Statement of Changes in Beneficial Ownership (4)
08 Marzo 2021 - 3:06PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lagatta Loreen A. |
2. Issuer Name and Ticker or Trading Symbol
Atlantic Union Bankshares Corp
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AUB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP |
(Last)
(First)
(Middle)
C/O ATLANTIC UNION BANKSHARES CORP, 1051 E. CARY STREET, STE 1200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/4/2021 |
(Street)
RICHMOND, VA 23219
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/4/2021 | | S | | 235 | D | $38.4074 (1) | 13973 | D | |
Common Stock | 3/4/2021 | | M | | 200 | A | $14.40 | 14173 | D | |
Common Stock | 3/4/2021 | | S | | 200 | D | $38.4175 (2) | 13973 | D | |
Common Stock | 3/5/2021 | | S | | 3054 | D | $38.3788 (3) | 10919 | D | |
Common Stock | 3/5/2021 | | M | | 3077 | A | $14.40 | 13996 | D | |
Common Stock | 3/5/2021 | | S | | 3077 | D | $38.3790 (3) | 10919 | D | |
Common Stock | | | | | | | | 2172 | I | By Trustee of ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
NQSO (right-to-buy) | $14.40 | 3/4/2021 | | M | | | 200 | 2/23/2013 | 2/23/2023 | Common Stock | 3277 | $0 | 3077 | D | |
NQSO (right-to-buy) | $14.40 | 3/5/2021 | | M | | | 3077 | 2/23/2013 | 2/23/2023 | Common Stock | 3077 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $38.35 to $38.45 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. |
(2) | Price indicated is the weighted average sales as a result of a series of broker-assisted transactions ranging in price from $38.39 to $38.45 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. |
(3) | Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $38.250 to $38.550 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lagatta Loreen A. C/O ATLANTIC UNION BANKSHARES CORP 1051 E. CARY STREET, STE 1200 RICHMOND, VA 23219 |
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| EVP |
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Signatures
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/s/ Rachael R. Lape, Attorney-in-Fact | | 3/8/2021 |
**Signature of Reporting Person | Date |
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