Cloudbreak Discovery Plc - Holding(s) in Company
03 Diciembre 2021 - 6:58AM
PR Newswire (US)
TR-1: Standard form for notification of major
holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if
possible)i |
|
| 1a.
Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attachedii: |
Cloudbreak Discovery Plc |
| 1b.
Please indicate if the issuer is a non-UK issuer (please
mark with an “X” if appropriate) |
| Non-UK
issuer |
|
| 2.
Reason for the notification (please mark the appropriate box or
boxes with an “X”) |
| An
acquisition or disposal of voting rights |
X |
| An
acquisition or disposal of financial instruments |
|
| An event
changing the breakdown of voting rights |
|
| Other
(please specify)iii: |
|
| 3.
Details of person subject to the notification
obligationiv |
| Name |
Samuel
Kyler Hardy |
| City and
country of registered office (if applicable) |
London,
United Kingdom |
| 4. Full
name of shareholder(s) (if different from 3.)v |
| Name |
|
| City and
country of registered office (if applicable) |
|
| 5. Date
on which the threshold was crossed or
reachedvi: |
November
2, 2021 |
| 6. Date
on which issuer notified (DD/MM/YYYY): |
02/11/2021 |
| 7.
Total positions of person(s) subject to the notification
obligation |
|
% of
voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total
of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
| Resulting situation on
the date on which threshold was crossed or reached |
15.83% |
|
15.83% |
390,065,060 |
Position
of previous notification (if
applicable) |
17.10% |
|
17.10% |
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| 8.
Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii |
| A:
Voting rights attached to shares |
Class/type of
shares
ISIN code (if possible) |
Number
of voting rightsix |
% of
voting rights |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
|
GB00B44LQR57 |
|
61,750,365 |
|
15.83% |
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SUBTOTAL 8. A |
61,750,365 |
15.83% |
|
| B 1:
Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a)) |
| Type of financial
instrument |
Expiration
datex |
Exercise/
Conversion Periodxi |
Number
of voting rights that may be acquired if the instrument is
exercised/converted. |
% of voting rights |
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SUBTOTAL 8. B 1 |
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| B 2:
Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
| Type of financial
instrument |
Expiration
datex |
Exercise/
Conversion Period xi |
Physical
or cash
settlementxii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an “X”) |
| Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
x |
Full chain
of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary) |
|
|
Namexv |
% of
voting rights if it equals or is higher than the notifiable
threshold |
% of
voting rights through financial instruments if it equals or is
higher than the notifiable threshold |
Total of both if it equals or is higher than the
notifiable threshold |
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| 10.
In case of proxy voting, please identify: |
| Name of
the proxy holder |
|
| The number
and % of voting rights held |
|
| The date
until which the voting rights will be held |
|
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| 11.
Additional informationxvi |
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|
| Place of
completion |
Vancouver, British
Columbia, Canada |
| Date of
completion |
December 2, 2021 |
| Annex:
Notification of major holdings (to be filed with the FCA
only) |
|
| A:
Identity of the person subject to the notification
obligation |
| Full name
(including legal form for legal entities) |
Samuel Kyler
Hardy |
| Contact
address (registered office for legal entities) |
520 – 999 West
Hastings Street, Vancouver, BC V6C 2W2, Canada |
|
E-Mail |
khardy@cronincapital.ca |
| Phone
number / Fax number |
250-877-1394 |
Other useful information
(at least legal representative for legal persons) |
|
|
|
| B:
Identity of the notifier, if applicable |
| Full
name |
David Robinson |
| Contact
address |
520 – 999 West
Hastings Street, Vancouver, BC V6C 2W2, Canada |
|
E-Mail |
drobinson@cronincapital.ca |
| Phone
number / Fax number |
604-308-2514 |
| Other
useful information (e.g. functional relationship with the person or
legal entity subject to the notification obligation) |
|
|
| C:
Additional information |
|
|
|
|
Please send the completed form together with this annex to the
FCA at the following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft
Word format if possible.
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