Statement of Changes in Beneficial Ownership (4)
16 Marzo 2020 - 4:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McMillon C Douglas |
2. Issuer Name and Ticker or Trading Symbol
Walmart Inc.
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WMT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President and CEO |
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(Last)
(First)
(Middle)
702 S.W. 8TH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2020 |
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(Street)
BENTONVILLE, AR 72716-0215
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/12/2020 | | A | | 140730 (1) | A | $0 | 1474757.804 (2) | D | |
| Common Stock | | | | | | | | 1773.7722 | I | By 401(k) |
| Common | | | | | | | | 138401 | I | By Trust for Children |
| Common | | | | | | | | 131990 | I | By Wife's Trust for Children |
| Common | | | | | | | | 59563 | I | By Trust for Wife |
| Common | | | | | | | | 2258 | I | By Son |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents restricted stock units earned by Reporting Person upon achievement of performance goals for the one-year period ended Jan. 31, 2020, as certified by the Compensation and Management Development Committee on March 12, 2020. The restricted stock units are scheduled to vest Jan. 31, 2022 if Reporting Person remains employed by Issuer on that date. |
| (2) | Balance adjusted to reflect shares acquired through the Walmart Inc. Associate Stock Purchase Plan. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
McMillon C Douglas
702 S.W. 8TH STREET
BENTONVILLE, AR 72716-0215 | X |
| President and CEO |
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Signatures
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| /s/ Geoffrey W. Edwards, By Power of Attorney | | 3/16/2020 |
| **Signature of Reporting Person | Date |
Walmart (NYSE:WMT)
Gráfica de Acción Histórica
De Mar 2024 a Abr 2024
Walmart (NYSE:WMT)
Gráfica de Acción Histórica
De Abr 2023 a Abr 2024
