Form 8-K - Current report
23 Enero 2024 - 4:18PM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934.
Date
of Report: January 23, 2024
(Date
of earliest event reported)
Oragenics,
Inc.
(Exact
name of registrant as specified in its charter)
FL |
|
001-32188 |
|
59-3410522 |
(State
or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification Number) |
4902
Eisenhower Boulevard, Suite 125
Tampa,
FL |
|
33634 |
(Address
of principal executive offices) |
|
(Zip
Code) |
813-286-7900
(Registrant’s
telephone number, including area code)
(Former
Name or Former Address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock |
|
OGEN |
|
NYSE
American |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
1.02 TERMINATION OF A MATERIAL DEFINITIVE AGREEMENT.
On
January 23, 2024, Oragenics, Inc. (the “Company”), provided notice of its termination, effective January 30, 2024, of that
certain At the Market Offering Agreement (the “Sales Agreement”) with Ladenburg Thalmann & Co. Inc. (“Ladenburg”)
dated as of February 24, 2023 (the “Sales Agreement”). As previously reported, pursuant to the terms of the Sales Agreement,
the Company could offer and sell shares of its common stock, par value $0.001 per share, having aggregate offering sales proceeds of
up to $5,000,000 (the “Shares”), through Ladenburg (the “2023 ATM Offering Program”). The Company is not subject
to any termination penalties related to the termination of the Sales Agreement.
The
Company did not sell any Shares through the 2023 ATM Offering Program and therefore, did not receive any proceeds. Although the official
termination of the Sales Agreement will take effect on January 30, 2024, the Company will not make any sales under the Sales Agreement.
ITEM
8.01. OTHER INFORMATION.
On
January 23, 2024, the Company issued a press release to announce the termination of the Sales Agreement. A copy of the press release
is attached hereto as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
ITEM
9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d)
Exhibits
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized on this 23rd day of January 2024.
|
ORAGENICS,
INC. |
|
(Registrant) |
|
|
|
BY: |
/s/ Janet
Huffman |
|
|
Janet
Huffman
|
|
|
Chief Financial Officer |
Exhibit
99.1
Oragenics
Announces Termination of At-The-Market Offering Program
January
23, 2024
TAMPA,
Fla.—(BUSINESS WIRE) — Oragenics, Inc. (NYSE American: OGEN) (“Oragenics” or the “Company”) today
announced it has terminated its previously announced “at-the-market” (“ATM”) equity offering program.
The
Company has initiated the 5-day termination process of the ATM offering, with the termination to take effect on January 30, 2024. The
Company will make no sales under the ATM offering during this period.
This
press release does not constitute an offer to sell or the solicitation of an offer to buy securities, nor will there be any sale of the
securities in any province, state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration
or qualification under the securities laws of any such
About
Oragenics
Oragenics,
Inc. is a development-stage company focused on nasal delivery of pharmaceutical medications including in neurology and fighting infectious
diseases including coronaviruses and multidrug-resistant organisms. It’s ONP-002 product candidate is a fully synthetic neurosteroid
being developed to treat Mild Traumatic Brain Injury (mTBI). Its NT-CoV2-1 product candidate is an intranasal vaccine candidate
to prevent COVID-19 and variants of the SARS-CoV-2 virus. The NT-CoV2-1 program leverages coronavirus spike protein research licensed
from the National Institutes of Health (NIH) and the National Research Council of Canada (NRC) with a focus on reducing viral transmission
and offering a more patient-friendly intranasal administration. For more information, please visit www.oragenics.com.
About
ONP-002
ONP-002
is a fully synthetic neurosteroid being developed to treat mTBI. In preclinical studies, the drug demonstrated equivalent or better neuroprotective
effects compared with related neurosteroids. Animal models of concussion showed the drug reduces the behavioral pathology associated
with brain injury symptoms such as memory impairment, anxiety and motor/sensory performance. Additionally, ONP-002 is lipophilic and
can cross the blood-brain barrier to rapidly eliminate swelling, oxidative stress and inflammation while restoring proper blood flow.
Oragenics,
Inc.
Janet
Huffman, Chief Financial Officer
813-286-7900
jhuffman@oragenics.com
LHA
Investor Relations
Tirth
T. Patel
212-201-6614
tpatel@lhai.com
Source:
Oragenics, Inc.
Released
January 23, 2024
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Oragenics (AMEX:OGEN)
Gráfica de Acción Histórica
De May 2024 a Jun 2024
Oragenics (AMEX:OGEN)
Gráfica de Acción Histórica
De Jun 2023 a Jun 2024