TIDMCPX
RNS Number : 0930P
CAP-XX Limited
14 October 2021
14 October 2021
CAP-XX Limited
("CAP-XX" or "the Company")
Grant of Share Options
The Board of CAP-XX announces that a total of 34,665,000 options
to subscribe for new ordinary shares (the "Options") have today
been granted to Directors and various employees of CAP-XX.
The Options have been granted pursuant to the CAP-XX Limited
Share Option Plan at an exercise price of 5.95p per share. The
Options have a life of five years, with 25% of the Options vesting
six months after the anniversary of the grant date, with the
remainder vesting in equal monthly amounts of 1/48(th) from this
date. Following today's grant, the Company will have a total of
49,440,000 stock options outstanding.
The table below provides details of the Options that were
granted to persons discharging managerial responsibilities
(PDMRs).
Directors/PDMR Total number of Total number of
new Options granted options now held
following the
grant
Patrick Elliott (Non-Executive
Chairman) 2,300,000 3,900,000
-------------------- ------------------
Bruce Grey (Non-Executive Director) 2,300,000 3,900,000
-------------------- ------------------
Anthony Kongats (Chief Executive
Officer) 7,000,000 11,800,000
-------------------- ------------------
Michael Taylor (Chief Financial
Officer) 1,750,000 2,950,000
-------------------- ------------------
Pierre Mars (VP, Quality & Applications) 1,750,000 2,950,000
-------------------- ------------------
Alex Bilyk (VP, Research & Development) 3,000,000 4,200,000
-------------------- ------------------
Dallas Garratt (GM, Operations) 2,000,000 2,000,000
-------------------- ------------------
Song Hee Lau (GM - Sales & Marketing,
APAC) 4,000,000 5,200,000
-------------------- ------------------
Jeff Colton - (EVP - USA) 4,000,000 4,000,000
-------------------- ------------------
Marco Ranalli (GM - Europe) 4,000,000 4,000,000
-------------------- ------------------
The grants of Options to PDMRs are notifiable pursuant to the EU
Market Abuse Regulation which forms part of Domestic UK Law
pursuant to the European Union (Withdrawal) Act 2018. Notification
and public disclosure of these transactions by PDMRs can be found
below.
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Patrick Elliott
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status Director - Non-Executive Chairman
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 2,300,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 2,300,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Bruce Grey
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status Director - Non-Executive
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 2,300,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 2,300,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Anthony Kongats
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status Director - Chief Executive Officer
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 7,00 0,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 7,000,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Michael Taylor
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status Chief Financial Officer
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 1,750,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 1,750,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Pierre Mars
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status Vice President, Applications & Quality
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 1,750,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 1,750,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Alex Bilyk
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status Vice President, Research & Development
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 3,000,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 3,000,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Dallas Garratt
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status General Manager, Operations
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 2,000,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 2,000,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Song Hee Lau
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status General Manager - Sales & Marketing
- APAC
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 4,000,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 4,000,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Jeff Colton
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status Executive Vice President - USA
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 4,000,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 4,000,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Marco Ranalli
-------------------------------- ---------------------------------------
2 Reason for the notification
-------------------------------------------------------------------------
a) Position/status General Manager - Europe
-------------------------------- ---------------------------------------
b) Initial notification /Amendment Initial notification
-------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
a) Name CAP-XX Limited
-------------------------------- ---------------------------------------
b) LEI 213800HECUSIYXH3WN26
-------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------------
a) Description of the financial Ordinary shares of no par value
instrument, type of instrument each in CAP-XX Limited
Identification code
Identification code (ISIN) for CAP-XX
Limited ordinary shares: AU0000XINAS1
-------------------------------- ---------------------------------------
b) Nature of the transaction Grant of new options over 4,000,000
ordinary shares with an exercise
price of 5.95p
-------------------------------- ---------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
5.95p exercise
price 4,000,000
----------
-------------------------------- ---------------------------------------
d) Aggregated information N/A - single transaction
- Aggregated volume
- Price
-------------------------------- ---------------------------------------
e) Date of the transaction 14 October 2021
-------------------------------- ---------------------------------------
f) Place of the transaction Outside of trading venue
-------------------------------- ---------------------------------------
For further information contact:
CAP-XX Limited
Anthony Kongats (CEO) +61 (0) 2 9428 0139
Kreab (Financial PR)
Robert Speed +44 (0) 20 7074 1800
Allenby Capital (Nominated Adviser and Joint
Broker)
David Hart / Alex Brearley (Corporate Finance)
Tony Quirke (Sales and Corporate Broking) +44 (0) 20 3328 5656
Cenkos Securities plc (Joint Broker)
Neil McDonald / Pete Lynch +44 (0) 13 1220 6939
More information is available at www.cap-xx.com
Notes to Editors:
CAP-XX (LSE: CPX) is a world leader in the design and
manufacture of thin, flat supercapacitors and energy management
systems used in portable and small-scale electronic devices, and to
an increasing extent, in larger applications such as automotive and
renewable energy. The unique feature of CAP-XX supercapacitors is
their very high power density and high energy storage capacity in a
space-efficient prismatic package. These attributes are essential
in power-hungry consumer and industrial electronics, and deliver
similar benefits in automotive and other transportation
applications. For more information about CAP-XX, visit
www.cap-xx.com
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END
DSHGIBDGDUBDGBS
(END) Dow Jones Newswires
October 14, 2021 04:56 ET (08:56 GMT)
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