OMB Number 3235-0145
United States
Securities and Exchange Commission
Washington DC 20549
Schedule 13D
Under the Securities and Exchange Act of 1934
Indymac Bancorp, Inc.
Name of Issuer
Trust Preferred Securities and Warrants
Title of Class of Securities
CUSIP Number 456607209
Howard Amster, 23811 Chagrin Blvd., Suite 200
Beachwood, Ohio 44122-5525, 216 595-1047
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
January 11, 2008
(Date of Event which Requires Filing of this Statement)
If this filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of 240.13d-1(e) (f) or (g), check the
following box / /.
Note: Scheduled filed in paper format shall include a signed
original and five copies of the schedule including all exhibits.
See 240.13D-7 for other parties to who copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject to the
subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities
of that Section of the Act, but shall be subject to all other provisions
of the Act (however see the Notes).
1 Name of Reporting Person Howard Amster
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds PF
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting 41,500
Beneficially
Owned By Each 8 Shared Voting 23,305
Reporting Person
With 9 Sole Dispositive 41,500
10 Shared Dispositive 23,305
11 Aggregate Amount Beneficially owned 55,405
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 6.2 %
14 Type of Reporting Person IN
1 Name of Reporting Person Howard M Amster 2005
Charitable Remainder Unitrust
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds AF
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 1,600
Reporting Person
With 9 Sole Dispositive
10 Shared Dispositive 1,600
11 Aggregate Amount Beneficially owned 1,600
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.2 %
14 Type of Reporting Person OO
1 Name of Reporting Person Amster Trading Company
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds WC
5 Check if Disclosure
6 Citizenship USA
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 7,800
Reporting Person
With 9 Sole Dispositive
10 Shared Dispositive 7,800
11 Aggregate Amount Beneficially owned 0
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0 %
14 Type of Reporting Person CO
1 Name of Reporting Person Amster Trading Company
Charitable Remainder Unitrusts
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds AF
5 Check if Disclosure
6 Citizenship
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 7,800
Reporting Person
|
With 9 Sole Dispositive
10 Shared Dispositive 7,800
11 Aggregate Amount Beneficially owned 7,800
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.9 %
14 Type of Reporting Person OO
1 Name of Reporting Person Pleasant Lake Apts. Corp.
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds WC
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 8,005
Reporting Person
With 9 Sole Dispositive
10 Shared Dispositive 8,005
11 Aggregate Amount Beneficially owned 8,005
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.9 %
14 Type of Reporting Person CO
1 Name of Reporting Person Pleasant Lake Apts. Ltd.
Partnership
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds 00
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 8,005
Reporting Person
With 9 Sole Dispositive
10 Shared Dispositive 8,005
11 Aggregate Amount Beneficially owned 8,005
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.9 %
14 Type of Reporting Person 00
1 Name of Reporting Person Ramat Securities Ltd.
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds WC
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 5,900
Reporting Person
With 9 Sole Dispositive
10 Shared Dispositive 5,900
11 Aggregate Amount Beneficially owned 5,900
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.7 %
14 Type of Reporting Person BD
1 Name of Reporting Person Tova Financial, Inc.
2 If a member group a) / /
b) /X/
3 SEC Use only
4 Source of Funds WC
5 Check if Disclosure
6 Citizenship USA
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 1,150
Reporting Person
|
With 9 Sole Dispositive
10 Shared Dispositive 1,150
11 Aggregate Amount Beneficially owned 1,150
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.1 %
14 Type of Reporting Person CO
1 Name of Reporting Person David Zlatin
2 If a member group a) / /
c) /X/
3 SEC Use only
4 Source of Funds PF
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting 120
Beneficially
Owned By Each 8 Shared Voting 7,250
Reporting Person
With 9 Sole Dispositive 120
10 Shared Dispositive 7,250
11 Aggregate Amount Beneficially owned 7,370
