Personal Assets Trust PLC Holding(s) in Company (9646T)
19 Noviembre 2019 - 11:03AM
UK Regulatory
TIDMPNL
RNS Number : 9646T
Personal Assets Trust PLC
19 November 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Personal Assets Trust plc
underlying issuer of existing shares
to which voting rights are attached(ii)
:
---------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
-------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
-------
An acquisition or disposal of financial instruments
-------
An event changing the breakdown of voting rights X
-------
Other (please specify)(iii) :
-------
3. Details of person subject to the notification obligation(iv)
Name Brewin Dolphin Limited
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
---------------------------------------------------------------
City and country of registered office
(if applicable)
---------------------------------------------------------------
5. Date on which the threshold was 15 November 2019
crossed or reached(vi) :
---------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 19/11/2019
---------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------------------- ------------------------------------ ------------------------ -----------------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 10.0006% N/A 10.0006% 2,661,463
------------------------------- ------------------------------------ ------------------------ -----------------------
Position of
previous
notification
(if
applicable) 5.0047% N/A 5.0047%
------------------------------- ------------------------------------ ------------------------ -----------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
------------------------------------
Ord GBP12.50
GB0006827546 N/A 266,163 N/A 10.0006%
------------------------------- ------------------------------------ ------------------------ -----------------------
SUBTOTAL 8.
A 266,163 10.0006%
--------------------------------------------------------------------- -------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion Period(xi) rights that may rights
be acquired if
the instrument
is
exercised/converted.
------------------ ---------------------------------------- --------------------------------- -----------------------
SUBTOTAL 8. B 1
---------------------------------------- --------------------------------- -----------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
------------------------ ------------------------ ---------------------------- -------------------
SUBTOTAL 8.B.2
---------------------------- -------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
--------------------------------------------- -------------------------------- -----------------------------
Indirect - Brewin
Nominees (Channel
Islands) Limited
- JPAL 0.0765% N/A 0.0765%
--------------------------------------------- -------------------------------- -----------------------------
Indirect - Brewin
Nominees Limited
A/c NOM 3.7936% N/A 3.7936%
--------------------------------------------- -------------------------------- -----------------------------
Indirect - Brewin
Nominees Limited
A/c ISA 2.7988% N/A 2.7988%
--------------------------------------------- -------------------------------- -----------------------------
Indirect - Brewin
Nominees Limited
A/c GROSS 2.1388% N/A 2.1388%
--------------------------------------------- -------------------------------- -----------------------------
Indirect - Brewin
Nominees Limited
A/c CHARITY 0.5524% N/A 0.5524%
--------------------------------------------- -------------------------------- -----------------------------
Indirect - Brewin
Nominees Limited
A/c OFFBOND 0.6405% N/A 0.6405%
--------------------------------------------- -------------------------------- -----------------------------
GRAND TOTAL 10.0006%
--------------------------------------------- -------------------------------- -----------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
---------------------------------------------------------------
The number and % of voting rights
held
---------------------------------------------------------------
The date until which the voting rights
will be held
---------------------------------------------------------------
11. Additional information(xvi)
Figures based on shares in issue of 2,661,463 as stated in notice dated
15(th) November 2019.
The indirect voting rights under (9) relate to shares held in client
portfolios, managed by those firms, under discretionary investment management
agreements.
Place of completion Newcastle Upon Tyne, United Kingdom
Date of completion 19(th) November 2019
------------------------------------
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END
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