SEC Newgate S.p.A. Holding(s) in Company (1895A)
28 Mayo 2021 - 3:45AM
UK Regulatory
TIDMSECN
RNS Number : 1895A
SEC Newgate S.p.A.
28 May 2021
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the SEC Newgate S.p.A.
underlying issuer of existing shares
to which voting rights are attached
(ii) :
-----------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights x
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name Morton PTC Limited as Trustee of
The Morton Family Trust (MFT), Hawk
Investment Holdings Limited (HIHL),
Morton PTC Limited as Trustee of
The Edward Trust (TET), Morton PTC
Limited as Trustee of The Edward
Morton Family Trust (TEMFT), Retro
Grand Limited, Morton PTC Limited
as Trustee of The Andrew Trust (TAT)
and Morton PTC Limited as Trustee
of The Andrew Morton Family Trust
(TAMFT), Morton PTC Limited as Trustee
of The Charles Trust (TCT), Morton
PTC Limited as Trustee of The Charles
Morton Family Trust (TCMFT), Seraffina
Holdings Limited (SHL), Fairway Pension
Trustees Limited as Drawdown Manager
of the Arthur Leonard Robert Morton
ADC (ADC)
City and country of registered office HIHL - St Peter Port, Guernsey
(if applicable) RGL - Tortola, British Virgin Islands
SHL - Tortola British Virgin Islands
GL - Tortola British Virgin Islands
ADC - St Helier, Jersey
4. Full name of shareholder(s) (if different from 3.) (v)
Name Hawk Investment Holdings Limited
Retro Grand Limited
Seraffina Holdings Limited
Groundlinks Limited
Fairway Pension Trustees Limited
as Drawdown Manager of the Arthur
Leonard Robert Morton ADC
-----------------------------------------------
City and country of registered office HIHL - St Peter Port, Guernsey
(if applicable) RGL - Tortola, British Virgin Islands
SHL - Tortola British Virgin Islands
GL - Tortola British Virgin Islands
ADC - St Helier, Jersey
-----------------------------------------------
5. Date on which the threshold was 27(th) May 2021
crossed or reached (vi) :
-----------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 27(th) May 2021
-----------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- ---------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 29.66% 29.66% 24,516,707
------------------ ---------------------- ---------------- --------------------
Position of
previous notification
(if
applicable)
------------------ ---------------------- ---------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
IT0005200453 1,096,698 4.47%
(HIHL)
6,085,183 24.82%
(RGL)
5,085 0.02%
(SHL)
76,275 0.31%
(GL)
9,605 0.04%
(ADC)
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 7,272,846 29.66%
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights x
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
MFT as sole shareholder
of HIHL. The Board
of Directors of
the Morton PTC are
Albany Directors
Limited, Mr Anthony
David Holt, Robert
Walter Morton (RWM)
and Susan Margaret
Howard Morton (SMHM).
The adult beneficiaries
of MFT are SMHM,
RWM, Charles Morton
(CNM), Edward Morton
(EGM) and Andrew
Morton (ARM). 0 0 0
---------------------- --------------------- ------------------------
HIHL 4.47% 0 4.47%
---------------------- --------------------- ------------------------
TEMFT as sole shareholder
of RGL. The ultimate
beneficiary of TEMFT
is EGM 0 0 0
---------------------- --------------------- ------------------------
RGL 24.82% 0 24.82%
---------------------- --------------------- ------------------------
TCMFT as sole shareholder
of SHL. The ultimate
beneficiary of TCMFT
is CNM. 0 0 0
---------------------- --------------------- ------------------------
SHL 0.02% 0 0.02%
---------------------- --------------------- ------------------------
TAMFT as sole shareholder
of GL. The ultimate
beneficiary of TAMFT
is ARM. 0 0 0
---------------------- --------------------- ------------------------
GL 0.31% 0 0.31%
---------------------- --------------------- ------------------------
ADC - The ultimate
beneficiary of ADC
is SMHM 0.04% 0 0.04%
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
RGL disposal and HIHL acquisition. No overall change in shareholding.
Place of completion Guernsey, Channel Islands
Date of completion 27(th) May 2021
--------------------------
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