Statement of Changes in Beneficial Ownership (4)
01 Marzo 2021 - 4:26PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Crawford Raphael Goszcz |
2. Issuer Name and Ticker or Trading Symbol
ALBEMARLE CORP
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ALB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President, Catalysts |
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(Last)
(First)
(Middle)
ALBEMARLE CORPORATION, 4250 CONGRESS STREET, SUITE 900 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/25/2021 |
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(Street)
CHARLOTTE, NC 28209
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | | | | | | | | 41 | I | Albemarle Savings Plan (1) |
| Common Stock | 2/25/2021 | | M | | 3158 (2) | A | $0 | 18088 | D | |
| Common Stock | 2/25/2021 | | F | | 769 (3) | D | $153.48 | 17319 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Performance Units | (4) | 2/25/2021 | | A | | 6316 | | (2) | (5) | Common Stock | 6316.0 | $0 | 6316 | D | |
| Performance Units | (4) | 2/25/2021 | | M | | | 3158 | (2) | (5) | Common Stock | 3158.0 | $0 | 3158 | D | |
| Explanation of Responses: |
| (1) | Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4 |
| (2) | Performance Units granted on 2/23/2018. 50% vested on 02/25/2021 and 50% vests on 01/01/2022. |
| (3) | Shares withheld to meet tax liabilities associated with vesting of Performance Units. |
| (4) | Each Performance Unit converts to 1 share of Common Stock. |
| (5) | No expiration date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Crawford Raphael Goszcz
ALBEMARLE CORPORATION
4250 CONGRESS STREET, SUITE 900
CHARLOTTE, NC 28209 |
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| President, Catalysts |
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Signatures
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| /s/ Stefanie M. Holland, Attorney-in-Fact | | 3/1/2021 |
| **Signature of Reporting Person | Date |
Albemarle (NYSE:ALB)
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