Statement of Changes in Beneficial Ownership (4)
28 Enero 2020 - 5:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Davis Philip |
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co
[
HPE
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CSO, Pres Hybrid IT |
|
(Last)
(First)
(Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 6280 AMERICA CENTER DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/24/2020 |
|
(Street)
SAN JOSE, CA 95002
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 1/24/2020 | | M | | 26313 | A | $14.76 | 26313 | D |
|
| Common Stock | 1/24/2020 | | F | | 9429 | D | $14.76 | 16884 | D |
|
| Common Stock | 1/28/2020 | | S | | 16884 (1) | D | $14.61 | 0 | D |
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (2) | 1/24/2020 | | M | | | 26313 (3) | (3) | (3) | Common Stock | 26313 | (3) | 0 | D |
|
| Restricted Stock Units | (2) | 1/2/2020 | | A | | 181.4917 (4) | | (4) | (4) | Common Stock | 181.4917 | (4) | 25967.0249 | D |
|
| Restricted Stock Units | (2) | 1/2/2020 | | A | | 521.885 (5) | | (5) | (5) | Common Stock | 521.885 | (5) | 74669.885 | D |
|
| Restricted Stock Units | (2) | 1/2/2020 | | A | | 594.2412 (6) | | (6) | (6) | Common Stock | 594.2412 | (6) | 83118.2412 | D |
|
| Restricted Stock Units | (2) | 1/2/2020 | | A | | 937.0167 (7) | | (7) | (7) | Common Stock | 937.0167 | (7) | 127200.016 | D |
|
| Explanation of Responses: |
| (1) | The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| (3) | As previously reported, on 01/24/17 the reporting person was granted 73,519 Restricted Stock Units ("RSUs"), 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which vested on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.8701 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The number of derivative securities in column 5 also includes 1,806 vested dividend equivalent rights and a de minimus adjustment of 0.9373 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. |
| (4) | As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.4917 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. |
| (5) | As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. |
| (6) | As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. |
| (7) | As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Davis Philip
C/O HEWLETT PACKARD ENTERPRISE COMPANY
6280 AMERICA CENTER DRIVE
SAN JOSE, CA 95002 |
|
| CSO, Pres Hybrid IT |
|
Signatures
|
| Derek Windham as Attorney-in-Fact for Philip Davis | | 1/28/2020 |
| **Signature of Reporting Person | Date |
Hewlett Packard Enterprise (NYSE:HPE)
Gráfica de Acción Histórica
De Mar 2024 a Abr 2024
Hewlett Packard Enterprise (NYSE:HPE)
Gráfica de Acción Histórica
De Abr 2023 a Abr 2024
