

Ormat Technologies Inc. b

     4,709       $ 100,113   
     

 

 

 
        100,113   

ELECTRICAL COMPONENTS & EQUIPMENT — 0.62%

  

Generac Holdings Inc.

     6,864         255,203   

Universal Display Corp. a

     10,730         298,509   
     

 

 

 
        553,712   

ELECTRONICS — 4.13%

  

  

Analogic Corp.

     3,244         247,160   

Cymer Inc. a

     8,235         847,958   

FEI Co. b

     10,073         614,050   

Gentex Corp.

     37,754         722,234   

II-VI Inc. a

     14,466         246,211   

InvenSense Inc. a

     9,473         138,306   

OSI Systems Inc. a

     4,984         271,429   

Woodward Inc.

     15,915         611,295   
     

 

 

 
        3,698,643   

ENERGY — ALTERNATE SOURCES — 0.25%

  

  

Clean Energy Fuels Corp. a,b

     17,413         223,061   
     

 

 

 
        223,061   

ENTERTAINMENT — 1.39%

  

  

Bally Technologies Inc. a

     10,836         521,862   

SHFL Entertainment Inc. a

     14,840         219,632   

Vail Resorts Inc.

     9,436         498,692   
     

 

 

 
        1,240,186   

ENVIRONMENTAL CONTROL — 0.59%

  

  

Darling International Inc. a

     31,112         524,859   
     

 

 

 
        524,859   

FOOD — 2.13%

  

  

Fresh Market Inc. (The) a

     10,799         527,963   

Hain Celestial Group Inc. a

     11,854         675,560   

United Natural Foods Inc. a

     13,031         703,413   
     

 

 

 
        1,906,936   

HEALTH CARE — PRODUCTS — 5.53%

  

  

ABIOMED Inc. a,b

     9,542         133,111   

Cepheid Inc. a

     17,527         634,828   

Cyberonics Inc. a

     6,322         274,122   

DexCom Inc. a

     18,374         279,836   

Endologix Inc. a

     14,787         226,685   

Genomic Health Inc. a

     4,957         139,044   

Haemonetics Corp. a

     13,630         571,642   

HeartWare International Inc. a

     3,099         280,088   

Insulet Corp. a

     13,843         319,358   

Masimo Corp.

     13,812         280,384   

Meridian Bioscience Inc.

     10,949         229,381   

TECHNE Corp.

     9,152         656,015   

Thoratec Corp. a

     15,527         567,201   
Security    Shares      Value  
     

Volcano Corp. a

     14,294       $ 357,922   
     

 

 

 
        4,949,617   

HEALTH CARE — SERVICES — 1.11%

  

  

Air Methods Corp.

     9,195         402,005   

Centene Corp. a

     13,647         589,005   
     

 

 

 
        991,010   

HOME BUILDERS — 0.68%

  

  

Meritage Homes Corp. a

     8,211         363,255   

Standard-Pacific Corp. a

     29,223         242,551   
     

 

 

 
        605,806   

HOME FURNISHINGS — 0.85%

  

  

Select Comfort Corp. a

     14,861         327,239   

TiVo Inc. a

     32,676         435,898   
     

 

 

 
        763,137   

HOUSEHOLD PRODUCTS & WARES — 0.14%

  

  

Tumi Holdings Inc. a

     5,394         121,311   
     

 

 

 
        121,311   

INTERNET — 5.68%

  

  

Bankrate Inc. a,b

     10,578         130,850   

Bazaarvoice Inc. a

     9,416         72,786   

BroadSoft Inc. a,b

     7,382         250,766   

Cogent Communications Group Inc.

     11,511         285,127   

Dealertrack Technologies Inc. a,b

     11,327         357,707   

ExactTarget Inc. a

     6,302         138,581   

HomeAway Inc. a

     8,604         206,238   

Kayak Software Corp. a

     908         36,656   

Liquidity Services Inc. a

     6,506         207,346   

NIC Inc.

     15,596         254,215   

OpenTable Inc. a

     6,026         317,510   

Pandora Media Inc. a,b

     25,528         294,083   

Sapient Corp. a

     29,265         354,399   

Shutterfly Inc. a,b

     8,156         269,800   

Sourcefire Inc. a

     7,979         339,905   

ValueClick Inc. a

     18,756         383,935   

VirnetX Holding Corp. a,b

     11,113         388,066   

WebMD Health Corp. a

     13,286         219,618   

Yelp Inc. a

     4,378         92,989   

Zillow Inc. Class A a,b

     3,635         137,548   

Zynga Inc. Class A a

     126,822         343,688   
     

 

 

 
        5,081,813   

LEISURE TIME — 1.18%

  

  

Brunswick Corp.

     23,686         856,486   

Interval Leisure Group Inc.

     10,254         203,029   
     

 

 

 
        1,059,515   

LODGING — 0.53%

  

  

Ryman Hospitality Properties Inc. b

     11,963         478,161   
     

 

 

 
        478,161   
 

 

104   

Schedule of Investments   (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

MACHINERY — 2.19%

  

 

Chart Industries Inc. a

    7,929      $ 524,820   

Cognex Corp.

    10,544        418,175   

Lindsay Corp.

    3,375        314,010   

Middleby Corp. (The) a,b

    4,955        700,439   
   

 

 

 
      1,957,444   

MANUFACTURING — 2.80%

  

 

A.O. Smith Corp.

    10,256        710,536   

Hexcel Corp. a

    26,375        706,586   

Polypore International Inc. a,b

    12,300        474,657   

Proto Labs Inc. a

    2,395        98,506   

Raven Industries Inc.

    9,626        259,228   

Sturm, Ruger & Co. Inc. b

    5,081        257,963   
   

 

 

 
      2,507,476   

METAL FABRICATE & HARDWARE — 0.35%

  

 

RBC Bearings Inc. a

    6,031        318,015   
   

 

 

 
      318,015   

MINING — 1.61%

  

 

Coeur d’Alene Mines Corp. a

    23,637        512,923   

Gold Resource Corp. b

    7,942        108,805   

McEwen Mining Inc. a

    69,558        217,717   

Molycorp Inc. a,b

    25,611        189,009   

Stillwater Mining Co. a

    30,829        414,958   
   

 

 

 
      1,443,412   

OIL & GAS — 3.48%

  

 

Approach Resources Inc. a

    8,789        233,699   

Carrizo Oil & Gas Inc. a

    9,674        207,798   

Gulfport Energy Corp. a

    15,698        647,856   

Halcon Resources Corp. a

    26,500        202,460   

Kodiak Oil & Gas Corp. a

    69,804        642,197   

Northern Oil and Gas Inc. a

    15,655        258,934   

Pacific Drilling SA a

    17,687        184,122   

Rosetta Resources Inc. a

    13,895        736,713   
   

 

 

 
      3,113,779   

OIL & GAS SERVICES — 2.27%

  

 

CARBO Ceramics Inc.

    5,179        414,890   

Forum Energy Technologies Inc. a

    4,587        117,014   

Hornbeck Offshore Services Inc. a

    8,451        311,081   

ION Geophysical Corp. a

    31,857        216,628   

Lufkin Industries Inc.

    8,880        514,241   

Targa Resources Corp.

    7,620        459,943   
   

 

 

 
      2,033,797   

PHARMACEUTICALS — 5.49%

  

 

Akorn Inc. a,b

    17,969        235,214   

Align Technology Inc. a

    18,924        593,457   

Auxilium Pharmaceuticals Inc. a

    13,050        240,120   

Ironwood Pharmaceuticals Inc. Class A a

    21,927        281,104   

Isis Pharmaceuticals Inc. a,b

    26,704        388,009   

Nektar Therapeutics a , b

    30,542        261,745   

Neogen Corp. a

    5,920        275,221   
Security   Shares     Value  
   

Opko Health Inc. a,b

    36,416      $ 233,791   

Questcor Pharmaceuticals Inc. b

    15,422        392,953   

Salix Pharmaceuticals Ltd. a

    13,221        633,286   

Taro Pharmaceutical Industries Ltd. a

    4,016        187,065   

Theravance Inc. a

    18,075        402,169   

ViroPharma Inc. a

    17,402        463,937   

VIVUS Inc. a,b

    26,675        323,034   
   

 

 

 
      4,911,105   

REAL ESTATE — 0.60%

  

 

Howard Hughes Corp. (The) a

    7,425        534,600   
   

 

 

 
      534,600   

REAL ESTATE INVESTMENT TRUSTS — 3.44%

  

 

Acadia Realty Trust

    13,437        351,243   

Alexander’s Inc.

    556        185,070   

DiamondRock Hospitality Co.

    51,533        469,981   

DuPont Fabros Technology Inc. b

    16,702        394,835   

Education Realty Trust Inc.

    29,973        322,210   

Healthcare Trust of America Inc., Class A

    14,157        151,622   

Hudson Pacific Properties Inc.

    7,353        157,575   

Post Properties Inc.

    14,389        698,010   

Strategic Hotels & Resorts Inc. a

    47,138        344,579   
   

 

 

 
      3,075,125   

RETAIL — 4.27%

  

 

BJ’s Restaurants Inc. a

    6,540        209,084   

Buffalo Wild Wings Inc. a

    4,933        362,822   

Domino’s Pizza Inc.

    15,010        699,016   

First Cash Financial Services Inc. a

    6,988        372,530   

Francesca’s Holdings Corp. a,b

    9,297        264,035   

Hibbett Sports Inc. a

    6,845        360,458   

Lumber Liquidators Holdings Inc. a

    7,164        423,965   

PriceSmart Inc.

    4,861        374,346   

Vera Bradley Inc. a,b

    5,674        143,495   

Vitamin Shoppe Inc. a,b

    7,966        486,563   

Zumiez Inc. a

    5,896        124,406   
   

 

 

 
      3,820,720   

SAVINGS & LOANS — 0.25%

  

 

Investors Bancorp Inc.

    12,464        219,990   
   

 

 

 
      219,990   

SEMICONDUCTORS — 4.31%

  

 

Atmel Corp. a

    116,295        779,177   

Cavium Inc. a

    13,280        444,083   

Cirrus Logic Inc. a

    17,297        488,294   

Cypress Semiconductor Corp.

    34,880        358,218   

Hittite Microwave Corp. a

    7,155        439,174   

Power Integrations Inc.

    7,683        287,344   

Silicon Laboratories Inc. a

    10,130        442,073   

Ultratech Inc. a

    7,166        291,871   

Veeco Instruments Inc. a,b

    10,384        326,577   
   

 

 

 
      3,856,811   

SOFTWARE — 10.77%

  

 

ACI Worldwide Inc. a

    10,401        494,463   
 

 

     105   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL GROWTH INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Advent Software Inc. a,b

    8,397      $ 206,986   

Allscripts Healthcare Solutions Inc. a

    45,292        501,835   

Aspen Technology Inc. a

    24,686        755,392   

athenahealth Inc. a

    9,597        829,853   

Blackbaud Inc.

    11,977        298,467   

Bottomline Technologies Inc. a

    9,913        288,270   

CommVault Systems Inc. a

    11,190        858,609   

Cornerstone OnDemand Inc. a

    8,300        271,244   

EPAM Systems Inc. a ,b

    3,717        77,016   

Fair Isaac Corp.

    9,214        415,275   

Guidewire Software Inc. a

    7,629        252,672   

MedAssets Inc. a

    13,625        266,369   

Medidata Solutions Inc. a

    5,909        276,482   

MicroStrategy Inc. Class A a

    2,352        235,835   

Pegasystems Inc.

    4,622        111,159   

Progress Software Corp. a

    16,861        395,728   

PTC Inc. a

    31,599        732,465   

QLIK Technologies Inc. a

    19,500        433,095   

Quality Systems Inc.

    10,562        192,651   

RealPage Inc. a ,b

    9,602        224,111   

SS&C Technologies Holdings Inc. a

    10,878        246,169   

Synchronoss Technologies Inc. a ,b

    7,160        170,480   

Tyler Technologies Inc. a

    6,969        376,674   

Ultimate Software Group Inc. (The) a

    7,221        733,220   
   

 

 

 
      9,644,520   

STORAGE & WAREHOUSING — 0.27%

  

 

Mobile Mini Inc. a,b

    10,060        241,440   
   

 

 

 
      241,440   

TELECOMMUNICATIONS — 4.84%

  

 

Acme Packet Inc. a

    15,203        367,456   

Aruba Networks Inc. a ,b

    28,504        656,732   

Ciena Corp. a

    26,573        416,133   

DigitalGlobe Inc. a

    19,343        541,024   

Finisar Corp. a

    24,622        381,641   

InterDigital Inc.

    10,813        469,176   

Ixia a

    14,009        266,031   

NeuStar Inc. Class A a

    17,536        791,575   

Ubiquiti Networks Inc. b

    2,778        35,781   

ViaSat Inc. a ,b

    10,569        405,955   
   

 

 

 
      4,331,504   

TRANSPORTATION — 1.68%

  

 

Forward Air Corp.

    7,791        289,124   

Heartland Express Inc.

    12,080        167,066   

Hub Group Inc. Class A a

    9,415        346,566   

Landstar System Inc.

    12,288        700,908   
   

 

 

 
      1,503,664   
   

 

 

 

TOTAL COMMON STOCKS

   

(Cost: $78,081,663)

      89,417,552   
Security   Shares     Value  
   

SHORT-TERM INVESTMENTS — 13.55%

  

 

MONEY MARKET FUNDS — 13.55%

  

 

BlackRock Cash Funds: Institutional, SL Agency Shares

   

0.22% c,d,e

    11,276,003      $ 11,276,003   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    789,181        789,181   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    65,271        65,271   
   

 

 

 
      12,130,455   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

    12,130,455   
   

 

 

 

(Cost: $12,130,455)

   

TOTAL INVESTMENTS
IN SECURITIES — 113.45%

   

    101,548,007   

(Cost: $90,212,118)

   

Other Assets, Less Liabilities — (13.45)%

  

    (12,036,125 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 89,511,882   
   

 

 

 

 

a

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

106   

Schedule of Investments (Unaudited)

iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.92%

  

 

ADVERTISING — 0.08%

   

Clear Channel Outdoor Holdings Inc. Class A

    25,004      $ 187,530   
   

 

 

 
      187,530   

AEROSPACE & DEFENSE — 3.20%

   

Alliant Techsystems Inc.

    20,490        1,326,113   

Curtiss-Wright Corp.

