Schroder BSC Social Impact Trust Holding(s) in Company (0584I)
09 Agosto 2021 - 9:48AM
UK Regulatory
TIDMSBSI
RNS Number : 0584I
Schroder BSC Social Impact Trust
09 August 2021
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Schroder BSC Social Impact Trust
underlying issuer of existing shares PLC
to which voting rights are attached
(ii) :
----------------------------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
---------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
---------------------
An acquisition or disposal of financial instruments
---------------------
An event changing the breakdown of voting rights
---------------------
Other (please specify)(iii) :
---------------------
3. Details of person subject to the notification obligation (iv)
Name Pentwater Capital Management LP
City and country of registered office Naples, FL USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
----------------------------------------------------------------------------------
City and country of registered office
(if applicable)
----------------------------------------------------------------------------------
5. Date on which the threshold was 04/8/2021
crossed or reached (vi) :
----------------------------------------------------------------------------------
6. Date on which issuer notified 05/8/2021
(DD/MM/YYYY):
----------------------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
-------------------- --------------------- -------------- -------------------------------------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 4.73% 0.0% 4.73% 75,000,000
-------------------- --------------------- -------------- -------------------------------------------
Position of
previous
notification
(if
applicable) 6.7% 6.7%
-------------------- --------------------- -------------- -------------------------------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------
GB00BF781319 3,550,000 4.73%
-------------------- --------------------- ------------------------------------ -----------------------
SUBTOTAL 8. A
------------------------------------------- -------------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
-------------------- --------------------- ------------------------------------ -----------------------
SUBTOTAL 8. B 1
--------------------- ------------------------------------ -----------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
-------------------- --------------------- -------------- --------------------
SUBTOTAL
8.B.2
-------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable equals or is higher notifiable threshold
threshold than the notifiable
threshold
-------------------- ------------------------------------- -------------------------------------------
Pentwater
Capital
Management LP 4.73% 4.73%
-------------------- ------------------------------------- -------------------------------------------
Pentwater
Capital
Management
Europe
LLP 4.73% 4.73%
-------------------- ------------------------------------- -------------------------------------------
PWCM Master
Fund
Ltd
-------------------- ------------------------------------- -------------------------------------------
Pentwater
Equity
Opportunities
Master
Fund Ltd
-------------------- ------------------------------------- -------------------------------------------
Pentwater
Merger
Arbitrage
Master
Fund Ltd
-------------------- ------------------------------------- -------------------------------------------
Oceana Master
Fund
Ltd
-------------------- ------------------------------------- -------------------------------------------
MAP 98
Segregated
Portfolio
-------------------- ------------------------------------- -------------------------------------------
Crown/PW
Segregated
Portfolio
-------------------- ------------------------------------- -------------------------------------------
Investment
Opportunities
3 SPC
-------------------- ------------------------------------- -------------------------------------------
Pentwater
Metric
Merger
Arbitrage
GP LLC
-------------------- ------------------------------------- -------------------------------------------
Pentwater
Unconstrained
Master Fund
Ltd.
-------------------- ------------------------------------- -------------------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------------------------------------------
The number and % of voting rights
held
----------------------------------------------------------------------------------
The date until which the voting
rights
will be held
----------------------------------------------------------------------------------
11. Additional information (xvi)
Place of completion Evanston, IL
Date of completion 05/08/2021
-------------
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END
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