TIDMCPX

RNS Number : 0930P

CAP-XX Limited

14 October 2021

14 October 2021

CAP-XX Limited

("CAP-XX" or "the Company")

Grant of Share Options

The Board of CAP-XX announces that a total of 34,665,000 options to subscribe for new ordinary shares (the "Options") have today been granted to Directors and various employees of CAP-XX.

The Options have been granted pursuant to the CAP-XX Limited Share Option Plan at an exercise price of 5.95p per share. The Options have a life of five years, with 25% of the Options vesting six months after the anniversary of the grant date, with the remainder vesting in equal monthly amounts of 1/48(th) from this date. Following today's grant, the Company will have a total of 49,440,000 stock options outstanding.

The table below provides details of the Options that were granted to persons discharging managerial responsibilities (PDMRs).

 
 Directors/PDMR                               Total number of       Total number of 
                                             new Options granted    options now held 
                                                                     following the 
                                                                         grant 
 Patrick Elliott (Non-Executive 
  Chairman)                                      2,300,000             3,900,000 
                                            --------------------  ------------------ 
 Bruce Grey (Non-Executive Director)             2,300,000             3,900,000 
                                            --------------------  ------------------ 
 Anthony Kongats (Chief Executive 
  Officer)                                       7,000,000            11,800,000 
                                            --------------------  ------------------ 
 Michael Taylor (Chief Financial 
  Officer)                                       1,750,000             2,950,000 
                                            --------------------  ------------------ 
 Pierre Mars (VP, Quality & Applications)        1,750,000             2,950,000 
                                            --------------------  ------------------ 
 Alex Bilyk (VP, Research & Development)         3,000,000             4,200,000 
                                            --------------------  ------------------ 
 Dallas Garratt (GM, Operations)                 2,000,000             2,000,000 
                                            --------------------  ------------------ 
 Song Hee Lau (GM - Sales & Marketing, 
  APAC)                                          4,000,000             5,200,000 
                                            --------------------  ------------------ 
 Jeff Colton - (EVP - USA)                       4,000,000             4,000,000 
                                            --------------------  ------------------ 
 Marco Ranalli (GM - Europe)                     4,000,000             4,000,000 
                                            --------------------  ------------------ 
 

The grants of Options to PDMRs are notifiable pursuant to the EU Market Abuse Regulation which forms part of Domestic UK Law pursuant to the European Union (Withdrawal) Act 2018. Notification and public disclosure of these transactions by PDMRs can be found below.

 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Patrick Elliott 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   Director - Non-Executive Chairman 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 2,300,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            2,300,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Bruce Grey 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   Director - Non-Executive 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 2,300,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            2,300,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Anthony Kongats 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   Director - Chief Executive Officer 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 7,00 0,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            7,000,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Michael Taylor 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   Chief Financial Officer 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 1,750,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            1,750,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Pierre Mars 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   Vice President, Applications & Quality 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 1,750,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            1,750,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Alex Bilyk 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   Vice President, Research & Development 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 3,000,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            3,000,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Dallas Garratt 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   General Manager, Operations 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 2,000,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            2,000,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Song Hee Lau 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   General Manager - Sales & Marketing 
                                         - APAC 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 4,000,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            4,000,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Jeff Colton 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   Executive Vice President - USA 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 4,000,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            4,000,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 
 
 1    Details of the person discharging managerial responsibilities 
       / person closely associated 
 a)   Name                              Marco Ranalli 
     --------------------------------  --------------------------------------- 
 2    Reason for the notification 
     ------------------------------------------------------------------------- 
 a)   Position/status                   General Manager - Europe 
     --------------------------------  --------------------------------------- 
 b)   Initial notification /Amendment   Initial notification 
     --------------------------------  --------------------------------------- 
 3    Details of the issuer, emission allowance market participant, 
       auction platform, auctioneer or auction monitor 
     ------------------------------------------------------------------------- 
 a)   Name                              CAP-XX Limited 
     --------------------------------  --------------------------------------- 
 b)   LEI                               213800HECUSIYXH3WN26 
     --------------------------------  --------------------------------------- 
 4    Details of the transaction(s): section to be repeated for 
       (i) each type of instrument; (ii) each type of transaction; 
       (iii) each date; and (iv) each place where transactions 
       have been conducted 
     ------------------------------------------------------------------------- 
 a)   Description of the financial      Ordinary shares of no par value 
       instrument, type of instrument    each in CAP-XX Limited 
       Identification code 
                                         Identification code (ISIN) for CAP-XX 
                                         Limited ordinary shares: AU0000XINAS1 
     --------------------------------  --------------------------------------- 
 b)   Nature of the transaction         Grant of new options over 4,000,000 
                                         ordinary shares with an exercise 
                                         price of 5.95p 
     --------------------------------  --------------------------------------- 
 c)   Price(s) and volume(s)             Price(s)          Volume(s) 
                                          5.95p exercise 
                                           price            4,000,000 
                                                           ---------- 
     --------------------------------  --------------------------------------- 
 d)   Aggregated information            N/A - single transaction 
       - Aggregated volume 
       - Price 
     --------------------------------  --------------------------------------- 
 e)   Date of the transaction           14 October 2021 
     --------------------------------  --------------------------------------- 
 f)   Place of the transaction          Outside of trading venue 
     --------------------------------  --------------------------------------- 
 

For further information contact:

 
 CAP-XX Limited 
  Anthony Kongats (CEO)                             +61 (0) 2 9428 0139 
 Kreab (Financial PR) 
  Robert Speed                                      +44 (0) 20 7074 1800 
 Allenby Capital (Nominated Adviser and Joint 
  Broker) 
  David Hart / Alex Brearley (Corporate Finance) 
  Tony Quirke (Sales and Corporate Broking)         +44 (0) 20 3328 5656 
 Cenkos Securities plc (Joint Broker) 
  Neil McDonald / Pete Lynch                        +44 (0) 13 1220 6939 
 

More information is available at www.cap-xx.com

Notes to Editors:

CAP-XX (LSE: CPX) is a world leader in the design and manufacture of thin, flat supercapacitors and energy management systems used in portable and small-scale electronic devices, and to an increasing extent, in larger applications such as automotive and renewable energy. The unique feature of CAP-XX supercapacitors is their very high power density and high energy storage capacity in a space-efficient prismatic package. These attributes are essential in power-hungry consumer and industrial electronics, and deliver similar benefits in automotive and other transportation applications. For more information about CAP-XX, visit www.cap-xx.com

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END

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October 14, 2021 04:56 ET (08:56 GMT)

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