    29,331        1,045,650   

Esterline Technologies Corp. a

    19,354        1,284,912   

Exelis Inc.

    118,523        1,302,568   

Moog Inc. Class A a

    28,451        1,246,154   

Spirit AeroSystems Holdings Inc.
Class A a

    69,939        1,114,827   
   

 

 

 
      7,320,224   

AGRICULTURE — 0.35%

  

 

Universal Corp.

    14,783        803,900   
   

 

 

 
      803,900   

AIRLINES — 1.00%

   

JetBlue Airways Corp. a,b

    143,834        835,675   

US Airways Group Inc. a

    101,963        1,456,032   
   

 

 

 
      2,291,707   

APPAREL — 0.70%

   

Iconix Brand Group Inc. a,b

    43,180        1,038,479   

Jones Group Inc. (The)

    47,995        575,940   
   

 

 

 
      1,614,419   

AUTO MANUFACTURERS — 1.55%

  

 

Navistar International Corp. a,b

    49,735        1,297,586   

Oshkosh Corp. a

    57,459        2,251,244   
   

 

 

 
      3,548,830   

AUTO PARTS & EQUIPMENT — 1.09%

  

 

Cooper Tire & Rubber Co.

    39,811        1,013,588   

Dana Holding Corp.

    92,963        1,494,845   
   

 

 

 
      2,508,433   

BANKS — 8.72%

   

Associated Banc-Corp

    107,734        1,537,364   

Bank of Hawaii Corp.

    28,308        1,361,332   

CapitalSource Inc.

    133,831        1,085,369   

CVB Financial Corp.

    55,571        611,281   

F.N.B. Corp.

    88,481        1,025,495   

First Financial Bancorp

    36,789        562,504   

FirstMerit Corp.

    69,385        1,056,734   

Fulton Financial Corp.

    124,913        1,360,303   

IBERIABANK Corp.

    18,619        958,692   

International Bancshares Corp.

    34,351        671,562   

MB Financial Inc.

    34,556        773,018   

Old National Bancorp

    63,935        854,172   
Security   Shares     Value  
   

PacWest Bancorp

    20,318      $ 558,339   

Park National Corp.

    8,069        528,116   

Sterling Financial Corp.

    18,468        398,724   

Susquehanna Bancshares Inc.

    116,972        1,335,820   

TCF Financial Corp.

    102,450        1,399,467   

Trustmark Corp.

    40,996        948,237   

United Bankshares Inc.

    23,488        598,709   

Valley National Bancorp

    124,796        1,221,753   

Webster Financial Corp.

    50,345        1,120,176   
   

 

 

 
      19,967,167   

BIOTECHNOLOGY — 0.27%

  

 

PDL BioPharma Inc.

    88,826        611,123   
   

 

 

 
      611,123   

CHEMICALS — 2.70%

  

 

Axiall Corp. a,b

    43,840        2,462,931   

Cabot Corp.

    37,514        1,404,149   

Kronos Worldwide Inc. b

    13,244        256,801   

Olin Corp.

    50,256        1,168,955   

Stepan Co.

    10,494        615,578   

Tronox Ltd. Class A

    14,352        271,970   
   

 

 

 
      6,180,384   

COAL — 1.57%

   

Alpha Natural Resources Inc. a

    139,312        1,234,304   

Arch Coal Inc.

    134,317        956,337   

Cloud Peak Energy Inc. a,b

    38,529        674,643   

SunCoke Energy Inc. a

    44,128        731,642   
   

 

 

 
      3,596,926   

COMMERCIAL SERVICES — 6.44%

  

 

ABM Industries Inc.

    31,816        697,407   

Apollo Group Inc. Class A a

    63,140        1,276,691   

Avis Budget Group Inc. a

    66,790        1,437,989   

Booz Allen Hamilton Holding Corp.

    24,669        341,912   

Brink’s Co. (The)

    30,255        902,204   

Deluxe Corp.

    31,924        1,174,484   

DeVry Inc.

    36,165        910,273   

FTI Consulting Inc. a,b

    26,265        853,613   

GEO Group Inc. (The)

    44,261        1,443,794   

Lender Processing Services Inc.

    53,611        1,288,808   

Matthews International Corp. Class A

    17,355        568,550   

PHH Corp. a

    35,747        782,144   

R.R. Donnelley & Sons Co. b

    114,052        1,049,278   

Rent-A-Center Inc.

    37,178        1,326,511   

Valassis Communications Inc.

    24,740        694,204   
   

 

 

 
      14,747,862   

COMPUTERS — 2.37%

  

 

Brocade Communications Systems Inc. a

    287,237        1,642,996   

CACI International Inc. Class A a,b

    14,391        771,789   

Diebold Inc.

    39,954        1,176,246   

j2 Global Inc.

    27,312        869,068   

Lexmark International Inc. Class A

    40,517        974,839   
   

 

 

 
      5,434,938   
 

 

     107   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COSMETICS & PERSONAL CARE — 0.05%

  

Revlon Inc. Class A a,b

    7,034      $ 110,786   
   

 

 

 
      110,786   

DISTRIBUTION & WHOLESALE  —  1.87%

  

Ingram Micro Inc. Class A a

    94,234        1,713,174   

Owens & Minor Inc. b

    39,757        1,216,962   

ScanSource Inc. a,b

    17,454        507,213   

United Stationers Inc.

    25,362        845,569   
   

 

 

 
      4,282,918   

DIVERSIFIED FINANCIAL SERVICES  —  0.91%

  

Aircastle Ltd. b

    35,727        493,033   

Janus Capital Group Inc.

    117,406        1,091,876   

Nelnet Inc. Class A

    16,442        500,330   
   

 

 

 
      2,085,239   

ELECTRIC  —  6.80%

  

ALLETE Inc.

    21,912        1,011,020   

Avista Corp.

    37,836        978,439   

Black Hills Corp.

    27,698        1,117,614   

CH Energy Group Inc.

    9,433        613,145   

Cleco Corp.

    38,127        1,629,929   

El Paso Electric Co.

    25,291        852,054   

Empire District Electric Co. (The)

    26,777        567,940   

Hawaiian Electric Industries Inc.

    61,378        1,655,365   

IDACORP Inc.

    31,467        1,460,383   

NorthWestern Corp.

    23,580        872,224   

PNM Resources Inc.

    50,388        1,076,288   

Portland General Electric Co.

    47,373        1,360,553   

UIL Holdings Corp.

    31,954        1,189,008   

UNS Energy Corp.

    26,170        1,185,239   
   

 

 

 
      15,569,201   

ELECTRICAL COMPONENTS & EQUIPMENT  —  0.46%

  

General Cable Corp. a

    31,198        1,048,877   
   

 

 

 
      1,048,877   

ELECTRONICS  —  2.54%

   

AVX Corp.

    29,965        341,301   

Benchmark Electronics Inc. a,b

    34,994        614,495   

Brady Corp. Class A

    29,117        1,015,892   

Itron Inc. a

    24,793        1,150,147   

Plexus Corp. a

    22,144        565,115   

Tech Data Corp. a

    23,679        1,205,498   

Vishay Intertechnology Inc. a

    83,474        917,379   
   

 

 

 
      5,809,827   

ENGINEERING & CONSTRUCTION  —  1.55%

  

AECOM Technology Corp. a

    67,949        1,737,456   

McDermott International Inc. a

    148,208        1,803,691   
   

 

 

 
      3,541,147   
Security   Shares     Value  
   

ENTERTAINMENT  —  0.35%

   

Marriott Vacations Worldwide Corp. a

    18,065      $ 801,725   
   

 

 

 
      801,725   

FOOD  —  1.61%

   

Cal-Maine Foods Inc.

    8,832        368,118   

Dole Food Co. Inc. a

    23,082        257,133   

Fresh Del Monte Produce Inc. b

    24,194        637,512   

Harris Teeter Supermarkets Inc.

    30,924        1,283,037   

Pilgrim’s Pride Corp. a,b

    37,744        318,937   

Seaboard Corp.

    198        535,255   

Weis Markets Inc.

    6,941        279,445   
   

 

 

 
      3,679,437   

FOREST PRODUCTS & PAPER  —  1.03%

  

Buckeye Technologies Inc.

    24,400        701,500   

Resolute Forest Products Inc. a

    63,599        867,490   

Schweitzer-Mauduit International Inc.

    19,569        797,241   
   

 

 

 
      2,366,231   

GAS  —  3.55%

   

Laclede Group Inc. (The)

    13,245        528,740   

New Jersey Resources Corp.

    26,370        1,108,331   

Northwest Natural Gas Co.

    16,948        769,778   

Piedmont Natural Gas Co.

    45,231        1,436,537   

Southwest Gas Corp.

    29,159        1,298,742   

Vectren Corp.

    51,704        1,631,778   

WGL Holdings Inc.

    32,373        1,357,400   
   

 

 

 
      8,131,306   

HEALTH CARE — PRODUCTS  —  0.55%

  

Hill-Rom Holdings Inc.

    38,149        1,265,784   
   

 

 

 
      1,265,784   

HEALTH CARE — SERVICES  —  4.85%

   

Community Health Systems Inc.

    57,352        2,198,302   

Health Management Associates Inc.
Class A a

    160,993        1,680,767   

Health Net Inc. a

    50,988        1,386,873   

LifePoint Hospitals Inc. a

    30,960        1,353,262   

Magellan Health Services Inc. a

    17,509        898,212   

Molina Healthcare Inc. a

    18,821        540,351   

Select Medical Holdings Corp.

    24,962        243,130   

Tenet Healthcare Corp. a

    66,979        2,600,794   

Universal American Corp.

    21,619        202,570   
   

 

 

 
      11,104,261   

HOME BUILDERS  —  0.81%

   

KB Home

    47,216        900,409   

M.D.C. Holdings Inc.

    24,399        959,369   
   

 

 

 
      1,859,778   

HOUSEHOLD PRODUCTS & WARES  —  0.58%

  

ACCO Brands Corp. a,b

    71,410        594,845   
 

 

108   

Schedule of Investments   (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Helen of Troy Ltd. a,b

    20,064      $ 726,317   
   

 

 

 
      1,321,162   

INSURANCE — 9.70%

  

 

American National Insurance Co.

    4,589        354,317   

AmTrust Financial Services Inc. b

    16,807        558,665   

Argo Group International Holdings Ltd. b

    15,867        572,640   

Aspen Insurance Holdings Ltd.

    44,695        1,524,546   

Assured Guaranty Ltd.

    122,005        2,211,951   

CNO Financial Group Inc.

    142,447        1,462,931   

Endurance Specialty Holdings Ltd.

    27,270        1,170,428   

Enstar Group Ltd. a,b

    5,250        646,065   

FBL Financial Group Inc. Class A

    7,198        251,426   

First American Financial Corp.

    67,322        1,608,323   

Greenlight Capital Re Ltd. Class A a

    18,494        444,781   

Hanover Insurance Group Inc. (The)

    28,081        1,167,046   

Kemper Corp.

    34,300        1,142,533   

MBIA Inc. a,b

    89,188        767,909   

Mercury General Corp.

    12,341        488,704   

Montpelier Re Holdings Ltd. b

    35,013        853,617   

Old Republic International Corp.

    151,887        1,731,512   

OneBeacon Insurance Group Ltd.
Class A b

    14,425        197,045   

Platinum Underwriters Holdings Ltd. b

    20,661        1,006,810   

Protective Life Corp.

    49,683        1,571,970   

Selective Insurance Group Inc.

    34,693        711,553   

StanCorp Financial Group Inc.

    27,737        1,078,692   

Symetra Financial Corp.

    48,848        681,430   
   

 

 

 
      22,204,894   

IRON & STEEL — 0.72%

  

 

Commercial Metals Co.

    72,978        1,215,084   

Schnitzer Steel Industries Inc. Class A

    14,854        431,954   
   

 

 

 
      1,647,038   

MACHINERY — 1.29%

  

 

Briggs & Stratton Corp.

    29,985        711,544   

Terex Corp. a

    69,490        2,250,086   
   

 

 

 
      2,961,630   

MANUFACTURING — 2.51%

  

 

Crane Co.

    30,044        1,510,612   

Harsco Corp.

    50,544        1,288,366   

Hillenbrand Inc.

    39,649        981,313   

Trinity Industries Inc.

    49,611        1,969,557   
   

 

 

 
      5,749,848   

MEDIA — 1.55%

  

 

Meredith Corp. b

    22,731        824,226   

New York Times Co. (The) Class A a

    76,805        680,492   

Scholastic Corp.

    16,596        492,237   

Sinclair Broadcast Group Inc. Class A

    32,872        452,976   

Washington Post Co. (The) Class B

    2,833        1,092,632   
   

 

 

 
      3,542,563   
Security   Shares     Value  
   

METAL FABRICATE & HARDWARE — 0.40%

  

 

Worthington Industries Inc.

    33,197      $ 912,254   
   

 

 

 
      912,254   

OFFICE FURNISHINGS — 0.29%

  

 

Steelcase Inc. Class A

    49,729        677,806   
   

 

 

 
      677,806   

OIL & GAS — 1.40%

  

 

Delek US Holdings Inc.

    10,931        371,326   

Forest Oil Corp. a

    74,716        520,023   

Stone Energy Corp. a

    31,233        702,743   

W&T Offshore Inc.

    22,098        388,925   

Western Refining Inc.

    36,353        1,222,551   
   

 

 

 
      3,205,568   

OIL & GAS SERVICES — 1.55%

  

 

Exterran Holdings Inc. a

    41,093        955,001   

Helix Energy Solutions Group Inc. a

    61,465        1,457,950   

SEACOR Holdings Inc.

    12,419        1,129,757   
   

 

 

 
      3,542,708   

REAL ESTATE INVESTMENT TRUSTS — 9.40%

  

 

Anworth Mortgage Asset Corp. b

    90,107        564,070   

ARMOUR Residential REIT Inc.

    193,818        1,391,613   

Brandywine Realty Trust

    89,959        1,145,178   

Capstead Mortgage Corp. b

    62,399        772,500   

CommonWealth REIT

    53,085        872,718   

CYS Investments Inc.

    109,753        1,426,789   

First Industrial Realty Trust Inc. a,b

    56,442        884,446   

Franklin Street Properties Corp. b

    45,543        592,059   

Glimcher Realty Trust b

    89,861        999,254   

Government Properties Income Trust b

    27,234        676,765   

Hatteras Financial Corp.

    62,053        1,680,395   

Healthcare Realty Trust Inc.

