Indymac Bancorp Inc - Amended Statement of Beneficial Ownership (3/A)
17 Enero 2008 - 3:12PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hymel Patrick A
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2. Date of Event Requiring Statement (MM/DD/YYYY)
12/10/2007
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3. Issuer Name
and
Ticker or Trading Symbol
INDYMAC BANCORP INC [IMB]
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(Last)
(First)
(Middle)
888 E WALNUT STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
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X
___ Other (specify below)
/ EVP, IndyMac Bank, F.S.B.
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(Street)
PASADENA, CA 91101
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
12/12/2007
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
(1)
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622.21
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D
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Common Stock
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2679
(2)
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D
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Common Stock
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2302
(3)
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D
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Common Stock
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6016
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D
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Common Stock
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669.47
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I
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By 401(k)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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(4)
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2/5/2011
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Common Stock
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3400.00
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$24.4150
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D
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Stock Option (Right to Buy)
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(5)
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3/15/2014
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Common Stock
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8811.00
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$35.3800
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D
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Stock Option (Right to Buy)
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(6)
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3/23/2014
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Common Stock
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28997.00
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$29.5700
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D
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Stock Option (Right to Buy)
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(7)
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3/15/2015
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Common Stock
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20929.00
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$35.4050
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D
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Stock Option (Right to Buy)
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(8)
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3/15/2016
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Common Stock
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12530.00
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$39.0750
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D
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Explanation of Responses:
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(
1)
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Represents obligations under a deferred compensation program maintained by the issuer which vest on March 23, 2010. These obligations may be settled only in issuer common stock on a one-for-one basis. Accordingly, the reporting person has chosen to report them in Table I as ownership of the underlying stock. An equal number of shares have been purchased on the open market and held by a rabbi trust but are not specifically allocated to the reporting person. These shares were inadvertantly not reported on the timely filed Form 3.
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(
2)
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Restricted stock vests in full on March 15, 2009.
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(
3)
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Restricted stock vests in full on March 23, 2010.
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(
4)
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The option became exercisable for one-third of the shares on February 5, 2002, February 5, 2003, and February 5, 2004. Mr. Hymel has previously exercised 1,600 options from this grant.
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(
5)
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The option became exercisable for one-third of the shares on March 15, 2005, March 15, 2006, and March 15, 2007.
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(
6)
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The option becomes exercisable for one-third of the shares on March 23, 2008, March 23, 2009, and March 23, 2010.
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(
7)
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The option became exercisable for one-third of the shares on March 15, 2006 and March 15, 2007 and becomes exercisable for one-third of the shares on March 15, 2008.
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(
8)
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The option became exercisable for one-third of the shares on March 15, 2007 and becomes exercisable for one-third of the shares on March 15, 2008, and March 15, 2009.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Hymel Patrick A
888 E WALNUT STREET
PASADENA, CA 91101
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EVP, IndyMac Bank, F.S.B.
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Signatures
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By: James Barbour as Attorney-In-Fact
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1/17/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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