Statement of Changes in Beneficial Ownership (4)

Fecha : 08/11/2019 @ 09:23
Fuente : Edgar (US Regulatory)
Emisora : Waters Corp (WAT)
Cotización : 213.39  0.81 (0.38%) @ 18:59
Waters Cotización de acciones Gráfica
Último Operacion
no Posventa
Último $ 213.39 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Rae Elizabeth B
2. Issuer Name and Ticker or Trading Symbol

WATERS CORP /DE/ [ WAT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP, Global HR
(Last)          (First)          (Middle)

34 MAPLE STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

11/7/2019
(Street)

MILFORD, MA 01757
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock  11/7/2019  11/7/2019  M    19138  A $128.93  23932  D   
Common Stock  11/7/2019  11/7/2019  S    19138  D $212.60  4794  D   
Common Stock  11/7/2019  11/7/2019  M    7514  A $139.51  12308  D   
Common Stock  11/7/2019  11/7/2019  S    7514  D $214.04  4794  D   
Common Stock  11/7/2019  11/7/2019  M    2674  A $194.26  7468  D   
Common Stock  11/7/2019  11/7/2019  S    2674  D $214.26  4794  D   
Common Stock                 4028.78  I  By 401k 
Common Stock                 3028.8982  I  By Espp 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)  $128.93  11/7/2019  11/7/2019  M        19138   12/9/2016  12/9/2025  Common Stock  19138  $0  12760  D   
Stock Option (Right to Buy)  $139.51  11/7/2019  11/7/2019  M        7514   12/9/2017  12/9/2026  Common Stock  7514  $0  11273  D   
Stock Option (Right to Buy)  $194.26  11/7/2019  11/7/2019  M        2674   12/5/2018  12/5/2027  Common Stock  2674  $0  10700  D   

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Rae Elizabeth B
34 MAPLE STREET
MILFORD, MA 01757


SVP, Global HR

Signatures
/s/ Elizabeth B. Rae 11/8/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Waters (NYSE:WAT)
Gráfica de Acción Histórica

1 año : De Nov 2018 a Nov 2019

Haga Click aquí para más Gráficas Waters.

Waters (NYSE:WAT)
Gráfica de Acción Intradía

Hoy : Jueves 14 de Noviembre 2019

Haga Click aquí para más Gráficas Waters.
Su Consulta Reciente
BMV
FIBRAPL14
Fibra Prol..
BMV
AMXL
América Mó..
BMV
ME
IPC México
BMV
ALSEA*
Alsea
FX
USDMXN
United Sta..
Las acciones que ha visto aparecerán en este recuadro, lo que le permite volver fácilmente a las cotizaciones que ha consultado previamente
Registrarse ahora para crear su lista personalizada de acciones en streaming.

Cotizaciones PLUS están en tiempo real. Cotizaciones NYSE y AMEX están con retraso de por lo menos 20 minutos.
El resto de las cotizaciones están con retraso de por lo menos 15 minutos al menos que se indique lo contrario.

Al acceder a los servicios disponibles de ADVFN usted acepta quedar sujerto a los Términos y Condiciones

P: V:mx D:20191114 06:38:40