TIDMCBG TIDMSLA

RNS Number : 6279T

Close Brothers Group PLC

15 November 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                              Close Brothers Group plc 
  underlying issuer of existing shares 
  to which voting rights are attached: 
                                                             -------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                                      ----- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                                            X 
                                                                                                                      ----- 
 An acquisition or disposal of financial instruments 
                                                                                                                      ----- 
 An event changing the breakdown of voting rights 
                                                                                                                      ----- 
 Other (please specify)(iii) : 
                                                                                                                      ----- 
 3. Details of person subject to the notification obligation 
 Name                                                         Aggregate of Standard Life Aberdeen 
                                                               plc affiliated investment management 
                                                               entities with delegated voting rights 
                                                               on behalf of multiple managed portfolios 
 City and country of registered office                        Edinburgh, Scotland 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name 
                                                             -------------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------------------------- 
 5. Date on which the threshold was                           14/11/2019 
  crossed or reached(vi) : 
                                                             -------------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               15/11/2019 
                                                             -------------------------------------------------------------- 
 
 7. Total positions of person(s) subject to the notification obligation 
                     % of voting              % of voting rights               Total of both         Total number 
                    rights attached            through financial                in % (8.A +           of voting rights 
                   to shares (total               instruments                       8.B)              of issuer(vii) 
                       of 8. A)                  (total of 8.B 
                                                  1 + 8.B 2) 
                ---------------------  -------------------------------  --------------------------  ----------------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached            13.00                        0.00                          13.00                  151,128,451 
                ---------------------  -------------------------------  --------------------------  ----------------------- 
 Position of 
  previous 
  notification 
  (if 
  applicable)           12.98                        0.00                          12.98 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of        Number of voting rights(ix)                               % of voting rights 
 shares 
 ISIN code (if 
 possible) 
                               Direct                      Indirect                       Direct                Indirect 
                         (Art 9 of Directive         (Art 10 of Directive           (Art 9 of Directive          (Art 10 
                            2004/109/EC)                 2004/109/EC)              2004/109/EC) (DTR5.1)      of Directive 
                              (DTR5.1)                    (DTR5.2.1)                                          2004/109/EC) 
                                                                                                               (DTR5.2.1) 
                                                ----------------------------- 
 GB0007668071                   N/A                       19,653,311                       N/A                   13.00 
                     -------------------------  -----------------------------  ---------------------------  --------------- 
 
 SUBTOTAL 8. A                              19,653,311                                             13.00 
                     --------------------------------------------------------  -------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial    Expiration   Exercise/                             Number of voting                    % of voting 
  instrument           date(x)      Conversion Period(xi)                 rights that may                     rights 
                                                                          be acquired if 
                                                                          the instrument 
                                                                          is 
                                                                          Exercised/converted. 
                     -----------  ------------------------------------  ----------------------------------  --------------- 
 
 
                                   SUBTOTAL 8. B 1 
                                  ------------------------------------  ----------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of          Expiration       Exercise/                  Physical or              Number of             % of voting 
  financial        date(x)          Conversion                 cash                     voting rights         rights 
  instrument                        Period (xi)                settlement(xii) 
                 ---------------  -------------------------  -----------------------  -------------------- 
 
                                                              SUBTOTAL 8.B.2 
                                                             -----------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                      X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
           Name(xv)               % of voting     % of voting rights      Total of both if 
                                  rights if it     through financial       it equals or is 
                                  equals or is      instruments if         higher than the 
                                  higher than        it equals or        notifiable threshold 
                                 the notifiable     is higher than 
                                   threshold        the notifiable 
                                                       threshold 
                               ----------------  -------------------  ------------------------ 
 Standard Life Aberdeen 
  plc 
                               ----------------  -------------------  ------------------------ 
 Standard Life Investments 
  (Holdings) Limited 
                               ----------------  -------------------  ------------------------ 
 Standard Life Investments 
  Limited                            9.92                0.00                   9.92 
                               ----------------  -------------------  ------------------------ 
 
 Standard Life Aberdeen 
  plc 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Asset Management 
  PLC 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Asset Managers 
  Limited 
                               ----------------  -------------------  ------------------------ 
 
 Standard Life Aberdeen 
  plc 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Asset Management 
  PLC 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Asset Investment 
  Group Limited 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Asset Investments 
  Limited 
                               ----------------  -------------------  ------------------------ 
 
 Standard Life Aberdeen 
  plc 
                               ----------------  -------------------  ------------------------ 
 Standard Life Investments 
  (Holdings) Limited 
                               ----------------  -------------------  ------------------------ 
 Ignis Asset Management 
  Limited 
                               ----------------  -------------------  ------------------------ 
 Ignis Investment Services 
  Limited 
                               ----------------  -------------------  ------------------------ 
 
 Standard Life Aberdeen 
  plc 
                               ----------------  -------------------  ------------------------ 
 Standard Life Investments 
  (Holdings) Limited 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Standard Capital 
  Limited 
                               ----------------  -------------------  ------------------------ 
 
 Standard Life Aberdeen 
  plc 
                               ----------------  -------------------  ------------------------ 
 Standard Life Investments 
  (Holdings) Limited 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Standard Capital 
  Limited 
                               ----------------  -------------------  ------------------------ 
 Aberdeen Standard Capital 
  International Limited 
                               ----------------  -------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                        N/A 
                                                ---------------------------------------------- 
 The number and % of voting rights               N/A 
  held 
                                                ---------------------------------------------- 
 The date until which the voting rights          N/A 
  will be held 
                                                ---------------------------------------------- 
 
 11. Additional information(xvi) 
 
   In reference to Section 9, the shares detailed are managed by the named 
   discretionary investment management entity within multiple portfolios 
   on behalf of underlying clients, based on investment management agreements 
   whereby the client has delegated the exercise of the voting power to 
   the referenced investment manager. 
 
 
 
 Place of completion   Edinburgh, United Kingdom 
 Date of completion    15/11/2019 
                      -------------------------- 
 

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END

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November 15, 2019 09:33 ET (14:33 GMT)

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