Statement of Changes in Beneficial Ownership (4)
25 Septiembre 2020 - 4:36PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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WALTON S ROBSON |
2. Issuer Name and Ticker or Trading Symbol
Walmart Inc.
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WMT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
702 S.W. 8TH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/24/2020 |
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(Street)
BENTONVILLE, AR 72716-0215
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 9/24/2020 | | J(1) | | 8100000 (1) | D | $0 (1) | 389604553 | I | By Trust |
| Common Stock | 9/25/2020 | | J(2) | | 200000 (2) | D | $0 (2) | 389404553 | I | By Trust (3) |
| Common Stock | | | | | | | | 2580991.2965 (4) | D | |
| Common Stock | | | | | | | | 1000891131 | I | By Limited Liability Company (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The transaction is a distribution of 8,100,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust. |
| (2) | The transaction is a distribution of 200,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust (the "Distribution"). |
| (3) | The reporting person is a trustee of the Trust, the entity that owns 389,404,553 shares of Common Stock following the Distribution. The reporting person disclaims beneficial ownership of the reported securities held by such Trust except to the extent of his pecuniary interest therein. |
| (4) | Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock. |
| (5) | The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
WALTON S ROBSON
702 S.W. 8TH STREET
BENTONVILLE, AR 72716-0215 | X | X |
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Signatures
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| /s/ Jennifer F. Rudolph, by power of attorney | | 9/25/2020 |
| **Signature of Reporting Person | Date |
Walmart (NYSE:WMT)
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De Mar 2024 a Abr 2024
Walmart (NYSE:WMT)
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De Abr 2023 a Abr 2024
