TIDMECR 
 
 

TR-1: Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible) (i) 
 
1a. Identity of the issuer or 
the underlying issuer of 
existing shares to which 
voting rights are attached 
(ii) :                          ECR Minerals Plc 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" 
if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
An acquisition or disposal of voting rights                      X 
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify) (iii) : 
3. Details of person subject to the notification obligation (iv) 
Name                            Colin Braidwood 
City and country of registered 
office (if applicable) 
4. Full name of shareholder(s) (if different from 3.) (v) 
Name                            Colin Braidwood 
City and country of registered 
office (if applicable) 
5. Date on which the threshold 
was crossed or reached (vi) :   14 October 2021 
6. Date on which issuer 
notified (DD/MM/YYYY):          14 October 2021 
7. Total positions of person(s) subject to the notification obligation 
                                % of voting 
                                rights 
               % of voting      through                          Total number 
               rights attached  financial                        of voting 
               to shares        instruments                      rights held in 
               (total of 8.     (total of 8.B  Total of both in  issuer (8.A + 
               A)               1 + 8.B 2)     % (8.A + 8.B)     8.B) (vii) 
Resulting 
 situation on 
 the date on 
 which 
 threshold 
 was crossed 
 or reached    4.342%           N/A            4.342%            44,201,296 
Position of    N/A 
 previous 
 notification 
 (if 
 applicable) 
 
 
 
8. Notified details of the resulting situation on the date on which the 
threshold was crossed or reached (viii) 
A: Voting rights attached to shares 
Class/type of 
shares ISIN 
code (if         Number of voting rights 
possible)        (ix)                     % of voting rights 
                 Direct       Indirect    Direct                  Indirect 
                  (DTR5.1)    (DTR5.2.1)   (DTR5.1)               (DTR5.2.1) 
GB00BYYDKX57     44,201,296               4.342% 
 
 
SUBTOTAL 8. A    44,201,296               4.342% 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
Type of          Expiration   Exercise/   Number of voting        % of 
 financial        date (x)    Conversion  rights that may be      voting 
 instrument                   Period      acquired if the         rights 
                              (xi)        instrument is 
                                          exercised/converted. 
 
 
 
                              SUBTOTAL 
                              8. B 1 
 
B 2: Financial Instruments with similar economic effect according to 
DTR5.3.1R (1) (b) 
Type of         Expiration    Exercise/   Physical or  Number of  % of 
 financial       date (x)     Conversion  cash         voting     voting 
 instrument                   Period      Settlement   rights     rights 
                              (xi)        (xii) 
 
 
 
                                          SUBTOTAL 
                                          8.B.2 
 
 
 
 
9. Information in relation to the person subject to the notification 
obligation (please mark the applicable box with an "X") 
Person subject to the notification obligation is not 
controlled by any natural person or legal entity and 
does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) 
issuer (xiii) 
Full chain of controlled undertakings through which the 
voting rights and/or the financial instruments are 
effectively held starting with the ultimate controlling 
natural person or legal entity (please add additional 
rows as necessary) (xiv) 
                                      % of voting rights 
                                      through financial 
                  % of voting rights  instruments if it   Total of both if 
                  if it equals or is  equals or is        it equals or is 
                  higher than the     higher than the     higher than the 
                  notifiable          notifiable          notifiable 
Name (xv)         threshold           threshold           threshold 
Colin Braidwood   4.342%              N/A                 4.342% 
 
 
 
 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting rights 
 held 
The date until which the voting 
 rights will be held 
 
11. Additional information (xvi) 
 
 
 
 
Place of completion  United Kingdom 
Date of completion   15 October 2021 
 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211015005441/en/

 
    CONTACT: 

ECR Minerals plc

 
    SOURCE: ECR Minerals plc 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

October 15, 2021 10:55 ET (14:55 GMT)

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