Tavistock Investments PLC Holding(s) in Company (3083M)
20 Septiembre 2021 - 5:07AM
UK Regulatory
TIDMTAVI
RNS Number : 3083M
Tavistock Investments PLC
20 September 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possibl e) i
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Tavistock Investments PLC
rights are at- tached ii :
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify) iii :
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3. Details of person subject to the notifica tion obliga tion iv
Name Helium Rising Stars Fund
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City and country of registered office Cayman Islands
(if applicable)
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4. Full name of shareholder(s) (if different from 3 .) v
Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was 17/09/2021
crossed or reached vi :
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6. Date on which issuer notified 17/09/2021
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting rights Total number
% of voting rights through financial Total of both of voting rights
at- tached to instru- ments in % (8.A + 8.B) held in issuer
shares (to- tal (total of 8.B 1 (8.A + 8.B)
of 8. A) + 8.B 2) vii
--------------------- ---------------------- ---------------------- ------------------
Resulting situation
on the date on
which
threshold was
crossed or reached 0% 0% 0
--------------------- ---------------------- ---------------------- ------------------
Position of previous
notification (if
applicable) 4.84% 4.84%
--------------------- ---------------------- ---------------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if
possible)
---------------- ------------------------------------------------ ------------------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------- --------------------- ------------------------- --------------------------------- -------------------------
GB00BLNMLS43 0 0%
--------------------- ------------------------- --------------------------------- -------------------------
SUBTOTAL 8. A 0 0%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Number of voting
Type of Expiration Exercise/ Conversion rights that may be % of voting rights
financial date x Period xi acquired if the instrument
in- strument is
exercised/converted.
--------------------- ------------------------- --------------------------------- -------------------------
SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of
financial date x Conversion cash voting rights % of voting rights
instrument Pe- riod xi settlement
xii
---------------------- ------------------------- --------------- ---------------- -------------------------
SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by x
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
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Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity xiv
(please add additional rows as necessary)
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% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
N ame xv higher than the notifiable in- struments if than the notifiable
threshold it equals or is higher threshold
than the
notifiable threshold
--------------------------------- ------------------------------ ------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights
will be held
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11 . Addition al information xvi
Place of completion Zürich, Switzerland
Date of completion 17/09/2021
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