TIDM0A40 TIDMENT

RNS Number : 9999P

D E Shaw & Co LP

22 October 2021

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Full name of discloser:                                 D. E. Shaw & Co., L.P. 
 (b) Owner or controller of interests and short positions 
 disclosed, if different from 1(a): 
 The naming of nominee or vehicle companies is 
 insufficient. For a trust, the trustee(s), 
 settlor and beneficiaries must be named. 
                                                            ---------------------------------------------------------- 
 (c) Name of offeror/offeree in relation to whose relevant   DraftKings Inc 
 securities this form relates: 
 Use a separate form for each offeror/offeree 
                                                            ---------------------------------------------------------- 
 (d) If an exempt fund manager connected with an 
 offeror/offeree, state this and specify identity 
 of offeror/offeree: 
                                                            ---------------------------------------------------------- 
 (e) Date position held/dealing undertaken:                  October 21, 2021 
 For an opening position disclosure, state the latest 
 practicable date prior to the disclosure 
                                                            ---------------------------------------------------------- 
 (f) In addition to the company in 1(c) above, is the        Yes, the discloser has previously made disclosures in 
 discloser making disclosures in respect                     respect of Entain plc 
 of any other party to the offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
                                                            ---------------------------------------------------------- 
 
   2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
 Class of relevant security:                                                           USD 0.0001 class A common 
                                                                                     Interests        Short positions 
                                                                                ------------------  ------------------ 
                                                                                  Number       %      Number       % 
                                                                                ----------          ----------  ------ 
 (1) Relevant securities owned and/or controlled:                                 557,839    0.13%   2,115,633   0.52% 
                                                                                ----------  ------  ----------  ------ 
 (2) Cash-settled derivatives: 
                                                                                ----------  ------  ----------  ------ 
 (3) Stock-settled derivatives (including options) and agreements to 
  purchase/sell:                                                                  808,500    0.19%   2,703,900   0.66% 
                                                                                ----------  ------  ----------  ------ 
 
   TOTAL:                                                                        1,366,339   0.33%   4,819,533   1.18% 
                                                                                ----------  ------  ----------  ------ 
 
 
 
 Class of relevant security:                     Convertible Senior Notes 2028 
 
                                                 Interests           Short positions 
                                          -----------------------  ------------------ 
                                              Number         %         Number      % 
                                          --------------  -------  -------------  --- 
      (1) Relevant securities 
       owned and/or controlled:              51,500,000    4.07% 
                                          --------------  -------  -------------  --- 
      (2) Cash-settled derivatives: 
                                          --------------  -------  -------------  --- 
      (3) Stock-settled derivatives 
       (including options) 
       and agreements to purchase/sell: 
                                          --------------  -------  -------------  --- 
      TOTAL:                                51,500,000     4.07% 
                                          --------------  -------  -------------  --- 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

   (b)        Rights to subscribe for new securities (including directors' and other employee options) 
 
 Class of relevant security in relation to which subscription right exists: 
 Details, including nature of the rights concerned and relevant percentages: 
 
 
   3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
 Class of relevant security   Purchase/sale   Number of securities   Price per unit 
 USD 0.0001 class A common    Purchase        12000                  USD 49.21 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Purchase        16581                  USD 49.31 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.36 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.37 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.39 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.42 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            200                    USD 49.43 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            400                    USD 49.44 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            600                    USD 49.45 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            500                    USD 49.46 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            200                    USD 49.47 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            1000                   USD 49.48 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            800                    USD 49.49 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.5 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            200                    USD 49.51 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            700                    USD 49.52 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            400                    USD 49.53 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            200                    USD 49.55 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            800                    USD 49.57 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            300                    USD 49.58 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            1800                   USD 49.59 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.6 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.61 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            400                    USD 49.62 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.63 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            43                     USD 49.64 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            1800                   USD 49.66 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.67 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.68 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            6                      USD 49.69 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.7 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            1000                   USD 49.71 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.73 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.74 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.75 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            700                    USD 49.79 
                             --------------  ---------------------  --------------- 
 USD 0.0001 class A common    Sale            100                    USD 49.81 
                             --------------  ---------------------  --------------- 
 
   (b)        Cash-settled derivative transactions 
 
 
 Class of      Product         Nature of dealing         Number       Price per unit 
  relevant    description     e.g. opening/closing     of reference 
  security     e.g. CFD      a long/short position,     securities 
                              increasing/reducing 
                             a long/short position 
 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of         Product        Writing,      Number of      Exercise         Type       Expiry date   Option money 
   relevant       description    purchasing,    securities     price per         e.g.                        paid/ 
   security        e.g. call       selling,      to which         unit        American,                   received per 
                    option       varying etc.     option                       European                       unit 
                                                  relates                        etc. 
  USD 0.0001 
    class A       Listed Put 
     common          Option       Purchasing       80000          30.0         American      20240119         4.35 
                --------------  -------------  ------------  -------------  -------------  ------------  ------------- 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
 
 
   4.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the person making the disclosure and any party to the offer or 
  any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the person 
  making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 
 
   (c)        Attachments 
 
 Is a Supplemental Form 8 (Open Positions) attached?   Yes 
 
 
 Date of disclosure:    October 22, 2021 
 Contact name:          Kevin Krist (Compliance Department) 
                       ------------------------------------ 
 Telephone number*:     +44 (0) 20 7409 4420 
                       ------------------------------------ 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 Full name of person making disclosure:                                                     D. E. Shaw & Co., L.P. 
 Name of offeror/offeree in relation to whose relevant securities the disclosure relates:   DraftKings Inc 
                                                                                           ----------------------- 
 
   2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS) 
 
    Class of          Product         Written or        Number of      Exercise price         Type         Expiry date 
    relevant        description        purchased      securities to       per unit       e.g. American, 
    security         e.g. call                         which option                       European etc. 
                       option                         or derivative 
                                                         relates 
 USD 0.0001        Listed Call      Purchased         110,000          USD 100.0         American          20220121 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Purchased         120,000          USD 90.0          American          20220414 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Purchased         10,000           USD 65.0          American          20220414 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Purchased         80,000           USD 95.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Purchased         100,000          USD 90.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Purchased         45,000           USD 105.0         American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Purchased         80,000           USD 50.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Written           400,000          USD 60.0          American          20211119 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Written           330,000          USD 65.0          American          20220121 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Call      Written           87,400           USD 65.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         40,000           USD 50.0          American          20211119 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         150,000          USD 45.0          American          20220121 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         336,000          USD 40.0          American          20220121 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         150,000          USD 35.0          American          20220121 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         180,000          USD 35.0          American          20220218 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         45,000           USD 40.0          American          20220414 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         200,000          USD 45.0          American          20220414 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         130,000          USD 40.0          American          20220520 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         28,000           USD 50.0          American          20220715 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         120,000          USD 30.0          American          20220715 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         70,000           USD 30.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         150,000          USD 40.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         160,000          USD 45.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         10,000           USD 50.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Purchased         117,500          USD 30.0          American          20240119 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Written           218,700          USD 60.0          American          20211119 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 USD 0.0001        Listed Put       Written           44,800           USD 60.0          American          20230120 
 class A common    Option 
                  ---------------  ----------------  ---------------  ----------------  ----------------  ------------ 
 
   3.         AGREEMENTS TO PURCHASE OR SELL ETC. 
 
 Full details should be given so that the nature of the 
  interest or position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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END

RETUUVORASURUAA

(END) Dow Jones Newswires

October 22, 2021 10:03 ET (14:03 GMT)

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