Statement of Changes in Beneficial Ownership (4)
10 Diciembre 2019 - 5:35PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Melkote Keerti |
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co
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HPE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President Intelligent Edge |
(Last)
(First)
(Middle)
C/O HEWLETT PACKARD COMPANY, 6280 AMERICA CENTER DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/7/2019 |
(Street)
SAN JOSE, CA 95002
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/7/2019 | | M | | 74148 | A | $15.91 | 74148 | D | |
Common Stock | 12/7/2019 | | F | | 27336 | D | $15.91 | 46812 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 12/7/2019 | | M | | | 74148 (2)(3) | (2) | (2) | Common Stock | 74148 | (2) | 74148 | D | |
Restricted Stock Units | (1) | 1/2/2019 | | A | | 3413.3503 (4) | | (4) | (4) | Common Stock | 3413.3503 | (4) | 114944.35 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
(2) | As previously reported, on 12/07/17 the reporting person was granted 210,970 Restricted Stock Units ("RSUs"), 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 4,304.4309 dividend equivalent rights that reflect 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 998.2831 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 1,034.8455 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 1,095.7609 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. |
(3) | The number of derivative securities in column 5 also includes 3,825 vested dividend equivalent rights and a de minimus adjustment of 0.5691 due to fractional rounding of the dividend equivalent rights. |
(4) | As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 3,413.3503 dividend equivalent rights that reflect 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Melkote Keerti C/O HEWLETT PACKARD COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE, CA 95002 |
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| President Intelligent Edge |
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Signatures
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Derek Windham as Attorney-in-Fact for Keerti Melkote | | 12/10/2019 |
**Signature of Reporting Person | Date |
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