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.8 %
14 Type of Reporting Person IN
1 Name of Reporting Person David Zlatin and Gilda Zlatin JTWOS
2 If a member group a) / /
d) /X/
3 SEC Use only
4 Source of Funds PF
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting
Beneficially
Owned By Each 8 Shared Voting 1,350
Reporting Person
|
With 9 Sole Dispositive
10 Shared Dispositive 1,350
11 Aggregate Amount Beneficially owned 1,350
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.2 %
14 Type of Reporting Person IN
1 Name of Reporting Person Gilda Zlatin
2 If a member group a) / /
e) /X/
3 SEC Use only
4 Source of Funds PF
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting 12
Beneficially
Owned By Each 8 Shared Voting 1,350
Reporting Person
|
With 9 Sole Dispositive 12
10 Shared Dispositive 1,350
11 Aggregate Amount Beneficially owned 1,362
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 0.2 %
14 Type of Reporting Person IN
Item 1. Security and Issuer
Indymac Bancorp, Inc.
Trust Preferred Securities and Warrants
Indymac Bancorp, Inc.
888 East Walnut Street
Pasadena, California 91101-7211
310 315 5500
CUSIP Number 456607209
Item 2. Identity and Background
Howard Amster
a) Howard Amster
b) 23811 Chagrin Blvd., # 200, Beachwood, Ohio 44122-5525
c) Present principal occupation- Real Estate Operator
23811 Chagrin Blvd. # 200, Beachwood, Oh 44122-5525
d) Howard Amster has not been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any) within
the last five years.
e) Howard Amster has not been party to any civil proceedings of
a judicial or administrative body or competent jurisdiction of the type
described in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
Howard M Amster 2005 Charitable Remainder Unitrust
Howard M Amster 2005 Charitable Remainder Unitrust has
been funded by Howard Amster . Because Howard Amster
has the right to change the trustee of the trust, he can be
deemed to have the right to shared voting and dispositive power
over any security owned by the trust. While Howard Amster
receives certain income distributions from the trust, the assets
owned by the trust benefits charitable purposes. Howard Amster
disclaims beneficial ownership of the securities owned by the
trust. Howard Amster is the sole trustee of the Howard M
Amster 2005 Charitable Remainder Unitrust, although he has
no pecuniary interest in the trust and therefore disclaims
beneficial ownership of shares owned by the trust.
a) Howard M Amster 2005 Charitable Remainder Unitrust
b) 23811 Chagrin Blvd., # 200
Beachwood, Ohio 44122-5525
c) Charitable Remainder Unitrust
d) Neither Howard Amster or the trustee have been convicted
in any criminal proceedings (excluding traffic violations or
similar misdemeanors, if any) within the last five years.
e) Neither Howard Amster or the trustee have been a party to
any civil proceedings of a judicial or administrative body or
competent jurisdictions of the type described in Item 2 of
Schedule 13D within the last five years.
f) U.S.A
Amster Trading Company
Howard Amster is the 100% owner of Amster Trading Company and
as such can be deemed the beneficial owner of such entity and may be
deemed to have shared voting and dispositive power over shares owned
by Amster Trading Company.
a) Amster Trading Company
b) 23811 Chagrin Blvd., # 200
Beachwood, Ohio 44122-5525
c) Investments
d) Neither the officers, directors, or shareholder of Amster
Trading Company have been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any)
within the last five years.
e) Neither the officers, directors, or shareholder of Amster
Trading Company have been a party to any civil proceedings of a
judicial or administrative body or competent jurisdictions of the
type described in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
Amster Trading Company Charitable Remainder Unitrusts
Amster Trading Company Charitable Remainder Unitrusts have
been funded by Amster Trading Company. Because Amster
Trading Company has the right to change the trustee of the
trusts, it can be deemed to have the right to shared voting and
dispositive power over any security owned by the trusts. While
Amster Trading Company receives certain income distributions
from the trusts, the assets owned by the trusts benefits charitable
purposes. Amster Trading Company disclaims beneficial ownership
of the securities owned by these trusts. Howard Amster is the sole
trustee of the Amster Trading Company Charitable Remainder
Unitrusts although he has no pecuniary interest in the trusts and
therefore disclaims beneficial ownership of shares owned by the
trusts.