    54,721        1,394,291   

Hersha Hospitality Trust

    109,047        575,768   

Invesco Mortgage Capital Inc.

    72,943        1,582,863   

Mack-Cali Realty Corp.

    52,303        1,421,073   

NorthStar Realty Finance Corp. b

    100,884        786,895   

Pennsylvania Real Estate Investment Trust

    33,321        614,439   

PennyMac Mortgage Investment Trust

    37,285        991,781   

Redwood Trust Inc.

    51,100        976,010   

Starwood Property Trust Inc.

    85,069        2,181,169   
   

 

 

 
      21,530,076   

RETAIL — 3.94%

  

 

Barnes & Noble Inc. a,b

    23,867        318,386   

Big Lots Inc. a

    36,306        1,167,238   

Bob Evans Farms Inc.

    17,721        784,509   

Cash America International Inc.

    18,323        877,855   

Cato Corp. (The) Class A

    17,017        469,159   

EZCORP Inc. Class A NVS a

    28,530        633,366   

Guess? Inc.

    38,761        1,050,035   

Men’s Wearhouse Inc. (The)

    30,280        918,998   

Penske Automotive Group Inc.

    26,747        880,511   

Regis Corp.

    36,294        644,218   

Rite Aid Corp. a,b

    450,983        721,573   
 

 

     109   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MORNINGSTAR SMALL VALUE INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Sonic Automotive Inc. Class A

    23,127      $ 561,292   
   

 

 

 
      9,027,140   

SAVINGS & LOANS  —  1.30%

  

 

Astoria Financial Corp.

    51,579        502,380   

BankUnited Inc.

    29,200        785,480   

Provident Financial Services Inc.

    34,187        506,993   

Washington Federal Inc.

    67,166        1,181,450   
   

 

 

 
      2,976,303   

SEMICONDUCTORS  —  1.47%

  

 

First Solar Inc. a

    37,956        1,069,600   

International Rectifier Corp. a

    43,589        849,550   

Kulicke and Soffa Industries Inc. a,b

    47,370        536,228   

MKS Instruments Inc.

    32,987        917,039   
   

 

 

 
      3,372,417   

SOFTWARE  —  0.73%

  

 

ManTech International Corp. Class A

    14,973        369,384   

SYNNEX Corp. a,b

    16,733        601,551   

Take-Two Interactive Software Inc. a

    57,241        696,623   
   

 

 

 
      1,667,558   

TELECOMMUNICATIONS  —  2.67%

  

 

Anixter International Inc.

    16,928        1,138,916   

Cincinnati Bell Inc. a,b

    125,402        595,659   

Comverse Technology Inc. a,b

    138,307        603,019   

EchoStar Corp. Class A a

    24,905        906,044   

NII Holdings Inc. a,b

    108,223        757,561   

Telephone & Data Systems Inc.

    63,642        1,609,506   

Tellabs Inc.

    217,864        496,730   
   

 

 

 
      6,107,435   

TRANSPORTATION  —  2.91%

  

 

Atlas Air Worldwide Holdings Inc. a,b

    16,676        751,921   

Bristow Group Inc.

    22,740        1,295,725   

Matson Inc.

    26,844        735,794   

Ryder System Inc.

    32,112        1,823,319   

Ship Finance International Ltd. b

    30,678        517,231   

Tidewater Inc.

    31,269        1,537,497   
   

 

 

 
      6,661,487   

TRUCKING & LEASING  —  0.54%

  

 

TAL International Group Inc.

    18,860        790,234   

Textainer Group Holdings Ltd. b

    10,582        438,624   
   

 

 

 
      1,228,858   
   

 

 

 

TOTAL COMMON STOCKS

   

(Cost: $200,139,363)

      228,806,705   
Security   Shares     Value  
   

SHORT-TERM INVESTMENTS  —  7.87%

  

MONEY MARKET FUNDS  —  7.87%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

  

 

0.22% c,d,e

    16,751,448      $ 16,751,448   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% c,d,e

    1,172,396        1,172,396   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% c,d

    91,527        91,527   
   

 

 

 
      18,015,371   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $18,015,371)

      18,015,371   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES  —  107.79%

   

(Cost: $218,154,734)

      246,822,076   

SHORT POSITIONS f  —  (0.11)%

   

COMMON STOCKS  —  (0.11)%

   

ERA Group Inc. a

    (12,419 )      (253,094 ) 
   

 

 

 

TOTAL SHORT POSITIONS

   

(Proceeds: $253,094)

      (253,094 ) 

Other Assets, Less Liabilities  —  (7.68)%

  

    (17,575,697 ) 
   

 

 

 

NET ASSETS  —  100.00%

    $ 228,993,285   
   

 

 

 

NVS — Non-Voting Shares

 

a

Non-income earning security.

b  

All or a portion of this security represents a security on loan. See Note 3.

c  

Affiliated issuer. See Note 2.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

f  

In order to track the performance of its benchmark index, the Fund sold non-index securities that it subsequently received in corporate actions occurring on the opening of market trading on the following business day.

See accompanying notes to schedules of investments.

 

 

110   

Schedule of Investments (Unaudited)

iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.85%

  

 

AEROSPACE & DEFENSE — 0.03%

  

 

Spirit AeroSystems Holdings Inc. Class A a

    3,741      $ 59,632   
   

 

 

 
      59,632   

APPAREL — 0.99%

  

 

Columbia Sportswear Co. b

    422        21,560   

Deckers Outdoor Corp. a,b

    1,153        46,062   

Nike Inc. Class B

    22,621        1,222,665   

Under Armour Inc. Class A a,b

    2,450        124,632   

VF Corp.

    2,724        402,008   
   

 

 

 
      1,816,927   

AUTO PARTS & EQUIPMENT — 0.57%

  

 

BorgWarner Inc. a

    3,555        263,710   

Fuel Systems Solutions Inc. a,b

    401        5,887   

Johnson Controls Inc.

    21,213        659,512   

WABCO Holdings Inc. a

    1,990        124,693   
   

 

 

 
      1,053,802   

BANKS — 4.59%

  

 

Bank of Hawaii Corp.

    1,410        67,807   

Bank of New York Mellon Corp. (The)

    36,720        997,315   

BB&T Corp.

    21,685        656,622   

Capital One Financial Corp.

    18,058        1,017,027   

Cathay General Bancorp

    2,295        44,546   

Comerica Inc.

    6,023        206,950   

First Horizon National Corp.

    7,745        79,077   

Heartland Financial USA Inc.

    342        8,102   

International Bancshares Corp.

    1,653        32,316   

KeyCorp

    29,369        276,069   

M&T Bank Corp.

    3,541        363,625   

Northern Trust Corp.

    6,739        346,856   

Old National Bancorp

    3,162        42,244   

PNC Financial Services Group Inc. (The) c

    16,458        1,017,104   

Popular Inc. a

    3,155        84,680   

Regions Financial Corp.

    43,934        341,807   

State Street Corp.

    14,861        827,015   

Synovus Financial Corp.

    21,673        55,916   

U.S. Bancorp

    58,852        1,948,001   

Umpqua Holdings Corp.

    3,396        42,926   
   

 

 

 
      8,456,005   

BEVERAGES — 2.19%

  

 

Coca-Cola Enterprises Inc.

    9,169        319,723   

Green Mountain Coffee Roasters Inc. a,b

    4,124        187,766   

PepsiCo Inc.

    48,327        3,520,622   
   

 

 

 
      4,028,111   

BIOTECHNOLOGY — 2.10%

  

 

Biogen Idec Inc. a

    6,978        1,089,126   

Cubist Pharmaceuticals Inc. a

    1,971        84,832   

Gilead Sciences Inc. a

    46,990        1,853,755   
Security   Shares     Value  
   

Illumina Inc. a,b

    3,828      $ 193,812   

Life Technologies Corp. a

    5,458        353,078   

Vertex Pharmaceuticals Inc. a

    6,677        298,996   
   

 

 

 
      3,873,599   

BUILDING MATERIALS — 0.22%

  

 

Apogee Enterprises Inc.

    876        21,418   

Masco Corp.

    11,160        205,232   

Owens Corning a

    3,504        146,012   

Simpson Manufacturing Co. Inc.

    1,194        38,710   
   

 

 

 
      411,372   

CHEMICALS — 2.25%

  

 

Air Products and Chemicals Inc.

    6,566        574,065   

Celanese Corp. Series A

    4,963        232,665   

Eastman Chemical Co.

    4,734        336,824   

Ecolab Inc.

    9,072        656,813   

H.B. Fuller Co.

    1,572        61,434   

International Flavors & Fragrances Inc.

    2,535        178,540   

Minerals Technologies Inc.

    1,123        46,459   

Praxair Inc.

    9,267        1,022,799   

Rockwood Holdings Inc.

    2,331        127,576   

Sherwin-Williams Co. (The)

    2,717        440,534   

Sigma-Aldrich Corp.

    3,753        290,219   

Valspar Corp. (The)

    2,697        178,757   

Zoltek Companies Inc. a

    878        7,156   
   

 

 

 
      4,153,841   

COMMERCIAL SERVICES — 1.04%

  

 

Automatic Data Processing Inc.

    15,027        890,951   

Capella Education Co. a,b

    390        10,655   

Convergys Corp.

    3,499        59,553   

Corporate Executive Board Co. (The)

    1,050        52,615   

Deluxe Corp.

    1,581        58,165   

DeVry Inc.

    1,796        45,205   

ICF International Inc. a,b

    624        14,283   

Iron Mountain Inc.

    4,379        149,806   

Kelly Services Inc. Class A

    924        14,729   

Manpower Inc.

    2,462        126,793   

Monster Worldwide Inc. a,b

    3,751        21,756   

PHH Corp. a

    1,734        37,940   

Quanta Services Inc. a

    6,499        188,276   

R.R. Donnelley & Sons Co. b

    5,591        51,437   

Robert Half International Inc.

    4,159        146,563   

Team Inc. a,b

    573        25,103   

TrueBlue Inc. a

    1,267        21,780   
   

 

 

 
      1,915,610   

COMPUTERS — 6.00%

  

 

Dell Inc.

    45,700        605,068   

EMC Corp. a

    65,174        1,603,932   

Hewlett-Packard Co.

    61,157        1,009,702   

IHS Inc. Class A a

    1,745        179,561   

Imation Corp. a

    923        3,424   

International Business Machines Corp.

    33,713        6,846,099   

Lexmark International Inc. Class A b

    2,219        53,389   

Seagate Technology PLC

    11,127        378,096   

Silicon Graphics International Corp. a

    908        13,202   

Super Micro Computer Inc. a

    899        11,130   
 

 

     111   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Teradata Corp. a

    5,235      $ 348,965   
   

 

 

 
      11,052,568   

COSMETICS & PERSONAL CARE — 4.72%

  

 

Avon Products Inc.

    13,357        226,802   

Colgate-Palmolive Co.

    14,728        1,581,345   

Estee Lauder Companies Inc. (The) Class A

    7,295        444,484   

Procter & Gamble Co. (The)

    85,628        6,435,801   
   

 

 

 
      8,688,432   

DISTRIBUTION & WHOLESALE  —  0.74%

  

 

Fastenal Co.

    8,739        434,153   

Genuine Parts Co.

    4,828        328,449   

LKQ Corp. a,b

    9,235        206,772   

W.W. Grainger Inc.

    1,846        402,096   
   

 

 

 
      1,371,470   

DIVERSIFIED FINANCIAL SERVICES  —  3.71%

  

 

American Express Co.

    31,683        1,863,277   

BlackRock Inc. c

    4,149        980,326   

Charles Schwab Corp. (The)

    33,695        556,978   

CME Group Inc.

    9,792        566,369   

Discover Financial Services

    15,970        613,088   

Franklin Resources Inc.

    4,617        631,975   

IntercontinentalExchange Inc. a

    2,259        313,436   

Invesco Ltd.

    13,860        377,685   

Legg Mason Inc.

    3,782        104,572   

NYSE Euronext Inc.

    7,657        264,703   

T. Rowe Price Group Inc.

    7,868        562,169   
   

 

 

 
      6,834,578   

ELECTRIC  —  1.23%

  

 

Avista Corp.

    1,801        46,574   

Calpine Corp. a

    9,441        186,271   

CH Energy Group Inc.

    454        29,510   

Cleco Corp.

    1,892        80,883   

Consolidated Edison Inc.

    9,083        516,641   

IDACORP Inc.

    1,545        71,703   

Integrys Energy Group Inc.

    2,448        133,881   

ITC Holdings Corp.

    1,609        130,329   

MDU Resources Group Inc.

    5,521        128,750   

MGE Energy Inc.

    708        37,092   

National Fuel Gas Co.

    2,212        120,333   

Northeast Utilities

    9,753        397,240   

OGE Energy Corp.

    3,075        180,533   

Ormat Technologies Inc.

    462        9,822   

Pepco Holdings Inc.

    7,129        139,158   

Portland General Electric Co.

    2,313        66,429   
   

 

 

 
      2,275,149   

ELECTRICAL COMPONENTS & EQUIPMENT  —  0.31%

    

 

AMETEK Inc.

    7,543        309,188   

General Cable Corp. a,b

    1,558        52,380   

Hubbell Inc. Class B

    1,624        147,865   

Molex Inc.

    2,095        56,900   

SunPower Corp. a

    1,216        9,473   
   

 

 

 
      575,806   
Security   Shares     Value  
   

ELECTRONICS  —  0.90%

  

 

Agilent Technologies Inc.

    10,768      $ 482,191   

Brady Corp. Class A

    1,513        52,789   

Itron Inc. a,b

    1,219        56,549   

Thermo Fisher Scientific Inc.

    11,338        817,923   

Waters Corp. a

    2,730        249,986   
   

 

 

 
      1,659,438   

ENERGY — ALTERNATE SOURCES  —  0.01%

  

 

Clean Energy Fuels Corp. a,b

    2,142        27,439   
   

 

 

 
      27,439   

ENGINEERING & CONSTRUCTION  —  0.06%

  

 

EMCOR Group Inc.

    2,078        75,494   

Granite Construction Inc.

    1,151        41,850   
   

 

 

 
      117,344   

ENTERTAINMENT  —  0.03%

  

 

Vail Resorts Inc.

