TIDMWKOF 
 
Please note that from 22 March 2021, the Standard TR-1 Form should be completed 
and submitted to the FCA via our Electronic Submission System (ESS) in relation 
to notifications of voting rights held in issuers whose shares are admitted to 
trading on UK regulated markets. 
 
Holders of voting rights in issuers whose shares are admitted to trading on UK 
prescribed markets such as AIM market, can continue to use this form to send 
their notifications to those issuers. Alternatively, if they wish they can 
register on ESS to be able to notify to us, produce a TR-1 Form via ESS and 
submit the downloaded version to issuers with shares admitted to trading on 
prescribed markets. 
 
More information on how to submit a TR-1 Form via ESS is available here 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible) i 
 
1a. Identity of the issuer or the underlying          Weiss Korea Opportunity Fund Ltd 
issuer of existing shares to which voting 
rights are attached ii: 
 
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" 
if appropriate) 
 
Non-UK issuer                                                                             X 
 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
 
An acquisition or disposal of voting rights                                               X 
 
An acquisition or disposal of financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify) iii: 
 
3. Details of person subject to the notification obligation iv 
 
Name                                            JBF Capital 
 
City and country of registered office (if       Colorado, USA 
applicable) 
 
4. Full name of shareholder(s) (if different from 3.) v 
 
Name 
 
City and country of registered office (if 
applicable) 
 
5. Date on which the threshold was crossed or   9/11/2021 
reached vi: 
 
6. Date on which issuer notified (DD/MM/YYYY):  10/11/2021 
 
7. Total positions of person(s) subject to the notification obligation 
 
                      % of voting     % of voting rights  Total of both in  Total number of 
                    rights attached   through financial     % (8.A + 8.B)   voting rights 
                   to shares (total      instruments                        held in issuer 
                       of 8. A)       (total of 8.B 1 +                     (8.A + 8.B) vii 
                                            8.B 2) 
 
Resulting                4.53%               0.0%               4.53%           3,137,500 
situation on the 
date on which 
threshold was 
crossed or reached 
 
Position of 
previous 
notification (if 
applicable) 
 
 
 
 
8. Notified details of the resulting situation on the date on which the 
threshold was crossed or reached viii 
 
A: Voting rights attached to shares 
 
Class/type of        Number of voting rights ix            % of voting rights 
shares 
ISIN code (if             Direct            Indirect              Direct             Indirect 
possible)                (DTR5.1)           (DTR5.2.1)           (DTR5.1)           (DTR5.2.1) 
 
GG00B933LL68             3,137,500                                 4.53% 
 
SUBTOTAL 8. A 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 
Type of financial    Expiration Exercise/               Number of voting rights  % of voting 
instrument           date x     Conversion Period xi    that may be acquired if  rights 
                                                        the instrument is 
                                                        exercised/converted. 
 
                                SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
(1) (b) 
 
Type of          Expiration     Exercise/        Physical or cash Number of      % of voting 
financial        date x         Conversion       Settlement xii   voting rights  rights 
instrument                      Period xi 
 
                                                 SUBTOTAL 8.B.2 
 
 
 
 
9. Information in relation to the person subject to the notification obligation 
(please mark the 
applicable box with an "X") 
 
Person subject to the notification obligation is not controlled by any natural 
person or legal entity and does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) issuer xiii 
 
Full chain of controlled undertakings through which the voting rights and/or 
the 
financial instruments are effectively held starting with the ultimate 
controlling natural person or legal entity (please add additional rows as 
necessary) xiv 
 
       Name xv          % of voting rights if    % of voting rights      Total of both if it 
                       it equals or is higher     through financial      equals or is higher 
                         than the notifiable      instruments if it      than the notifiable 
                              threshold          equals or is higher          threshold 
                                                 than the notifiable 
                                                      threshold 
 
10. In case of proxy voting, please identify: 
 
Name of the proxy holder 
 
The number and % of voting rights held 
 
The date until which the voting rights will be 
held 
 
11. Additional information xvi 
 
 
 
 
Place of completion  Colorado, USA 
 
Date of completion   10/11/2021 
 
Notes 
 
i Please note this form should be read jointly with the applicable Disclosure 
Guidance and Transparency Rules Chapter 5 (DTR5) available on the following 
link: https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter 
 
ii Full name of the legal entity and further specification of the issuer or 
underlying issuer, provided it is reliable and accurate (e.g. address, LEI, 
domestic number identity). Indicate in the relevant section whether the issuer 
is a non UK issuer. 
 
iii Other reason for the notification could be voluntary notifications, changes 
of attribution of the nature of the holding (e.g. expiring of financial 
instruments) or acting in concert. 
 
iv This should be the full name of (a) the shareholder; (b) the natural person 
or legal entity acquiring, disposing of or exercising voting rights in the 
cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the agreement 
referred to in DTR5.2.1 (a) or (d) the holder of financial instruments referred 
to in DTR5.3.1. 
 
