- Statement of Ownership (SC 13G)
14 Febrero 2011 - 11:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
COMMON STOCK
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(Title of Class of Securities)
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December 31, 2010
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
o
Rule 13d-1(d)
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1.
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NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Aegis Financial Corporation
54-1712996
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(A)
o
(B)
x
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
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5.
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SOLE VOTING POWER
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|
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BENEFICIALLY
OWNED BY
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6.
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SHARED VOTING POWER
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0
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EACH REPORTING
PERSON WITH
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7.
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SOLE DISPOSITIVE POWER
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|
|
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8.
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SHARED DISPOSITIVE POWER
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0
|
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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5.4%
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12.
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TYPE OF REPORTING PERSON
IA
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1.
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NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Scott L. Barbee
N/A
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2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(A)
o
(B)
x
|
3.
|
SEC USE ONLY
|
4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
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5.
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SOLE VOTING POWER
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423,184
|
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BENEFICIALLY
OWNED BY
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6.
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SHARED VOTING POWER
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0
|
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EACH REPORTING
PERSON WITH
|
7.
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SOLE DISPOSITIVE POWER
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423,184
|
|
|
8.
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SHARED DISPOSITIVE POWER
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0
|
|
9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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423,184
|
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
|
|
11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
5.4%
|
|
12.
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TYPE OF REPORTING PERSON
IN
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Schedule 13G Additional Information
Item #
1.
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(a).
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Name of Issuer:
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BKF CAPITAL GROUP, INC.
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(b).
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Address of Issuer’s Principal Executive Offices:
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1 North Federal Highyway, Suite 201
Boca Raton, FL 33432
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2.
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(a).
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Name of Persons Filing:
|
|
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(i) Aegis Financial Corporation ("AFC")
(ii) SCOTT L. BARBEE ("BARBEE")
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(b).
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Address of Principal Business Office for Each of the Above:
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1100 NORTH GLEBE ROAD, SUITE 1040
ARLINGTON, VIRGINIA 22201
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(c).
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Citizenship:
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(i) AFC: Delaware
(ii) Barbee: United States
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(d).
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Title of Class of Securities:
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Common Stock
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(e).
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CUSIP Number:
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05548G102
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3.
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This statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c). The person filing is a:
|
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(a)
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o
Broker or Dealer registered under Section 15 of the Act;
|
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(b)
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o
Bank as defined in Section 3(a)(6) of the Act;
|
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(c)
|
o
Insurance Company as defined in Section 3(a)(19) of the Act;
|
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(d)
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o
Investment Company registered under Section 8 of the Investment Company Act;
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(e)
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x
Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
|
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(f)
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o
Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund;
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(g)
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o
Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G);
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(h)
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o
Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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o
Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act;
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(j)
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o
Group, in accordance with Rule 13d-1(b)(1)(ii)(J)
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount Beneficially Owned:
|
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(i) AFC:
423,184
(ii) Barbee:
423,184
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(b)
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Percentage of Class:
|
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(i) AFC: 5.4%
(ii) Barbee: 5.4%
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(c)
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Number of shares as to which such person has:
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(1)
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Sole power to vote or to direct the vote:
|
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(i) AFC:
423,184
(ii) Barbee:
423,184
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(2)
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Shared power to vote or to direct the vote:
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(i) AFC: 0
(ii) Barbee: 0
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|
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(3)
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Sole power to dispose or to direct the disposition of:
|
|
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(i) AFC:
423,184
(ii) Barbee:
423,184
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|
|
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(4)
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Shared power to dispose or to direct the disposition of:
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(i) AFC: 0
(ii) Barbee: 0
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5.
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Ownership of Five Percent or Less of a Class:
|
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Not Applicable
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6.
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Ownership of More than Five Percent on Behalf of Another Person:
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7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
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Not Applicable
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8.
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Identification and Classification of Members of the Group:
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Not Applicable
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9.
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Notice of Dissolution of Group:
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Not Applicable
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10.
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Certification:
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By signing below, the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
In accordance with Rule 13d-4 of the Securities Exchange Act of 1934, each of the persons filing this statement expressly disclaim the beneficial ownership of the securities covered by this statement and the filing of this report shall not be construed as an admission by such persons that they are the beneficial owners of such securities.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Aegis Financial Corporation
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Date: February 14, 2011
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By:
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Name:
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Scott L. Barbee
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Title:
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Managing Director
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Scott L. Barbee
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Date: February 14, 2011
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By:
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Name:
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Scott L. Barbee
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