a) Amster Trading Company Charitable Remainder Unitrusts
b) 23811 Chagrin Blvd., # 200
Beachwood, Ohio 44122-5525
c) Charitable Remainder Unitrusts
d) Neither the officers, directors, or shareholders of Amster
Trading Company have been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any)
within the last five years.
e) Neither the officers, directors, or shareholders of Amster
Trading Company have been a party to any civil proceedings of a
judicial or administrative body or competent jurisdictions of the
type described in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
Pleasant Lake Apts. Corp.
Howard Amster is the 100 % owner of Pleasant Lake Apts. Corp.
and as such can be deemed the beneficial owner of such entity
and may be deemed to have shared voting and dispositive power
over shares owned by Pleasant Lake Apts. Ltd. Corp.
a) Pleasant Lake Apts. Corp.
b) 23811 Chagrin Blvd., # 200
Beachwood, Ohio 44122-5525
c) Investments
d) Neither the officers, directors or shareholder of Pleasant
Lake Apts. Corp. have been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any)
within the last five years.
e) Neither the officers, directors or shareholder of Pleasant
Lake Apts. Corp. have been a party to any civil proceedings of a
judicial or administrative body or competent jurisdictions of the
type described in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
Pleasant Lake Apts. Ltd. Partnership
Howard Amster is the 99.75 % owner of Pleasant Lake Apts. Ltd.
Partnership and as such can be deemed the beneficial owner of
such entity and may be deemed to have shared voting and dispositive
power over shares owned by Pleasant Lake Apts. Ltd. Partnership.
Pleasant Lake Apts. Corp. is the General Partner of Pleasant
Lake Apts. Ltd. Partnership and as such can be deemed the
beneficial owner of such entity and may be deemed to have shared
voting and dispositive power over shares owned by Pleasant Lake
Apts. Ltd. Partnership.
a) Pleasant Lake Apts. Ltd. Partnership
b) 7530 Lucerne Drive, # 101
Middleburg Heights, Ohio 44130
c) Real Estate
d) Neither the officers, directors or partners of Pleasant Lake
Apts. Ltd. Partnership have been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any)
within the last five years.
e) Neither the officers, directors or partners of Pleasant Lake
Apts. Ltd. Partnership have been a party to any civil proceedings of a
judicial or administrative body or competent jurisdictions of the
type described in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
Ramat Securities Ltd., 23811 Chagrin Blvd., # 200, Beachwood, Ohio 44122
Securities Firm
David Zlatin and Howard Amster are the unitholders of Ramat
Securities Ltd., an Ohio Limited Liability Company.
David Zlatin is a 17 % owner/principal of Ramat Securities Ltd.
and has joint control of voting and dispositive power over all
securities owned by Ramat Securities Ltd. While David Zlatin
directly or indirectly does not beneficially own 5 % of Indymac
Bancorp Trust Preferred Securities and Warrants, he because
of such voting and dispositive power, might be deemed a
beneficial owner of these shares owned by Ramat Securities Ltd.
Howard Amster is an 83 % owner/principal of Ramat Securities Ltd.
and has joint voting or dispositive power over any securities owned by
Ramat Securities Ltd., but by being an 83 % owner can be deemed a
beneficial owner of all securities owned by Ramat Securities Ltd.
d) Neither the members or unitholders of Ramat Securities Ltd. have
been convicted in any criminal proceedings (excluding traffic
violations or similar misdemeanors, if any) within the last five years.
e) Neither the members or unitholders of Ramat Securities Ltd.
have been a party to any civil proceedings of a judicial or
administrative body or competent jurisdictions of the type described
in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
Tova Financial, Inc.