As the disclosure of cases of acting in concert may vary due to the specific 
circumstances (e.g. same or different total positions of the parties, entering 
or exiting of acting in concert by a single party) the standard form does not 
provide for a specific method how to notify cases of acting in concert. 
 
In relation to the transactions referred to in  DTR5.2.1 (b) to (h), the 
following list is provided as indication of the persons who should be 
mentioned: 
 
- in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal 
entity that acquires the voting rights and is entitled to exercise them under 
the agreement and the natural person or legal entity who is transferring 
temporarily for consideration the voting rights; 
 
- in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal 
entity holding the collateral, provided the person or entity controls the 
voting rights and declares its intention of exercising them, and natural person 
or legal entity lodging the collateral under these conditions; 
 
- in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal 
entity who has a life interest in shares if that person or entity is entitled 
to exercise the voting rights attached to the shares and the natural person or 
legal entity who is disposing of the voting rights when the life interest is 
created; 
 
- in the circumstances foreseen in DTR5.2.1 (e), the controlling natural person 
or legal entity and, provided it has a notification duty at an individual level 
under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those 
situations, the controlled undertaking; 
 
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the 
shares, if he can exercise the voting rights attached to the shares deposited 
with him at his discretion, and the depositor of the shares allowing the 
deposit taker to exercise the voting rights at his discretion; 
 
- in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal 
entity that controls the voting rights; 
 
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can 
exercise the voting rights at his discretion, and the shareholder who has given 
his proxy to the proxy holder allowing the latter to exercise the voting rights 
at his discretion (e.g. management companies). 
 
v Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should be 
the full name of the shareholder who is the counterparty to the natural person 
or legal entity referred to DTR5.2 unless the percentage of voting rights held 
by the shareholder is lower than the lowest notifiable threshold for the 
disclosure of voting rights holdings in accordance with national practices 
(e.g. identification of funds managed by management companies). 
 
vi The date on which threshold is crossed or reached should be the date on 
which the acquisition or disposal took place or the other reason triggered the 
notification obligation. For passive crossings, the date when the corporate 
event took effect. 
 
vii The total number of voting rights held in the issuer shall be composed of 
all the shares, including depository receipts representing shares, to which 
voting rights are attached even if the exercise thereof is suspended. 
 
viii If the holding has fallen below the lowest applicable threshold, please 
note that it might not be necessary to disclose the extent of the holding, only 
that the new holding is below that threshold. 
 
ix In case of combined holdings of shares with voting rights attached "direct 
holding" and voting rights "indirect holding", please split the voting rights 
number and percentage into the direct and indirect columns - if there is no 
combined holdings, please leave the relevant box blank. 
 
x Date of maturity/expiration of the financial instrument i.e. the date when 
right to acquire shares ends. 
 
xi If the financial instrument has such a period - please specify this period - 
for example once every 3 months starting from [date]. 
 
xii In case of cash settled instruments the number and percentages of voting 
rights is to be presented on a delta-adjusted basis (DTR 5.3.3.A). 
 
xiii If the person subject to the notification obligation is either controlled 
and/or does control another undertaking then the second option applies. 
 
xiv The full chain of controlled undertakings starting with the ultimate 
controlling natural person or legal entity has to be presented also in the 
cases, in which only on subsidiary level a threshold is crossed or reached and 
the subsidiary undertaking discloses the notification as only in this way will 
the markets get always the full picture of the group holdings. In case of 
multiple chains through which the voting rights and/or financial instruments 
are effectively held the chains have to be presented chain by chain by 
numbering each chain accordingly. Please see the below example: 
 
Name of ultimate controlling person A (chain 1) 
 
Name of controlled undertaking B 
 
Name of controlled undertaking C 
 
Name of ultimate controlling person A (chain 2) 
 
Name of controlled undertaking B 
 
Name of controlled undertaking D 
 
Name of ultimate controlling person A (chain3) 
 
Name of controlled undertaking E 
 
Name of controlled undertaking F 
 
xv The names of controlled undertakings through which the voting rights and/or 
financial instruments are effectively held have to be presented irrespectively 
whether the controlled undertakings cross or reach the lowest applicable 
threshold themselves. 
 
xvi Example: Correction of a previous notification. 
 
 
 
END 
 
 

(END) Dow Jones Newswires

November 11, 2021 09:09 ET (14:09 GMT)

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