TIDMFUM

RNS Number : 8669W

Futura Medical PLC

28 April 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0033278473

Issuer Name

FUTURA MEDICAL PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

HT Riverwood Multi-Growth Fund

City of registered office (if applicable)

George Town

Country of registered office (if applicable)

Cayman Islands

4. Details of the shareholder

Is the shareholder the same as the person subject to the notification obligation, above?

Yes

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

21-Apr-2021

6. Date on which Issuer notified

21-Apr-2021

7. Total positions of person(s) subject to the notification obligation

 
                               % of voting             % of voting            Total of both in         Total number of 
                               rights attached         rights through         % (8.A + 8.B)            voting rights 
                               to shares               financial                                       held in issuer 
                               (total of 8.A)          instruments 
                                                       (total of 8.B 
                                                       1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                3.102000                0.000000               3.102000                 7940000 
                        ======================  =====================  =======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable) 
                        ======================  =====================  =======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
       Class/Type of              Number of              Number of              % of direct             % of indirect 
       shares ISIN                direct voting          indirect               voting rights           voting rights 
       code(if possible)          rights                 voting rights          (DTR5.1)                (DTR5.2.1) 
                                  (DTR5.1)               (DTR5.2.1) 
GB0033278473                  7940000                                       3.102000 
                           =====================  =====================  ======================  ===================== 
       Sub Total 8.A          7940000                                       3.102000% 
                           ============================================  ============================================= 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
       Type of              Expiration            Exercise/conversion         Number of voting            % of voting 
       financial            date                  period                      rights that may be          rights 
       instrument                                                             acquired if the 
                                                                              instrument is 
                                                                              exercised/converted 
 
       Sub Total 
       8.B1 
                     ================================================  ==========================  =================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
       Type of            Expiration         Exercise/conversion         Physical           Number           % of 
       financial          date               period                      or cash            of               voting 
       instrument                                                        settlement         voting           rights 
                                                                                            rights 
 
       Sub Total 
       8.B2 
                   ================================================================  ===============  ================ 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
       Ultimate                 Name of                  % of voting            % of voting            Total of both 
       controlling              controlled               rights if it           rights through         if it equals or 
       person                   undertaking              equals or is           financial              is higher than 
                                                         higher than            instruments if         the notifiable 
                                                         the notifiable         it equals or           threshold 
                                                         threshold              is higher than 
                                                                                the notifiable 
                                                                                threshold 
   HT Riverwood             HT Riverwood 
    Multi-Growth Fund        Multi-Growth Fund       3.102000                                      3.102000 
                         =======================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Is there proxy voting?

No

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

N/A

12. Date of Completion

27-Apr-2021

13. Place Of Completion

Hong Kong

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END

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April 28, 2021 04:31 ET (08:31 GMT)

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