David Zlatin is a 50 % owner of Tova Financial, Inc. and as such can
be deemed the beneficial owner of such entity and may be deemed to
share shared voting and dispositive power over shares owned by
Tova Financial, Inc.
Gilda Zlatin is a 50 % owner of Tova Financial, Inc. and as such can
be deemed the beneficial owner of such entity and may be deemed to
share shared voting and dispositive power over shares owned by
Tova Financial, Inc.
a) Tova Financial, Inc.
b) 2562 Biscayne Blvd.
Beachwood, Ohio 44122-1773
c) Investments
d) Neither the officers, directors or shareholders of Tova Financial
Inc. have been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any)
within the last five years.
e) Neither the officers, directors or shareholders of Tova Financial
Inc. have been a party to any civil proceedings of a
judicial or administrative body or competent jurisdictions of the
type described in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
David Zlatin
David Zlatin and Gilda Zlatin are husband and wife. Except for
Tova Financial, Inc. and their JTWROS holding, each disclaims
any shared voting and dispositive power over shares of Indymac
Bancorp Trust Preferred Securities and Warrants
that each may own as a beneficial owner.
a) David Zlatin
b) 2562 Biscayne Blvd., Beachwood, Ohio 44122-1773
c) Present principal occupation- Principal, Ramat Securities Ltd.,
securities firm- 23811 Chagrin Blvd. # 200, Beachwood, Oh 44122-5525
d) David Zlatin has not been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any) within
the last five years.
e) David Zlatin has not been party to any civil proceedings of
a judicial or administrative body or competent jurisdiction of the type
described in Item 2 of Schedule 13D within the last five years.
David Zlatin and Gilda Zlatin as Joint Tenants with Rights
of Survivorship (as JTWROS)
David Zlatin and Gilda Zlatin are husband and wife. Except for
their JTWROS holding, Tova Financial, Inc. each disclaims any
shared voting and dispositive power over Indymac Bancorp Trust
Preferred Securities and Warrants that each may own as a
beneficial owner.
a) David Zlatin
b) 2562 Biscayne Blvd., Beachwood, Ohio 44122-1773
c) Present principal occupation- Principal, Ramat Securities Ltd.,
securities firm- 23811 Chagrin Blvd. # 200, Beachwood, Oh 44122-5525
d) David Zlatin has not been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any) within
the last five years.
e) David Zlatin has not been party to any civil proceedings of
a judicial or administrative body or competent jurisdiction of the type
described in Item 2 of Schedule 13D within the last five years.
Gilda Zlatin
a) Gilda Zlatin
b) 2562 Biscayne Blvd., Beachwood, Ohio 44122-1773
c) Present principal occupation- Teacher
d) Gilda Zlatin has not been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any) within
the last five years.
e) Gilda Zlatin has not been party to any civil proceedings of
a judicial or administrative body or competent jurisdiction of the type
described in Item 2 of Schedule 13D within the last five years.
Gilda Zlatin
David Zlatin and Gilda Zlatin are husband and wife. Except for Tova
Financial, Inc. and their JTWROS holdings, each disclaim shared
voting and dispositive power over shares of Indymac Bancorp
Trust Preferred Security and Warrants that each may own as a
beneficial owner.
a) Gilda Zlatin
b) 2562 Biscayne Blvd., Beachwood, Ohio 44122-1773
c) Present principal occupation- Teacher
d) Gilda Zlatin has not been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any) within
the last five years.
e) Gilda Zlatin has not been party to any civil proceedings of
a judicial or administrative body or competent jurisdiction of the type
described in Item 2 of Schedule 13D within the last five years.
For information purposes only
Ramat Securities Ltd. client owns 13
Indymac Bancorp Trust Preferred Securities and Warrants
shares excluding various Amster, Zlatin member
group shares or 0.00 % of Indymac Bancorp Trust
Preferred Securities and Warrants shares.