    1,123        59,351   
   

 

 

 
      59,351   

ENVIRONMENTAL CONTROL  —  0.08%

  

 

Calgon Carbon Corp. a

    1,728        27,717   

Darling International Inc. a,b

    3,630        61,238   

Tetra Tech Inc. a,b

    1,979        56,718   
   

 

 

 
      145,673   

FOOD  —  3.11%

  

 

Campbell Soup Co.

    5,870        215,488   

Flowers Foods Inc.

    3,834        103,058   

General Mills Inc.

    20,107        843,287   

H.J. Heinz Co.

    9,932        602,177   

Hain Celestial Group Inc. a,b

    1,182        67,362   

Hillshire Brands Co.

    3,701        114,657   

J.M. Smucker Co. (The)

    3,438        304,710   

Kellogg Co.

    7,758        453,843   

McCormick & Co. Inc. NVS

    3,742        233,314   

Mondelez International Inc. Class A

    52,373        1,455,446   

Safeway Inc. b

    7,491        144,202   

Sysco Corp.

    18,196        578,087   

Tootsie Roll Industries Inc.

    590        15,989   

United Natural Foods Inc. a,b

    1,528        82,481   

Whole Foods Market Inc.

    5,441        523,696   
   

 

 

 
      5,737,797   

FOREST PRODUCTS & PAPER  —  0.15%

  

 

Domtar Corp.

    1,091        90,804   

MeadWestvaco Corp.

    5,422        169,980   

Wausau Paper Corp.

    1,453        14,050   
   

 

 

 
      274,834   

GAS  —  0.67%

  

 

AGL Resources Inc.

    3,669        153,364   

Atmos Energy Corp.

    2,793        104,346   
 

 

112   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

CenterPoint Energy Inc.

    12,575      $ 257,033   

New Jersey Resources Corp.

    1,291        54,261   

NiSource Inc.

    8,837        238,864   

Northwest Natural Gas Co.

    809        36,745   

Piedmont Natural Gas Co.

    2,222        70,571   

Questar Corp.

    5,468        127,022   

UGI Corp.

    3,511        123,728   

WGL Holdings Inc.

    1,591        66,710   
   

 

 

 
      1,232,644   

HAND & MACHINE TOOLS — 0.36%

  

 

Lincoln Electric Holdings Inc.

    2,449        132,074   

Snap-on Inc.

    1,800        145,836   

Stanley Black & Decker Inc.

    4,973        382,076   
   

 

 

 
      659,986   

HEALTH CARE — PRODUCTS — 2.61%

  

 

Affymetrix Inc. a,b

    2,077        7,872   

Baxter International Inc.

    17,006        1,153,687   

Becton, Dickinson and Co.

    6,184        519,704   

Edwards Lifesciences Corp. a

    3,581        322,039   

Henry Schein Inc. a,b

    2,756        237,953   

Hospira Inc. a

    5,094        173,807   

IDEXX Laboratories Inc. a,b

    1,772        168,712   

Invacare Corp.

    901        14,173   

Medtronic Inc.

    31,842        1,483,837   

St. Jude Medical Inc.

    9,774        397,802   

TECHNE Corp.

    1,081        77,486   

Varian Medical Systems Inc. a

    3,446        243,460   
   

 

 

 
      4,800,532   

HEALTH CARE — SERVICES — 1.20%

  

 

Cigna Corp.

    8,937        521,385   

Health Management Associates Inc. Class A a,b

    7,913        82,612   

Humana Inc.

    5,034        374,328   

Laboratory Corp. of America Holdings a

    2,990        267,605   

Molina Healthcare Inc. a

    930        26,700   

Quest Diagnostics Inc.

    4,926        285,462   

WellPoint Inc.

    10,088        653,904   
   

 

 

 
      2,211,996   

HOME BUILDERS — 0.15%

  

 

Meritage Homes Corp. a

    1,051        46,496   

PulteGroup Inc. a,b

    10,729        222,520   
   

 

 

 
      269,016   

HOME FURNISHINGS — 0.05%

  

 

Harman International Industries Inc.

    2,090        93,590   
   

 

 

 
      93,590   

HOUSEHOLD PRODUCTS & WARES — 0.91%

  

 

Avery Dennison Corp.

    3,158        121,615   

Clorox Co. (The)

    3,834        300,624   

Kimberly-Clark Corp.

    12,273        1,098,556   

Tupperware Brands Corp.

    1,734        132,131   
Security   Shares     Value  
   

WD-40 Co.

    448      $ 23,932   
   

 

 

 
      1,676,858   

INSURANCE — 2.77%

  

 

ACE Ltd.

    10,518        897,501   

Aflac Inc.

    14,525        770,697   

Chubb Corp. (The)

    8,246        662,236   

Hartford Financial Services Group Inc. (The)

    12,889        319,647   

Marsh & McLennan Companies Inc.

    16,879        598,867   

PartnerRe Ltd.

    1,936        169,768   

Phoenix Companies Inc. (The) a,b

    182        4,947   

Principal Financial Group Inc.

    9,187        284,889   

Progressive Corp. (The)

    18,016        405,180   

StanCorp Financial Group Inc.

    1,380        53,668   

Travelers Companies Inc. (The)

    11,951        937,675   
   

 

 

 
      5,105,075   

INTERNET — 5.21%

  

 

eBay Inc. a

    36,016        2,014,375   

Google Inc. Class A a

    8,134        6,146,783   

Netflix Inc. a,b

    1,626        268,680   

Symantec Corp. a

    21,738        473,236   

Yahoo! Inc. a

    34,905        685,185   
   

 

 

 
      9,588,259   

IRON & STEEL — 0.26%

  

 

Nucor Corp.

    9,877        454,441   

Schnitzer Steel Industries Inc. Class A

    746        21,693   
   

 

 

 
      476,134   

LEISURE TIME — 0.29%

  

 

Harley-Davidson Inc.

    7,096        371,972   

Royal Caribbean Cruises Ltd.

    4,416        159,859   
   

 

 

 
      531,831   

LODGING — 0.19%

  

 

Choice Hotels International Inc.

    919        33,121   

Marriott International Inc. Class A

    8,039        321,399   
   

 

 

 
      354,520   

MACHINERY — 1.58%

  

 

Cummins Inc.

    5,612        644,426   

Deere & Co.

    11,567        1,087,992   

Gardner Denver Inc.

    1,525        107,314   

Graco Inc.

    1,875        107,250   

Kadant Inc. a,b

    385        10,345   

Lindsay Corp.

    383        35,635   

Middleby Corp. (The) a,b

    589        83,261   

Nordson Corp.

    1,800        121,716   

Rockwell Automation Inc.

    4,396        392,079   

Tennant Co.

    527        24,263   

Wabtec Corp.

    1,490        139,494   

Xylem Inc.

    5,786        161,603   
   

 

 

 
      2,915,378   
 

 

     113   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

MANUFACTURING — 2.60%

  

 

3M Co.

    20,392      $ 2,050,416   

A.O. Smith Corp.

    1,215        84,175   

CLARCOR Inc.

    1,576        79,525   

Donaldson Co. Inc.

    4,359        163,942   

Dover Corp.

    5,691        393,703   

Illinois Tool Works Inc.

    13,086        822,193   

Ingersoll-Rand PLC

    9,559        491,237   

Leggett & Platt Inc.

    4,364        128,476   

Pall Corp.

    3,615        246,905   

Pentair Ltd. Registered

    6,525        330,687   
   

 

 

 
      4,791,259   

MEDIA — 3.64%

  

 

Cablevision NY Group Class A

    5,964        87,313   

Discovery Communications Inc. Series A a

    4,529        314,222   

Discovery Communications Inc. Series C NVS a

    2,949        187,881   

FactSet Research Systems Inc. b

    1,316        121,756   

John Wiley & Sons Inc. Class A

    1,513        57,948   

Liberty Global Inc. Series A a

    4,264        291,189   

Liberty Global Inc. Series C NVS a

    3,473        221,438   

New York Times Co. (The) Class A a,b

    4,146        36,734   

Scholastic Corp.

    855        25,359   

Scripps Networks Interactive Inc. Class A

    2,677        165,358   

Time Warner Cable Inc.

    9,524        850,874   

Time Warner Inc.

    29,476        1,489,128   

Walt Disney Co. (The)

    52,932        2,851,976   
   

 

 

 
      6,701,176   

METAL FABRICATE & HARDWARE — 0.10%

  

 

Timken Co. (The)

    2,573        137,939   

Worthington Industries Inc.

    1,619        44,490   
   

 

 

 
      182,429   

MINING — 0.21%

  

 

Alcoa Inc.

    33,155        293,090   

Compass Minerals International Inc.

    1,034        74,500   

Horsehead Holding Corp. a,b

    1,352        13,466   
   

 

 

 
      381,056   

OFFICE & BUSINESS EQUIPMENT — 0.23%

  

 

Pitney Bowes Inc. b

    6,238        89,890   

Xerox Corp.

    40,706        326,055   
   

 

 

 
      415,945   

OFFICE FURNISHINGS — 0.10%

  

 

Herman Miller Inc.

    1,825        45,077   

HNI Corp.

    1,382        43,630   

Interface Inc.

    1,962        32,922   

Knoll Inc.

    1,454        24,107   

Steelcase Inc. Class A

    2,447        33,353   
   

 

 

 
      179,089   

OIL & GAS — 4.26%

  

 

Apache Corp.

    12,163        1,018,773   

Continental Resources Inc. a

    1,413        117,449   
Security   Shares     Value  
   

Denbury Resources Inc. a

    12,104      $ 225,498   

Devon Energy Corp.

    11,919        681,648   

Energen Corp.

    2,259        108,748   

EOG Resources Inc.

    8,392        1,048,832   

EQT Corp.

    4,650        276,256   

Hess Corp.

    9,528        639,900   

Newfield Exploration Co. a

    4,223        124,578   

Noble Corp.

    7,842        317,601   

Noble Energy Inc.

    5,514        594,354   

Phillips 66

    18,512        1,121,272   

Pioneer Natural Resources Co.

    3,638        427,611   

QEP Resources Inc.

    5,489        161,102   

Quicksilver Resources Inc. a,b

    2,895        7,932   

Range Resources Corp.

    5,033        338,067   

Southwestern Energy Co. a

    10,869        372,807   

Ultra Petroleum Corp. a,b

    4,714        85,889   

Whiting Petroleum Corp. a

    3,631        172,763   
   

 

 

 
      7,841,080   

OIL & GAS SERVICES — 1.00%

  

 

Cameron International Corp. a

    7,630        483,055   

FMC Technologies Inc. a

    7,422        351,432   

Geospace Technologies Corp. a

    371        33,449   

National Oilwell Varco Inc.

    13,225        980,502   
   

 

 

 
      1,848,438   

PACKAGING & CONTAINERS — 0.38%

  

 

Ball Corp.

    4,575        203,679   

Bemis Co. Inc.

    3,229        115,211   

Rock-Tenn Co. Class A

    2,192        173,058   

Sealed Air Corp.

    5,717        107,022   

Sonoco Products Co.

    3,150        97,619   
   

 

 

 
      696,589   

PHARMACEUTICALS — 6.80%

  

 

Bristol-Myers Squibb Co.

    52,138        1,884,267   

Endo Health Solutions Inc. a

    3,657        115,781   

Johnson & Johnson

    85,618        6,328,882   

Merck & Co. Inc.

    94,580        4,090,585   

Patterson Companies Inc.

    2,708        97,840   
   

 

 

 
      12,517,355   

PIPELINES — 0.46%

  

 

ONEOK Inc.

    6,073        285,492   

Spectra Energy Corp.

    20,248        562,489   
   

 

 

 
      847,981   

REAL ESTATE — 0.22%

  

 

CBRE Group Inc. Class A a

    9,652        208,290   

Forest City Enterprises Inc. Class A a

    3,761        63,599   

Jones Lang LaSalle Inc.

    1,366        125,863   
   

 

 

 
      397,752   

REAL ESTATE INVESTMENT TRUSTS — 3.27%

  

 

American Tower Corp.

    12,284        935,427   

AvalonBay Communities Inc.

    3,478        451,410   

Boston Properties Inc.

    4,677        492,394   
 

 

114   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND

January 31, 2013

 

Security    Shares      Value  
     

Corporate Office Properties Trust b

     2,493       $ 65,965   

Digital Realty Trust Inc. b

     3,801         258,126   

Duke Realty Corp.

     9,767         150,509   

Equity Residential

     9,977         552,626   

HCP Inc.

     14,048         651,687   

Host Hotels & Resorts Inc.

     22,449         376,919   

Liberty Property Trust

     3,653         143,088   

Plum Creek Timber Co. Inc.

     5,000         240,900   

Potlatch Corp.

     1,237         53,673   

Prologis Inc.

     14,282         569,852   

Regency Centers Corp.

     2,771         138,079   

Vornado Realty Trust b

     5,207         439,783   

Weyerhaeuser Co.

     16,663         501,889   
     

 

 

 
        6,022,327   

RETAIL  —  7.97%

  

  

Bed Bath & Beyond Inc. a

     7,200         422,640   

Best Buy Co. Inc.

     8,916         144,974   

Buckle Inc. (The) b

     880         41,166   

CarMax Inc. a

     7,106         280,119   

Costco Wholesale Corp.

     13,430         1,374,426   

Darden Restaurants Inc.

     3,983         185,210   

Fifth & Pacific Companies Inc. a,b

     3,589         54,194   

Foot Locker Inc.

     4,678         160,689   

GameStop Corp. Class A b

     3,885         90,132   

Gap Inc. (The)

     9,734         318,107   

Home Depot Inc. (The)

     46,812         3,132,659   

J.C. Penney Co. Inc. b

     5,045         102,565   

Jack in the Box Inc. a

     1,313         38,116   

Kohl’s Corp.

     6,937         321,114   

McDonald’s Corp.

     31,314         2,983,911   

Men’s Wearhouse Inc. (The)

     1,525         46,284   

Nordstrom Inc.

     5,006         276,481   

Nu Skin Enterprises Inc. Class A

     1,677         71,038   

Office Depot Inc. a

     8,731         37,805   

OfficeMax Inc.

     2,654         28,610   

Pep Boys — Manny, Moe & Jack (The)

     1,552         17,274   

PetSmart Inc.

     3,357         219,581   

PVH Corp.

     2,195         260,920   

Staples Inc.

     21,242         286,342   

Starbucks Corp.

     23,610         1,324,993   

Target Corp.

     19,333         1,167,907   

Tiffany & Co.

