Invesco Ltd.: Form 8.3 - Draftkings Inc
20 Octubre 2021 - 8:16AM
UK Regulatory
TIDM0A40
FORM 8.3
PUBLIC DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Invesco Ltd.
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Owner or controller of interests
and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For a
trust, the trustee(s), settlor and
(b) beneficiaries must be named.
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Name of offeror/offeree in relation
to whose relevant securities this
form relates:
(c) Use a separate form for each offeror/offeree DraftKings Inc.
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If an exempt fund manager connected
with an offeror/offeree, state this
(d) and specify identity of offeror/offeree:
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Date position held/dealing undertaken:
For an opening position disclosure,
state the latest practicable date
(e) prior to the disclosure 19-10-2021
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In addition to the company in 1(c)
above, is the discloser making disclosures
in respect of any other party to
the offer?
If it is a cash offer or possible
(f) cash offer, state "N/A" Yes: Entain PLC
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate)
for each additional class of relevant security.
Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure relates
(a) following the dealing (if any)
Class of relevant security: USD 0.0001 class A common US26142R1041
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Interests Short Positions
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Number % Number %
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Relevant securities owned
(1) and/or controlled: 2,662,362 0.65%
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(2) Cash-settled derivatives:
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Stock-settled derivatives
(including options) and
(3) agreements to purchase/sell:
----------------- --------------------------------------------------------- -------------------------------------- ----------------- --------------------- --------
Total 2,662,362 0.65%
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Class of relevant security: Convertible Bond US26142RAA23
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Interests Short Positions
--------------------------------------------------------- -------------------------------
Number % Number %
-------------------------------------- ----------------- --------------------- -------
Relevant securities owned
(1) and/or controlled: 22,500,000 1.77%
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(2) Cash-settled derivatives:
----------------- --------------------------------------------------------- -------------------------------------- ----------------- --------------------- --------
Stock-settled derivatives
(including options) and
(3) agreements to purchase/sell:
----------------- --------------------------------------------------------- -------------------------------------- ----------------- --------------------- --------
Total 22,500,000 1.77%
----------------- --------------------------------------------------------- -------------------------------------- ----------------- --------------------- --------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including
traded options), or agreements to purchase or sell relevant securities,
should be given on a Supplemental Form 8 (Open Positions).
Rights to subscribe for new securities (including directors'
(b) and other employee options)
Class of relevant security
in relation to which subscription
right exists:
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Details, including nature
of the rights concerned
and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table
3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should
be stated.
(a) Purchases and sales
Class of relevant Number of
security Purchase/sale securities Price per unit
----------------------------------------------------- --------------------------------------------------- ----------------------------- -----------------------------
Common Stock Purchase 7 48.84 USD
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6
(b) Cash-settled derivative transactions
Nature of dealing
e.g. opening/closing
a long/short position, Number of
Class of relevant Product description increasing/reducing reference Price per
security e.g. CFD a long/short position securities unit
----------------------- ------------------------------------------------------- ---------------------------------------- ----------------- -------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Writing,
Product purchasing, Exercise Type e.g.
Class of description selling, Number of securities price American, Option money
relevant e.g. call varying to which option per European Expiry paid/ received
security option etc. relates unit etc. date per unit
--------------------- ---------------------------- ------------------------- -------------------------- ------------ --------------- ---------- -------------------
(ii) Exercise
Class of relevant Product description Exercising/ Number of Exercise price
security e.g. call option exercised against securities per unit
------------------------- ------------------------------------------------------- ---------------------------------- ------------------- ---------------------------
(d) Other dealings (including subscribing for new securities)
Nature of dealing
Class of relevant e.g. subscription, Price per unit
security conversion Details (if applicable)
----------------------------------------------------- --------------------------------------------------- ----------------------------- -----------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the
offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.
If there are no such agreements, arrangements or understandings,
state "none"
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None
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Agreements, arrangements or understandings relating to options
(b) or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between the person making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
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None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions)
attached? NO
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Date of disclosure 20-10-2021
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Contact name Philippa Holmes
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Telephone number 01491 417 447
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
(END) Dow Jones Newswires
October 20, 2021 09:16 ET (13:16 GMT)
Copyright (c) 2021 Dow Jones & Company, Inc.
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