Client of Ramat Securities Ltd. excluding
various Amster, Zlatin member group shares does not
have ownership, no shared voting, no dispositive power no
pecuniary interest in any Indymac Bancorp Trust
Preferred Securities and Warrants shares held by this
reporting group nor to any other securities owned directly
or indirectly by the reporting group.
Ramat Securities Ltd. has no ownership, no shared voting,
no dispositive, no pecuniary interest in Indymac Bancorp.
Trust Preferred Securities and Warrants shares owned
by its client directly or indirectly excluding various Amster,
Zlatin member group shares.
Ramat Securities Ltd. has no ownership, no shared
voting, no dispositive, no pecuniary interest in any
other securities owned by its client directly or
indirectly excluding Mr. Amster, Mr. Zlatin.
Item 3. Source and Amount of Funds or Other Consideration
Howard Amster, in his personal and individual retirement accounts
purchased all 41,500 shares with personal funds without
borrowing. The total consideration for the purchases is
is $ 763,954.90.
Howard M Amster 2005 Charitable Remainder Unitrust purchased
all 1,600 shares with trust assets without borrowing.
The total consideration for the purchase was $ 32,312.42.
Amster Trading Company Charitable Remainder Unitrusts
purchased all 7,800 shares with trust assets
without borrowing. The total consideration for these
purchases is $ 165,676.81.
Pleasant Lake Apts. Ltd. Partnership purchased all 8,005
shares with partnership funds without borrowing.
The total consideration for these purchases is $ 169,351.57.
Ramat Securities Ltd. purchased all 5,900 shares
with working capital without borrowing. The total consideration
for these purchases is $ 112,390.00.
Tova Financial, Inc. purchased all 1,150 shares
with working capital without borrowing. The total
consideration for the purchase is $ 23,736.56.
David Zlatin, in his individual retirement account purchased
120 shares with personal funds and without
borrowing. The total consideration for the purchases
is $ 2,534.19.
David Zlatin and Gilda Zlatin as JTWROS purchased
200 shares with their personal funds and without
borrowing. The total consideration for the purchase
is $ 4,208.98.
Gilda Zlatin in her individual retirement account purchased
12 shares with personal funds and without
borrowing. The total consideration for the purchases
is $ 259.97.
Item 4. Purpose of Transaction
The following acquired their shares or may deemed to
be a group for purposes of investment.
Howard Amster
Howard M Amster 2005 Charitable Remainder Unitrust
Amster Trading Company
Amster Trading Company Charitable Remainder Unitrusts
Pleasant Lake Apts. Corp.
Pleasant Lake Apts. Ltd. Partnership
Ramat Securites Ltd.
Tova Financial, Inc.
David Zlatin
David Zlatin and Gilda Zlatin as JTWROS
Gilda Zlatin
There are no present plans or proposals by this group of
record or the beneficial owners as reported in this Schedule 13D which
relates to or would result in the following:
a. The acquisition by any person of additional securities of the
issuer, or the disposition of securities of the issuer provided, however,
the reporting persons might acquire additional shares or other securities
of the issuer or dispose of some or all of their shares depending upon
market conditions and their personal circumstances;
b. An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its
subsidiaries;
c. A sale or transfer or a material amount of assets of the issuer or
any of its subsidiaries;
d. Any change in the present board of directors or management of the
issuer, including any plans or proposals to change the number of the terms
of directors or to fill any existing vacancies on the board;
e. Any material change in the present capitalization or
dividend policy of the issuer;
f. Any other material in the issuer's business or corporate structure;
g. Changes in the issuer's charter, bylaws or instruments corresponding
thereto or other actions which may impede the acquisition of control of
the issuer by any person;
h. Causing a class of securities of the issuer to be delisted from a
national securities exchange or cease to be authorized to be quoted in
an inter-dealer quotation system of a registered national securities
association;
i) A class of equity securities of the issuer becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Act; or
j. Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer
The outstanding Trust Preferred Securities and Warrants
of the Issuer is 900,000 shares as referenced in the 10-Q
for the quarterly period ending September 30, 2007
(a)(b) The aggregate amount owned by this Reporting Group is
66,287 shares or 7.4 % of the shares outstanding.
