post election committee appointmentstrue0000883237 0000883237 2019-09-29 2019-09-29


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No.1)
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

September 29, 2019
Date of Report (date of earliest event reported)

VIRTUS INVESTMENT PARTNERS, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-10994
26-3962811
 
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
 
 
One Financial Plaza
Hartford
CT
06103
 
(Address of principal executive offices)
 
(Zip Code)
 
(800) 248-7971
Registrant's telephone number, including area code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 par value
(including Preferred Share Purchase Rights)
VRTS
The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On October 1, 2019, Virtus Investment Partners, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original Report”) to disclose that on September 29, 2019 the Company’s Board of Directors (the “Board”) elected Peter L. Bain and Paul G. Greig as new members of the Board, effective as of October 1, 2019. Committee assignments for Messrs. Bain and Greig had not yet been determined as of the date of the Original Report.

The Company is filing this amendment to the Original Report solely to disclose that on November 11, 2019 the Board appointed Mr. Bain to its Audit Committee and Compensation Committee and Mr. Greig to its Audit Committee and Risk and Finance Committee, each effective as of December 1, 2019.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
 
VIRTUS INVESTMENT PARTNERS, INC.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Dated:  November 14, 2019
 
By:
/s/ Wendy J. Hills
 
 
 
 
Name:
Wendy J. Hills
 
 
 
 
Title:
Executive Vice President, Chief Legal Officer, General Counsel and Secretary
 



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