PDL Petra Diamonds Limited

 
TIDMPDL 
 
TR-1: Standard form for notification of major holdings 
 
1. Issuer Details 
 
ISIN 
 
BMG702781417 
 
Issuer Name 
 
PETRA DIAMONDS LIMITED 
 
UK or Non-UK Issuer 
 
Non-UK 
 
2. Reason for Notification 
 
An acquisition or disposal of voting rights 
 
3. Details of person subject to the notification obligation 
 
Name 
 
Bank of America Corporation 
 
City of registered office (if applicable) 
 
Country of registered office (if applicable) 
 
US 
 
4. Details of the shareholder 
 
Name                     City of registered      Country of registered 
                         office                  office 
 
Merrill Lynch            London                  United Kingdom 
International 
 
5. Date on which the threshold was crossed or reached 
 
07-Oct-2021 
 
6. Date on which Issuer notified 
 
11-Oct-2021 
 
7. Total positions of person(s) subject to the notification obligation 
 
         .           % of voting    % of voting rights   Total of Total number 
                     rights         through financial    both in  of voting 
                     attached to    instruments (total   % (8.A + rights held 
                     shares (total  of 8.B 1 + 8.B 2)    8.B)     in issuer 
                     of 8.A) 
 
Resulting situation  7.134344       0.028373             7.162717 695506200 
on the date on which 
threshold was 
crossed or reached 
 
Position of previous 
notification (if 
applicable) 
 
8. Notified details of the resulting situation on the date on which the 
threshold was crossed or reached 
 
8A. Voting rights attached to shares 
 
Class/Type of   Number of       Number of        % of direct   % of indirect 
shares ISIN     direct voting   indirect voting  voting rights voting rights 
code(if         rights (DTR5.1) rights           (DTR5.1)      (DTR5.2.1) 
possible)                       (DTR5.2.1) 
 
BMG702781417                    692751151                      7.134344 
 
Sub Total 8.A   692751151                        7.134344% 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) 
 
Type of          Expiration    Exercise/        Number of     % of voting 
financial        date          conversion       voting rights rights 
instrument                     period           that may be 
                                                acquired if 
                                                the 
                                                instrument is 
                                                exercised/ 
                                                converted 
 
Right to Recall  N/A           N/A              24549         0.000253 
 
Sub Total 8.B1                                  24549         0.000253% 
 
8B2. Financial Instruments with similar economic effect according to 
(DTR5.3.1R.(1) (b)) 
 
Type of     Expiration Exercise/       Physical or     Number of    % of 
financial   date       conversion      cash settlement voting       voting 
instrument             period                          rights       rights 
 
Swaps       28/02/2022 N/A             Cash            75000        0.000772 
 
Swaps       29/07/2022 N/A             Cash            2621016      0.026993 
 
Swaps       28/02/2023 N/A             Cash            21958        0.000226 
 
Swaps       31/10/2023 N/A             Cash            12526        0.000129 
 
Sub Total                                              2730500      0.028120% 
8.B2 
 
9. Information in relation to the person subject to the notification obligation 
 
2. Full chain of controlled undertakings through which the voting rights and/or 
the financial instruments are effectively held starting with the ultimate 
controlling natural person or legal entities (please add additional rows as 
necessary) 
 
Ultimate        Name of       % of voting    % of voting rights  Total of both 
controlling     controlled    rights if it   through financial   if it equals 
person          undertaking   equals or is   instruments if it   or is higher 
                              higher than    equals or is higher than the 
                              the notifiable than the notifiable notifiable 
                              threshold      threshold           threshold 
 
Bank of America Merrill Lynch 7.134344                           7.149220% 
Corporation     International 
 
Bank of America Bank of 
Corporation     America, 
                National 
                Association 
 
10. In case of proxy voting 
 
Name of the proxy holder 
 
No 
 
The number and % of voting rights held 
 
The date until which the voting rights will be held 
 
11. Additional Information 
 
12. Date of Completion 
 
11-Oct-2021 
 
13. Place Of Completion 
 
United Kingdom 
 
 
 
END 
 
 

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