Howard Amster in his name and individual retirement accounts
owns 41,500 shares or 4.6 % of the shares outstanding.
Howard M Amster 2005 Charitable Remainder Unitrust owns
1,600 shares or 0.2 % of the shares outstanding.
Amster Trading Company Charitable Remainder Unitrusts
own 7,800 shares or 0.9 % of the shares outstanding.
Pleasant Lake Apts. Ltd. Partnership owns 8,005
shares or 0.9 % of the shares outstanding.
Ramat Securities Ltd. owns 5,900 shares or
0.7 % of the shares outstanding.
Tova Financial, Inc. owns 1,150 shares or
0.1 % of the shares outstanding.
David Zlatin owns 120 shares or
0.0 % of the shares outstanding.
David Zlatin and Gilda Zlatin as JTROS own 200
shares or 0.0 % of the shares outstanding.
Gilda Zlatin owns 12 shares or
0.0 % of the shares outstanding.
c) Description of Transactions
All purchases were executed on a listed stock exchange
as an open market transaction with Bear, Stearns Securities
Corp. as executing broker excluding payment in kind
distribution (PIK) that was received by Tova Financial, Inc.
from a trust, the PIK was priced at closing and is included
in the following table.
Identity Date Shares Price
Howard Amster 12/07/07 4,500 21.9878
and various 12/10/07 5,000 22.004
Individual 12/11/07 1,000 21.80
Retirement Accounts 01/03/08 10,000 20.42
01/17/08 21,000 15.6338
Howard M Amster 01/11/08 1,600 20.1737
2005 Charitable
Remainder Unitrust
Amster Trading 12/07/07 4,500 21.9878
Company Charitable 01/11/08 3,300 20.1737
Remainder Unitrusts
Pleasant Lake 12/04/07 2,305 20.8724
Apts. Ltd. 12/05/07 1,800 20.8278
Partnership 12/06/07 2,400 21.0688
12/07/07 1,500 22.0167
Ramat Securities 11/21/07 3,000 19.00
Ltd. 11/29/07 2,900 19.10
Tova Financial, Inc. 12/04/07 650 20.8724
12/21/07 500 20.27 PIK from Trust
David Zlatin 12/04/07 120 20.8724
Individual retirement account
David Zlatin and 12/04/07 200 20.8724
Gilda Zlatin JTWROS
Gilda Zlatin 12/04/07 12 20.8724
in her individual retirement account
|
Item 6. Contracts, Arrangements, Understandings or Relationships
with Respect to Securities of the Issuer.
There are no contracts, arrangements, understandings or relationships
with respect to securities of the Issuer with any person except as set
forth in items 2, 3, 5 above.
Item 7. Material to be filed as exhibits.
None
Signature After reasonable inquiry and to the best of our knowledge
and belief, we certify that the information set forth in this
statement is true, complete and correct.
Date: January 17, 2008
/s/
Howard Amster
/s/
Howard M Amster 2005 Charitable Remainder Unitrust
By: Howard Amster
Title: Trustee
/s/
Amster Trading Company
By: Howard Amster
Title: President
/s/
Amster Trading Company Charitable Remainder Unitrusts
By: Howard Amster
Title: Trustee
/s/
Pleasant Lake Apts. Corp.
By: Howard Amster
Title: President
/s/
Pleasant Lake Apts. Ltd. Partnership
By: Pleasant Lake Apts. Corp., Howard Amster, President
Title: Its General Partner
/s/
Ramat Securities Ltd.
By: David Zlatin
Title: Principal
/s/
Tova Financial, Inc.
By: David Zlatin
Title: President
/s/
David Zlatin
/s/ /s/
David Zlatin and Gilda Zlatin as JTWROS
/s/
Gilda Zlatin
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