     3,942         259,186   

TJX Companies Inc. (The)

     22,883         1,033,854   
     

 

 

 
        14,680,297   

SAVINGS & LOANS  —  0.17%

  

  

New York Community Bancorp Inc.

     13,706         182,975   

People’s United Financial Inc.

     10,933         134,585   
     

 

 

 
        317,560   

SEMICONDUCTORS  —  5.14%

  

  

Advanced Micro Devices Inc. a,b

     18,599         48,357   

Analog Devices Inc.

     9,281         405,023   

Applied Materials Inc.

     38,336         494,918   

Cree Inc. a,b

     3,412         147,228   

Entegris Inc. a

     4,204         41,451   

First Solar Inc. a,b

     1,895         53,401   

Intel Corp.

     155,362         3,268,816   

Lam Research Corp. a

     5,676         233,511   
Security    Shares      Value  
     

LSI Corp. a

     17,355       $ 122,179   

QUALCOMM Inc.

     52,894         3,492,591   

Texas Instruments Inc.

     35,357         1,169,610   
     

 

 

 
        9,477,085   

SOFTWARE  —  5.18%

  

  

Adobe Systems Inc. a

     15,254         577,059   

Advent Software Inc. a,b

     1,049         25,858   

Autodesk Inc. a

     7,056         274,337   

BMC Software Inc. a,b

     4,967         206,379   

CA Inc.

     10,221         253,685   

Cerner Corp. a

     4,520         373,126   

Compuware Corp. a

     6,776         78,737   

Dun & Bradstreet Corp. (The)

     1,397         113,911   

Electronic Arts Inc. a

     9,915         155,963   

Microsoft Corp.

     234,307         6,436,413   

Red Hat Inc. a

     6,008         333,805   

Salesforce.com Inc. a,b

     4,096         705,045   
     

 

 

 
        9,534,318   

STORAGE & WAREHOUSING  —  0.01%

  

  

Wesco Aircraft Holdings Inc. a

     695         9,612   
     

 

 

 
        9,612   

TELECOMMUNICATIONS  —  4.05%

  

  

CenturyLink Inc.

     19,311         781,130   

Cincinnati Bell Inc. a,b

     5,670         26,932   

Cisco Systems Inc.

     166,352         3,421,861   

Corning Inc.

     46,182         554,184   

Crown Castle International Corp. a

     9,090         641,027   

Frontier Communications Corp. b

     30,961         141,492   

Leap Wireless International Inc. a

     1,637         9,462   

Motorola Solutions Inc.

     7,982         466,069   

Plantronics Inc.

     1,286         52,880   

Polycom Inc. a

     5,503         60,698   

SBA Communications Corp. Class A a

     3,762         262,061   

Sprint Nextel Corp. a

     93,024         523,725   

Tellabs Inc.

     10,684         24,360   

Virgin Media Inc. b

     7,949         313,111   

Windstream Corp. b

     18,138         176,664   
     

 

 

 
        7,455,656   

TEXTILES  —  0.10%

  

  

Mohawk Industries Inc. a

     1,831         186,139   
     

 

 

 
        186,139   

TOYS, GAMES & HOBBIES  —  0.22%

  

  

Mattel Inc.

     10,558         397,298   
     

 

 

 
        397,298   

TRANSPORTATION  —  2.46%

  

  

Arkansas Best Corp.

     746         7,848   

C.H. Robinson Worldwide Inc.

     5,027         332,536   

CSX Corp.

     32,255         710,578   

Expeditors International of Washington Inc.

     6,554         281,167   

Genesee & Wyoming Inc. Class A a,b

     1,382         116,889   

J.B. Hunt Transport Services Inc.

     2,937         197,572   
 

 

     115   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MSCI KLD 400 SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Kansas City Southern Industries Inc.

    3,417      $ 318,157   

Norfolk Southern Corp.

    9,911        682,570   

Ryder System Inc.

    1,582        89,826   

United Parcel Service Inc. Class B

    22,556        1,788,465   
   

 

 

 
      4,525,608   
   

 

 

 

TOTAL COMMON STOCKS

   

(Cost: $150,192,132)

      183,910,646   

SHORT-TERM INVESTMENTS — 1.92%

  

MONEY MARKET FUNDS — 1.92%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

  

 

0.22% c,d,e

    3,136,019        3,136,019   

BlackRock Cash Funds: Prime,
SL Agency Shares

  

 

0.20% c,d,e

    219,483        219,483   

BlackRock Cash Funds: Treasury,
SL Agency Shares

  

 

0.03% c,d

    178,292        178,292   
   

 

 

 
      3,533,794   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

  

 

(Cost: $3,533,794)

  

    3,533,794   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 101.77%

   

(Cost: $153,725,926)

  

    187,444,440   

Other Assets, Less Liabilities — (1.77)%

  

    (3,261,433 ) 
   

 

 

 

NET ASSETS — 100.00%

  

  $ 184,183,007   
   

 

 

 

NVS — Non-Voting Shares

 

a

Non-income earning security.

b

All or a portion of this security represents a security on loan. See Note 3.

c

Affiliated issuer. See Note 2.

d

The rate quoted is the annualized seven-day yield of the fund at period end.

e

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

    

 

 

116   

Schedule of Investments (Unaudited)

iSHARES ® MSCI USA ESG SELECT SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

COMMON STOCKS — 99.84%

  

AEROSPACE & DEFENSE — 1.87%

  

 

Rockwell Collins Inc.

    60,059      $ 3,536,274   
   

 

 

 
      3,536,274   

APPAREL — 2.22%

  

 

Nike Inc. Class B

    77,655        4,197,253   
   

 

 

 
      4,197,253   

AUTO MANUFACTURERS — 0.26%

  

 

Ford Motor Co.

    37,491        485,508   
   

 

 

 
      485,508   

AUTO PARTS & EQUIPMENT — 0.33%

  

 

Johnson Controls Inc.

    20,164        626,899   
   

 

 

 
      626,899   

BANKS — 4.25%

  

 

Bank of New York Mellon Corp. (The)

    20,187        548,279   

BB&T Corp.

    12,456        377,168   

M&T Bank Corp.

    13,009        1,335,894   

Northern Trust Corp.

    65,575        3,375,145   

PNC Financial Services Group Inc. (The) a

    4,980        307,764   

State Street Corp.

    10,042        558,837   

U.S. Bancorp

    45,529        1,507,010   
   

 

 

 
      8,010,097   

BEVERAGES — 0.39%

  

 

Coca-Cola Enterprises Inc.

    11,335        395,251   

Green Mountain Coffee Roasters Inc. b,c

    7,333        333,872   
   

 

 

 
      729,123   

BIOTECHNOLOGY — 1.09%

  

 

Alexion Pharmaceuticals Inc. b

    1,725        162,133   

Biogen Idec Inc. b

    1,857        289,841   

Gilead Sciences Inc. b

    29,664        1,170,245   

Life Technologies Corp. b

    4,112        266,005   

Vertex Pharmaceuticals Inc. b

    3,585        160,536   
   

 

 

 
      2,048,760   

BUILDING MATERIALS — 0.90%

  

 

Masco Corp.

    92,134        1,694,344   
   

 

 

 
      1,694,344   

CHEMICALS — 3.05%

  

 

Air Products and Chemicals Inc.

    8,188        715,877   

Ecolab Inc.

    14,298        1,035,175   

Praxair Inc.

    5,841        644,671   
Security   Shares     Value  
   

Sigma-Aldrich Corp.

    43,490      $ 3,363,082   
   

 

 

 
      5,758,805   

COMPUTERS — 9.18%

  

 

Accenture PLC Class A

    46,142        3,317,149   

Apple Inc.

    11,001        5,008,865   

Dell Inc.

    114,821        1,520,230   

Hewlett-Packard Co.

    62,532        1,032,403   

International Business Machines Corp.

    31,743        6,446,051   
   

 

 

 
      17,324,698   

COSMETICS & PERSONAL CARE — 3.13%

  

 

Estee Lauder Companies Inc. (The) Class A

    24,514        1,493,638   

Procter & Gamble Co. (The)

    58,687        4,410,915   
   

 

 

 
      5,904,553   

DISTRIBUTION & WHOLESALE — 0.20%

  

 

W.W. Grainger Inc.

    1,724        375,522   
   

 

 

 
      375,522   

DIVERSIFIED FINANCIAL SERVICES — 3.69%

  

 

American Express Co.

    79,558        4,678,806   

Charles Schwab Corp. (The)

    14,211        234,908   

Franklin Resources Inc.

    2,818        385,728   

IntercontinentalExchange Inc. b

    3,696        512,820   

Legg Mason Inc.

    7,205        199,218   

T. Rowe Price Group Inc.

    13,296        949,999   
   

 

 

 
      6,961,479   

ELECTRIC — 4.93%

  

 

Consolidated Edison Inc.

    3,238        184,177   

NextEra Energy Inc.

    82,735        5,961,057   

PG&E Corp.

    73,868        3,149,732   
   

 

 

 
      9,294,966   

ELECTRONICS — 1.99%

  

 

Agilent Technologies Inc.

    49,207        2,203,489   

Tyco International Ltd.

    8,308        251,151   

Waters Corp. b,c

    14,142        1,294,983   
   

 

 

 
      3,749,623   

FOOD — 5.67%

  

 

Campbell Soup Co.

    37,760        1,386,170   

General Mills Inc.

    41,581        1,743,907   

H.J. Heinz Co.

    41,988        2,545,732   

Kellogg Co.

    16,906        989,001   

McCormick & Co. Inc. NVS

    5,002        311,875   

Mondelez International Inc. Class A

    58,474        1,624,992   

Sysco Corp.

    22,837        725,531   

Whole Foods Market Inc.

    14,143        1,361,264   
   

 

 

 
      10,688,472   

HEALTH CARE — PRODUCTS — 2.45%

  

 

Becton, Dickinson and Co.

    31,959        2,685,835   

Henry Schein Inc. b,c

    10,806        932,990   
 

 

     117   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MSCI USA ESG SELECT SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

Medtronic Inc.

    21,592      $ 1,006,187   
   

 

 

 
      4,625,012   

HEALTH CARE — SERVICES — 0.53%

  

 

Aetna Inc.

    10,357        499,518   

Cigna Corp.

    4,213        245,787   

Humana Inc.

    3,401        252,898   
   

 

 

 
      998,203   

HOUSEHOLD PRODUCTS & WARES — 1.02%

  

 

Avery Dennison Corp.

    14,132        544,223   

Clorox Co. (The)

    8,741        685,382   

Kimberly-Clark Corp.

    7,701        689,317   
   

 

 

 
      1,918,922   

INSURANCE — 6.17%

  

 

ACE Ltd.

    25,388        2,166,358   

Aflac Inc.

    4,606        244,394   

Chubb Corp. (The)

    7,862        631,397   

Marsh & McLennan Companies Inc.

    121,060        4,295,209   

Principal Financial Group Inc.

    8,090        250,871   

Travelers Companies Inc. (The)

    51,547        4,044,378   
   

 

 

 
      11,632,607   

INTERNET — 2.06%

  

 

Google Inc. Class A b

    4,138        3,127,045   

Symantec Corp. b

    25,626        557,878   

Yahoo! Inc. b

    10,458        205,291   
   

 

 

 
      3,890,214   

IRON & STEEL — 0.35%

  

 

Nucor Corp.

    14,334        659,507   
   

 

 

 
      659,507   

LODGING — 0.24%

  

 

Marriott International Inc. Class A

    11,464        458,331   
   

 

 

 
      458,331   

MACHINERY — 2.33%

  

 

Cummins Inc.

    4,754        545,902   

Deere & Co.

    21,759        2,046,652   

Xylem Inc.

    64,223        1,793,748   
   

 

 

 
      4,386,302   

MANUFACTURING — 3.69%

  

 

Eaton Corp. PLC

    122,285        6,964,131   
   

 

 

 
      6,964,131   

MEDIA — 0.49%

  

 

Discovery Communications Inc.
Series C NVS b

    7,040        448,519   

Time Warner Cable Inc.

    5,239        468,052   
   

 

 

 
      916,571   
Security   Shares     Value  
   

OFFICE & BUSINESS EQUIPMENT — 0.49%

  

 

Pitney Bowes Inc. c

    12,646      $ 182,229   

Xerox Corp.

    93,306        747,381   
   

 

 

 
      929,610   

OIL & GAS — 5.58%

  

 

Apache Corp.

    5,231        438,149   

Cimarex Energy Co.

    3,092        197,455   

Concho Resources Inc. b

    2,026        184,812   

Denbury Resources Inc. b,c

    77,587        1,445,446   

Devon Energy Corp.

    22,938        1,311,824   

EOG Resources Inc.

    5,586        698,138   

EQT Corp.

    3,931        233,541   

Hess Corp.

    24,101        1,618,623   

Marathon Oil Corp.

    13,333        448,122   

Newfield Exploration Co. b

    13,368        394,356   

Noble Corp.

    34,228        1,386,234   

Noble Energy Inc.

    2,286        246,408   

Pioneer Natural Resources Co.

    4,805        564,780   

QEP Resources Inc.

    15,197        446,032   

Range Resources Corp.

    2,567        172,425   

Southwestern Energy Co. b

    16,278        558,335   

Ultra Petroleum Corp. b,c

    9,925        180,834   
   

 

 

 
      10,525,514   

OIL & GAS SERVICES — 0.30%

  

 

National Oilwell Varco Inc.

    4,695        348,087   

Superior Energy Services Inc. b

    8,809        219,961   
   

 

 

 
      568,048   

PACKAGING & CONTAINERS — 1.83%

  

 

Ball Corp.

    77,593        3,454,440   
   

 

 

 
      3,454,440   

PHARMACEUTICALS — 3.49%

  

 

Johnson & Johnson

    19,729        1,458,368   

Merck & Co. Inc.

    63,234        2,734,870   

Patterson Companies Inc.

    66,087        2,387,723   
   

 

 

 
      6,580,961   

PIPELINES — 2.17%

  

 

Spectra Energy Corp.

    147,558        4,099,161   
   

 

 

 
      4,099,161   

REAL ESTATE — 0.95%

  

 

CBRE Group Inc. Class A b

    82,785        1,786,500   
   

 

 

 
      1,786,500   

REAL ESTATE INVESTMENT TRUSTS — 3.06%

  

 

Digital Realty Trust Inc. c

    2,722        184,851   

Liberty Property Trust c

    63,886        2,502,414   

Prologis Inc.

