TIDMSGM
RNS Number : 0114D
Sigma Capital Group PLC
24 June 2021
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Sigma Capital Group plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Sigma Capital Group plc
Use a separate form for each offeror/offeree
------------------------
(d) Is the discloser the offeror or the offeree? OFFEREE
------------------------
(e) Date position held: 17 June 2021
The latest practicable date prior to the disclosure
------------------------
(f) In addition to the company in 1(c) above, is the discloser making disclosures in N/A
respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: Ordinary shares of GBP0.002 each
Interests Short positions
-------------------- ------------------
Number % Number %
----------- ------- ---------- ------
(1) Relevant securities owned and/or controlled: Nil 0.00 Nil 0.00
----------- ------- ---------- ------
(2) Cash-settled derivatives: Nil 0.00 Nil 0.00
----------- ------- ---------- ------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: Nil 0.00 Nil 0.00
----------- ------- ---------- ------
TOTAL: Nil 0.00 Nil 0.00
----------- ------- ---------- ------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A
----
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
(a) Shares held by the directors of Sigma Capital Group plc
Name Number of Ordinary Shares Percentage of total
(excluding shares under issued share capital
option) of 1p each in (%) (excluding shares
the Offeree interested held in treasury) of
in the Offeree
GF Barnet 6,213,237 6.93
-------------------------- -----------------------
M McGill 31,000 0.03
-------------------------- -----------------------
J McMahon 100,000 0.11
-------------------------- -----------------------
D Sigsworth 716,971 0.80
-------------------------- -----------------------
I Sutcliffe 1,000,000 1.12
-------------------------- -----------------------
D Sutherland 145,299 0.16
-------------------------- -----------------------
G Thomson 332,857 0.37
-------------------------- -----------------------
(b) Outstanding share options held by the directors of Sigma
Capital Group plc:
Name Date of Number of Ordinary Vesting date Exercise
Grant Shares of 1p - normal price per
each subject lapse date Ordinary
to the outstanding Share of
option 1p each
28 Nov 2016
to 27 Nov
GF Barnet 28 Nov 2013 114,286 2023 26.25p
------------- -------------------- ------------- -----------
19 Nov 2017
to 18 Nov
GF Barnet 19 Nov 2014 250,000 2024 68.0p
------------- -------------------- ------------- -----------
5 Jan 2019
to 4 Jan
GF Barnet 5 Jan 2016 400,000 2026 93.5p
------------- -------------------- ------------- -----------
25 May 2020
to 24 May
GF Barnet 25 May 2017 300,000 2027 87.0p
------------- -------------------- ------------- -----------
30 Apr 2023
to 29 Apr
GF Barnet 30 Apr 2020 200,000 2030 82.0p
------------- -------------------- ------------- -----------
30 Apr 2023
to 29 Apr
M McGill 30 Apr 2020 250,000 2030 82.0p
------------- -------------------- ------------- -----------
5 May 2023
to 4 May
I Sutcliffe 5 May 2020 1,000,000 2030 86.0p
------------- -------------------- ------------- -----------
29 Jul 2014
to 28 Jul
D Sutherland 29 Jul 2011 119,500 2021 7.5p
------------- -------------------- ------------- -----------
28 Nov 2016
to 27 Nov
D Sutherland 28 Nov 2013 42,857 2023 26.25p
------------- -------------------- ------------- -----------
19 Nov 2017
to 18 Nov
D Sutherland 19 Nov 2014 64,503 2024 68.0p
------------- -------------------- ------------- -----------
25 May 2020
to 24 May
D Sutherland 25 May 2017 72,500 2027 87.0p
------------- -------------------- ------------- -----------
30 Apr 2023
30 April to 29 Apr
D Sutherland 2020 50,000 2030 82.0p
------------- -------------------- ------------- -----------
28 Nov 2016
to 27 Nov
G Thomson 28 Nov 2013 38,095 2023 26.25p
------------- -------------------- ------------- -----------
19 Nov 2017
to 18 Nov
G Thomson 19 Nov 2014 200,000 2024 68.0p
------------- -------------------- ------------- -----------
5 Jan 2019
to 4 Jan
G Thomson 5 Jan 2016 250,000 2026 93.5p
------------- -------------------- ------------- -----------
25 May 2020
to 24 May
G Thomson 25 May 2017 132,500 2027 87.0p
------------- -------------------- ------------- -----------
30 Apr 2023
to 29 Apr
G Thomson 30 Apr 2020 75,000 2030 82.0p
------------- -------------------- ------------- -----------
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
---
Date of disclosure: 17 June 2021
Contact name: Mike Scott
--------------
Telephone number: 0333 999 9926
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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