Provident Financial PLC Holding(s) in Company (4921Q)
19 Junio 2020 - 2:34AM
UK Regulatory
TIDMPFG
RNS Number : 4921Q
Provident Financial PLC
19 June 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Provident Financial plc
underlying issuer of existing shares
to which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
--------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
--------
An acquisition or disposal of financial instruments X
--------
An event changing the breakdown of voting rights
--------
Other (please specify):
--------
3. Details of person subject to the notification obligation
Name Wellington Management Group LLP
------------------------------------------------
City and country of registered Boston, USA
office (if applicable)
------------------------------------------------
4. Full name of shareholder(s) (if different from 3)
Name BNY Mellon Nominees Limited
Euroclear Nominees Limited
JP Morgan Chase Nominees Limited
JP Morgan Prime Brokerage
Mellon Nominees (UK) Ltd.
Nortrust Nominees Limited
ROY Nominees Limited
State Street Nominees Limited
------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------
5. Date on which the threshold 17/06/2020
was crossed or reached:
------------------------------------------------
6. Date on which issuer notified 18/06/2020
(DD/MM/YYYY):
------------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting rights Total of Total number
rights attached through financial both in of voting rights
to shares instruments % of issuer
(total of (total of 8.B.1 (8.A + 8.B)
8.A) + 8.B.2)
----------------- --------------------- ------------- --------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 4.94% 0.01% 4.95% 253,615,794
----------------- --------------------- ------------- --------------------
Position of previous
notification (if
applicable) 5.30% 5.30%
----------------- --------------------- ------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
----------------------------------------------------------------- --------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of Directive (Art 9 (Art 10 of
Directive 2004/109/EC) (DTR5.2.1) of Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.1) (DTR5.2.1)
--------------- ------------------------------------------------ --------------- ---------------
GB00B1Z4ST84
Common Stock 12,543,375 4.94%
--------------- ------------------------------------------------ --------------- ---------------
SUBTOTAL 8.A 12,543,375 4.94%
----------------------------------------------------------------- --------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that may be rights
instrument Period acquired if the instrument
is exercised/converted
--------------- ------------------------ --------------------------------------- ---------------
SUBTOTAL
8.B.1
--------------------------------------- ---------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date Conversion or cash voting rights rights
instrument Period settlement
--------------- ------------------------ ----------------- -------------------- ---------------
13,516 Equity
Swap shares
or 13,516
votes on
a converted
Equity Swap 22/05/2023 15/06/2020to22/05/2023 Cash settlement basis 0.01%
--------------- ------------------------ ----------------- -------------------- ---------------
SUBTOTAL
8.B.2 13,516 0.01%
-------------------- ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting X
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
--------
Name % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
---------------------- -------------------- --------------------------
Wellington Management
Group LLP
---------------------- -------------------- --------------------------
Wellington Group Holdings
LLP
---------------------- -------------------- --------------------------
Wellington Investment
Advisors Holdings
LLP
---------------------- -------------------- --------------------------
Wellington Management
Company LLP
---------------------- -------------------- --------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
------------------------------------------------
The number and % of voting rights
held
------------------------------------------------
The date until which the voting
rights will be held
------------------------------------------------
11. Additional information:
Place of completion London, UK
Date of completion 18/06/2020
---------------------------------------------------------------------------
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END
HOLEAXKNFDAEEEA
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June 19, 2020 03:34 ET (07:34 GMT)
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