    77,242        3,081,956   
   

 

 

 
      5,769,221   
 

 

118   

Schedule of Investments (Unaudited) (Continued)

iSHARES ® MSCI USA ESG SELECT SOCIAL INDEX FUND

January 31, 2013

 

Security   Shares     Value  
   

RETAIL — 6.76%

  

 

Best Buy Co. Inc.

    10,279      $ 167,137   

CarMax Inc. b,c

    6,214        244,956   

Darden Restaurants Inc.

    3,765        175,072   

Gap Inc. (The)

    61,440        2,007,859   

McDonald’s Corp.

    27,667        2,636,388   

Nordstrom Inc.

    21,391        1,181,425   

PVH Corp.

    5,595        665,078   

Staples Inc.

    29,538        398,172   

Starbucks Corp.

    39,658        2,225,607   

Tiffany & Co.

    16,428        1,080,141   

TJX Companies Inc. (The)

    43,720        1,975,270   
   

 

 

 
      12,757,105   

SEMICONDUCTORS — 3.32%

  

 

Applied Materials Inc.

    43,490        561,456   

Intel Corp.

    128,513        2,703,914   

QUALCOMM Inc.

    23,270        1,536,518   

Texas Instruments Inc.

    44,343        1,466,866   
   

 

 

 
      6,268,754   

SOFTWARE — 4.67%

  

 

Adobe Systems Inc. b

    17,873        676,135   

Autodesk Inc. b

    17,434        677,834   

CA Inc.

    30,152        748,373   

Intuit Inc.

    17,944        1,119,347   

Microsoft Corp.

    77,749        2,135,765   

Oracle Corp.

    80,362        2,853,655   

Salesforce.com Inc. b,c

    3,497        601,938   
   

 

 

 
      8,813,047   

TELECOMMUNICATIONS — 2.35%

  

 

Cisco Systems Inc.

    120,241        2,473,357   

Corning Inc.

    25,280        303,360   

Motorola Solutions Inc.

    16,120        941,247   

Sprint Nextel Corp. b

    126,582        712,657   
   

 

 

 
      4,430,621   

TEXTILES — 0.33%

  

 

Mohawk Industries Inc. b,c

    6,176        627,852   
   

 

 

 
      627,852   

TOYS, GAMES & HOBBIES — 0.30%

  

 

Mattel Inc.

    15,259        574,196   
   

 

 

 
      574,196   

TRANSPORTATION — 1.76%

  

 

Expeditors International of Washington Inc.

    10,329        443,114   

Norfolk Southern Corp.

    25,738        1,772,576   

United Parcel Service Inc. Class B

    13,816        1,095,471   
   

 

 

 
      3,311,161   
   

 

 

 

TOTAL COMMON STOCKS

   

(Cost: $160,414,601)

      188,332,367   
Security   Shares     Value  
   

SHORT-TERM INVESTMENTS — 1.58%

  

 

MONEY MARKET FUNDS — 1.58%

  

 

BlackRock Cash Funds: Institutional,
SL Agency Shares

   

0.22% a,d,e

    2,572,709      $ 2,572,709   

BlackRock Cash Funds: Prime,
SL Agency Shares

   

0.20% a,d,e

    180,058        180,058   

BlackRock Cash Funds: Treasury,
SL Agency Shares

   

0.03% a,d

    217,907        217,907   
   

 

 

 
      2,970,674   
   

 

 

 

TOTAL SHORT-TERM INVESTMENTS

   

(Cost: $2,970,674)

      2,970,674   
   

 

 

 

TOTAL INVESTMENTS
IN SECURITIES — 101.42%

    

 

(Cost: $163,385,275)

      191,303,041   

Other Assets, Less Liabilities — (1.42)%

  

    (2,670,766 ) 
   

 

 

 

NET ASSETS — 100.00%

    $ 188,632,275   
   

 

 

 

 

NVS

 

—  Non-Voting Shares

 

a  

Affiliated issuer. See Note 2.

b  

Non-income earning security.

c  

All or a portion of this security represents a security on loan. See Note 3.

d  

The rate quoted is the annualized seven-day yield of the fund at period end.

e  

All or a portion of this security represents an investment of securities lending collateral. See Note 3.

See accompanying notes to schedules of investments.

 

 

     119   

Notes to Schedules of Investments (Unaudited)

iSHARES ® TRUST

 

iShares Trust (the “Trust”) is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end management investment company. The Trust was established as a Delaware statutory trust pursuant to an Agreement and Declaration of Trust dated December 16, 1999.

These schedules of investments relate only to the following funds (each, a “Fund,” and collectively, the “Funds”):

 

iShares Fund

Cohen & Steers Realty Majors Index

Dow Jones International Select Dividend Index

Dow Jones Select Dividend Index

Dow Jones Transportation Average Index

Dow Jones U.S. Index

Dow Jones U.S. Aerospace & Defense Index

Dow Jones U.S. Basic Materials Sector Index

Dow Jones U.S. Broker-Dealers Index

Dow Jones U.S. Consumer Goods Sector Index

Dow Jones U.S. Consumer Services Sector Index

Dow Jones U.S. Energy Sector Index

Dow Jones U.S. Financial Sector Index

Dow Jones U.S. Financial Services Index

Dow Jones U.S. Healthcare Providers Index

Dow Jones U.S. Healthcare Sector Index

Dow Jones U.S. Home Construction Index

iShares Fund

Dow Jones U.S. Technology Sector Index

Dow Jones U.S. Telecommunications Sector Index

Dow Jones U.S. Utilities Sector Index

FTSE EPRA/NAREIT Developed Asia Index

FTSE EPRA/NAREIT Developed Europe Index

FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index

FTSE EPRA/NAREIT North America Index

FTSE NAREIT Industrial/Office Capped Index

FTSE NAREIT Mortgage Plus Capped Index

FTSE NAREIT Real Estate 50 Index

FTSE NAREIT Residential Plus Capped Index

FTSE NAREIT Retail Capped Index

High Dividend Equity

Morningstar Large Core Index

Morningstar Large Growth Index

Morningstar Large Value Index

 

 

     1   

Notes to Schedules of Investments  (Unaudited (Continued)

iSHARES ® TRUST

 

iShares Fund

Dow Jones U.S. Industrial Sector Index

Dow Jones U.S. Insurance Index

Dow Jones U.S. Medical Devices Index

Dow Jones U.S. Oil & Gas Exploration & Production Index

Dow Jones U.S. Oil Equipment & Services Index

Dow Jones U.S. Pharmaceuticals Index

Dow Jones U.S. Real Estate Index

Dow Jones U.S. Regional Banks Index

iShares Fund

Morningstar Mid Core Index

Morningstar Mid Growth Index

Morningstar Mid Value Index

Morningstar Small Core Index

Morningstar Small Growth Index

Morningstar Small Value Index

MSCI KLD 400 Social Index

MSCI USA ESG Select Social Index

 

 

1. SIGNIFICANT ACCOUNTING POLICIES

SECURITY VALUATION

Each Fund’s investments are valued at fair value each day that the Fund’s listing exchange is open. U.S. GAAP defines fair value as the price a fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. The BlackRock Global Valuation Methodologies Committee (the “Global Valuation Committee”) provides oversight of the valuation of investments for the Funds. The investments of each Fund are valued pursuant to policies and procedures developed by the Global Valuation Committee and approved by the Board of Trustees of the Trust (the “Board”).

 

  •  

Equity investments traded on a recognized securities exchange are valued at that day’s last reported trade price or the official closing price, as applicable, on the exchange where the stock is primarily traded. Equity investments traded on a recognized exchange for which there were no sales on that day are valued at the last traded price.

 

  •  

Exchange-traded funds and closed-end funds traded on a recognized securities exchange are valued at that day’s last reported trade price or the official closing price, as applicable, on the exchange where the fund is primarily traded. Funds traded on a recognized exchange for which there were no sales on that day are valued at the last traded price.

 

  •  

Open-end U.S. mutual funds are valued at that day’s published net asset value (NAV).

 

  •  

Financial futures contracts are valued at that day’s last reported settlement price on the exchange where the contract is traded.

 

2   

Notes to Schedules of Investments  (Unaudited) (Continued)

iSHARES ® TRUST

 

In the event that application of these methods of valuation results in a price for an investment which is deemed not to be representative of the fair value of such investment or if a price is not available, the investment will be valued based upon other available factors deemed relevant by the Global Valuation Committee, in accordance with policies approved by the Board. These factors include but are not limited to (i) attributes specific to the investment; (ii) the principal market for the investment; (iii) the customary participants in the principal market for the investment; (iv) data assumptions by market participants for the investment, if reasonably available; (v) quoted prices for similar investments in active markets; and (vi) other factors, such as future cash flows, interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and/or other default rates. Valuations based on such factors are reported to the Board on a quarterly basis.

The Global Valuation Committee employs various methods for calibrating valuation approaches for investments where an active market does not exist, including regular due diligence of the Trust’s pricing vendors, a regular review of key inputs and assumptions, transactional back-testing or disposition analysis to compare unrealized gains and losses to realized gains and losses, reviews of missing or stale prices and large movements in market values, and reviews of market related activity.

Fair value pricing could result in a difference between the prices used to calculate a Fund’s net asset value and the prices used by the Fund’s underlying index, which in turn could result in a difference between the Fund’s performance and the performance of the Fund’s underlying index.

Various inputs are used in determining the fair value of financial instruments. Inputs may be based on independent market data (“observable inputs”) or they may be internally developed (“unobservable inputs”). These inputs are categorized into a disclosure hierarchy consisting of three broad levels for financial reporting purposes. The level of a value determined for a financial instrument within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement in its entirety. The categorization of a value determined for a financial instrument within the hierarchy is based upon the pricing transparency of the instrument and does not necessarily correspond to the Funds’ perceived risk of that instrument. The three levels of the fair value hierarchy are as follows:

 

  •  

Level 1 — Unadjusted quoted prices in active markets for identical assets or liabilities;

 

  •  

Level 2 — Inputs other than quoted prices included within Level 1 that are observable for the asset or liability either directly or indirectly, including quoted prices for similar assets or liabilities in active markets, quoted prices for identical or similar assets or liabilities in markets that are not considered to be active, inputs other than quoted prices that are observable for the asset or liability (such as exchange rates, financing terms, interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market-corroborated inputs; and

 

     3   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

  •  

Level 3 —Unobservable inputs for the asset or liability, including the Funds’ assumptions used in determining the fair value of investments.

Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy. In accordance with the Trust’s policy, transfers between different levels of the fair value hierarchy are deemed to have occurred as of the beginning of the reporting period.

The following table summarizes the value of each of the Funds’ investments according to the fair value hierarchy as of January 31, 2013. The breakdown of each Fund’s investments into major categories is disclosed in its respective schedule of investments.

 

iShares Fund and
Investment Type 		   Investments  
   Level 1      Level 2      Level 3      Total  

Cohen & Steers Realty Majors Index

           

Assets:

           

Common Stocks

   $ 2,831,470,643       $ —       $ —       $ 2,831,470,643   

Short-Term Investments

     365,112,121         —         —         365,112,121   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 3,196,582,764       $ —       $ —       $ 3,196,582,764   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones International Select Dividend Index

           

Assets:

           

Common Stocks

   $ 1,654,720,055       $ —       $ —       $ 1,654,720,055   

Preferred Stocks

     14,740,552         —         —         14,740,552   

Short-Term Investments

     3,613,529         —         —         3,613,529   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 1,673,074,136       $ —       $ —       $ 1,673,074,136   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones Select Dividend Index

           

Assets:

           

Common Stocks

   $ 10,876,538,746       $ —       $ —       $ 10,876,538,746   

Short-Term Investments

     394,412,231         —         —         394,412,231   

Futures Contracts a

     2,365,500         —         —         2,365,500   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 11,273,316,477       $ —       $ —       $ 11,273,316,477   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones Transportation Average Index

           

Assets:

           

Common Stocks

   $ 664,205,785       $ —       $ —       $ 664,205,785   

Short-Term Investments

     33,608,739         —         —         33,608,739   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 697,814,524       $ —       $ —       $ 697,814,524   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Index

           

Assets:

           

Common Stocks

   $ 645,085,213       $ —       $ —       $ 645,085,213   

Short-Term Investments

     14,131,879         —         —         14,131,879   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 659,217,092       $ —       $ —       $ 659,217,092   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Aerospace & Defense Index

           

Assets:

           

Common Stocks

   $ 79,306,144       $ —       $ —       $ 79,306,144   

Short-Term Investments

     6,597,172         —         —         6,597,172   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 85,903,316       $ —       $ —       $ 85,903,316   
  

 

 

    

 

 

    

 

 

    

 

 

 
                                     

 

4   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Fund and
Investment Type 		   Investments  
   Level 1      Level 2      Level 3      Total  

Dow Jones U.S. Basic Materials Sector Index

           

Assets:

           

Common Stocks

   $ 608,283,455       $ —       $ —       $ 608,283,455   

Short-Term Investments

     35,630,798         —         —         35,630,798   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 643,914,253       $ —       $ —       $ 643,914,253   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Broker-Dealers Index

           

Assets:

           

Common Stocks

   $ 54,757,325       $ —       $ —       $ 54,757,325   

Short-Term Investments

     4,474,517         —         —         4,474,517   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 59,231,842       $ —       $ —       $ 59,231,842   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Consumer Goods Sector Index

           

Assets:

           

Common Stocks

   $ 389,065,143       $ —       $ —       $ 389,065,143   

Short-Term Investments

     10,287,736         —         —         10,287,736   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 399,352,879       $ —       $ —       $ 399,352,879   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Consumer Services Sector Index

           

Assets:

           

Common Stocks

   $ 359,308,671       $ —       $ —       $ 359,308,671   

Short-Term Investments

     7,963,372         —         —         7,963,372   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 367,272,043       $ —       $ —       $ 367,272,043   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Energy Sector Index

           

Assets:

           

Common Stocks

   $ 1,172,711,116       $ —       $ —       $ 1,172,711,116   

Short-Term Investments

     28,132,291         —         —         28,132,291   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 1,200,843,407       $ —       $ —       $ 1,200,843,407   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Financial Sector Index

           

Assets:

           

Common Stocks

   $ 776,295,015       $ —       $ —       $ 776,295,015   

Short-Term Investments

     28,934,155         —         —         28,934,155   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 805,229,170       $ —       $ —       $ 805,229,170   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Financial Services Index

