ECR MINERALS PLC: TR-1: Standard form for notification of major holdings
15 Octubre 2021 - 9:55AM
UK Regulatory
TIDMECR
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or
the underlying issuer of
existing shares to which
voting rights are attached
(ii) : ECR Minerals Plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) (iii) :
3. Details of person subject to the notification obligation (iv)
Name Colin Braidwood
City and country of registered
office (if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Colin Braidwood
City and country of registered
office (if applicable)
5. Date on which the threshold
was crossed or reached (vi) : 14 October 2021
6. Date on which issuer
notified (DD/MM/YYYY): 14 October 2021
7. Total positions of person(s) subject to the notification obligation
% of voting
rights
% of voting through Total number
rights attached financial of voting
to shares instruments rights held in
(total of 8. (total of 8.B Total of both in issuer (8.A +
A) 1 + 8.B 2) % (8.A + 8.B) 8.B) (vii)
Resulting
situation on
the date on
which
threshold
was crossed
or reached 4.342% N/A 4.342% 44,201,296
Position of N/A
previous
notification
(if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of
shares ISIN
code (if Number of voting rights
possible) (ix) % of voting rights
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BYYDKX57 44,201,296 4.342%
SUBTOTAL 8. A 44,201,296 4.342%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of Expiration Exercise/ Number of voting % of
financial date (x) Conversion rights that may be voting
instrument Period acquired if the rights
(xi) instrument is
exercised/converted.
SUBTOTAL
8. B 1
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical or Number of % of
financial date (x) Conversion cash voting voting
instrument Period Settlement rights rights
(xi) (xii)
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer (xiii)
Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are
effectively held starting with the ultimate controlling
natural person or legal entity (please add additional
rows as necessary) (xiv)
% of voting rights
through financial
% of voting rights instruments if it Total of both if
if it equals or is equals or is it equals or is
higher than the higher than the higher than the
notifiable notifiable notifiable
Name (xv) threshold threshold threshold
Colin Braidwood 4.342% N/A 4.342%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights
held
The date until which the voting
rights will be held
11. Additional information (xvi)
Place of completion United Kingdom
Date of completion 15 October 2021
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211015005441/en/
CONTACT:
ECR Minerals plc
SOURCE: ECR Minerals plc
Copyright Business Wire 2021
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