           

Assets:

           

Common Stocks

   $ 454,774,468       $ —       $ —       $ 454,774,468   

Short-Term Investments

     5,185,808         —         —         5,185,808   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 459,960,276       $ —       $ —       $ 459,960,276   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Healthcare Providers Index

           

Assets:

           

Common Stocks

   $ 239,261,429       $ —       $ —       $ 239,261,429   

Short-Term Investments

     20,087,404         —         —         20,087,404   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 259,348,833       $ —       $ —       $ 259,348,833   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Healthcare Sector Index

           

Assets:

           

Common Stocks

   $ 770,701,880       $ —       $ —       $ 770,701,880   

Short-Term Investments

     24,787,891         —         —         24,787,891   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 795,489,771       $ —       $ —       $ 795,489,771   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Home Construction Index

           

Assets:

           

Common Stocks

   $ 2,245,925,181       $ —       $ —       $ 2,245,925,181   

Short-Term Investments

     194,714,044         —         —         194,714,044   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 2,440,639,225       $ —       $ —       $ 2,440,639,225   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Industrial Sector Index

           

Assets:

           

Common Stocks

   $ 790,277,290       $ —       $ —       $ 790,277,290   

Short-Term Investments

     25,115,536         —         —         25,115,536   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 815,392,826       $ —       $ —       $ 815,392,826   
  

 

 

    

 

 

    

 

 

    

 

 

 
                                     

 

 

     5   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Fund and
Investment Type 		   Investments  
   Level 1      Level 2      Level 3      Total  

Dow Jones U.S. Insurance Index

           

Assets:

           

Common Stocks

   $ 92,831,119       $ —       $ —       $ 92,831,119   

Short-Term Investments

     3,316,616         —         —         3,316,616   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 96,147,735       $ —       $ —       $ 96,147,735   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Medical Devices Index

           

Assets:

           

Common Stocks

   $ 325,867,759       $ —       $ —       $ 325,867,759   

Short-Term Investments

     33,356,931         —         —         33,356,931   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 359,224,690       $ —       $ —       $ 359,224,690   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Oil & Gas Exploration & Production Index

           

Assets:

           

Common Stocks

   $ 315,507,582       $ —       $ —       $ 315,507,582   

Short-Term Investments

     15,367,995         —         —         15,367,995   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 330,875,577       $ —       $ —       $ 330,875,577   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Oil Equipment & Services Index

           

Assets:

           

Common Stocks

   $ 369,932,856       $ —       $ —       $ 369,932,856   

Short-Term Investments

     17,027,010         —         —         17,027,010   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 386,959,866       $ —       $ —       $ 386,959,866   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Pharmaceuticals Index

           

Assets:

           

Common Stocks

   $ 350,051,127       $ —       $ —       $ 350,051,127   

Short-Term Investments

     50,244,968         —         —         50,244,968   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 400,296,095       $ —       $ —       $ 400,296,095   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Real Estate Index

           

Assets:

           

Common Stocks

   $ 4,485,523,762       $ —       $ —       $ 4,485,523,762   

Short-Term Investments

     618,357,496         —         —         618,357,496   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 5,103,881,258       $ —       $ —       $ 5,103,881,258   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Regional Banks Index

           

Assets:

           

Common Stocks

   $ 282,726,573       $ —       $ —       $ 282,726,573   

Short-Term Investments

     5,795,319         —         —         5,795,319   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 288,521,892       $ —       $ —       $ 288,521,892   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Technology Sector Index

           

Assets:

           

Common Stocks

   $ 1,847,715,253       $ —       $ —       $ 1,847,715,253   

Short-Term Investments

     56,140,439         —         —         56,140,439   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 1,903,855,692       $ —       $ —       $ 1,903,855,692   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Telecommunications Sector Index

           

Assets:

           

Common Stocks

   $ 455,087,180       $ —       $ —       $ 455,087,180   

Short-Term Investments

     61,856,121         —         —         61,856,121   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 516,943,301       $ —       $ —       $ 516,943,301   
  

 

 

    

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Utilities Sector Index

           

Assets:

           

Common Stocks

   $ 923,249,151       $ —       $ —       $ 923,249,151   

Short-Term Investments

     2,950,885         —         —         2,950,885   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 926,200,036       $ —       $ —       $ 926,200,036   
  

 

 

    

 

 

    

 

 

    

 

 

 
                                     

 

6   

Notes to Schedules of Investments  (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Fund and
Investment Type 		   Investments  
   Level 1      Level 2      Level 3      Total  

FTSE EPRA/NAREIT Developed Asia Index

           

Assets:

           

Common Stocks

   $ 37,492,539       $ —       $ 7       $ 37,492,546   

Short-Term Investments

     1,071,508         —         —         1,071,508   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 38,564,047       $ —       $ 7       $ 38,564,054   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE EPRA/NAREIT Developed Europe Index

           

Assets:

           

Common Stocks

   $ 13,728,455       $ —       $ —       $ 13,728,455   

Investment Companies

     182,925         —         —         182,925   

Warrants

     —         —         0 b          0 b    

Short-Term Investments

     50,724         —         —         50,724   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 13,962,104       $ —       $ 0 b        $ 13,962,104   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index

           

Assets:

           

Common Stocks

   $ 1,610,988,110       $ —       $ 90       $ 1,610,988,200   

Investment Companies

     5,402,303         —         —         5,402,303   

Warrants

     —         —         0 b          0 b    

Short-Term Investments

     21,055,514         —         —         21,055,514   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 1,637,445,927       $ —       $ 90       $ 1,637,446,017   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE EPRA/NAREIT North America Index

           

Assets:

           

Common Stocks

   $ 22,183,468       $ —       $ —       $ 22,183,468   

Short-Term Investments

     2,214,364         —         —         2,214,364   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 24,397,832       $ —       $ —       $ 24,397,832   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE NAREIT Industrial/Office Capped Index

           

Assets:

           

Common Stocks

   $ 10,619,189       $ —       $ 0 b        $ 10,619,189   

Short-Term Investments

     1,278,305         —         —         1,278,305   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 11,897,494       $ —       $ 0 b        $ 11,897,494   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE NAREIT Mortgage Plus Capped Index

           

Assets:

           

Common Stocks

   $ 1,004,237,787       $ —       $ —       $ 1,004,237,787   

Short-Term Investments

     75,642,138         —         —         75,642,138   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 1,079,879,925       $ —       $ —       $ 1,079,879,925   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE NAREIT Real Estate 50 Index

           

Assets:

           

Common Stocks

   $ 80,214,852       $ —       $ —       $ 80,214,852   

Short-Term Investments

     8,945,078         —         —         8,945,078   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 89,159,930       $ —       $ —       $ 89,159,930   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE NAREIT Residential Plus Capped Index

           

Assets:

           

Common Stocks

   $ 280,295,310       $ —       $ —       $ 280,295,310   

Short-Term Investments

     36,443,317         —         —         36,443,317   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 316,738,627       $ —       $ —       $ 316,738,627   
  

 

 

    

 

 

    

 

 

    

 

 

 

FTSE NAREIT Retail Capped Index

           

Assets:

           

Common Stocks

   $ 18,285,749       $ —       $ —       $ 18,285,749   

Short-Term Investments

     3,015,740         —         —         3,015,740   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 21,301,489       $ —       $ —       $ 21,301,489   
  

 

 

    

 

 

    

 

 

    

 

 

 

High Dividend Equity

           

Assets:

           

Common Stocks

   $ 2,302,101,750       $ —       $ —       $ 2,302,101,750   

Short-Term Investments

     7,387,349         —         —         7,387,349   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 2,309,489,099       $ —       $ —       $ 2,309,489,099   
  

 

 

    

 

 

    

 

 

    

 

 

 
                                     

 

     7   

Notes to Schedules of Investments  (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Fund and
Investment Type 		   Investments  
   Level 1     Level 2      Level 3      Total  

Morningstar Large Core Index

          

Assets:

          

Common Stocks

   $ 304,099,763      $ —       $ —       $ 304,099,763   

Short-Term Investments

     2,353,583        —         —         2,353,583   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 306,453,346      $ —       $ —       $ 306,453,346   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Large Growth Index

          

Assets:

          

Common Stocks

   $ 452,740,256      $ —       $ —       $ 452,740,256   

Short-Term Investments

     12,131,506        —         —         12,131,506   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 464,871,762      $ —       $ —       $ 464,871,762   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Large Value Index

          

Assets:

          

Common Stocks

   $ 251,183,783      $ —       $ —       $ 251,183,783   

Short-Term Investments

     1,985,797        —         —         1,985,797   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 253,169,580      $ —       $
  		 
— 		  
   		   $ 253,169,580   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Mid Core Index

          

Assets:

          

Common Stocks

   $ 173,827,068      $ —       $ —       $ 173,827,068   

Short-Term Investments

     6,311,655        —         —         6,311,655   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 180,138,723      $ —       $ —       $ 180,138,723   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Mid Growth Index

          

Assets:

          

Common Stocks

   $ 159,722,499      $ —       $ —       $ 159,722,499   

Short-Term Investments

     10,571,617        —         —         10,571,617   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 170,294,116      $ —       $ —       $ 170,294,116   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Mid Value Index

          

Assets:

          

Common Stocks

   $ 106,346,416      $ —       $ —       $ 106,346,416   

Short-Term Investments

     3,034,935        —         —         3,034,935   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 109,381,351      $ —       $ —       $ 109,381,351   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Small Core Index

          

Assets:

          

Common Stocks

   $ 152,308,059      $ —       $ —       $ 152,308,059   

Short-Term Investments

     13,386,935        —         —         13,386,935   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 165,694,994      $ —       $ —       $ 165,694,994   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Small Growth Index

          

Assets:

          

Common Stocks

   $ 89,417,552      $ —       $ —       $ 89,417,552   

Short-Term Investments

     12,130,455        —         —         12,130,455   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 101,548,007      $ —       $ —       $ 101,548,007   
  

 

 

   

 

 

    

 

 

    

 

 

 

Morningstar Small Value Index

          

Assets:

          

Common Stocks

   $ 228,806,705      $ —       $ —       $ 228,806,705   

Short-Term Investments

     18,015,371        —         —         18,015,371   

Liabilities:

          

Short Positions

   $ (253,094 )    $ —       $ —       $ (253,094 ) 
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 246,568,982      $ —       $ —       $ 246,568,982   
  

 

 

   

 

 

    

 

 

    

 

 

 

MSCI KLD 400 Social Index

          

Assets:

          

Common Stocks

   $ 183,910,646      $ —       $ —       $ 183,910,646   

Short-Term Investments

     3,533,794        —         —         3,533,794   
  

 

 

   

 

 

    

 

 

    

 

 

 
   $ 187,444,440      $ —       $ —       $ 187,444,440   
  

 

 

   

 

 

    

 

 

    

 

 

 
                                    

 

8   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Fund and
Investment Type 		   Investments  
   Level 1      Level 2      Level 3      Total  

MSCI USA ESG Select Social Index

           

Assets:

           

Common Stocks

   $ 188,332,367       $ —       $ —       $ 188,332,367   

Short-Term Investments

     2,970,674         —         —         2,970,674   
  

 

 

    

 

 

    

 

 

    

 

 

 
   $ 191,303,041       $ —       $ —       $ 191,303,041   
  

 

 

    

 

 

    

 

 

    

 

 

 
                                     

 

  a    

Futures contracts are shown at the net unrealized appreciation (depreciation) on the contracts.

  b    

Rounds to less than $1.

FOREIGN CURRENCY TRANSLATION

The accounting records of the Funds are maintained in U.S. dollars. Foreign currencies, as well as investment securities and other assets and liabilities denominated in foreign currencies, are translated into U.S. dollars using exchange rates deemed appropriate by the investment adviser. Purchases and sales of securities, income receipts and expense payments are translated into U.S. dollars on the respective dates of such transactions.

FEDERAL INCOME TAXES

As of January 31, 2013, gross unrealized appreciation and gross unrealized depreciation based on cost for federal income tax purposes were as follows:

 

     9   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Fund    Tax Cost     

Gross

Unrealized

Appreciation

    

Gross

Unrealized

Depreciation

   

Net Unrealized

Appreciation

(Depreciation)

 

Cohen & Steers Realty Majors Index

   $ 3,092,642,538       $ 310,305,378       $ (206,365,152 )    $ 103,940,226   

Dow Jones International Select Dividend Index

     1,542,284,552         192,138,787         (61,349,203 )      130,789,584   

Dow Jones Select Dividend Index

     10,023,760,242         1,579,749,384         (332,558,649 )      1,247,190,735   

Dow Jones Transportation Average Index

     697,204,995         20,614,613         (20,005,084 )      609,529   

Dow Jones U.S. Index

     595,931,217         128,753,436         (65,467,561 )      63,285,875   

Dow Jones U.S. Aerospace & Defense Index

     95,616,648         4,643,242         (14,356,574 )      (9,713,332 ) 

Dow Jones U.S. Basic Materials Sector Index

     773,140,724         32,404,909         (161,631,380 )      (129,226,471 ) 

Dow Jones U.S. Broker-Dealers Index

     70,116,739         1,426,531         (12,311,428 )      (10,884,897 ) 

Dow Jones U.S. Consumer Goods Sector Index

     369,469,040         48,492,442         (18,608,603 )      29,883,839   

Dow Jones U.S. Consumer Services Sector Index

     335,245,061         50,932,382         (18,905,400 )      32,026,982   

Dow Jones U.S. Energy Sector Index

     1,203,457,643         85,827,951         (88,442,187 )      (2,614,236 ) 

Dow Jones U.S. Financial Sector Index

     858,968,523         38,488,970         (92,228,323 )      (53,739,353 ) 

Dow Jones U.S. Financial Services Index

     490,815,811         18,277,891         (49,133,426 )      (30,855,535 ) 

Dow Jones U.S. Healthcare Providers Index

     260,250,645         14,795,770         (15,697,582 )      (901,812 ) 

Dow Jones U.S. Healthcare Sector Index

     777,809,261         80,040,509         (62,359,999 )      17,680,510   

Dow Jones U.S. Home Construction Index

     2,026,985,824         431,177,598         (17,524,197 )      413,653,401   

Dow Jones U.S. Industrial Sector Index

     819,875,925         38,048,672         (42,531,771 )      (4,483,099 ) 

Dow Jones U.S. Insurance Index

     88,329,268         10,757,995         (2,939,528 )      7,818,467   

Dow Jones U.S. Medical Devices Index

     364,763,770         23,265,106         (28,804,186 )      (5,539,080 ) 

Dow Jones U.S. Oil & Gas Exploration & Production Index

     358,834,948         33,277,003         (61,236,374 )      (27,959,371 ) 

Dow Jones U.S. Oil Equipment & Services Index

     420,786,777         18,587,193         (52,414,104 )      (33,826,911 ) 

Dow Jones U.S. Pharmaceuticals Index

     372,581,098         43,634,863         (15,919,866 )      27,714,997   

Dow Jones U.S. Real Estate Index

     5,157,123,828         101,124,939         (154,367,509 )      (53,242,570 ) 

Dow Jones U.S. Regional Banks Index

     304,855,123         3,494,332         (19,827,563 )      (16,333,231 ) 

Dow Jones U.S. Technology Sector Index

     1,974,134,912         112,371,559         (182,650,779 )      (70,279,220 ) 

Dow Jones U.S. Telecommunications Sector Index

     579,459,681         18,521,130         (81,037,510 )      (62,516,380 ) 

Dow Jones U.S. Utilities Sector Index

     927,472,426         65,743,213         (67,015,603 )      (1,272,390 ) 

FTSE EPRA/NAREIT Developed Asia Index

     35,398,476         4,807,553         (1,641,975 )      3,165,578   

FTSE EPRA/NAREIT Developed Europe Index

     14,581,622         905,263         (1,524,781 )      (619,518 ) 

FTSE EPRA/NAREIT Developed Real Estate ex-U.S. Index

     1,380,695,267         299,435,256         (42,684,506 )      256,750,750   

FTSE EPRA/NAREIT North America Index

     23,113,671         1,811,623         (527,462 )      1,284,161   

FTSE NAREIT Industrial/Office Capped Index

     10,068,446         2,353,080         (524,032 )      1,829,048   

FTSE NAREIT Mortgage Plus Capped Index

     1,043,320,682         77,810,512         (41,251,269 )      36,559,243   

FTSE NAREIT Real Estate 50 Index

     81,918,270         9,369,648         (2,127,988 )      7,241,660   

FTSE NAREIT Residential Plus Capped Index

     295,342,867         25,351,976         (3,956,216 )      21,395,760   

FTSE NAREIT Retail Capped Index

     20,250,453         1,132,456         (81,420 )      1,051,036   

High Dividend Equity

     2,149,734,028         180,807,113         (21,052,042 )      159,755,071   

Morningstar Large Core Index

     264,149,175         44,533,554         (2,229,383 )      42,304,171   

Morningstar Large Growth Index

     359,572,964         108,339,514         (3,040,716 )      105,298,798   

Morningstar Large Value Index

     242,605,103         33,615,141         (23,050,664 )      10,564,477   

Morningstar Mid Core Index

     157,396,272         25,352,216         (2,609,765 )      22,742,451   

Morningstar Mid Growth Index

     143,994,863         29,536,635         (3,237,382 )      26,299,253   

Morningstar Mid Value Index

     100,080,338         15,290,838         (5,989,825 )      9,301,013   

Morningstar Small Core Index

     147,428,005         20,564,165         (2,297,176 )      18,266,989   

Morningstar Small Growth Index

     91,213,645         14,615,801         (4,281,439 )      10,334,362   

Morningstar Small Value Index

     220,254,546         32,332,755         (5,765,225 )      26,567,530   

MSCI KLD 400 Social Index

     156,496,879         38,989,024         (8,041,463 )      30,947,561   

MSCI USA ESG Select Social Index

     165,277,113         31,736,603         (5,710,675 )      26,025,928   

 

10   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

RECENT ACCOUNTING STANDARD

In December 2011, the Financial Accounting Standards Board issued guidance to enhance current disclosure requirements on offsetting of certain assets and liabilities and enable financial statement users to compare financial statements prepared under U.S. GAAP and International Financial Reporting Standards (IFRS). The new disclosures are required for investments and derivative financial instruments subject to master netting agreements or similar agreements and require an entity to disclose both gross and net information about such investments and transactions eligible for offset in the statement of assets and liabilities. In addition, the standard requires disclosure of collateral received and posted in connection with master netting agreements or similar agreements. The guidance is effective for financial statements for fiscal years beginning after January 1, 2013, and interim periods within those fiscal years. Management is evaluating the impact of this guidance on the Funds’ financial statements and disclosures.

 

2. TRANSACTIONS WITH AFFILIATES

Each Fund may invest its positive cash balances in certain money market funds managed by BlackRock Fund Advisors (“BFA”), the Funds’ investment adviser, or an affiliate. BFA is a California corporation indirectly owned by BlackRock, Inc. (“BlackRock”).

The PNC Financial Services Group, Inc. is the largest stockholder of BlackRock and is considered to be an affiliate of the Funds for 1940 Act purposes.

Investments in issuers considered to be affiliates of the Funds (excluding short-term investments) during the nine months ended January 31, 2013, for purposes of Section 2(a)(3) of the 1940 Act, were as follows:

 

iShares Index Fund and

Name of Affiliated Issuer

  

Shares Held

at Beginning

of Period

    

Shares

Purchased

    

Shares

Sold

   

Shares
Held

at End

of Period

    

Value at

End

of Period

    

Dividend

Income

    

Net

Realized

Gain (Loss)

 

Dow Jones Select Dividend

                   

Avista Corp.

     2,839,151         784,523         (430,174 )      3,193,500       $ 82,583,910       $ 2,564,763       $ (83,462 ) 

Bank of Hawaii Corp.

     2,809,720         442,561         (490,813 )      2,761,468         132,798,996         3,920,758         606,935   

Black Hills Corp.

     2,880,998         465,500         (650,915 )      2,695,583         108,766,774         3,348,905         1,738,836   
                                                               

 

     11   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Index Fund and

Name of Affiliated Issuer

  

Shares Held

at Beginning

of Period

    

Shares

Purchased

    

Shares

Sold

   

Shares Held

at End

of Period

    

Value at

End

of Period

    

Dividend

Income

    

Net

Realized

Gain (Loss)

 

Deluxe Corp. a

     2,973,774         456,290         (1,259,808 )      2,170,256         79,843,718         2,314,694         10,541,385   

Meredith Corp.

     —         2,900,955         (13,481 )      2,887,474         104,699,807         —         (3,529 ) 

New Jersey Resources Corp.

     2,018,280         942,501         (312,297 )      2,648,484         111,315,783         2,477,194         1,499,072   

Universal Corp.

     2,873,211         447,676         (679,081 )      2,641,806         143,661,410         4,219,753         3,984,112   

UNS Energy Corp. b

     2,973,385         460,897         (768,618 )      2,665,664         120,727,923         3,939,941         4,284,357   

Watsco Inc.

     2,230,049         351,154         (392,836 )      2,188,367         164,893,453         15,087,919         9,169,581   
             

 

 

    

 

 

    

 

 

 
              $ 1,049,291,774       $ 37,873,927       $ 31,737,287   
             

 

 

    

 

 

    

 

 

 

Dow Jones U.S.

                   

BlackRock Inc.

     4,610         1,288         (753 )      5,145       $ 1,215,661       $ 20,976       $ (1,124 ) 

PNC Financial Services Group Inc. (The)

     23,876         702         (2,970 )      21,608         1,335,374         26,382         13,201   
             

 

 

    

 

 

    

 

 

 
              $ 2,551,035       $ 47,358       $ 12,077   
             

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Financial Sector

                   

BlackRock Inc.

     22,666         23,448         (11,123 )      34,991       $ 8,267,673       $ 101,762       $ (78,929 ) 

PNC Financial Services Group Inc. (The)

     117,385         86,040         (55,928 )      147,497         9,115,315         134,778         (78,293 ) 
             

 

 

    

 

 

    

 

 

 
              $ 17,382,988       $ 236,540       $ (157,222 ) 
             

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Financial Services

                   

BlackRock Inc.

     22,990         24,512         (10,967 )      36,535       $ 8,632,490       $ 96,788       $ 60,489   

PNC Financial Services Group Inc. (The)

     119,106         85,671         (50,784 )      153,993         9,516,767         129,936         80,378   
             

 

 

    

 

 

    

 

 

 
              $ 18,149,257       $ 226,724       $ 140,867   
             

 

 

    

 

 

    

 

 

 
                                                               

 

12   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

iShares Index Fund and

Name of Affiliated Issuer

  

Shares Held

at Beginning

of Period

    

Shares

Purchased

    

Shares

Sold

   

Shares Held

at End

of Period

    

Value at

End

of Period

    

Dividend

Income

    

Net

Realized

Gain (Loss)

 

Dow Jones U.S. Home Construction

                   

Cavco Industries Inc.

     266,981         475,751         (279,815 )      462,917       $ 24,006,876       $ —       $ 269,153   

M/I Homes Inc.

     1,072,675         1,519,897         (1,179,560 )      1,413,012         38,490,447         —         3,559,711   
             

 

 

    

 

 

    

 

 

 
              $ 62,497,323       $ —       $ 3,828,864   
             

 

 

    

 

 

    

 

 

 

Dow Jones U.S. Regional Banks

                   

PNC Financial Services Group Inc. (The)

     266,465         311,720         (78,012 )      500,173       $ 30,910,691       $ 337,668       $ (198,632 ) 
             

 

 

    

 

 

    

 

 

 

FTSE NAREIT Mortgage Plus Capped

                   

PennyMac Mortgage Investment Trust

     238,071         1,122,575         (405,404 )      955,242       $ 25,409,437       $ 1,008,760       $ 862,029   
             

 

 

    

 

 

    

 

 

 

Morningstar Large Core

                   

BlackRock Inc.

     —         11,453         (726 )      10,727       $ 2,534,575       $ 28,083       $ 8,254   
             

 

 

    

 

 

    

 

 

 

Morningstar Large Growth

                   

BlackRock Inc.

     13,775         115         (13,890 )      —       $ —       $ 20,075       $ (277,672 ) 
             

 

 

    

 

 

    

 

 

 

Morningstar Large Value

                   

PNC Financial Services Group Inc. (The)

     38,722         1,698         (6,411 )      34,009       $ 2,101,756       $ 42,702       $ 14,972   
             

 

 

    

 

 

    

 

 

 

MSCI KLD 400 Social

                   

BlackRock Inc.

     3,127         1,341         (319 )      4,149       $ 980,326       $ 18,110       $ 6,561   

PNC Financial Services Group Inc. (The)

     15,782         1,970         (1,294 )      16,458         1,017,104         19,218         9,459   
             

 

 

    

 

 

    

 

 

 
              $ 1,997,430       $ 37,328       $ 16,020   
             

 

 

    

 

 

    

 

 

 

MSCI USA ESG Select Social

                   

PNC Financial Services Group Inc. (The)

     5,001         620         (641 )      4,980       $ 307,764       $ 5,986       $ 11,364   
             

 

 

    

 

 

    

 

 

 
                                                               

 

  a  

As of January 31, 2013, the Fund held less than 5% of the outstanding voting shares of the issuer.

  b  

Formerly known as UniSource Energy Corp.

 

     13   

Notes to Schedules of Investments (Unaudited) (Continued)

iSHARES ® TRUST

 

3. LOANS OF PORTFOLIO SECURITIES

Each Fund may lend its investment securities to approved borrowers, such as brokers, dealers and other financial institutions. The borrower pledges and maintains with the Fund collateral consisting of cash, an irrevocable letter of credit issued by a bank, or securities issued or guaranteed by the U.S. government. The initial collateral received by each Fund is required to have a value of at least 102% of the current value of the loaned securities for securities traded on U.S. exchanges and a value of at least 105% for all other securities. The collateral is maintained thereafter, at a value equal to at least 100% of the current value of the securities on loan. The market value of the loaned securities is determined at the close of each business day of the Funds and any additional required collateral is delivered to the Funds on the next business day. The risks of securities lending include the risk that the borrower may not provide additional collateral when required or may not return the securities when due. To mitigate these risks, the Funds benefit from a borrower default indemnity provided by BlackRock. BlackRock’s indemnity allows for full replacement of securities lent. Any securities lending cash collateral may be reinvested in certain short-term instruments either directly on behalf of a fund or through one or more joint accounts or money market funds, including those managed by BFA or its affiliates. Each Fund could suffer a loss if the value of an investment purchased with cash collateral falls below the value of the cash collateral received.

As of January 31, 2013, any securities on loan were collateralized by cash. The cash collateral received was invested in money market funds managed by BFA.

 

4. FINANCIAL FUTURES CONTRACTS

Each Fund may purchase or sell financial futures contracts in an effort to help such Fund track its underlying index. A futures contract is a standardized, exchange-traded agreement to buy and sell a financial instrument at a set price on a future date. Upon entering into a futures contract, the Fund is required to pledge to the executing broker which holds segregated from its own assets, an amount of cash, U.S. government securities or other high-quality debt and equity securities equal to the minimum initial margin requirements of the exchange on which the contract is traded. Losses may arise if the value of a futures contract decreases due to an unfavorable change in the market rates or values of the underlying instrument during the term of the contract or if the counterparty does not perform under the contract. The use of futures contracts also involves the risk of an imperfect correlation in the movements in the price of futures contracts and the assets underlying such contracts.

 

14   

Item 2. Controls and Procedures.

 

  (a) The President (the Registrant’s Principal Executive Officer) and Chief Financial Officer (the Registrant’s Principal Financial Officer) have concluded that, based on their evaluation as of a date within 90 days of the filing date of this report, the disclosure controls and procedures of the Registrant (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) are reasonably designed to achieve the purposes described in Section 4(a) of the certifications filed with this Form N-Q.

 

  (b) There were no changes in the Registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.

 

Item 3. Exhibits.

 

  (a) Certifications of the President (the Registrant’s Principal Executive Officer) and Chief Financial Officer (the Registrant’s Principal Financial Officer) as required by Rule 30a-2(a) under the Investment Company Act of 1940 are filed with this Form N-Q as exhibits.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

iShares Trust

 

By:  

/s/ Michael Latham

 

Michael Latham, President

(Principal Executive Officer)

Date:   March 27, 2013

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 

By:  

/s/ Michael Latham

 

Michael Latham, President

(Principal Executive Officer)

Date:   March 27, 2013

 

By:  

/s/ Jack Gee

 

Jack Gee, Treasurer and Chief Financial Officer

(Principal Financial Officer)

Date:   March 27, 2013